Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2026 Filed Oct 5, 2026 19:44 UTC |
Swanson DavidDirector
|
OtherCommon Shares of Beneficial Interest | 459 | $10.49 | $4,814.91 |
DisclosureSEC source: 0001398344-26-017885 · fp0101266-3_4.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,835 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| September 24, 2026 Filed Oct 5, 2026 18:24 UTC |
RiverNorth Strategic Holdings, LLCHolding Co
|
OtherCommon Stock | 2,272,728 | $10.49 | $23,840,916.72 |
DisclosureSEC source: 0001398344-26-017874 · fp0101267-1_4.xml · nonDerivative · entry 1 RiverNorth Strategic Holdings, LLC · CIK 0002045087 · Holding Co 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,375,123 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| September 24, 2026 Filed Oct 5, 2026 18:16 UTC |
Galley Patrick W.Director · President
|
OtherCommon Shares of Beneficial Interest | 219,708 | $10.49 | $2,304,736.92 |
DisclosureSEC source: 0001398344-26-017872 · fp0101266-2_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,403.36 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| September 24, 2026 Filed Oct 5, 2026 18:10 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
OtherCommon Shares of Beneficial Interest | 10,000 | $10.49 | $104,900.00 |
DisclosureSEC source: 0001398344-26-017869 · fp0101266-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,922.775 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 16:20 UTC |
RiverNorth Strategic Holdings, LLCHolding Co
|
OtherCommon Stock | 25,599 | $11.95 | $305,908.05 |
DisclosureSEC source: 0001398344-25-019148 · fp0095837-1_4.xml · nonDerivative · entry 1 RiverNorth Strategic Holdings, LLC · CIK 0002045087 · Holding Co 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,395 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 16:42 UTC |
O'Neill Stephen AndrewPortfolio Manager
|
OtherCommon Shares of Beneficial Interest | 15,000 | $11.95 | $179,250.00 |
DisclosureSEC source: 0001398344-25-019156 · fp0095836-1_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,767.83 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 14:15 UTC |
Galley Patrick W.Director · President
|
OtherCommon Shares of Beneficial Interest | 112,213 | $11.95 | $1,340,945.35 |
DisclosureSEC source: 0001398344-25-019134 · fp0095846-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,695.36 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 20:28 UTC |
Raio JerryDirector
|
OtherCommon Shares of Beneficial Interest | 3,834 | $11.95 | $45,816.30 |
DisclosureSEC source: 0001398344-25-019150 · fp0095835-1_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,412.4 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 13:31 UTC | OtherCommon Shares of Beneficial Interest | 76,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021889 · fp0091256-4_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
|
| December 27, 2023 Filed Dec 28, 2023 19:07 UTC | GrantCommon Shares of Beneficial Interest | 12,608 | $11.12 | $140,200.96 |
DisclosureSEC source: 0001398344-23-023494 · fp0086417-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,368 Read SEC document |
|
| December 14, 2023 Filed Dec 15, 2023 16:12 UTC | GrantCommon Shares of Beneficial Interest | 8,674 | $11.06 | $95,960.46 |
DisclosureSEC source: 0001398344-23-022793 · fp0086319-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,760 Read SEC document |
|
| December 08, 2023 Filed Dec 11, 2023 22:29 UTC | GrantCommon Shares of Beneficial Interest | 600 | $10.83 | $6,498.00 |
DisclosureSEC source: 0001398344-23-022632 · fp0086237-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,086 Read SEC document |
|
| December 07, 2023 Filed Dec 7, 2023 22:27 UTC | GrantCommon Shares of Beneficial Interest | 292 | $10.77 | $3,144.84 |
DisclosureSEC source: 0001398344-23-022464 · fp0086219-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,486 Read SEC document |
|
| December 04, 2023 Filed Dec 6, 2023 16:56 UTC | GrantCommon Shares of Beneficial Interest | 1,053 | $10.68 | $11,246.04 |
DisclosureSEC source: 0001398344-23-022290 · fp0086187-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,194 Read SEC document |
|
| December 01, 2023 Filed Dec 4, 2023 16:39 UTC | GrantCommon Shares of Beneficial Interest | 47 | $10.65 | $500.55 |
DisclosureSEC source: 0001398344-23-022137 · fp0086165-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,141 Read SEC document |
|
| November 21, 2023 Filed Nov 22, 2023 21:53 UTC | GrantCommon Shares of Beneficial Interest | 12,400 | $10.50 | $130,200.00 |
DisclosureSEC source: 0001398344-23-021086 · fp0086076-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,094 Read SEC document |
|
| November 20, 2023 Filed Nov 21, 2023 20:31 UTC | GrantCommon Shares of Beneficial Interest | 15,245 | $10.49 | $159,959.69 |
DisclosureSEC source: 0001398344-23-020964 · fp0086058-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,694 Read SEC document |
