Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2020 Filed Feb 27, 2020 16:59 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
OtherPhantom Stock · Derivative | 3,094.131 | $68.84 Strike: $0.00 | $212,999.98 |
DisclosureSEC source: 0001567619-20-004938 · doc1.xml · derivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,845.515 Underlying: Common Stock · 3,094.131 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Issuer stock account due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 15:05 UTC |
Stoering Mark EPresident, NSPW
|
GrantPhantom Stock · Derivative | 30.506 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004931 · doc1.xml · derivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987.117 Underlying: Common Stock · 30.506 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 15:01 UTC |
O'Connor Timothy JohnSVP and CNO
|
GrantPhantom Stock · Derivative | 178.675 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004928 · doc1.xml · derivative · entry 1 O'Connor Timothy John · CIK 0001570155 · SVP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,004.204 Underlying: Common Stock · 178.675 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: Reflects the correction to phantom share holdings reported on February 20, 2020 that, due to a clerical error, inadvertently underreported the shares held by 3,000. The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 21:26 UTC |
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
|
SaleCommon Stock | 94,629 | $70.57 | $6,678,091.55 |
DisclosureSEC source: 0001567619-20-004812 · doc1.xml · nonDerivative · entry 1 FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,327 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.23 to $70.77, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:14 UTC |
Larson Kent TEVP, Group Pres, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 6,729.052 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004512 · doc1.xml · derivative · entry 5 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,729.052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,155 units. F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:14 UTC |
Larson Kent TEVP, Group Pres, Operations
|
Tax withholdingCommon Stock | 9,496.19 | $70.26 | $667,202.31 |
DisclosureSEC source: 0001567619-20-004512 · doc1.xml · nonDerivative · entry 3 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,796.855 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:14 UTC |
Larson Kent TEVP, Group Pres, Operations
|
Exercise / conversionCommon Stock | 6,729.052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004512 · doc1.xml · nonDerivative · entry 2 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,293.045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:14 UTC |
Larson Kent TEVP, Group Pres, Operations
|
GrantCommon Stock | 12,784.138 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004512 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,563.993 Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:21 UTC |
Savage Jeffrey SSVP and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 1,561.185 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004522 · doc1.xml · derivative · entry 5 Savage Jeffrey S · CIK 0001530607 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,561.185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,428 units. F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:21 UTC |
Savage Jeffrey SSVP and Controller
|
Tax withholdingCommon Stock | 2,227.617 | $70.26 | $156,512.37 |
DisclosureSEC source: 0001567619-20-004522 · doc1.xml · nonDerivative · entry 3 Savage Jeffrey S · CIK 0001530607 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,413.435 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:21 UTC |
Savage Jeffrey SSVP and Controller
|
Exercise / conversionCommon Stock | 1,561.185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004522 · doc1.xml · nonDerivative · entry 2 Savage Jeffrey S · CIK 0001530607 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,641.052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:21 UTC |
Savage Jeffrey SSVP and Controller
|
GrantCommon Stock | 2,965.432 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004522 · doc1.xml · nonDerivative · entry 1 Savage Jeffrey S · CIK 0001530607 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,079.867 Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:36 UTC |
Yake AlicePresident, PSCo
|
Exercise / conversionRestricted Stock Units · Derivative | 2,196.154 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004534 · doc1.xml · derivative · entry 4 Jackson Alice K · CIK 0001739230 · President, PSCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,196.154 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of units shown reflects 803.330 additional units as a result of actual performance in excess of target and the reinvestment of dividend equivalents since the award was originally reported on Form 3. F6 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F6 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:36 UTC |
Yake AlicePresident, PSCo
|
Tax withholdingCommon Stock | 974.154 | $70.26 | $68,444.06 |
DisclosureSEC source: 0001567619-20-004534 · doc1.xml · nonDerivative · entry 2 Jackson Alice K · CIK 0001739230 · President, PSCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,737.792 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:36 UTC |
Yake AlicePresident, PSCo
|
Exercise / conversionCommon Stock | 2,196.154 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004534 · doc1.xml · nonDerivative · entry 1 Jackson Alice K · CIK 0001739230 · President, PSCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,711.946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. F2 · balance_after: The amount also includes 91.749 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:33 UTC |
Figoli DarlaSVP, Chief Human Resources Off
|
Exercise / conversionRestricted Stock Units · Derivative | 2,772.522 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004532 · doc1.xml · derivative · entry 4 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,772.522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the award was last reported on Form 3 totaling 134.976 units. F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:33 UTC |
