organization · Reporting owner
RIVERNORTH CAPITAL MANAGEMENT, LLC
Disclosed activity across 9 companies
Sign in to followReported relationships
Latest disclosed role at each company.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FRANKLIN LTD DURATION INCOME TRUST
Report date August 08, 2017 · Filed August 10, 2017
Jointly reported with RIVERNORTH CAPITAL PARTNERS, L.P., RiverNorth Institutional Partners, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Auction Rate Preferred SharesSEC Table I · non-derivative | IndirectBy Affiliates | 0 |
Reported balance
After 2017-08-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-08-08 · Disposition to issuer · Disposed 1,820 · Balance 0 F1: Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein. F2: 94% of par. |
Filing footnotes · ownership attribution and instrument terms
F1: Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein.
F2: 94% of par.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
1 source rowRow 1 · 2024-11-22 · Other · Disposed 76,796 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
RiverNorth Capital & Income Fund, Inc.
Report date April 11, 2018 · Filed April 17, 2018
Jointly reported with Galley Patrick W., Schmucker Brian H
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-04-11 · Sale · Disposed 41,369 · Balance 0 F1: RiverNorth Capital Management, LLC serves as the adviser for the Fund. Indirect reporting persons Brian H. Schmucker, the Chief Executive Officer and a manager of RiverNorth Capital, and Patrick W. Galley, the Chief Investment Officer and a manager of RiverNorth Capital, each are principals of RiverNorth Holding Co., RiverNorth Capital's indirect parent company. Each of Messrs. Galley and Schmucker may be deemed to have the power to direct the voting or disposition of the Shares held by RiverNorth Capital, and may have direct beneficial interest in additional shares disclosed in previous filings. |
Filing footnotes · ownership attribution and instrument terms
F1: RiverNorth Capital Management, LLC serves as the adviser for the Fund. Indirect reporting persons Brian H. Schmucker, the Chief Executive Officer and a manager of RiverNorth Capital, and Patrick W. Galley, the Chief Investment Officer and a manager of RiverNorth Capital, each are principals of RiverNorth Holding Co., RiverNorth Capital's indirect parent company. Each of Messrs. Galley and Schmucker may be deemed to have the power to direct the voting or disposition of the Shares held by RiverNorth Capital, and may have direct beneficial interest in additional shares disclosed in previous filings.
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
1 source rowRow 1 · 2024-11-22 · Other · Disposed 170,683 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
RiverNorth Flexible Municipal Income Fund, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-11-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-11-22 · Other · Disposed 1,531 · Balance 74,080 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. Row 2 · 2024-11-22 · Other · Disposed 74,080 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
1 source rowRow 1 · 2024-11-22 · Other · Disposed 47,687 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-11-22 · Other · Disposed 5,000 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. F3: The shares transferred were initial seed capital investment in the Issuer required under the Investment Company Act of 1940. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
F3: The shares transferred were initial seed capital investment in the Issuer required under the Investment Company Act of 1940.
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-11-22 · Other · Disposed 5,010 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. F3: The shares transferred were initial seed capital investment in the Issuer required under the Investment Company Act of 1940. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
F3: The shares transferred were initial seed capital investment in the Issuer required under the Investment Company Act of 1940.
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Report date November 22, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
1 source rowRow 1 · 2024-11-22 · Other · Disposed 71,453 · Balance 0 F1: These shares were transferred (not sold) to a sister company within the overall organization. F2: The shares were transferred without a transaction price. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were transferred (not sold) to a sister company within the overall organization.
F2: The shares were transferred without a transaction price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2023 Filed May 2, 2023 22:43 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 500 | $13.29 | $6,645.00 |
DisclosureSEC source: 0001398344-23-008551 · fp0083411-1_4.xml · nonDerivative · entry 3 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,185 Read SEC document |
| May 01, 2023 Filed May 2, 2023 22:43 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 385 | $13.28 | $5,112.80 |
DisclosureSEC source: 0001398344-23-008551 · fp0083411-1_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 685 Read SEC document |
| May 01, 2023 Filed May 2, 2023 22:43 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | GrantCommon Shares of Beneficial Interest | 300 | $13.26 | $3,978.00 |
DisclosureSEC source: 0001398344-23-008551 · fp0083411-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300 Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 20:28 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $20.87 | $45,914.00 |
DisclosureSEC source: 0001398344-22-002120 · fp0072911_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,552 Read SEC document |
| January 11, 2022 Filed Jan 13, 2022 22:51 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $22.39 | $49,258.00 |
DisclosureSEC source: 0001398344-22-000555 · fp0072087_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,752 Read SEC document |
| January 10, 2022 Filed Jan 13, 2022 22:51 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $22.19 | $48,818.00 |
DisclosureSEC source: 0001398344-22-000555 · fp0072087_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,952 Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 22:28 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 1,283 | $22.20 | $28,482.60 |
DisclosureSEC source: 0001398344-21-024444 · fp0071372_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,152 Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 21:45 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.11 | $50,842.00 |
DisclosureSEC source: 0001398344-21-024090 · fp0071189_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,435 Read SEC document |
| December 07, 2021 Filed Dec 8, 2021 23:18 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $22.78 | $50,116.00 |
DisclosureSEC source: 0001398344-21-023621 · fp0071006_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,635 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 20:30 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.09 | $50,798.00 |
DisclosureSEC source: 0001398344-21-023235 · fp0070712_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,835 Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 23:40 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.05 | $50,710.00 |
DisclosureSEC source: 0001398344-21-023182 · fp0070663_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,035 Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 20:29 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 100 | $23.20 | $2,320.00 |
DisclosureSEC source: 0001398344-21-021940 · fp0070433_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,235 Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 19:17 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.15 | $50,930.00 |
DisclosureSEC source: 0001398344-21-021896 · fp0070413_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,335 Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 18:00 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.16 | $50,952.00 |
DisclosureSEC source: 0001398344-21-021815 · fp0070381_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,535 Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 18:58 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 1,400 | $23.00 | $32,200.00 |
DisclosureSEC source: 0001398344-21-020461 · fp0069817_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,735 Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 17:24 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 12,200 | $23.59 | $287,798.00 |
