PMFAX

SEC source: 0001723701-25-000026 · doc4.xml · nonDerivative · entry 1

Hall Gregory Weston · CIK 0001825501 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,033.45

F1 · security: Share class institutional of the Issuer trades under the ticker symbol PMFLX.

F2 · balance_after: Includes shares acquired through a qualified dividend reinvestment plan since the date of Reporting Person's last filing.

SEC source: 0001140361-25-014431 · form4.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Banc of America Preferred Funding Corp · CIK 0001565450 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 3,500

F1 · kind: The 1,500 remarketable variable rate munifund term preferred shares of PIMCO Flexible Municipal Income Fund (the "Issuer") reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2055-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 500 remarketable variable rate munifund term preferred shares, series 2049-A, 500 remarketable variable rate munifund term preferred shares, series 2051-A and 1,000 remarketable variable rate munifund term preferred shares, series 2052-B, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · kind: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F1 · price: The 1,500 remarketable variable rate munifund term preferred shares of PIMCO Flexible Municipal Income Fund (the "Issuer") reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2055-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 500 remarketable variable rate munifund term preferred shares, series 2049-A, 500 remarketable variable rate munifund term preferred shares, series 2051-A and 1,000 remarketable variable rate munifund term preferred shares, series 2052-B, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F1 · acquired: The 1,500 remarketable variable rate munifund term preferred shares of PIMCO Flexible Municipal Income Fund (the "Issuer") reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2055-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 500 remarketable variable rate munifund term preferred shares, series 2049-A, 500 remarketable variable rate munifund term preferred shares, series 2051-A and 1,000 remarketable variable rate munifund term preferred shares, series 2052-B, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · ownership.nature: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

SEC source: 0001723701-25-000002 · doc4.xml · nonDerivative · entry 1

Christine Kyle Francis · CIK 0001931212 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,998.981

F1 · security: Share Class A-3 of the Issuer trades under the ticker symbol PMFAX.

F2 · balance_after: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing.

SEC source: 0001415889-24-020230 · form4-07262024_110704.xml · nonDerivative · entry 1

McCartney Kathleen Ann · CIK 0001934340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,436.959

F1 · security: Share Class A-3 of the Issuer trades under the ticker symbol PMFAX.

SEC source: 0001415889-24-003221 · form4-02102024_120252.xml · nonDerivative · entry 1

Christine Kyle Francis · CIK 0001931212 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,317.073

F1 · security: Share Class A-3 of the Issuer trades under the ticker symbol PMFAX.

SEC source: 0001209191-23-002875 · doc4.xml · nonDerivative · entry 1

SCHLUTER RACHEL ANNA · CIK 0001736571 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,008.032

SEC source: 0000899243-22-036477 · doc4.xml · nonDerivative · entry 2

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,000

F1 · kind: The 1,000 variable rate munifund term preferred shares, series 2050-B (the "VMTP Shares") shown in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB deposited the VMTP Shares into a trust designated as the J.P. Morgan Taxable Putters/Taxable Drivers, Series 5046 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership in the VMTP Shares.

F1 · price: The 1,000 variable rate munifund term preferred shares, series 2050-B (the "VMTP Shares") shown in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB deposited the VMTP Shares into a trust designated as the J.P. Morgan Taxable Putters/Taxable Drivers, Series 5046 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership in the VMTP Shares.

F1 · acquired: The 1,000 variable rate munifund term preferred shares, series 2050-B (the "VMTP Shares") shown in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB deposited the VMTP Shares into a trust designated as the J.P. Morgan Taxable Putters/Taxable Drivers, Series 5046 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership in the VMTP Shares.

F1 · ownership.nature: The 1,000 variable rate munifund term preferred shares, series 2050-B (the "VMTP Shares") shown in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB deposited the VMTP Shares into a trust designated as the J.P. Morgan Taxable Putters/Taxable Drivers, Series 5046 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership in the VMTP Shares.

SEC source: 0000899243-22-036477 · doc4.xml · nonDerivative · entry 1

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The 1,000 variable rate munifund term preferred shares, series 2050-B (the "VMTP Shares") shown in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB deposited the VMTP Shares into a trust designated as the J.P. Morgan Taxable Putters/Taxable Drivers, Series 5046 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership in the VMTP Shares.

