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Export transactions ↓Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2026 Filed Jun 23, 2026 15:02 UTC |
Swanson DavidDirector
|
SalePreferred Stock | 505 | $16.69 | $8,428.45 |
DisclosureSEC source: 0001398344-26-011143 · fp0099519-1_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 885 Read SEC document |
| November 24, 2025 Filed Dec 1, 2025 16:54 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
OtherCommon Shares of Beneficial Interest | 10,000 | $7.94 | $79,400.00 |
DisclosureSEC source: 0001398344-25-021497 · fp0096442-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,040 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| October 17, 2025 Filed Oct 20, 2025 17:30 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
PurchaseCommon Shares of Beneficial Interest | 30 | $8.26 | $247.93 |
DisclosureSEC source: 0001398344-25-019371 · fp0095957-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,178 Read SEC document |
| December 30, 2024 Filed Dec 31, 2024 21:14 UTC |
Swanson DavidDirector
|
GrantCommon Shares of Beneficial Interest | 1,420 | $8.29 | $11,771.80 |
DisclosureSEC source: 0001398344-24-023885 · fp0091580-1_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 02, 2024 Filed Jul 14, 2025 18:17 UTC |
RiverNorth Strategic Holdings, LLCHolding Co
|
OtherPreferred Shares-6.00 SER C PFD (OPPPRC) | 41,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-25-013128 · fp0094394-1_4.xml · nonDerivative · entry 2 RiverNorth Strategic Holdings, LLC · CIK 0002045087 · Holding Co 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,180 F1 · security: These shares were transferred (not bought) from a sister company within the overall organization. F1 · kind: These shares were transferred (not bought) from a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
| December 02, 2024 Filed Jul 14, 2025 18:17 UTC |
RiverNorth Strategic Holdings, LLCHolding Co
|
OtherCommon Shares | 83,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-25-013128 · fp0094394-1_4.xml · nonDerivative · entry 1 RiverNorth Strategic Holdings, LLC · CIK 0002045087 · Holding Co 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,271 F1 · kind: These shares were transferred (not bought) from a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 14:25 UTC | OtherCommon Shares of Beneficial Interest | 71,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021900 · fp0091256-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
|
| December 21, 2023 Filed Dec 22, 2023 21:36 UTC | GrantCommon Shares of Beneficial Interest | 29,681 | $8.27 | $245,461.87 |
DisclosureSEC source: 0001398344-23-023358 · fp0086392-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,866 Read SEC document |
|
| May 24, 2023 Filed May 24, 2023 21:58 UTC | GrantCommon Shares of Beneficial Interest | 17,185 | $8.07 | $138,631.40 |
DisclosureSEC source: 0001398344-23-010295 · fp0083670-2_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,370 Read SEC document |
|
| May 23, 2023 Filed May 24, 2023 21:58 UTC | GrantCommon Shares of Beneficial Interest | 17,185 | $8.11 | $139,437.37 |
DisclosureSEC source: 0001398344-23-010295 · fp0083670-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,185 Read SEC document |
|
| December 27, 2021 Filed Dec 28, 2021 21:09 UTC |
Swanson DavidDirector
|
PurchasePreferred Stock | 2,020 | $24.80 | $50,096.00 |
DisclosureSEC source: 0001398344-21-024477 · fp0071453_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020 Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 16:44 UTC |
Oakes John S.Director
|
Disposition to issuerTransferable Subscription Rights (OPP RT) | 1,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019775 · fp0069602_4.xml · nonDerivative · entry 2 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 16:47 UTC |
Galley Patrick W.Director · President
|
Disposition to issuerTransferable Subscription Rights (OPP RT) | 15,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019777 · fp0069603_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 21:21 UTC |
Swanson DavidDirector
|
PurchaseTransferable Subscription Rights (OPP RT) | 355 | $14.48 | $5,140.40 |
DisclosureSEC source: 0001398344-21-019790 · fp0069598_4.xml · nonDerivative · entry 3 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 21:21 UTC |
Swanson DavidDirector
|
Disposition to issuerTransferable Subscription Rights (OPP RT) | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019790 · fp0069598_4.xml · nonDerivative · entry 2 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 13, 2021 Filed Oct 8, 2021 16:44 UTC |
Oakes John S.Director
