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Virtus Convertible & Income Fund II

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5978
SEC CIK
0001227857
Parsed reports
43

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2026 Filed Aug 20, 2026 20:43 UTC PurchaseCommon Stock 382 $15.70 $5,997.40
Disclosure

SEC source: 0001101225-26-000002 · wk-form4_1787258589.xml · nonDerivative · entry 1

MCDANIEL CONNIE D · CIK 0001101225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 804

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June 17, 2025 Filed Jun 18, 2025 16:46 UTC PurchaseCommon Stock 422 $12.31 $5,193.55
Disclosure

SEC source: 0000883237-25-000095 · wk-form4_1750265157.xml · nonDerivative · entry 1

MCDANIEL CONNIE D · CIK 0001101225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422

F1 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.305 - $12.312 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 03, 2022 Filed Nov 8, 2022 16:54 UTC
UBS Group AG10% owner
OtherAuction Preferred Stock 5,636 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-035346 · doc4.xml · nonDerivative · entry 1

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 0

F4 · security: (Cusip Nos 92838U207, 92838U306, 92838U405, 92838U504, 92838U603)

F3 · price: 97.95% of par

F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

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March 28, 2022 Filed Mar 29, 2022 14:11 UTC
ZINO BRIAN TDirector
PurchaseCommon Stock 3,000 $4.28 $12,840.00
Disclosure

SEC source: 0000883237-22-000112 · wf-form4_164857745561341.xml · nonDerivative · entry 1

ZINO BRIAN T · CIK 0001239059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

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March 03, 2022 Filed Mar 4, 2022 16:54 UTC PurchaseCommon Stock 1,134 $4.42 $5,006.61
Disclosure

SEC source: 0000883237-22-000065 · wf-form4_164643083914283.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134

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December 21, 2021 Filed Dec 22, 2021 21:11 UTC
AYLWARD GEORGE RDirector · President and CEO
PurchaseCommon Stock 10,049 $4.98 $50,003.82
Disclosure

SEC source: 0000883237-21-000271 · wf-form4_164020745339278.xml · nonDerivative · entry 1

AYLWARD GEORGE R · CIK 0001222403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,049

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.97 to $4.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 5, 2021 11:40 UTC PurchaseCommon Stock 19,798 $5.18 $102,478.41
Disclosure

SEC source: 0000883237-21-000237 · wf-form4_163344843236384.xml · nonDerivative · entry 1

MACLEOD JAMES S · CIK 0001041973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,798

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $5.17 to $5.18 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 29, 2021 Filed Apr 29, 2021 21:00 UTC PurchaseCommon Stock 1,938 $5.15 $9,980.70
Disclosure

SEC source: 0000883237-21-000111 · wf-form4_161973003394124.xml · nonDerivative · entry 1

Drummond F Ford · CIK 0001512301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,938

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April 27, 2021 Filed Apr 28, 2021 20:43 UTC PurchaseCommon Stock 1,000 $5.15 $5,150.00
Disclosure

SEC source: 0000883237-21-000105 · wf-form4_161964259750657.xml · nonDerivative · entry 1

Rappaport Alan · CIK 0001495443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

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August 21, 2019 Filed Aug 23, 2019 11:49 UTC PurchaseCommon Stock 2,000 $5.05 $10,096.60
Disclosure

SEC source: 0001209191-19-047205 · doc4.xml · nonDerivative · entry 1

Cogan Sarah E · CIK 0001761536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

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June 17, 2019 Filed Jun 19, 2019 15:21 UTC
UBS Group AG10% owner
SaleCumulative Preferred Shares Series A 33 $24.88 $821.04
Disclosure

SEC source: 0000899243-19-017377 · doc4.xml · nonDerivative · entry 1

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 1,214

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC, a wholly owned subsidiary of UBS Group.

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December 20, 2017 Filed Dec 22, 2017 14:21 UTC PurchaseCommon Stock 1,000 $6.20 $6,200.00
Disclosure

SEC source: 0001209191-17-066990 · doc4.xml · nonDerivative · entry 1

MACLEOD JAMES S · CIK 0001041973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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July 07, 2017 Filed Jul 10, 2017 21:36 UTC PurchaseCommon Stock 1,000 $6.26 $6,255.00
Disclosure

SEC source: 0001209191-17-044641 · doc4.xml · nonDerivative · entry 1

Rappaport Alan · CIK 0001495443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
December 29, 2010 Filed Mar 18, 2011 18:45 UTC SaleCommon Stock 2,182 $9.39 $20,488.98
Disclosure

SEC source: 0000932440-11-000261 · edgar.xml · nonDerivative · entry 11

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

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December 29, 2010 Filed Mar 18, 2011 18:45 UTC PurchaseCommon Stock 2,182 $9.36 $20,423.52
Disclosure

SEC source: 0000932440-11-000261 · edgar.xml · nonDerivative · entry 10

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,182

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September 22, 2010 Filed Mar 18, 2011 18:45 UTC SaleCommon Stock 2 $9.12 $18.24
Disclosure

SEC source: 0000932440-11-000261 · edgar.xml · nonDerivative · entry 9

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
September 22, 2010 Filed Mar 18, 2011 18:45 UTC PurchaseCommon Stock 2 $9.11 $18.22
Disclosure

SEC source: 0000932440-11-000261 · edgar.xml · nonDerivative · entry 8

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2

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February 08, 2010 Filed Mar 18, 2011 18:45 UTC SaleCommon Stock 4,300 $8.26 $35,518.00
Disclosure

SEC source: 0000932440-11-000261 · edgar.xml · nonDerivative · entry 7

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
February 08, 2010 Filed Mar 18, 2011 18:45 UTC SaleCommon Stock 400 $8.27 $3,308.00
Disclosure

SEC source: 0000932440-11-000261 · edgar.xml · nonDerivative · entry 6

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 4,300

Read SEC document
February 08, 2010 Filed Mar 18, 2011 18:45 UTC PurchaseCommon Stock 2,300 $8.72 $20,056.00
Disclosure

SEC source: 0000932440-11-000261 · edgar.xml · nonDerivative · entry 5

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 4,700

Read SEC document
February 08, 2010 Filed Mar 18, 2011 18:45 UTC PurchaseCommon Stock 400 $8.71 $3,484.00
Disclosure

SEC source: 0000932440-11-000261 · edgar.xml · nonDerivative · entry 4

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,400

Read SEC document
February 08, 2010 Filed Mar 18, 2011 18:45 UTC PurchaseCommon Stock 2,000 $8.74 $17,480.00
Disclosure

SEC source: 0000932440-11-000261 · edgar.xml · nonDerivative · entry 3

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,000

Read SEC document
February 03, 2010 Filed Mar 18, 2011 18:45 UTC SaleCommon Stock 300 $8.56 $2,568.00
Disclosure

SEC source: 0000932440-11-000261 · edgar.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

Read SEC document
February 03, 2010 Filed Mar 18, 2011 18:45 UTC PurchaseCommon Stock 300 $8.62 $2,586.00
Disclosure

SEC source: 0000932440-11-000261 · edgar.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 300

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.