Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | GVP, Chief Information Officer | May 22, 2014 | May 23, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date May 22, 2014 · Filed May 23, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,131 |
Reported balance
After 2014-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2014-05-22 · Sale · Disposed 6,755 · Balance 75,131 F1: Number of shares includes 74,625 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 44,625 units are scheduled to vest in installments during each January of 2015 through 2017; and (b) 30,000 units are scheduled to vest in installments during each April of 2015 through 2017 (all vesting is subject to continued employment through each applicable vest date). |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares includes 74,625 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 44,625 units are scheduled to vest in installments during each January of 2015 through 2017; and (b) 30,000 units are scheduled to vest in installments during each April of 2015 through 2017 (all vesting is subject to continued employment through each applicable vest date).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2014 Filed May 23, 2014 20:59 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 6,755 | $19.94 | $134,694.70 |
DisclosureSEC source: 0001127602-14-018770 · form4.xml · nonDerivative · entry 1 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,131 F1 · balance_after: Number of shares includes 74,625 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 44,625 units are scheduled to vest in installments during each January of 2015 through 2017; and (b) 30,000 units are scheduled to vest in installments during each April of 2015 through 2017 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| April 01, 2014 Filed Apr 3, 2014 21:25 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 3,245 | $20.62 | $66,911.90 |
DisclosureSEC source: 0001127602-14-014035 · form4.xml · nonDerivative · entry 1 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,886 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares consists of 74,625 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 44,625 units are scheduled to vest in installments during each January of 2015 through 2017; and (b) 30,000 units are scheduled to vest in installments during each April of 2015 through 2017 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| February 24, 2014 Filed Feb 26, 2014 22:21 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 26,585 | $19.22 | $510,963.70 |
DisclosureSEC source: 0001127602-14-008719 · form4.xml · nonDerivative · entry 1 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,625 F1 · balance_after: Number of shares consists of 84,625 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 44,625 units are scheduled to vest in installments during each January of 2015 through 2017; and (b) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 21:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 2,434 | $16.82 | $40,939.88 |
DisclosureSEC source: 0001127602-14-004325 · form4.xml · nonDerivative · entry 1 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,210 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 84,625 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 44,625 units are scheduled to vest in installments during each January of 2015 through 2017; and (b) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| January 01, 2014 Filed Jan 3, 2014 21:17 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 9,514 | $17.68 | $168,207.52 |
DisclosureSEC source: 0001127602-14-000773 · form4.xml · nonDerivative · entry 1 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,644 F1 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 92,125 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 44,625 units are scheduled to vest during each January of 2015 through 2017; (b) 7,500 units are scheduled to vest in February 2014; and (c) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2013 Filed Dec 3, 2013 21:58 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 1,217 | $17.30 | $21,054.10 |
DisclosureSEC source: 0001127602-13-033448 · form4.xml · nonDerivative · entry 1 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,158 F1 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 120,625 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 73,125 units are scheduled to vest during each January of 2014 through 2017; (b) 7,500 units are scheduled to vest in February 2014; and (c) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| September 26, 2013 Filed Sep 30, 2013 22:57 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,600 | $0.00 Strike: $17.68 | $0.00 |
DisclosureSEC source: 0001127602-13-028041 · form4.xml · derivative · entry 3 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,600 shares Expires 2013-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares became exercisable in three equal installments beginning on August 31, 2007. Read SEC document |
| September 26, 2013 Filed Sep 30, 2013 22:57 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 5,600 | $17.77 | $99,512.00 |
DisclosureSEC source: 0001127602-13-028041 · form4.xml · nonDerivative · entry 2 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,375 F2 · balance_after: Number of shares consists of 124,375 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,750 units are scheduled to vest in December 2013; (b) 73,125 units are scheduled to vest during each January of 2014 through 2017; (c) 7,500 units are scheduled to vest in February 2014; and (d) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| September 26, 2013 Filed Sep 30, 2013 22:57 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 5,600 | $17.68 | $99,008.00 |
DisclosureSEC source: 0001127602-13-028041 · form4.xml · nonDerivative · entry 1 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents an exercise of a portion of a stock option that would have expired on October 3, 2013, if not exercised. F2 · balance_after: Number of shares consists of 124,375 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,750 units are scheduled to vest in December 2013; (b) 73,125 units are scheduled to vest during each January of 2014 through 2017; (c) 7,500 units are scheduled to vest in February 2014; and (d) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| September 05, 2013 Filed Sep 6, 2013 18:01 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 562 | $15.59 | $8,761.58 |
DisclosureSEC source: 0001127602-13-026746 · form4.xml · nonDerivative · entry 1 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,375 F1 · shares: Shares were acquired in August 2013 in a transaction under the Employees' Stock Purchase Plan that is exempt under Rule 16a-10 and Rule 16b-3. F2 · balance_after: Number of shares consists of 124,375 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,750 units are scheduled to vest in December 2013; (b) 73,125 units are scheduled to vest during each January of 2014 through 2017; (c) 7,500 units are scheduled to vest in February 2014; and (d) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| July 02, 2013 Filed Jul 3, 2013 18:03 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 3,208 | $14.81 | $47,510.48 |
DisclosureSEC source: 0001127602-13-022314 · form4.xml · nonDerivative · entry 2 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,375 F2 · balance_after: Number of shares includes 124,375 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,750 units are scheduled to vest in December 2013; (b) 73,125 units are scheduled to vest during each January of 2014 through 2017; (c) 7,500 units are scheduled to vest in February 2014; and (d) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 18:03 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 1,542 | $14.82 | $22,852.44 |
DisclosureSEC source: 0001127602-13-022314 · form4.xml · nonDerivative · entry 1 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,583 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 124,375 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,750 units are scheduled to vest in December 2013; (b) 73,125 units are scheduled to vest during each January of 2014 through 2017; (c) 7,500 units are scheduled to vest in February 2014; and (d) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 01:39 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 651 | $13.75 | $8,951.25 |
DisclosureSEC source: 0001127602-13-009778 · form4.xml · nonDerivative · entry 2 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,125 F2 · balance_after: Number of shares includes 89,125 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 4,750 units are scheduled to vest in July 2013; (b) 3,750 units are scheduled to vest in December 2013; (c) 73,125 units are scheduled to vest during each January of 2014 through 2017; and (d) 7,500 units are scheduled to vest in February 2014 (subject to continued employment through each applicable vest date). Read SEC document |
| March 04, 2013 Filed Mar 7, 2013 01:39 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-009778 · form4.xml · nonDerivative · entry 1 Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,776 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning April 1, 2014 (subject to continued employment through each applicable vest date). F2 · balance_after: Number of shares includes 89,125 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 4,750 units are scheduled to vest in July 2013; (b) 3,750 units are scheduled to vest in December 2013; (c) 73,125 units are scheduled to vest during each January of 2014 through 2017; and (d) 7,500 units are scheduled to vest in February 2014 (subject to continued employment through each applicable vest date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.