|
GrantTransferable Subscription Rights (OPP RT) | 1,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019775 · fp0069602_4.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,768 Read SEC document |
| September 13, 2021 Filed Oct 8, 2021 16:47 UTC |
Galley Patrick W.Director · President
|
GrantTransferable Subscription Rights (OPP RT) | 15,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019777 · fp0069603_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 Read SEC document |
| September 13, 2021 Filed Oct 8, 2021 21:21 UTC |
Swanson DavidDirector
|
GrantTransferable Subscription Rights (OPP RT) | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019790 · fp0069598_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355 Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 15:16 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
SaleCommon Stock | 7,072 | $15.34 | $108,484.48 |
DisclosureSEC source: 0001398344-21-008025 · fp0064578_4.xml · nonDerivative · entry 3 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 15:16 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
SaleCommon Stock | 941 | $15.33 | $14,425.53 |
DisclosureSEC source: 0001398344-21-008025 · fp0064578_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,148 Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 15:16 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
SaleCommon Stock | 12,051 | $15.32 | $184,621.32 |
DisclosureSEC source: 0001398344-21-008025 · fp0064578_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,089 Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 18:56 UTC |
Swanson DavidDirector
|
PurchaseCommon Stock | 1,065 | $14.10 | $15,016.50 |
DisclosureSEC source: 0001398344-20-023026 · fp0059661_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065 Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 16:36 UTC |
Galley Patrick W.Portfolio Manager
|
PurchaseCommon Stock | 900 | $14.90 | $13,410.00 |
DisclosureSEC source: 0001398344-20-020489 · fp0058795_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 16:36 UTC |
Galley Patrick W.Portfolio Manager
|
PurchaseCommon Stock | 900 | $14.88 | $13,392.00 |
DisclosureSEC source: 0001398344-20-020489 · fp0058795_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,819 Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 16:36 UTC |
Galley Patrick W.Portfolio Manager
|
PurchaseCommon Stock | 1,300 | $14.90 | $19,370.00 |
DisclosureSEC source: 0001398344-20-020489 · fp0058795_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,919 Read SEC document |
| October 10, 2020 Filed Oct 22, 2020 16:36 UTC |
Galley Patrick W.Portfolio Manager
|
PurchaseCommon Stock | 3,700 | $14.90 | $55,130.00 |
DisclosureSEC source: 0001398344-20-020489 · fp0058795_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · Joint Account Disclosed balance after: 16,319 Read SEC document |
| October 10, 2020 Filed Oct 22, 2020 16:36 UTC |
Galley Patrick W.Portfolio Manager
|
PurchaseCommon Stock | 900 | $14.89 | $13,401.00 |
DisclosureSEC source: 0001398344-20-020489 · fp0058795_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,619 Read SEC document |
| October 07, 2020 Filed Oct 13, 2020 16:14 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
PurchaseCommon Stock | 5,000 | $13.88 | $69,400.00 |
DisclosureSEC source: 0001398344-20-020009 · fp0058649_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,140 Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 12:01 UTC |
Oakes John S.Director
|
PurchaseCommon Stock | 500 | $13.00 | $6,500.00 |
DisclosureSEC source: 0001398344-20-007988 · fp0052972_4.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,186 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 16:57 UTC |
Schmucker Brian HOfficer of Subadviser
|
SaleCommon Stock | 6,000 | $13.70 | $82,200.00 |
DisclosureSEC source: 0001398344-20-006076 · fp0051877_4.xml · nonDerivative · entry 1 Schmucker Brian H · CIK 0001662166 · Officer of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 13:25 UTC |
Oakes John S.Director
|
PurchaseCommon Stock | 342 | $16.21 | $5,543.82 |
DisclosureSEC source: 0001398344-19-023183 · fp0048998_4.xml · nonDerivative · entry 2 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,686 Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 13:25 UTC |
Oakes John S.Director
|
PurchaseCommon Stock | 344 | $16.05 | $5,521.20 |
DisclosureSEC source: 0001398344-19-023183 · fp0048998_4.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,344 Read SEC document |
| December 17, 2019 Filed Dec 26, 2019 13:58 UTC |
Galley Patrick W.Director
|
PurchaseCommon Stock | 6,111 | $16.21 | $99,059.31 |
