organization · Reporting owner
RIVERNORTH CAPITAL MANAGEMENT, LLC
Disclosed activity across 9 companies
Sign in to followReported relationships
Latest disclosed role at each company.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FRANKLIN LTD DURATION INCOME TRUST
Report date August 08, 2017 · Filed August 10, 2017
Jointly reported with RIVERNORTH CAPITAL PARTNERS, L.P., RiverNorth Institutional Partners, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Auction Rate Preferred SharesSEC Table I · non-derivative | IndirectBy Affiliates | 0 |
Reported balance
After 2017-08-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-08-08 · Disposition to issuer · Disposed 1,820 · Balance 0 F1: Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein. F2: 94% of par. |
Filing footnotes · ownership attribution and instrument terms
F1: Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein.
F2: 94% of par.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
1 source rowRow 1 · 2024-11-22 · Other · Disposed 76,796 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
RiverNorth Capital & Income Fund, Inc.
Report date April 11, 2018 · Filed April 17, 2018
Jointly reported with Galley Patrick W., Schmucker Brian H
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-04-11 · Sale · Disposed 41,369 · Balance 0 F1: RiverNorth Capital Management, LLC serves as the adviser for the Fund. Indirect reporting persons Brian H. Schmucker, the Chief Executive Officer and a manager of RiverNorth Capital, and Patrick W. Galley, the Chief Investment Officer and a manager of RiverNorth Capital, each are principals of RiverNorth Holding Co., RiverNorth Capital's indirect parent company. Each of Messrs. Galley and Schmucker may be deemed to have the power to direct the voting or disposition of the Shares held by RiverNorth Capital, and may have direct beneficial interest in additional shares disclosed in previous filings. |
Filing footnotes · ownership attribution and instrument terms
F1: RiverNorth Capital Management, LLC serves as the adviser for the Fund. Indirect reporting persons Brian H. Schmucker, the Chief Executive Officer and a manager of RiverNorth Capital, and Patrick W. Galley, the Chief Investment Officer and a manager of RiverNorth Capital, each are principals of RiverNorth Holding Co., RiverNorth Capital's indirect parent company. Each of Messrs. Galley and Schmucker may be deemed to have the power to direct the voting or disposition of the Shares held by RiverNorth Capital, and may have direct beneficial interest in additional shares disclosed in previous filings.
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
1 source rowRow 1 · 2024-11-22 · Other · Disposed 170,683 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
RiverNorth Flexible Municipal Income Fund, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-11-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-11-22 · Other · Disposed 1,531 · Balance 74,080 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. Row 2 · 2024-11-22 · Other · Disposed 74,080 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
1 source rowRow 1 · 2024-11-22 · Other · Disposed 47,687 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-11-22 · Other · Disposed 5,000 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. F3: The shares transferred were initial seed capital investment in the Issuer required under the Investment Company Act of 1940. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
F3: The shares transferred were initial seed capital investment in the Issuer required under the Investment Company Act of 1940.
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-11-22 · Other · Disposed 5,010 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. F3: The shares transferred were initial seed capital investment in the Issuer required under the Investment Company Act of 1940. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
F3: The shares transferred were initial seed capital investment in the Issuer required under the Investment Company Act of 1940.
