Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2026 Filed Aug 20, 2026 20:47 UTC |
MCDANIEL CONNIE DDirector
|
PurchaseCommon Stock | 356 | $16.83 | $5,991.55 |
DisclosureSEC source: 0001101225-26-000005 · wk-form4_1787258873.xml · nonDerivative · entry 1 MCDANIEL CONNIE D · CIK 0001101225 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 723 Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 16:45 UTC |
MCDANIEL CONNIE DDirector
|
PurchaseCommon Stock | 367 | $13.59 | $4,987.20 |
DisclosureSEC source: 0000883237-25-000093 · wk-form4_1750265137.xml · nonDerivative · entry 1 MCDANIEL CONNIE D · CIK 0001101225 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367 Read SEC document |
| October 06, 2023 Filed Oct 6, 2023 19:42 UTC |
Oberto David J.Portfolio Manager
|
Disposition to issuerVirtus Convertible & Income Fund | 138.5882 | $3.05 | $422.69 |
DisclosureSEC source: 0001710865-23-000003 · primary_doc.xml · nonDerivative · entry 1 Oberto David J. · CIK 0001710865 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 03, 2022 Filed Nov 8, 2022 16:49 UTC |
UBS Group AG10% owner
|
OtherAuction Preferred Stock | 8,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-035344 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 0 F4 · security: (Cusip Nos 92838X201, 92838X300, 92838X409, 92838X508, 92838X607) F3 · price: 97.95% of par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 17:08 UTC |
DeCotis Deborah ADirector
|
PurchaseCommon Stock | 989 | $5.03 | $4,974.67 |
DisclosureSEC source: 0000883237-22-000075 · wf-form4_164643166178334.xml · nonDerivative · entry 1 DeCotis Deborah A · CIK 0001177404 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 14:34 UTC |
McLoughlin Philip RDirector
|
PurchaseCommon Stock | 2,100 | $4.95 | $10,384.50 |
DisclosureSEC source: 0000883237-22-000059 · wf-form4_164616324380632.xml · nonDerivative · entry 1 McLoughlin Philip R · CIK 0001141990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 15:15 UTC |
AYLWARD GEORGE RDirector · President and CEO
|
PurchaseCommon Stock | 8,821 | $5.67 | $49,997.43 |
DisclosureSEC source: 0000883237-21-000265 · wf-form4_164020412498437.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,821 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.68 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 11:43 UTC |
MACLEOD JAMES SDirector
|
PurchaseCommon Stock | 12,892 | $5.94 | $76,636.49 |
DisclosureSEC source: 0000883237-21-000239 · wf-form4_163344857876748.xml · nonDerivative · entry 1 MACLEOD JAMES S · CIK 0001041973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,892 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $5.93 to $5.95 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 29, 2021 Filed Apr 29, 2021 21:18 UTC |
Drummond F FordDirector
|
PurchaseCommon Stock | 1,715 | $5.81 | $9,964.15 |
DisclosureSEC source: 0000883237-21-000121 · wf-form4_161973107861225.xml · nonDerivative · entry 1 Drummond F Ford · CIK 0001512301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715 Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:54 UTC |
Rappaport AlanDirector
|
PurchaseCommon Stock | 1,000 | $5.86 | $5,860.00 |
DisclosureSEC source: 0000883237-21-000109 · wf-form4_161964325244820.xml · nonDerivative · entry 1 Rappaport Alan · CIK 0001495443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| February 05, 2021 Filed Feb 12, 2021 19:31 UTC |
UBS Group AG10% owner
|
PurchaseCommon Shares | 50 | $5.88 | $294.00 |
DisclosureSEC source: 0000899243-21-006266 · doc4.xml · nonDerivative · entry 3 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 273,222 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch and UBS Securities LLC, two wholly owned subsidiaries of UBS Group. Read SEC document |
| February 05, 2021 Filed Feb 12, 2021 19:31 UTC |
UBS Group AG10% owner
|
PurchaseCommon Shares | 159 | $5.87 | $933.33 |
DisclosureSEC source: 0000899243-21-006266 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 273,172 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch and UBS Securities LLC, two wholly owned subsidiaries of UBS Group. Read SEC document |
| February 05, 2021 Filed Feb 12, 2021 19:31 UTC |
UBS Group AG10% owner
|
PurchaseCommon Shares | 241 | $5.88 | $1,415.88 |
DisclosureSEC source: 0000899243-21-006266 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 273,013 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch and UBS Securities LLC, two wholly owned subsidiaries of UBS Group. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 11:47 UTC |
Cogan Sarah EDirector
|
PurchaseCommon Stock | 1,800 | $5.70 | $10,258.92 |
DisclosureSEC source: 0001209191-19-047203 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 15:24 UTC |
UBS Group AG10% owner
|
SaleCumulative Preferred Shares Series A | 29 | $25.20 | $730.80 |
DisclosureSEC source: 0000899243-19-017379 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 59 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC, a wholly owned subsidiary of UBS Group. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 14:20 UTC |
MACLEOD JAMES SDirector
|
PurchaseCommon Stock | 1,000 | $7.06 | $7,060.00 |
DisclosureSEC source: 0001209191-17-066988 · doc4.xml · nonDerivative · entry 1 MACLEOD JAMES S · CIK 0001041973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 19:00 UTC |
KASS JUSTINPortfolio Manager
|
SaleCommon Stock | 7,829 | $6.98 | $54,646.42 |
DisclosureSEC source: 0001209191-17-042475 · doc4.xml · nonDerivative · entry 3 KASS JUSTIN · CIK 0001240810 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 2,492.1336 shares acquired through an automatic dividend reinvestment plan. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 19:00 UTC |
KASS JUSTINPortfolio Manager
|
SaleCommon Stock | 4,417.3266 | $6.98 | $30,835.15 |
DisclosureSEC source: 0001209191-17-042475 · doc4.xml · nonDerivative · entry 2 KASS JUSTIN · CIK 0001240810 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,829 F1 · shares: Includes 2,492.1336 shares acquired through an automatic dividend reinvestment plan. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 19:00 UTC |
KASS JUSTINPortfolio Manager
|
SaleCommon Stock | 410 | $6.99 | $2,863.85 |
DisclosureSEC source: 0001209191-17-042475 · doc4.xml · nonDerivative · entry 1 KASS JUSTIN · CIK 0001240810 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,246.3266 F1 · shares: Includes 2,492.1336 shares acquired through an automatic dividend reinvestment plan. Read SEC document |
| December 15, 2010 Filed Mar 18, 2011 18:39 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 30 | $9.87 | $296.10 |
DisclosureSEC source: 0000932440-11-000259 · edgar.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| December 15, 2010 Filed Mar 18, 2011 18:39 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 30 | $9.78 | $293.40 |
DisclosureSEC source: 0000932440-11-000259 · edgar.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.