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Export transactions ↓Last 12 months
Inside the activity.
12 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 10 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2025 Filed Dec 23, 2025 21:27 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 3,941 | $14.47 | $57,026.27 |
DisclosureSEC source: 0001398344-25-022898 · fp0096743-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,454 Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 22:24 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 5,058 | $14.46 | $73,151.83 |
DisclosureSEC source: 0001398344-25-022818 · fp0096727-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,513 Read SEC document |
| November 24, 2025 Filed Nov 25, 2025 21:55 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 5,558 | $14.48 | $80,458.16 |
DisclosureSEC source: 0001398344-25-021268 · fp0096417-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,455 Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 23:41 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 6,642 | $14.54 | $96,552.76 |
DisclosureSEC source: 0001398344-25-021047 · fp0096304-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,867 Read SEC document |
| November 14, 2025 Filed Nov 17, 2025 22:04 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 7,045 | $14.50 | $102,174.34 |
DisclosureSEC source: 0001398344-25-021026 · fp0096272-2_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,255 Read SEC document |
| November 13, 2025 Filed Nov 14, 2025 19:34 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 3,664 | $14.60 | $53,499.53 |
DisclosureSEC source: 0001398344-25-020968 · fp0096231-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,210 Read SEC document |
| November 11, 2025 Filed Nov 12, 2025 20:27 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 1,657 | $14.65 | $24,274.06 |
DisclosureSEC source: 0001398344-25-020778 · fp0096205-1_4.xml · nonDerivative · entry 2 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,546 Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 20:27 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 1,301 | $14.54 | $18,916.54 |
DisclosureSEC source: 0001398344-25-020778 · fp0096205-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,889 Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 22:00 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 6,857 | $14.51 | $99,486.16 |
DisclosureSEC source: 0001398344-25-020671 · fp0096193-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,588 Read SEC document |
| November 05, 2025 Filed Nov 6, 2025 22:20 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 1,226 | $14.67 | $17,981.13 |
DisclosureSEC source: 0001398344-25-020482 · fp0096157-2_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,731 Read SEC document |
| November 04, 2025 Filed Nov 5, 2025 22:12 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 6,857 | $14.69 | $100,729.33 |
DisclosureSEC source: 0001398344-25-020388 · fp0096138-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,505 Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 22:40 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 1,640 | $14.65 | $24,026.00 |
DisclosureSEC source: 0001398344-25-020228 · fp0096111-1_4.xml · nonDerivative · entry 2 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,648 Read SEC document |
| October 31, 2025 Filed Nov 3, 2025 22:40 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 1,032 | $14.66 | $15,129.02 |
DisclosureSEC source: 0001398344-25-020228 · fp0096111-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,008 Read SEC document |
| October 24, 2025 Filed Oct 27, 2025 22:47 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 4,277 | $14.38 | $61,503.26 |
DisclosureSEC source: 0001398344-25-019862 · fp0096031-2_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,976 Read SEC document |
| October 23, 2025 Filed Oct 24, 2025 21:30 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 4,277 | $14.42 | $61,674.34 |
DisclosureSEC source: 0001398344-25-019785 · fp0096021-2_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,699 Read SEC document |
| October 22, 2025 Filed Oct 23, 2025 23:06 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 4,277 | $14.45 | $61,802.65 |
DisclosureSEC source: 0001398344-25-019700 · fp0096010-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,422 Read SEC document |
| October 21, 2025 Filed Oct 22, 2025 21:27 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 2,891 | $14.60 | $42,208.60 |
DisclosureSEC source: 0001398344-25-019598 · fp0095999-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,145 Read SEC document |
| October 20, 2025 Filed Oct 21, 2025 22:45 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 2,794 | $14.60 | $40,792.40 |
DisclosureSEC source: 0001398344-25-019502 · fp0095985-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,254 Read SEC document |
| October 17, 2025 Filed Oct 20, 2025 22:17 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 4,138 | $14.62 | $60,506.66 |
DisclosureSEC source: 0001398344-25-019379 · fp0095967-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,460 Read SEC document |
| October 16, 2025 Filed Oct 17, 2025 20:31 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 3,041 | $14.69 | $44,668.64 |
DisclosureSEC source: 0001398344-25-019275 · fp0095945-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,322 Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 22:22 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 4,138 | $14.74 | $60,994.12 |
DisclosureSEC source: 0001398344-25-019226 · fp0095929-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,281 Read SEC document |
| October 14, 2025 Filed Oct 14, 2025 21:25 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 1,240 | $14.68 | $18,206.05 |
DisclosureSEC source: 0001398344-25-019165 · fp0095866-1_4.xml · nonDerivative · entry 2 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,143 Read SEC document |
| October 13, 2025 Filed Oct 14, 2025 21:25 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 903 | $14.65 | $13,232.02 |
DisclosureSEC source: 0001398344-25-019165 · fp0095866-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 903 Read SEC document |