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
1 source rowRow 1 · 2024-11-22 · Other · Disposed 71,453 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2024 Filed Nov 27, 2024 13:56 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | OtherCommon Shares of Beneficial Interest | 170,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021896 · fp0091256-3_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 16:03 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | OtherCommon Shares of Beneficial Interest | 47,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021920 · fp0091256-7_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 14:25 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | OtherCommon Shares of Beneficial Interest | 71,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021900 · fp0091256-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 14:11 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | OtherCommon Shares of Beneficial Interest | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021898 · fp0091256-6_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. F3 · balance_after: The shares transferred were initial seed capital investment in the Issuer required under the Investment Company Act of 1940. Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 13:47 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | OtherCommon Shares of Beneficial Interest | 74,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021893 · fp0091256-2_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 13:47 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | OtherCommon Shares of Beneficial Interest | 1,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021893 · fp0091256-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,080 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 13:42 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | OtherCommon Shares of Beneficial Interest | 5,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021891 · fp0091256-5_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. F3 · balance_after: The shares transferred were initial seed capital investment in the Issuer required under the Investment Company Act of 1940. Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 13:31 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | OtherCommon Shares of Beneficial Interest | 76,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021889 · fp0091256-4_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
| December 27, 2023 Filed Dec 28, 2023 19:10 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 22,545 | $13.24 | $298,443.95 |
DisclosureSEC source: 0001398344-23-023496 · fp0086417-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,683 Read SEC document |
| December 27, 2023 Filed Dec 28, 2023 19:07 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 12,608 | $11.12 | $140,200.96 |
DisclosureSEC source: 0001398344-23-023494 · fp0086417-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,368 Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:33 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 17,662 | $13.32 | $235,187.19 |
DisclosureSEC source: 0001398344-23-023356 · fp0086392-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,138 Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:36 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | GrantCommon Shares of Beneficial Interest | 29,681 | $8.27 | $245,461.87 |
DisclosureSEC source: 0001398344-23-023358 · fp0086392-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,866 Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:30 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 17,662 | $13.38 | $236,317.56 |
DisclosureSEC source: 0001398344-23-023271 · fp0086379-2_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,476 Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 21:30 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 17,181 | $13.36 | $229,527.85 |
DisclosureSEC source: 0001398344-23-023271 · fp0086379-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,814 Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 21:25 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 9,941 | $15.10 | $150,109.10 |
DisclosureSEC source: 0001398344-23-023269 · fp0086379-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,687 Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 22:38 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 5,659 | $13.40 | $75,830.60 |
DisclosureSEC source: 0001398344-23-022870 · fp0086327-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,633 Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 22:28 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 8,639 | $14.96 | $129,239.44 |
DisclosureSEC source: 0001398344-23-022867 · fp0086327-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,746 Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 16:11 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 11,631 | $13.33 | $155,041.23 |
DisclosureSEC source: 0001398344-23-022792 · fp0086319-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,974 Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 16:12 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 8,674 | $11.06 | $95,960.46 |
DisclosureSEC source: 0001398344-23-022793 · fp0086319-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,760 Read SEC document |
| December 08, 2023 Filed Dec 11, 2023 22:34 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 14,290 | $13.40 | $191,484.57 |
DisclosureSEC source: 0001398344-23-022636 · fp0086237-3_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,343 Read SEC document |
| December 08, 2023 Filed Dec 11, 2023 22:32 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 7,110 | $15.06 | $107,076.60 |
DisclosureSEC source: 0001398344-23-022634 · fp0086237-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,107 Read SEC document |
| December 08, 2023 Filed Dec 11, 2023 22:29 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 600 | $10.83 | $6,498.00 |
DisclosureSEC source: 0001398344-23-022632 · fp0086237-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,086 Read SEC document |
| December 07, 2023 Filed Dec 7, 2023 22:30 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 67 | $14.91 | $998.97 |
DisclosureSEC source: 0001398344-23-022466 · fp0086219-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,997 Read SEC document |
| December 07, 2023 Filed Dec 7, 2023 22:27 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 292 | $10.77 | $3,144.84 |
DisclosureSEC source: 0001398344-23-022464 · fp0086219-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,486 Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 16:56 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 1,053 | $10.68 | $11,246.04 |