DisclosureSEC source: 0001398344-21-020092 · fp0069733_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,135 Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 20:38 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.27 | $51,194.00 |
DisclosureSEC source: 0001398344-21-020026 · fp0069702_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,335 Read SEC document |
| October 13, 2021 Filed Oct 14, 2021 16:07 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.34 | $51,348.00 |
DisclosureSEC source: 0001398344-21-019916 · fp0069665_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,535 Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 15:53 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 1,740 | $23.34 | $40,611.60 |
DisclosureSEC source: 0001398344-21-019814 · fp0069622_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,735 Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 15:53 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.34 | $51,348.00 |
DisclosureSEC source: 0001398344-21-019814 · fp0069622_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,475 Read SEC document |
| October 07, 2021 Filed Oct 8, 2021 15:19 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 1,650 | $23.33 | $38,494.50 |
DisclosureSEC source: 0001398344-21-019742 · fp0069584_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,675 Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 15:19 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.20 | $51,040.00 |
DisclosureSEC source: 0001398344-21-019742 · fp0069584_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,325 Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 16:03 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 370 | $23.57 | $8,720.90 |
DisclosureSEC source: 0001398344-21-019419 · fp0069091_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,525 Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 17:13 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 700 | $23.99 | $16,793.00 |
DisclosureSEC source: 0001398344-21-018985 · fp0068932_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,895 Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 23:35 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.00 | $52,800.00 |
DisclosureSEC source: 0001398344-21-018968 · fp0068906_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,595 Read SEC document |
| September 17, 2021 Filed Sep 20, 2021 15:40 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.05 | $52,910.00 |
DisclosureSEC source: 0001398344-21-018892 · fp0068883_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,795 Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 15:40 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.06 | $52,932.00 |
DisclosureSEC source: 0001398344-21-018892 · fp0068883_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,995 Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 16:04 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.05 | $52,910.00 |
DisclosureSEC source: 0001398344-21-018842 · fp0068837_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,195 Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 17:29 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.11 | $53,042.00 |
DisclosureSEC source: 0001398344-21-018829 · fp0068804_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,395 Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 17:46 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.06 | $52,932.00 |
DisclosureSEC source: 0001398344-21-018788 · fp0068792_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,595 Read SEC document |
| September 07, 2021 Filed Sep 8, 2021 18:01 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.99 | $52,778.00 |
DisclosureSEC source: 0001398344-21-018612 · fp0068679_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,795 Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 18:36 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.94 | $52,668.00 |
DisclosureSEC source: 0001398344-21-018515 · fp0068653_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,995 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:10 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 1,923 | $24.03 | $46,209.69 |
DisclosureSEC source: 0001398344-21-018484 · fp0068463_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,195 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:10 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.03 | $52,866.00 |
DisclosureSEC source: 0001398344-21-018484 · fp0068463_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,118 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:21 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 1,126 | $24.02 | $27,046.52 |
DisclosureSEC source: 0001398344-21-018204 · fp0068429_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,192 Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:21 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 850 | $24.04 | $20,434.00 |
DisclosureSEC source: 0001398344-21-018204 · fp0068429_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,318 Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 18:20 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $23.94 | $52,668.00 |
DisclosureSEC source: 0001398344-21-017540 · fp0068268_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,168 Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 20:28 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 1,800 | $24.20 | $43,560.00 |
DisclosureSEC source: 0001398344-21-016522 · fp0068148_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,568 Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 21:36 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 1,720 | $24.38 | $41,933.60 |
DisclosureSEC source: 0001398344-21-016407 · fp0068116_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,368 Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 18:20 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 50 | $24.50 | $1,225.00 |
DisclosureSEC source: 0001398344-21-016298 · fp0068059_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,088 Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 17:13 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 100 | $24.45 | $2,445.00 |
DisclosureSEC source: 0001398344-21-016151 · fp0068033_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,138 Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 15:05 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.49 | $53,878.00 |
DisclosureSEC source: 0001398344-21-015987 · fp0067986_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,238 Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 20:47 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 697 | $24.46 | $17,048.62 |
DisclosureSEC source: 0001398344-21-015949 · fp0067977_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,438 Read SEC document |
| July 28, 2021 Filed Jul 29, 2021 18:41 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.19 | $53,218.00 |
DisclosureSEC source: 0001398344-21-015044 · fp0067595_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,135 Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 17:06 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 117 | $24.40 | $2,854.80 |
DisclosureSEC source: 0001398344-21-014788 · fp0067528_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,335 Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 18:00 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.40 | $53,680.00 |
DisclosureSEC source: 0001398344-21-014726 · fp0067512_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,452 Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 22:04 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.40 | $53,680.00 |
DisclosureSEC source: 0001398344-21-014660 · fp0067474_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,652 Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 22:04 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 1,125 | $24.37 | $27,416.25 |
DisclosureSEC source: 0001398344-21-014660 · fp0067474_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,852 Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:33 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.49 | $53,878.00 |
DisclosureSEC source: 0001398344-21-014437 · fp0067408_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,977 Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 16:33 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,200 | $24.40 | $53,680.00 |
DisclosureSEC source: 0001398344-21-014437 · fp0067408_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,177 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.