|
| November 17, 2023 Filed Nov 20, 2023 23:17 UTC | GrantCommon Shares of Beneficial Interest | 18,094 | $10.47 | $189,449.61 |
DisclosureSEC source: 0001398344-23-020908 · fp0086048-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,449 Read SEC document |
|
| October 27, 2023 Filed Oct 27, 2023 20:51 UTC |
Raio JerryDirector
|
PurchaseCommon Shares of Beneficial Interest | 2,500 | $9.74 | $24,350.00 |
DisclosureSEC source: 0001398344-23-019859 · fp0085790-1_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 23:33 UTC | GrantCommon Shares of Beneficial Interest | 916 | $11.20 | $10,259.20 |
DisclosureSEC source: 0001398344-23-011608 · fp0083775-3_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,355 Read SEC document |
|
| May 12, 2023 Filed May 15, 2023 21:48 UTC | GrantCommon Shares of Beneficial Interest | 4,539 | $10.98 | $49,838.22 |
DisclosureSEC source: 0001398344-23-009885 · fp0083552-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,439 Read SEC document |
|
| May 11, 2023 Filed May 12, 2023 22:09 UTC | GrantCommon Shares of Beneficial Interest | 728 | $11.13 | $8,105.92 |
DisclosureSEC source: 0001398344-23-009655 · fp0083542-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,900 Read SEC document |
|
| May 10, 2023 Filed May 11, 2023 21:39 UTC | GrantCommon Shares of Beneficial Interest | 1,600 | $11.13 | $17,804.00 |
DisclosureSEC source: 0001398344-23-009540 · fp0083529-1.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,172 Read SEC document |
|
| April 10, 2023 Filed Apr 11, 2023 21:41 UTC |
Raio JerryDirector
|
PurchaseCommon Shares of Beneficial Interest | 1,500 | $11.55 | $17,325.00 |
DisclosureSEC source: 0001398344-23-007286 · fp0083106-1_4.xml · nonDerivative · entry 1 Raio Jerry · CIK 0001753342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| November 15, 2022 Filed Dec 6, 2022 17:54 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Shares of Beneficial Interest | 41,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-22-024148 · fp0081112-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,018 Read SEC document |
| November 08, 2022 Filed Nov 22, 2022 22:25 UTC |
HUTCHENS JOHN WAYNEDirector
|
PurchaseCommon Shares of Beneficial Interest | 2,773 | $11.93 | $33,081.89 |
DisclosureSEC source: 0001398344-22-022504 · fp0080937-1_4.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,763 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC |
O'Neill Stephen AndrewOfficer Subadviser
|
PurchaseCommon Shares of Beneficial Interest | 1,200 | $14.92 | $17,904.00 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 6 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,227 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC |
O'Neill Stephen AndrewOfficer Subadviser
|
PurchaseCommon Shares of Beneficial Interest | 200 | $14.97 | $2,994.00 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 5 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,027 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC |
O'Neill Stephen AndrewOfficer Subadviser
|
PurchaseCommon Shares of Beneficial Interest | 1,198 | $14.92 | $17,874.16 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 4 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,827 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC |
O'Neill Stephen AndrewOfficer Subadviser
|
PurchaseCommon Shares of Beneficial Interest | 200 | $14.95 | $2,990.00 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 3 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,629 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC |
O'Neill Stephen AndrewOfficer Subadviser
|
PurchaseCommon Shares of Beneficial Interest | 500 | $14.94 | $7,470.00 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 2 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,429 Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 20:24 UTC |
O'Neill Stephen AndrewOfficer Subadviser
|
PurchaseCommon Shares of Beneficial Interest | 1,702 | $14.98 | $25,495.96 |
DisclosureSEC source: 0001398344-22-000998 · fp0072511_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Officer Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,929 Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:44 UTC |
HUTCHENS JOHN WAYNEDirector
|
PurchaseCommon Shares of Beneficial Interest | 1,664 | $16.81 | $27,971.84 |
DisclosureSEC source: 0001662500-21-000002 · primary_doc.xml · nonDerivative · entry 1 HUTCHENS JOHN WAYNE · CIK 0001662500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,654 Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 22:09 UTC |
Swanson DavidDirector
|
PurchaseCommon Shares of Beneficial Interest | 344 | $16.81 | $5,782.64 |
DisclosureSEC source: 0001298613-21-000004 · primary_doc.xml · nonDerivative · entry 1 Swanson David · CIK 0001298613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376 Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 16:51 UTC |
