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Nasdaq · USD

WKHS

Workhorse Group Inc.

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Tapewire entity
7322
SEC CIK
0001425287
Parsed reports
402

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025023
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2021 Filed Mar 1, 2021 21:31 UTC GrantCommon Stock, $0.001 par value per share 3,966 $15.13 $60,005.58
Disclosure

SEC source: 0001628280-21-003640 · wf-form4_161463427535819.xml · nonDerivative · entry 1

Mader Pamela S. · CIK 0001811389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,905

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:30 UTC
Fleming Stephen M.Vice President/General Counsel
GrantCommon Stock, $0.001 par value per share 31,395 $15.13 $475,006.35
Disclosure

SEC source: 0001628280-21-003639 · wf-form4_161463420192272.xml · nonDerivative · entry 1

Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,241

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:39 UTC
DeMott HarryDirector
GrantCommon Stock, $0.001 par value per share 3,966 $15.13 $60,005.58
Disclosure

SEC source: 0001628280-21-003650 · wf-form4_161463469844544.xml · nonDerivative · entry 1

DeMott Harry · CIK 0001684919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,871

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:37 UTC GrantCommon Stock, $0.001 par value per share 3,966 $15.13 $60,005.58
Disclosure

SEC source: 0001628280-21-003648 · wf-form4_161463463889259.xml · nonDerivative · entry 1

CLARK MICHAEL L. · CIK 0001683605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,321

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:35 UTC GrantCommon Stock, $0.001 par value per share 19,828 $15.13 $299,997.64
Disclosure

SEC source: 0001628280-21-003645 · wf-form4_161463449972328.xml · nonDerivative · entry 1

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,163

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:40 UTC GrantCommon Stock, $0.001 par value per share 5,618 $15.13 $85,000.34
Disclosure

SEC source: 0001628280-21-003651 · wf-form4_161463478186255.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,008

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:36 UTC GrantCommon Stock, $0.001 par value per share 3,966 $15.13 $60,005.58
Disclosure

SEC source: 0001628280-21-003647 · wf-form4_161463457303247.xml · nonDerivative · entry 1

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,669

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:33 UTC
Willison Robert HarryChief Operating Officer
GrantCommon Stock, $0.001 par value per share 19,828 $15.13 $299,997.64
Disclosure

SEC source: 0001628280-21-003642 · wf-form4_161463438524120.xml · nonDerivative · entry 1

Willison Robert Harry · CIK 0001768448 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,233

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:34 UTC GrantCommon Stock, $0.001 par value per share 3,966 $15.13 $60,005.58
Disclosure

SEC source: 0001628280-21-003643 · wf-form4_161463444494518.xml · nonDerivative · entry 1

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,321

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:27 UTC
Furey Anthony DalyVice President-Finance
GrantCommon Stock, $0.001 par value per share 31,395 $15.13 $475,006.35
Disclosure

SEC source: 0001628280-21-003634 · wf-form4_161463400244568.xml · nonDerivative · entry 1

Furey Anthony Daly · CIK 0001794487 · Vice President-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,323

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:28 UTC GrantCommon Stock, $0.001 par value per share 3,966 $15.13 $60,005.58
Disclosure

SEC source: 0001628280-21-003637 · wf-form4_161463408396711.xml · nonDerivative · entry 1

DEDO JACQUELINE A · CIK 0001279383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,905

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:29 UTC
Schrader SteveChief Financial Officer
GrantCommon Stock, $0.001 par value per share 31,395 $15.13 $475,006.35
Disclosure

SEC source: 0001628280-21-003638 · wf-form4_161463413012698.xml · nonDerivative · entry 1

Schrader Steve · CIK 0001798465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,786

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:51 UTC SaleCommon Stock, $0.001 par value per share 5,000 $35.98 $179,900.00
Disclosure

SEC source: 0001628280-21-002474 · wf-form4_161368508983562.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,390

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 08:19 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionStock Options · Derivative 25,000 $0.97 Strike: $0.97 $24,250.00
Disclosure

SEC source: 0001628280-21-001456 · wf-form4_161244475540120.xml · derivative · entry 3

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock, $0.001 par value per share · 25,000 shares

Expires 2024-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 08:19 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionCommon Stock, $0.001 par value per share 25,000 $0.97 $24,250.00
Disclosure

SEC source: 0001628280-21-001456 · wf-form4_161244475540120.xml · nonDerivative · entry 2

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 08:19 UTC
Hughes DuaneDirector · CEO and President
SaleCommon Stock, $0.001 par value per share 25,000 $35.97 $899,250.00
Disclosure

SEC source: 0001628280-21-001456 · wf-form4_161244475540120.xml · nonDerivative · entry 1

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,085

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:07 UTC SaleCommon Stock, $0.001 par value per share 3,223 $35.00 $112,805.00
Disclosure

SEC source: 0001628280-21-001014 · wf-form4_161187161265339.xml · nonDerivative · entry 2

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,557

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:07 UTC SaleCommon Stock, $0.001 par value per share 3,222 $40.00 $128,880.00
Disclosure

