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Nasdaq · USD

XEL

XCEL ENERGY INC

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3042
SEC CIK
0000072903
Parsed reports
828

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 07, 2018 Filed Sep 11, 2018 20:34 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
SaleCommon Stock 1,900 $48.65 $92,435.00
Disclosure

SEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 5

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,560

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:34 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
SaleCommon Stock 300 $48.65 $14,593.50
Disclosure

SEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 4

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,460

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:34 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
SaleCommon Stock 1,300 $48.64 $63,232.13
Disclosure

SEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 3

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,760

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:34 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
SaleCommon Stock 400 $48.64 $19,456.00
Disclosure

SEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 2

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,060

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:34 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
SaleCommon Stock 0.331 $48.69 $16.12
Disclosure

SEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 1

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,460

Read SEC document
September 05, 2018 Filed Sep 7, 2018 13:22 UTC
Casey LynnDirector
PurchaseCommon Stock 1,000 $48.89 $48,889.90
Disclosure

SEC source: 0001567619-18-002241 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,131.34

Read SEC document
August 31, 2018 Filed Sep 4, 2018 19:17 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantPhantom Stock · Derivative 4.336 $48.05 $208.34
Disclosure

SEC source: 0001567619-18-002031 · doc1.xml · derivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22.205

Underlying: Common Stock · 4.336 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 15:42 UTC
Casey LynnDirector
GrantCommon Stock 2,131.34 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001699 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131.34

F1 · security: Equity award granted in the form of shares of common stock or stock equivalent units payable in shares of common stock following termination of the reporting person's service as a director in accordance with the director's election.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 16:57 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantPhantom Stock · Derivative 4.349 $47.90 $208.32
Disclosure

SEC source: 0001567619-18-001273 · doc1.xml · derivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17.865

Underlying: Common Stock · 4.349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 20:48 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantPhantom Stock · Derivative 4.491 $46.39 $208.34
Disclosure

SEC source: 0001140361-18-035166 · doc1.xml · derivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13.519

Underlying: Common Stock · 4.491 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 17:58 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantPhantom Stock · Derivative 4.522 $46.07 $208.33
Disclosure

SEC source: 0001140361-18-032691 · doc1.xml · derivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9.028

Underlying: Common Stock · 4.522 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
July 02, 2018 Filed Jul 11, 2018 19:59 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantPhantom Stock · Derivative 4.507 $46.23 $208.36
Disclosure

SEC source: 0001140361-18-032130 · doc1.xml · derivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4.507

Underlying: Common Stock · 4.507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:08 UTC
Williams KimDirector
GrantStock Equivalent Units · Derivative 771.504 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-030700 · doc1.xml · derivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,380.586

Underlying: Common Stock · 771.504 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 771.504 stock equivalent units, 642.920 were granted at a price of $45.69 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 128.584 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:06 UTC GrantStock Equivalent Units · Derivative 820.749 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-030699 · doc1.xml · derivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,751.294

Underlying: Common Stock · 820.749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 820.749 stock equivalent units, 683.957 were granted at a price of $45.69 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 136.791 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. Stock equivalent unit amounts reported reflect rounding to the nearest thousandth.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 19:56 UTC GrantStock Equivalent Units · Derivative 787.919 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-030694 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,405.328

Underlying: Common Stock · 787.919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 787.919 stock equivalent units, 656.599 were granted at a price of $45.69 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 131.320 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 19:42 UTC GrantStock Equivalent Units · Derivative 689.429 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-030683 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,712.828

Underlying: Common Stock · 689.429 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 689.429 stock equivalent units, 574.524 were granted at a price of $45.69 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 114.905 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

Read SEC document
May 29, 2018 Filed May 30, 2018 22:20 UTC SaleCommon Stock 3,163 $45.15 $142,809.45
Disclosure

SEC source: 0001140361-18-026328 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
May 17, 2018 Filed May 18, 2018 19:49 UTC GrantStock Equivalent Units · Derivative 0.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024681 · doc1.xml · derivative · entry 2

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,320.991

Underlying: Common Stock · 0.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 1,823.029 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

Read SEC document
May 17, 2018 Filed May 18, 2018 19:49 UTC GrantCommon Stock 3,163 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024681 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,163

Read SEC document
May 17, 2018 Filed May 18, 2018 22:19 UTC GrantStock Equivalent Units · Derivative 0.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024750 · doc1.xml · derivative · entry 2

DAVIS RICHARD K · CIK 0001185480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,719.573

Underlying: Common Stock · 0.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 1,958.207 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

Read SEC document
May 17, 2018 Filed May 18, 2018 22:19 UTC GrantCommon Stock 3,163 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024750 · doc1.xml · nonDerivative · entry 1