F1 · price: The 1,000 variable rate munifund term preferred shares, series 2050-B (the "VMTP Shares") shown in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB deposited the VMTP Shares into a trust designated as the J.P. Morgan Taxable Putters/Taxable Drivers, Series 5046 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership in the VMTP Shares.

F1 · acquired: The 1,000 variable rate munifund term preferred shares, series 2050-B (the "VMTP Shares") shown in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB deposited the VMTP Shares into a trust designated as the J.P. Morgan Taxable Putters/Taxable Drivers, Series 5046 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership in the VMTP Shares.

SEC source: 0000899243-22-034733 · doc4.xml · nonDerivative · entry 1

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent variable rate munifund term preferred shares, series 2050-B (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") that were acquired from the Issuer at a price of $100,000 per share.

F1 · price: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent variable rate munifund term preferred shares, series 2050-B (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") that were acquired from the Issuer at a price of $100,000 per share.

F1 · acquired: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent variable rate munifund term preferred shares, series 2050-B (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") that were acquired from the Issuer at a price of $100,000 per share.

F2 · balance_after: In addition to the 250 VMTP Shares reported as acquired in Table I above by JPMCB, JPMCB holds 750 VMTP Shares of the Issuer. The 750 VMTP Shares were previously acquired by JPMCB as reported in the Form 3 filing filed by JPMCB with the United States Securities and Exchange Commission filed October 8, 2020.

SEC source: 0001140361-22-018615 · form4.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Banc of America Preferred Funding Corp · CIK 0001565450 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,000

F1 · kind: Banc of America Preferred Funding Corporation ("PFC") holdings of 250 remarketable variable rate munifund term preferred shares, series 2050-A of the Issuer were redesignated as remarketable variable rate munifund term preferred shares, series 2049-A of the Issuer. Such that, at the time of this filing, PFC holds 500 remarketable variable rate munifund term preferred shares, series 2049-A, 500 remarketable variable rate munifund term preferred shares, series 2051-A and 1,000 remarketable variable rate munifund term preferred shares, series 2052-B, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · kind: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F1 · price: Banc of America Preferred Funding Corporation ("PFC") holdings of 250 remarketable variable rate munifund term preferred shares, series 2050-A of the Issuer were redesignated as remarketable variable rate munifund term preferred shares, series 2049-A of the Issuer. Such that, at the time of this filing, PFC holds 500 remarketable variable rate munifund term preferred shares, series 2049-A, 500 remarketable variable rate munifund term preferred shares, series 2051-A and 1,000 remarketable variable rate munifund term preferred shares, series 2052-B, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F1 · acquired: Banc of America Preferred Funding Corporation ("PFC") holdings of 250 remarketable variable rate munifund term preferred shares, series 2050-A of the Issuer were redesignated as remarketable variable rate munifund term preferred shares, series 2049-A of the Issuer. Such that, at the time of this filing, PFC holds 500 remarketable variable rate munifund term preferred shares, series 2049-A, 500 remarketable variable rate munifund term preferred shares, series 2051-A and 1,000 remarketable variable rate munifund term preferred shares, series 2052-B, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · ownership.nature: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

SEC source: 0001140361-22-014069 · form4.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Banc of America Preferred Funding Corp · CIK 0001565450 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,000

F1 · kind: The 1,000 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2052-B (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 250 remarketable variable rate munifund term preferred shares, series 2049-A, 250 remarketable variable rate munifund term preferred shares, series 2050-A, and 500 remarketable variable rate munifund term preferred shares, series 2051-A, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · kind: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F1 · price: The 1,000 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2052-B (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 250 remarketable variable rate munifund term preferred shares, series 2049-A, 250 remarketable variable rate munifund term preferred shares, series 2050-A, and 500 remarketable variable rate munifund term preferred shares, series 2051-A, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F1 · acquired: The 1,000 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2052-B (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 250 remarketable variable rate munifund term preferred shares, series 2049-A, 250 remarketable variable rate munifund term preferred shares, series 2050-A, and 500 remarketable variable rate munifund term preferred shares, series 2051-A, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · ownership.nature: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

SEC source: 0001140361-21-040806 · form4.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Banc of America Preferred Funding Corp · CIK 0001565450 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,000