DisclosureSEC source: 0001398344-19-023135 · fp0048984_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 Read SEC document |
| December 17, 2019 Filed Dec 26, 2019 13:55 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
PurchaseCommon Stock | 5,000 | $16.21 | $81,050.00 |
DisclosureSEC source: 0001398344-19-023133 · fp0048983_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,140 Read SEC document |
| June 20, 2019 Filed Jun 25, 2019 09:43 UTC |
Oakes John S.Director
|
PurchaseCommon Stock | 1,000 | $17.27 | $17,270.00 |
DisclosureSEC source: 0001398344-19-011033 · fp0043510_4.xml · nonDerivative · entry 1 Oakes John S. · CIK 0001647173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 16:15 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 2,000 | $15.20 | $30,405.00 |
DisclosureSEC source: 0001398344-18-018524 · ownership.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,333 Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 14:06 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 2,000 | $15.27 | $30,545.00 |
DisclosureSEC source: 0001398344-18-018349 · fp0037989_4.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,333 Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 14:06 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 3,000 | $15.20 | $45,604.80 |
DisclosureSEC source: 0001398344-18-018349 · fp0037989_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,333 Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 14:06 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 50 | $15.55 | $777.50 |
DisclosureSEC source: 0001398344-18-018349 · fp0037989_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 14:06 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 1,950 | $15.55 | $30,327.38 |
DisclosureSEC source: 0001398344-18-018349 · fp0037989_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,283 Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 14:06 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 200 | $15.57 | $3,114.96 |
DisclosureSEC source: 0001398344-18-018349 · fp0037989_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333 Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 14:06 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 133 | $15.59 | $2,073.10 |
DisclosureSEC source: 0001398344-18-018349 · fp0037989_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133 Read SEC document |
| January 05, 2018 Filed Jan 18, 2018 17:06 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
PurchaseCommon Stock | 200 | $18.40 | $3,679.80 |
DisclosureSEC source: 0001398344-18-000727 · fp0030157_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,260 Read SEC document |
| January 05, 2018 Filed Jan 18, 2018 17:06 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
PurchaseCommon Stock | 2,300 | $18.40 | $42,325.06 |
DisclosureSEC source: 0001398344-18-000727 · fp0030157_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,060 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 15:48 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
PurchaseCommon Stock | 100 | $18.38 | $1,838.00 |
DisclosureSEC source: 0001398344-18-000093 · fp0030032_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,760 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 15:48 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
PurchaseCommon Stock | 2,400 | $18.39 | $44,136.00 |
DisclosureSEC source: 0001398344-18-000093 · fp0030032_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,660 Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 17:14 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
PurchaseCommon Stock | 760 | $18.21 | $13,839.60 |
DisclosureSEC source: 0001398344-17-015200 · fp0029390_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,260 Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 17:14 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
PurchaseCommon Stock | 2,500 | $18.20 | $45,500.00 |
DisclosureSEC source: 0001398344-17-015200 · fp0029390_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 17:12 UTC |
Schmucker Brian HOFFICER OF THE INVT ADVISER
|
PurchaseCommon Stock | 3,000 | $18.45 | $55,350.00 |
DisclosureSEC source: 0000913849-16-000688 · form4_112216.xml · nonDerivative · entry 1 Schmucker Brian H · CIK 0001662166 · OFFICER OF THE INVT ADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:22 UTC |
Schmucker Brian HOFFICER OF THE INVT ADVISER
|
PurchaseCommon Stock | 3,000 | $18.90 | $56,700.00 |
DisclosureSEC source: 0000913849-16-000679 · form4_111716.xml · nonDerivative · entry 1 Schmucker Brian H · CIK 0001662166 · OFFICER OF THE INVT ADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.