SEC source: 0001628280-21-001014 · wf-form4_161187161265339.xml · nonDerivative · entry 1

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,335

Read SEC document
January 26, 2021 Filed Jan 28, 2021 17:10 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionStock Options · Derivative 200,000 $5.28 Strike: $5.28 $1,056,000.00
Disclosure

SEC source: 0001628280-21-001020 · wf-form4_161187183862036.xml · derivative · entry 4

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, $0.001 par value per share · 200,000 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 17:10 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionCommon Stock, $0.001 par value per share 200,000 $5.28 $1,056,000.00
Disclosure

SEC source: 0001628280-21-001020 · wf-form4_161187183862036.xml · nonDerivative · entry 3

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 17:10 UTC
Hughes DuaneDirector · CEO and President
SaleCommon Stock, $0.001 par value per share 100,000 $30.00 $3,000,000.00
Disclosure

SEC source: 0001628280-21-001020 · wf-form4_161187183862036.xml · nonDerivative · entry 2

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,085

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 17:10 UTC
Hughes DuaneDirector · CEO and President
SaleCommon Stock, $0.001 par value per share 100,000 $28.00 $2,800,000.00
Disclosure

SEC source: 0001628280-21-001020 · wf-form4_161187183862036.xml · nonDerivative · entry 1

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,085

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:10 UTC
Willison Robert HarryChief Operating Officer
Exercise / conversionStock Options · Derivative 150,000 $0.93 Strike: $0.93 $139,800.00
Disclosure

SEC source: 0001628280-21-001019 · wf-form4_161187179493824.xml · derivative · entry 3

Willison Robert Harry · CIK 0001768448 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock, $0.001 par value per share · 150,000 shares

Expires 2024-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:10 UTC
Willison Robert HarryChief Operating Officer
Exercise / conversionCommon Stock, $0.001 par value per share 150,000 $0.93 $139,800.00
Disclosure

SEC source: 0001628280-21-001019 · wf-form4_161187179493824.xml · nonDerivative · entry 2

Willison Robert Harry · CIK 0001768448 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:10 UTC
Willison Robert HarryChief Operating Officer
SaleCommon Stock, $0.001 par value per share 150,000 $30.00 $4,500,000.00
Disclosure

SEC source: 0001628280-21-001019 · wf-form4_161187179493824.xml · nonDerivative · entry 1

Willison Robert Harry · CIK 0001768448 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,405

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:08 UTC Exercise / conversionStock Options · Derivative 10,000 $7.21 Strike: $7.21 $72,100.00
Disclosure

SEC source: 0001628280-21-001017 · wf-form4_161187169978190.xml · derivative · entry 3

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 10,000 shares

Expires 2021-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:08 UTC Exercise / conversionCommon Stock, $0.001 par value per share 10,000 $7.21 $72,100.00
Disclosure

SEC source: 0001628280-21-001017 · wf-form4_161187169978190.xml · nonDerivative · entry 2

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:08 UTC SaleCommon Stock, $0.001 par value per share 10,000 $30.98 $309,800.00
Disclosure

SEC source: 0001628280-21-001017 · wf-form4_161187169978190.xml · nonDerivative · entry 1

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,047

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:07 UTC SaleCommon Stock, $0.001 par value per share 33,333 $32.00 $1,066,656.00
Disclosure

SEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 9

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 287,632

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

F3 · ownership.nature: Marci Rosenberg is the trustee of the Marci Rosenberg 2012 Family Trust. Mrs. Rosenberg is the wife of Mr. Samuels.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:07 UTC SaleCommon Stock, $0.001 par value per share 33,333 $30.00 $999,990.00
Disclosure

SEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 8

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 254,299

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

F3 · ownership.nature: Marci Rosenberg is the trustee of the Marci Rosenberg 2012 Family Trust. Mrs. Rosenberg is the wife of Mr. Samuels.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:07 UTC SaleCommon Stock, $0.001 par value per share 33,333 $28.00 $933,324.00
Disclosure

SEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 7

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 220,966

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

F3 · ownership.nature: Marci Rosenberg is the trustee of the Marci Rosenberg 2012 Family Trust. Mrs. Rosenberg is the wife of Mr. Samuels.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:07 UTC SaleCommon Stock, $0.001 par value per share 33,333 $32.00 $1,066,656.00
Disclosure

SEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 6

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 512,087

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

F2 · ownership.nature: Mr. Samuels is the trustee of the Samuels 2012 Children's Trust UAD 10/28/12.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:07 UTC SaleCommon Stock, $0.001 par value per share 33,333 $30.00 $999,990.00
Disclosure

SEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 5

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 478,754

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

F2 · ownership.nature: Mr. Samuels is the trustee of the Samuels 2012 Children's Trust UAD 10/28/12.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:07 UTC SaleCommon Stock, $0.001 par value per share 33,333 $28.00 $933,324.00
Disclosure

SEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 4

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 445,421

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

F2 · ownership.nature: Mr. Samuels is the trustee of the Samuels 2012 Children's Trust UAD 10/28/12.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:07 UTC SaleCommon Stock, $0.001 par value per share 33,333 $32.00 $1,066,656.00
Disclosure

SEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 3

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,369

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:07 UTC SaleCommon Stock, $0.001 par value per share 33,333 $30.00 $999,990.00
Disclosure

SEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 2

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,036

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:07 UTC SaleCommon Stock, $0.001 par value per share 33,333 $28.00 $933,324.00
Disclosure

SEC source: 0001628280-21-001016 · wf-form4_161187166099813.xml · nonDerivative · entry 1

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,703

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 23:48 UTC SaleCommon Stock, $0.001 par value per share 4,853 $24.46 $118,704.38
Disclosure

SEC source: 0001628280-21-000568 · wf-form4_161110007343471.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,390

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 16:58 UTC
Hughes DuaneDirector · CEO and President
Tax withholdingCommon Stock, $0.001 par value per share 18,515 $19.18 $355,117.70
Disclosure

SEC source: 0001628280-21-000360 · wf-form4_161040232316809.xml · nonDerivative · entry 1

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,085

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 17:32 UTC
Fleming Stephen M.Vice President/General Counsel
Tax withholdingCommon Stock, $0.001 par value per share 44,904 $19.18 $861,258.72
Disclosure

SEC source: 0001628280-21-000402 · wf-form4_161049071669106.xml · nonDerivative · entry 1

Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,846

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:39 UTC
Furey Anthony DalyVice President-Finance
Tax withholdingCommon Stock, $0.001 par value per share 27,534 $19.18 $528,102.12
Disclosure

SEC source: 0001628280-21-000406 · wf-form4_161049115012798.xml · nonDerivative · entry 1

Furey Anthony Daly · CIK 0001794487 · Vice President-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,928

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:38 UTC
Willison Robert HarryChief Operating Officer
Tax withholdingCommon Stock, $0.001 par value per share 6,103 $19.18 $117,055.54
Disclosure

SEC source: 0001628280-21-000405 · wf-form4_161049110923394.xml · nonDerivative · entry 1

Willison Robert Harry · CIK 0001768448 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,405

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:34 UTC
Schrader SteveChief Financial Officer
Tax withholdingCommon Stock, $0.001 par value per share 4,437 $19.18 $85,101.66
Disclosure

SEC source: 0001628280-21-000404 · wf-form4_161049083969645.xml · nonDerivative · entry 1

Schrader Steve · CIK 0001798465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,361

F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020.

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January 08, 2021 Filed Jan 12, 2021 22:33 UTC Tax withholdingCommon Stock, $0.001 par value per share 7,034 $19.78 $139,132.52
Disclosure

SEC source: 0001628280-21-000403 · wf-form4_161049080346938.xml · nonDerivative · entry 2

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,003

F2 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020.

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January 08, 2021 Filed Jan 12, 2021 22:33 UTC SaleCommon Stock, $0.001 par value per share 3,223 $27.91 $89,953.93
Disclosure

SEC source: 0001628280-21-000403 · wf-form4_161049080346938.xml · nonDerivative · entry 1

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,780

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

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January 07, 2021 Filed Jan 8, 2021 21:58 UTC SaleCommon Stock, $0.001 par value per share 33,333 $26.00 $866,658.00
Disclosure

SEC source: 0001628280-21-000317 · wf-form4_161014309474787.xml · nonDerivative · entry 3

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 320,965

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

F3 · ownership.nature: Marci Rosenberg is the trustee of the Marci Rosenberg 2012 Family Trust. Mrs. Rosenberg is the wife of Mr. Samuels.

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January 07, 2021 Filed Jan 8, 2021 21:58 UTC SaleCommon Stock, $0.001 par value per share 33,333 $26.00 $866,658.00
Disclosure

SEC source: 0001628280-21-000317 · wf-form4_161014309474787.xml · nonDerivative · entry 2

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 545,420

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

F2 · ownership.nature: Mr. Samuels is the trustee of the Samuels 2012 Children's Trust UAD 10/28/12.

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January 07, 2021 Filed Jan 8, 2021 21:58 UTC SaleCommon Stock, $0.001 par value per share 33,333 $26.00 $866,658.00
Disclosure

SEC source: 0001628280-21-000317 · wf-form4_161014309474787.xml · nonDerivative · entry 1

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,702

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

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January 07, 2021 Filed Jan 8, 2021 21:59 UTC Exercise / conversionStock Options · Derivative 10,000 $4.99 Strike: $4.99 $49,900.00
Disclosure

SEC source: 0001628280-21-000318 · wf-form4_161014316363349.xml · derivative · entry 3

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 10,000 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 07, 2021 Filed Jan 8, 2021 21:59 UTC Exercise / conversionCommon Stock, $0.001 par value per share 10,000 $4.99 $49,900.00
Disclosure

SEC source: 0001628280-21-000318 · wf-form4_161014316363349.xml · nonDerivative · entry 2

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.