F1 · kind: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2051-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. At the time of the acquisition of the 250 RVMTP Shares reported as acquired in Table I, PFC's holdings of 250 variable rate munifund term preferred shares, series 2022 were redesignated as series 2051-A RVMTP Shares. Such that, at the time of this filing PFC holds 250 remarketable variable rate munifund term preferred shares, series 2049-A, 250 remarketable variable rate munifund term preferred shares, series 2050-A, and 500 remarketable variable rate munifund term preferred shares, series 2051-A, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · kind: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F1 · price: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2051-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. At the time of the acquisition of the 250 RVMTP Shares reported as acquired in Table I, PFC's holdings of 250 variable rate munifund term preferred shares, series 2022 were redesignated as series 2051-A RVMTP Shares. Such that, at the time of this filing PFC holds 250 remarketable variable rate munifund term preferred shares, series 2049-A, 250 remarketable variable rate munifund term preferred shares, series 2050-A, and 500 remarketable variable rate munifund term preferred shares, series 2051-A, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F1 · acquired: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2051-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. At the time of the acquisition of the 250 RVMTP Shares reported as acquired in Table I, PFC's holdings of 250 variable rate munifund term preferred shares, series 2022 were redesignated as series 2051-A RVMTP Shares. Such that, at the time of this filing PFC holds 250 remarketable variable rate munifund term preferred shares, series 2049-A, 250 remarketable variable rate munifund term preferred shares, series 2050-A, and 500 remarketable variable rate munifund term preferred shares, series 2051-A, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · ownership.nature: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

SEC source: 0001140361-21-037033 · form4.xml · nonDerivative · entry 1

Allianz Fund Investments, Inc. · CIK 0001702249 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-21-006214 · doc4.xml · nonDerivative · entry 1

Hall Gregory Weston · CIK 0001825501 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,836

F1 · security: Share class institutional of the Issuer trades under the ticker symbol PMFLX.

SEC source: 0001209191-20-059828 · doc4.xml · nonDerivative · entry 1

Roman Emmanuel · CIK 0001416185 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Corporation

Disclosed balance after: 268,817

F1 · security: Share class institutional of the Issuer trades under the ticker symbol PMFLX.

SEC source: 0001209191-20-032054 · doc4.xml · nonDerivative · entry 1

HAMMER DAVID S · CIK 0001651747 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,780

F1 · security: Share class A-3 of the Issuer trades under the ticker symbol PMFAX.

SEC source: 0001567619-20-008237 · doc1.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Banc of America Preferred Funding Corp · CIK 0001565450 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 750

F1 · kind: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2050-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 250 variable rate munifund term preferred shares, series 2022 and 250 remarketable variable rate munifund term preferred shares, series 2049-A issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · kind: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F1 · price: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2050-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 250 variable rate munifund term preferred shares, series 2022 and 250 remarketable variable rate munifund term preferred shares, series 2049-A issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F1 · acquired: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2050-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 250 variable rate munifund term preferred shares, series 2022 and 250 remarketable variable rate munifund term preferred shares, series 2049-A issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · ownership.nature: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

SEC source: 0001567619-19-021922 · doc1.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Banc of America Preferred Funding Corp · CIK 0001565450 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 500

F1 · kind: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2049-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 250 variable rate munifund term preferred shares, series 2022 issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · kind: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F1 · price: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2049-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 250 variable rate munifund term preferred shares, series 2022 issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F1 · acquired: The 250 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2049-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 250 variable rate munifund term preferred shares, series 2022 issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · ownership.nature: This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

SEC source: 0001209191-19-051155 · doc4.xml · nonDerivative · entry 1

Roman Emmanuel · CIK 0001416185 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 279,329

SEC source: 0001209191-19-021753 · doc4.xml · nonDerivative · entry 1

NAGLER JASON JORDAN · CIK 0001644693 · Assistant Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,424

SEC source: 0001209191-19-020827 · doc4.xml · nonDerivative · entry 1

DEAN MILLER COLLEEN · CIK 0001701847 · Assistant Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

SEC source: 0001209191-19-020010 · doc4.xml · nonDerivative · entry 1

FISHER DAVID NICHOLS III · CIK 0001762432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,177