| April 25, 2025 Filed Apr 28, 2025 13:01 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 500 | $14.30 | $7,148.10 |
DisclosureSEC source: 0001398344-25-007893 · fp0093425-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,700 Read SEC document |
| April 25, 2025 Filed Apr 28, 2025 13:01 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 200 | $14.25 | $2,850.90 |
DisclosureSEC source: 0001398344-25-007893 · fp0093425-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,200 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 50 | $14.15 | $707.50 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,600 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 150 | $14.13 | $2,119.73 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,550 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 200 | $14.14 | $2,828.00 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trsut Account Disclosed balance after: 3,400 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 300 | $14.15 | $4,246.11 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,200 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 400 | $14.11 | $5,644.00 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,900 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 500 | $14.13 | $7,065.75 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,500 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:14 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 2,000 | $14.05 | $28,100.00 |
DisclosureSEC source: 0001398344-25-006867 · fp0093025-2_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,000 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:14 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 1,100 | $14.03 | $15,433.00 |
DisclosureSEC source: 0001398344-25-006867 · fp0093025-2_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 1,100 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:14 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 100 | $14.02 | $1,402.00 |
DisclosureSEC source: 0001398344-25-006867 · fp0093025-2_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 100 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:14 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 200 | $14.00 | $2,800.00 |
DisclosureSEC source: 0001398344-25-006867 · fp0093025-2_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 200 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:55 UTC Amendment |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 2,000 | $14.05 | $28,100.00 |
DisclosureSEC source: 0001398344-25-006971 · fp0093056-2_4a.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,000 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:55 UTC Amendment |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 1,100 | $14.03 | $15,433.00 |
DisclosureSEC source: 0001398344-25-006971 · fp0093056-2_4a.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 1,100 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:55 UTC Amendment |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 100 | $14.02 | $1,402.00 |
DisclosureSEC source: 0001398344-25-006971 · fp0093056-2_4a.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 100 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:55 UTC Amendment |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 200 | $14.00 | $2,800.00 |
DisclosureSEC source: 0001398344-25-006971 · fp0093056-2_4a.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 200 Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 13:42 UTC | OtherCommon Shares of Beneficial Interest | 5,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021891 · fp0091256-5_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. F3 · balance_after: The shares transferred were initial seed capital investment in the Issuer required under the Investment Company Act of 1940. Read SEC document |
|
| November 04, 2024 Filed Nov 5, 2024 18:20 UTC |
Sprauer ScottPortfolio Manager
|
SaleCommon Stock | 752 | $15.91 | $11,964.32 |
DisclosureSEC source: 0000898432-24-000866 · form4.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 18:56 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
SaleCommon Stock | 12,000 | $18.36 | $220,320.00 |
DisclosureSEC source: 0001398344-23-003076 · fp0082329-1_4.xml · nonDerivative · entry 5 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 18:56 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
SaleCommon Stock | 300 | $18.38 | $5,514.00 |
DisclosureSEC source: 0001398344-23-003076 · fp0082329-1_4.xml · nonDerivative · entry 4 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 18:56 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
SaleCommon Stock | 100 | $18.39 | $1,839.00 |
DisclosureSEC source: 0001398344-23-003076 · fp0082329-1_4.xml · nonDerivative · entry 3 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,300 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 18:56 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
SaleCommon Stock | 600 | $18.37 | $11,022.00 |
DisclosureSEC source: 0001398344-23-003076 · fp0082329-1_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,400 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 18:56 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
SaleCommon Stock | 8,479.314 | $18.50 | $156,867.31 |
DisclosureSEC source: 0001398344-23-003076 · fp0082329-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 16:51 UTC |
Galley Patrick W.Director · President
|
SaleCommon Stock | 100 | $17.53 | $1,753.00 |
DisclosureSEC source: 0001398344-22-024297 · fp0081153-1_4.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 16:51 UTC |
Galley Patrick W.Director · President
|
SaleCommon Stock | 209 | $17.52 | $3,661.68 |
DisclosureSEC source: 0001398344-22-024297 · fp0081153-1_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 16:51 UTC |
Galley Patrick W.Director · President
|
SaleCommon Stock | 300 | $17.54 | $5,262.00 |
DisclosureSEC source: 0001398344-22-024297 · fp0081153-1_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 16:51 UTC |
Galley Patrick W.Director · President
|
SaleCommon Stock | 900 | $17.63 | $15,867.00 |
DisclosureSEC source: 0001398344-22-024297 · fp0081153-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.