Figoli DarlaSVP, Chief Human Resources Off
|
Tax withholdingCommon Stock | 3,682.099 | $70.26 | $258,704.28 |
DisclosureSEC source: 0001567619-20-004532 · doc1.xml · nonDerivative · entry 3 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,783.714 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:33 UTC |
Figoli DarlaSVP, Chief Human Resources Off
|
Exercise / conversionCommon Stock | 2,772.522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004532 · doc1.xml · nonDerivative · entry 2 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,465.813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:33 UTC |
Figoli DarlaSVP, Chief Human Resources Off
|
GrantCommon Stock | 5,267.577 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004532 · doc1.xml · nonDerivative · entry 1 Figoli Darla · CIK 0001739291 · SVP, Chief Human Resources Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,693.291 F1 · balance_after: The amount also includes 19.854 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:26 UTC |
Wilensky Scott MEVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 4,979.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004529 · doc1.xml · derivative · entry 5 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,979.827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,555 units. F6 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F6 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:26 UTC |
Wilensky Scott MEVP and General Counsel
|
Tax withholdingCommon Stock | 7,027.751 | $70.26 | $493,769.79 |
DisclosureSEC source: 0001567619-20-004529 · doc1.xml · nonDerivative · entry 3 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,986.282 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:26 UTC |
Wilensky Scott MEVP and General Counsel
|
Exercise / conversionCommon Stock | 4,979.827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004529 · doc1.xml · nonDerivative · entry 2 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,014.033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:26 UTC |
Wilensky Scott MEVP and General Counsel
|
GrantCommon Stock | 9,460.924 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004529 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,034.206 F1 · balance_after: The amount also includes 609.275 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:25 UTC |
Stoering Mark EPresident, NSPW
|
Exercise / conversionRestricted Stock Units · Derivative | 1,185.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004528 · doc1.xml · derivative · entry 5 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,185.101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,084 units. F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:25 UTC |
Stoering Mark EPresident, NSPW
|
Tax withholdingCommon Stock | 1,672.28 | $70.26 | $117,494.39 |
DisclosureSEC source: 0001567619-20-004528 · doc1.xml · nonDerivative · entry 3 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,560 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:25 UTC |
Stoering Mark EPresident, NSPW
|
Exercise / conversionCommon Stock | 1,185.101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004528 · doc1.xml · nonDerivative · entry 2 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,232.28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:25 UTC |
Stoering Mark EPresident, NSPW
|
GrantCommon Stock | 2,250.179 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004528 · doc1.xml · nonDerivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,047.179 Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:22 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
GrantPhantom Stock · Derivative | 2,621 | $70.26 Strike: $0.00 | $184,151.46 |
DisclosureSEC source: 0001567619-20-004525 · doc1.xml · derivative · entry 5 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,939.646 Underlying: Common Stock · 2,621 shares Expires not disclosed F5 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F6 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F6 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F7 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:22 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 1,884.789 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004525 · doc1.xml · derivative · entry 4 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,884.789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F3 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,724 units. F4 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F4 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:22 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
Tax withholdingCommon Stock | 1,401.198 | $70.26 | $98,448.17 |
DisclosureSEC source: 0001567619-20-004525 · doc1.xml · nonDerivative · entry 3 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,682 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:22 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
Exercise / conversionCommon Stock | 1,884.789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004525 · doc1.xml · nonDerivative · entry 2 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,038.198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:22 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
GrantCommon Stock | 957.409 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004525 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,198.409 Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:21 UTC |
O'Connor Timothy JohnSVP and CNO
|
GrantPhantom Stock · Derivative | 5,420 | $70.26 Strike: $0.00 | $380,809.20 |
DisclosureSEC source: 0001567619-20-004523 · doc1.xml · derivative · entry 6 O'Connor Timothy John · CIK 0001570155 · SVP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,825.529 Underlying: Common Stock · 5,420 shares Expires not disclosed F7 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F8 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F8 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F9 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:21 UTC |