O'Neill Stephen AndrewOfficer of Subadviser
|
PurchaseCommon Shares of Beneficial Interest | 16,557 | $16.81 | $278,323.17 |
DisclosureSEC source: 0001398344-21-021673 · fp0070320_4.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Officer of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,784 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 14:51 UTC Amendment |
O'Neill Stephen AndrewOfficer of Subadviser
|
PurchaseCommon Shares of Beneficial Interest | 16,557 | $16.81 | $278,323.17 |
DisclosureSEC source: 0001398344-21-021709 · fp0070355_4a.xml · nonDerivative · entry 1 O'Neill Stephen Andrew · CIK 0001662140 · Officer of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,227 Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 15:06 UTC |
Schmucker Brian HOfficer of Subadviser
|
SaleCommon Stock | 4,000 | $17.88 | $71,520.00 |
DisclosureSEC source: 0001398344-21-012837 · fp0066148_4.xml · nonDerivative · entry 1 Schmucker Brian H · CIK 0001662166 · Officer of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 10, 2021 Filed May 11, 2021 14:42 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSubadviser
|
SaleCommon Stock | 4,917 | $18.04 | $88,702.68 |
DisclosureSEC source: 0001398344-21-010201 · fp0065491_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,572 Read SEC document |
| May 07, 2021 Filed May 11, 2021 14:42 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSubadviser
|
SaleCommon Stock | 8,800 | $18.09 | $159,192.00 |
DisclosureSEC source: 0001398344-21-010201 · fp0065491_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,489 Read SEC document |
| April 30, 2021 Filed May 5, 2021 14:41 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSubadviser
|
SaleCommon Stock | 5,302 | $17.68 | $93,739.36 |
DisclosureSEC source: 0001398344-21-009675 · fp0065115_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,289 Read SEC document |
| April 23, 2021 Filed Apr 28, 2021 12:55 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSubadviser
|
SaleCommon Stock | 5,000 | $17.47 | $87,350.00 |
DisclosureSEC source: 0001398344-21-008683 · fp0064897_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,591 Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 21:12 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSubadviser
|
SaleCommon Stock | 7,114 | $17.77 | $126,415.78 |
DisclosureSEC source: 0001398344-21-008080 · fp0064676_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,591 Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 16:33 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSubadviser
|
SaleCommon Stock | 4,000 | $17.60 | $70,400.00 |
DisclosureSEC source: 0001398344-21-007714 · fp0064061_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,705 Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 12:39 UTC |
Schmucker Brian HOfficer of Subadviser
|
SaleCommon Stock | 7,616 | $17.54 | $133,584.64 |
DisclosureSEC source: 0001398344-21-007721 · fp0051878_4.xml · nonDerivative · entry 2 Schmucker Brian H · CIK 0001662166 · Officer of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| March 31, 2021 Filed Apr 6, 2021 12:39 UTC |
Schmucker Brian HOfficer of Subadviser
|
SaleCommon Stock | 15,000 | $17.38 | $260,700.00 |
DisclosureSEC source: 0001398344-21-007721 · fp0051878_4.xml · nonDerivative · entry 1 Schmucker Brian H · CIK 0001662166 · Officer of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,616 Read SEC document |
| March 21, 2021 Filed Mar 24, 2021 21:54 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSubadviser
|
SaleCommon Stock | 6,279 | $17.36 | $109,003.44 |
DisclosureSEC source: 0001398344-21-006976 · fp0063799_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,705 Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 17:06 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSubadviser
|
SaleCommon Stock | 5,000 | $17.68 | $88,400.00 |
DisclosureSEC source: 0001398344-21-006816 · fp0063716_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,984 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:32 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSubadviser
|
SaleCommon Stock | 5,510 | $17.72 | $97,637.20 |
DisclosureSEC source: 0001398344-21-006684 · fp0063651_4.xml · nonDerivative · entry 3 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,984 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 20:32 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSubadviser
|
SaleCommon Stock | 5,000 | $17.60 | $88,000.00 |
DisclosureSEC source: 0001398344-21-006684 · fp0063651_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,494 Read SEC document |
| March 05, 2021 Filed Mar 17, 2021 20:32 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSubadviser
|
SaleCommon Stock | 8,500 | $17.02 | $144,670.00 |
DisclosureSEC source: 0001398344-21-006684 · fp0063651_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,494 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.