DisclosureSEC source: 0001398344-23-022290 · fp0086187-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,194 Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 16:39 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 47 | $10.65 | $500.55 |
DisclosureSEC source: 0001398344-23-022137 · fp0086165-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,141 Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 21:53 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 12,400 | $10.50 | $130,200.00 |
DisclosureSEC source: 0001398344-23-021086 · fp0086076-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,094 Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 21:49 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 315 | $14.30 | $4,504.37 |
DisclosureSEC source: 0001398344-23-021082 · fp0086076-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,930 Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 20:31 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 15,245 | $10.49 | $159,959.69 |
DisclosureSEC source: 0001398344-23-020964 · fp0086058-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,694 Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 20:29 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 5,724 | $14.36 | $82,196.64 |
DisclosureSEC source: 0001398344-23-020962 · fp0086058-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,615 Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 23:17 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 18,094 | $10.47 | $189,449.61 |
DisclosureSEC source: 0001398344-23-020908 · fp0086048-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,449 Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:21 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 5,236 | $13.52 | $70,809.05 |
DisclosureSEC source: 0001398344-23-011967 · fp0083837-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,053 Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:10 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 5,706 | $15.34 | $87,546.59 |
DisclosureSEC source: 0001398344-23-011958 · fp0083837-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,891 Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 23:22 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 5,880 | $13.32 | $78,321.60 |
DisclosureSEC source: 0001398344-23-011604 · fp0083775-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,817 Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 23:26 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | GrantCommon Shares of Beneficial Interest | 5,185 | $15.12 | $78,397.20 |
DisclosureSEC source: 0001398344-23-011606 · fp0083775-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,185 Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 23:33 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 916 | $11.20 | $10,259.20 |
DisclosureSEC source: 0001398344-23-011608 · fp0083775-3_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,355 Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:57 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 8,403 | $13.20 | $110,896.91 |
DisclosureSEC source: 0001398344-23-010760 · fp0083698-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,907 Read SEC document |
| May 24, 2023 Filed May 24, 2023 21:54 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 8,403 | $13.25 | $111,338.91 |
DisclosureSEC source: 0001398344-23-010293 · fp0083670-1_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,504 Read SEC document |
| May 24, 2023 Filed May 24, 2023 21:58 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | GrantCommon Shares of Beneficial Interest | 17,185 | $8.07 | $138,631.40 |
DisclosureSEC source: 0001398344-23-010295 · fp0083670-2_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,370 Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:54 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 8,403 | $13.41 | $112,684.23 |
DisclosureSEC source: 0001398344-23-010293 · fp0083670-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,101 Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:58 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | GrantCommon Shares of Beneficial Interest | 17,185 | $8.11 | $139,437.37 |
DisclosureSEC source: 0001398344-23-010295 · fp0083670-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,185 Read SEC document |
| May 12, 2023 Filed May 15, 2023 21:57 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | GrantCommon Shares of Beneficial Interest | 200 | $15.39 | $3,078.00 |
DisclosureSEC source: 0001398344-23-009887 · fp0083552-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,083 Read SEC document |
| May 12, 2023 Filed May 15, 2023 21:48 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 4,539 | $10.98 | $49,838.22 |
DisclosureSEC source: 0001398344-23-009885 · fp0083552-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,439 Read SEC document |
| May 11, 2023 Filed May 12, 2023 22:12 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 6,116 | $13.42 | $82,076.72 |
DisclosureSEC source: 0001398344-23-009657 · fp0083542-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,698 Read SEC document |
| May 11, 2023 Filed May 12, 2023 22:09 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 728 | $11.13 | $8,105.92 |
DisclosureSEC source: 0001398344-23-009655 · fp0083542-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,900 Read SEC document |
| May 10, 2023 Filed May 10, 2023 21:11 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 10,061 | $13.42 | $134,978.38 |
DisclosureSEC source: 0001398344-23-009435 · fp0083500-2_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,582 Read SEC document |
| May 10, 2023 Filed May 10, 2023 21:11 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | GrantCommon Shares of Beneficial Interest | 326 | $15.39 | $5,017.14 |
DisclosureSEC source: 0001398344-23-009436 · fp0083500-1_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,883 Read SEC document |
| May 10, 2023 Filed May 11, 2023 21:39 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | GrantCommon Shares of Beneficial Interest | 1,600 | $11.13 | $17,804.00 |
DisclosureSEC source: 0001398344-23-009540 · fp0083529-1.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,172 Read SEC document |
| May 09, 2023 Filed May 10, 2023 21:11 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 5,336 | $13.33 | $71,123.01 |
DisclosureSEC source: 0001398344-23-009435 · fp0083500-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,521 Read SEC document |
| May 09, 2023 Filed May 10, 2023 21:11 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | GrantCommon Shares of Beneficial Interest | 1,005 | $15.39 | $15,466.95 |
DisclosureSEC source: 0001398344-23-009436 · fp0083500-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,557 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.