XEL

SEC source: 0001567619-21-022687 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,019.155

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 673.451 stock equivalent units, 561.209 were granted at a price of $66.82 per unit in lieu of the reporting person's quarterly cash retainer, and 112.242 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 437.221 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-022685 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,329.119

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 651.003 stock equivalent units, 542.502 were granted at a price of $66.82 per unit in lieu of the reporting person's quarterly cash retainer, and 108.501 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 748.845 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-022682 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,741.019

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 651.003 stock equivalent units, 542.502 were granted at a price of $66.82 per unit in lieu of the reporting person's quarterly cash retainer, and 108.501 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 15.368 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-022680 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,452.568

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 258.156 stock equivalent units, 215.13 were granted at a price of $66.82 per unit in lieu of the reporting person's quarterly cash retainer, and 43.026 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 8.413 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-022678 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,967.798

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 516.312 stock equivalent units, 430.26 were granted at a price of $66.82 per unit in lieu of of the reporting person's quarterly cash retainer, and 86.052 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 110.666 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F4 · balance_after: Includes 0.882 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-022101 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,555

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.47 to $67.685, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-21-019203 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,822

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.60 to 64.605, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-21-017676 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,113.919

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 554.217 stock equivalent units, 461.848 were granted at a price of $62.25 per unit in lieu of the reporting person's quarterly cash retainer, and 92.369 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 603.061 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-017674 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,438.228

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 554.217 stock equivalent units, 461.848 were granted at a price of $62.25 per unit in lieu of the reporting person's quarterly cash retainer, and 92.369 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 942.724 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-017672 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,929.271

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 650.602 stock equivalent units, 542.168 were granted at a price of $62.25 per unit in lieu of the reporting person's quarterly cash retainer, and 108.434 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 703.45 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-017668 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,908.483

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 626.506 stock equivalent units, 522.088 were granted at a price of $62.25 per unit in lieu of the reporting person's quarterly cash retainer, and 104.418 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 409.194 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-017670 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,074.648

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 650.602 stock equivalent units, 542.168 were granted at a price of $62.25 per unit in lieu of the reporting person's quarterly cash retainer, and 108.434 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 10.821 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-017665 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,185.999

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 253.012 stock equivalent units, 210.843 were granted at a price of $62.25 per unit in lieu of the reporting person's quarterly cash retainer, and 42.169 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 6.386 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-017662 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,339.938

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 506.024 stock equivalent units, 421.687 were granted at a price of $62.25 per unit in lieu of the reporting person's quarterly cash retainer, and 84.337 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 101.426 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F4 · balance_after: Includes 0.826 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-016667 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,555

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.55 to $69.915, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-21-016274 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,030.539

Underlying: Common Stock · 4,645.641 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Xcel Energy common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of their balance in the Plan's Xcel Energy stock fund into an alternative investment fund.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of their balance in the Plan's Xcel Energy stock fund into an alternative investment fund.

F3 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Xcel Energy stock fund due to the unitized nature of the Xcel Energy stock fund.

SEC source: 0001567619-21-016128 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144

Underlying: Common Stock · 1,144 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

SEC source: 0001567619-21-016126 · doc1.xml · derivative · entry 1

Frenzel Robert · CIK 0001672519 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,651

Underlying: Common Stock · 11,651 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

SEC source: 0001567619-21-014342 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,972

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.58 to 68.59, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-21-012794 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,941.287

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 514.158 stock equivalent units, 428.465 were granted at a price of $67.10 per unit in lieu of the reporting person's quarterly cash retainer, and 85.693 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-21-012796 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,956.641

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 514.158 stock equivalent units, 428.465 were granted at a price of $67.10 per unit in lieu of the reporting person's quarterly cash retainer, and 85.693 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-21-012792 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,575.219

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 603.577 stock equivalent units, 502.981 were granted at a price of $67.10 per unit in lieu of the reporting person's quarterly cash retainer, and 100.596 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-21-012790 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,413.225

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 555.428 stock equivalent units, 462.857 were granted at a price of $67.10 per unit in lieu of the reporting person's quarterly cash retainer, and 92.571 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-21-012787 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,872.783

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 581.222 stock equivalent units, 484.352 were granted at a price of $67.10 per unit in lieu of the reporting person's quarterly cash retainer, and 96.87 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-21-012783 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,731.662

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 469.449 stock equivalent units, 391.208 were granted at a price of $67.10 per unit in lieu of the reporting person's quarterly cash retainer, and 78.241 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-21-012785 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926.601

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 234.724 stock equivalent units, 195.603 were granted at a price of $67.10 per unit in lieu of the reporting person's quarterly cash retainer, and 39.121 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-21-012198 · doc1.xml · nonDerivative · entry 1

Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,689.242

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.27 to $69.345, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-21-011825 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,903

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.11 to $70.555, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-21-011094 · doc1.xml · nonDerivative · entry 1

Yohannes Daniel · CIK 0001699621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,254.932

F1 · shares: Includes 1,063.55 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 201.552 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-011092 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,442.483

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 456.511 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-011090 · doc1.xml · nonDerivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,373.467

F1 · shares: Includes 0.549 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 1,189.862 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-011086 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,427.129

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 890.069 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-011084 · doc1.xml · nonDerivative · entry 1

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,012.299

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 526.719 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-011080 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,857.797

F1 · shares: Includes 0.549 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 7.039 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-011082 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,971.642

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 659.239 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-011078 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,291.561

F1 · shares: Includes 0.549 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 389.937 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-011076 · doc1.xml · nonDerivative · entry 1

Kehl George J · CIK 0001805017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,205.71

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 64.252 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-011074 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,691.877

F1 · shares: Includes 0.549 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 4.602 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-011070 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,262.213

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 80.814 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F3 · balance_after: Includes 0.805 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-011072 · doc1.xml · nonDerivative · entry 1

Johnson Netha N. · CIK 0001594784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,205.71

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 64.252 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-010629 · doc1.xml · nonDerivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,955.895

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.075 to $71.23, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: The amount also includes 87.629 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

SEC source: 0001567619-21-010519 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,997

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.59 to $71.81, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001567619-21-009004 · doc1.xml · nonDerivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,974.953

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.38 to $71.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: The amount also includes 4.125 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

SEC source: 0001567619-21-009001 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,706

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.70 to 71.735, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-21-009014 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,390

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.095 to $70.40, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-21-009006 · doc1.xml · nonDerivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,680.163

F1 · balance_after: The amount also includes 242.94 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

SEC source: 0001567619-21-007233 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,860.423

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 522.727 stock equivalent units, 435.606 were granted at a price of $66.00 per unit in lieu of the reporting person's quarterly cash retainer, and 87.121 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 462.549 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-007231 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,411.511

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 522.727 stock equivalent units, 435.606 were granted at a price of $66.00 per unit in lieu of the reporting person's quarterly cash retainer, and 87.121 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 901.752 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-007229 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,186.854

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 613.636 stock equivalent units, 511.363 were granted at a price of $66.00 per unit in lieu of the reporting person's quarterly cash retainer, and 102.273 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 666.365 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-007227 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,725.209

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 522.727 stock equivalent units, 435.606 were granted at a price of $66.00 per unit in lieu of the reporting person's quarterly cash retainer, and 87.121 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 3.635 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.