O'Connor Timothy JohnSVP and CNO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,710.881 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004523 · doc1.xml · derivative · entry 5 O'Connor Timothy John · CIK 0001570155 · SVP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,710.881 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,309 units. F6 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F6 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:21 UTC |
O'Connor Timothy JohnSVP and CNO
|
Tax withholdingCommon Stock | 9,509.4 | $70.26 | $668,130.44 |
DisclosureSEC source: 0001567619-20-004523 · doc1.xml · nonDerivative · entry 3 O'Connor Timothy John · CIK 0001570155 · SVP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,309.103 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:21 UTC |
O'Connor Timothy JohnSVP and CNO
|
Exercise / conversionCommon Stock | 4,710.881 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004523 · doc1.xml · nonDerivative · entry 2 O'Connor Timothy John · CIK 0001570155 · SVP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,818.503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:21 UTC |
O'Connor Timothy JohnSVP and CNO
|
GrantCommon Stock | 14,630.519 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004523 · doc1.xml · nonDerivative · entry 1 O'Connor Timothy John · CIK 0001570155 · SVP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,107.622 F1 · balance_after: The amount also includes 15.222 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:19 UTC |
Hudson David TPresident, SPS
|
GrantPhantom Stock · Derivative | 2,197 | $70.26 Strike: $0.00 | $154,361.22 |
DisclosureSEC source: 0001567619-20-004519 · doc1.xml · derivative · entry 6 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,946.463 Underlying: Common Stock · 2,197 shares Expires not disclosed F7 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F8 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F8 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F9 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:19 UTC |
Hudson David TPresident, SPS
|
Exercise / conversionRestricted Stock Units · Derivative | 1,185.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004519 · doc1.xml · derivative · entry 5 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,185.101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,084 units. F6 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F6 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:19 UTC |
Hudson David TPresident, SPS
|
Tax withholdingCommon Stock | 1,189.422 | $70.26 | $83,568.79 |
DisclosureSEC source: 0001567619-20-004519 · doc1.xml · nonDerivative · entry 3 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,612.688 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:19 UTC |
Hudson David TPresident, SPS
|
Exercise / conversionCommon Stock | 1,185.101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004519 · doc1.xml · nonDerivative · entry 2 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,802.11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:19 UTC |
Hudson David TPresident, SPS
|
GrantCommon Stock | 1,803.321 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004519 · doc1.xml · nonDerivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,617.009 F1 · balance_after: The amount also includes 282.275 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:17 UTC |
Eves David LEVP and Group President Utilit
|
Exercise / conversionRestricted Stock Units · Derivative | 2,100.164 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004517 · doc1.xml · derivative · entry 5 Eves David L · CIK 0001384582 · EVP and Group President Utilit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,100.164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,921 units. F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:17 UTC |
Eves David LEVP and Group President Utilit
|
Tax withholdingCommon Stock | 2,702.711 | $70.26 | $189,892.47 |
DisclosureSEC source: 0001567619-20-004517 · doc1.xml · nonDerivative · entry 3 Eves David L · CIK 0001384582 · EVP and Group President Utilit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,065.861 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:17 UTC |
Eves David LEVP and Group President Utilit
|
Exercise / conversionCommon Stock | 2,100.164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004517 · doc1.xml · nonDerivative · entry 2 Eves David L · CIK 0001384582 · EVP and Group President Utilit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,768.572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:17 UTC |
Eves David LEVP and Group President Utilit
|
GrantCommon Stock | 3,987.547 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004517 · doc1.xml · nonDerivative · entry 1 Eves David L · CIK 0001384582 · EVP and Group President Utilit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,668.408 Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:16 UTC |
Frenzel RobertEVP, CFO
|
Exercise / conversionRetricted Stock Units · Derivative | 6,863.523 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004516 · doc1.xml · derivative · entry 4 Frenzel Robert · CIK 0001672519 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,863.523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,278 units. F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:16 UTC |
Frenzel RobertEVP, CFO
|
Tax withholdingCommon Stock | 17,752.87 | $70.26 | $1,247,316.65 |
DisclosureSEC source: 0001567619-20-004516 · doc1.xml · nonDerivative · entry 3 Frenzel Robert · CIK 0001672519 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,165.089 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:16 UTC |
Frenzel RobertEVP, CFO
|
Exercise / conversionCommon Stock | 6,863.523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004516 · doc1.xml · nonDerivative · entry 2 Frenzel Robert · CIK 0001672519 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,917.959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:16 UTC |
Frenzel RobertEVP, CFO
|
GrantCommon Stock | 29,216.347 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004516 · doc1.xml · nonDerivative · entry 1 Frenzel Robert · CIK 0001672519 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,054.436 F1 · balance_after: The amount also includes 367.105 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.