DAVIS RICHARD K · CIK 0001185480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,860

Read SEC document
May 17, 2018 Filed May 18, 2018 19:42 UTC GrantStock Equivalent Units · Derivative 3,163.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024678 · doc1.xml · derivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,930.545

Underlying: Common Stock · 3,163.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 647.049 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

Read SEC document
May 17, 2018 Filed May 18, 2018 19:38 UTC GrantStock Equivalent Units · Derivative 3,163.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024676 · doc1.xml · derivative · entry 1

Sheppard James J. · CIK 0001500804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,721.183

Underlying: Common Stock · 3,163.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 1,184.945 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

Read SEC document
May 17, 2018 Filed May 18, 2018 19:34 UTC GrantStock Equivalent Units · Derivative 3,163.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024674 · doc1.xml · derivative · entry 1

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,354.752

Underlying: Common Stock · 3,163.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time as cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time as cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time as cash.

F2 · balance_after: Includes 343.920 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

Read SEC document
May 17, 2018 Filed May 18, 2018 19:30 UTC GrantStock Equivalent Units · Derivative 3,163.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024672 · doc1.xml · derivative · entry 1

Owens David K · CIK 0001713778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,302.454

Underlying: Common Stock · 3,163.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 49.717 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

Read SEC document
May 17, 2018 Filed May 18, 2018 19:26 UTC GrantStock Equivalent Units · Derivative 3,163.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024667 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,617.409

Underlying: Common Stock · 3,163.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 370.747 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

Read SEC document
May 17, 2018 Filed May 18, 2018 19:22 UTC
Williams KimDirector
GrantStock Equivalent Units · Derivative 0.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024663 · doc1.xml · derivative · entry 2

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,609.082

Underlying: Common Stock · 0.842 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 662.753 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

Read SEC document
May 17, 2018 Filed May 18, 2018 19:22 UTC
Williams KimDirector
GrantCommon Stock 3,163 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024663 · doc1.xml · nonDerivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,351

F1 · balance_after: Includes 43.569 shares of stock acquired pursuant to reinvestment of dividends.

Read SEC document
May 17, 2018 Filed May 18, 2018 19:18 UTC GrantStock Equivalent Units · Derivative 3,163.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024660 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,023.399

Underlying: Common Stock · 3,163.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 931.206 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

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May 17, 2018 Filed May 18, 2018 19:12 UTC GrantStock Equivalent Units · Derivative 0.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024657 · doc1.xml · derivative · entry 2

SAMPSON A PATRICIA · CIK 0001159194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,275.092

Underlying: Common Stock · 0.842 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 4,218.716 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

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May 17, 2018 Filed May 18, 2018 19:12 UTC GrantCommon Stock 3,163 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024657 · doc1.xml · nonDerivative · entry 1

SAMPSON A PATRICIA · CIK 0001159194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,651.196

F1 · balance_after: Includes 220.170 shares of stock acquired pursuant to reinvestment of dividends.

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May 17, 2018 Filed May 18, 2018 19:04 UTC GrantStock Equivalent Units · Derivative 1,582.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024653 · doc1.xml · derivative · entry 2

Yohannes Daniel · CIK 0001699621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,921.743

Underlying: Common Stock · 1,582.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 102.612 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

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May 17, 2018 Filed May 18, 2018 19:04 UTC GrantCommon Stock 1,581 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024653 · doc1.xml · nonDerivative · entry 1

Yohannes Daniel · CIK 0001699621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581

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May 07, 2018 Filed May 9, 2018 23:16 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantRestricted Stock Units · Derivative 10,779 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022644 · doc1.xml · derivative · entry 5

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,779

Underlying: Common Stock · 10,779 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F5 · derivative.exercise_date: Award vests on May 7, 2019.

F5 · derivative.expiration_date: Award vests on May 7, 2019.

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May 07, 2018 Filed May 9, 2018 23:16 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantRestricted Stock Units · Derivative 4,312 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022644 · doc1.xml · derivative · entry 4

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,312

Underlying: Common Stock · 4,312 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F4 · derivative.exercise_date: Award vests on Dec. 31, 2019.

F4 · derivative.expiration_date: Award vests on Dec. 31, 2019.

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May 07, 2018 Filed May 9, 2018 23:16 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantRestricted Stock Units · Derivative 4,312 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022644 · doc1.xml · derivative · entry 3

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,312

Underlying: Common Stock · 4,312 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F3 · derivative.exercise_date: Award vests on Dec. 31, 2020.

F3 · derivative.expiration_date: Award vests on Dec. 31, 2020.

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May 07, 2018 Filed May 9, 2018 23:16 UTC
Carter Brett CEVP, Chief Customer and Innova
Tax withholdingCommon Stock 1,782.092 $46.39 $82,671.25
Disclosure

SEC source: 0001140361-18-022644 · doc1.xml · nonDerivative · entry 2

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,607

F1 · balance_after: A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes.

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May 07, 2018 Filed May 9, 2018 23:16 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantCommon Stock 5,389.092 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022644 · doc1.xml · nonDerivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,389.092

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May 07, 2018 Filed May 9, 2018 22:56 UTC
Yake AlicePresident, Public Service Comp
GrantRestricted Stock Units · Derivative 669 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022634 · doc1.xml · derivative · entry 1

Jackson Alice K · CIK 0001739230 · President, Public Service Comp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

Underlying: Common Stock · 669 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2020.

F2 · derivative.expiration_date: Award vests on Dec. 31, 2020.

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April 30, 2018 Filed May 1, 2018 20:09 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
SaleCommon Stock 80,000 $47.01 $3,761,000.00
Disclosure

SEC source: 0001140361-18-020826 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,556.51

F1 · balance_after: Includes 55.656 shares of stock acquired pursuant to reinvestment of dividends.

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March 28, 2018 Filed Mar 30, 2018 19:42 UTC
Williams KimDirector
GrantStock Equivalent Units · Derivative 781.423 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-18-016199 · doc1.xml · derivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,945.487

Underlying: Common Stock · 781.423 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 781.423 stock equivalent units, 651.186 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 130.237 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 781.423 stock equivalent units, 651.186 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 130.237 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 623.067 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

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March 28, 2018 Filed Mar 30, 2018 19:39 UTC GrantStock Equivalent Units · Derivative 698.293 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-18-016196 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,928.351

Underlying: Common Stock · 698.293 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 698.293 stock equivalent units, 581.911 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.382 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 698.293 stock equivalent units, 581.911 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.382 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 875.444 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

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March 28, 2018 Filed Mar 30, 2018 19:33 UTC GrantStock Equivalent Units · Derivative 831.301 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-18-016193 · doc1.xml · derivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,119.654

Underlying: Common Stock · 831.301 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 831.301 stock equivalent units, 692.751 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 138.550 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 831.301 stock equivalent units, 692.751 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 138.550 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 608.304 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

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March 28, 2018 Filed Mar 30, 2018 19:28 UTC GrantStock Equivalent Units · Derivative 798.049 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-18-016191 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,082.82

Underlying: Common Stock · 798.049 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 798.049 stock equivalent units, 665.041 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 133.008 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 798.049 stock equivalent units, 665.041 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 133.008 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 348.547 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

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March 01, 2018 Filed Mar 6, 2018 00:35 UTC
Eves David LPres,PSCO; Grp Pres,Utilities
GrantRestricted Stock Units · Derivative 971 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012118 · doc1.xml · derivative · entry 3

Eves David L · CIK 0001384582 · Pres,PSCO; Grp Pres,Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,603

Underlying: Common Stock · 971 shares

Expires 2020-12-31

F2 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F3 · derivative.exercise_date: Award vests on Dec. 31, 2020.

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March 01, 2018 Filed Mar 5, 2018 23:20 UTC
Hudson David TPresident, SPS
Tax withholdingCommon Stock 385.565 $43.28 $16,687.25
Disclosure

SEC source: 0001140361-18-012097 · doc1.xml · nonDerivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,370.788

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

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March 01, 2018 Filed Mar 5, 2018 23:17 UTC
O'Connor Timothy JohnSenior VP and CNO
Tax withholdingCommon Stock 251.01 $43.28 $10,863.71
Disclosure

SEC source: 0001140361-18-012091 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,625.185

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

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March 01, 2018 Filed Mar 5, 2018 23:15 UTC
Clark Christopher BPresident, NSPM
Tax withholdingCommon Stock 268.954 $43.28 $11,640.33
Disclosure

SEC source: 0001140361-18-012083 · doc1.xml · nonDerivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,165.793

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

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March 01, 2018 Filed Mar 5, 2018 23:10 UTC
Larson Kent TEVP & Group Pres, Operations
Tax withholdingCommon Stock 1,056.576 $43.28 $45,728.61
Disclosure

SEC source: 0001140361-18-012076 · doc1.xml · nonDerivative · entry 1

Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,741

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

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March 01, 2018 Filed Mar 5, 2018 23:03 UTC Tax withholdingCommon Stock 1,184.748 $43.28 $51,275.89
Disclosure

SEC source: 0001140361-18-012068 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,831.274

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.