Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Workhorse Group Inc.WKHS · Entity 7322 | Vice President | August 25, 2021 | October 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Workhorse Group Inc.
Report date August 25, 2021 · Filed October 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 377,791 |
Reported balance
After 2021-08-25 transaction · row 1
1 source rowRow 1 · 2021-08-25 · Tax withholding · Disposed 2,281 · Balance 377,791 F1: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on August 25, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on August 25, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2021 Filed Oct 6, 2021 10:04 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 2,281 | $9.34 | $21,304.54 |
DisclosureSEC source: 0001628280-21-019758 · wf-form4_163352906356046.xml · nonDerivative · entry 1 Fleming Stephen M. · CIK 0001718110 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,791 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on August 25, 2021. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 17:12 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 52,111 | $15.64 | $815,016.04 |
DisclosureSEC source: 0001628280-21-013568 · wf-form4_162560591787956.xml · nonDerivative · entry 1 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,961 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on July 1, 2021. Read SEC document |
| May 21, 2021 Filed Jul 6, 2021 17:12 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 6,169 | $8.46 | $52,189.74 |
DisclosureSEC source: 0001628280-21-013568 · wf-form4_162560591787956.xml · nonDerivative · entry 2 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,072 F2 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on May 21, 2021. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 16:30 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 31,395 | $15.13 | $475,006.35 |
DisclosureSEC source: 0001628280-21-003639 · wf-form4_161463420192272.xml · nonDerivative · entry 1 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,241 F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 17:32 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 44,904 | $19.18 | $861,258.72 |
DisclosureSEC source: 0001628280-21-000402 · wf-form4_161049071669106.xml · nonDerivative · entry 1 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,846 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 17:21 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 84,375 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001628280-20-017569 · wf-form4_160815728220936.xml · derivative · entry 3 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,625 Underlying: Common Stock, $0.001 par value per share · 84,375 shares Expires 2023-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 17:21 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 84,375 | $1.19 | $100,406.25 |
DisclosureSEC source: 0001628280-20-017569 · wf-form4_160815728220936.xml · nonDerivative · entry 2 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 17:21 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 164,796 | $21.92 | $3,612,328.32 |
DisclosureSEC source: 0001628280-20-017569 · wf-form4_160815728220936.xml · nonDerivative · entry 1 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,750 F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| October 16, 2020 Filed Oct 20, 2020 18:06 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 50,000 | $23.00 | $1,150,000.00 |
DisclosureSEC source: 0001628280-20-014624 · wf-form4_160323155300003.xml · nonDerivative · entry 1 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,171 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 16:55 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 50,000 | $23.85 | $1,192,500.00 |
DisclosureSEC source: 0001628280-20-013670 · wf-form4_160028969887775.xml · nonDerivative · entry 1 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,171 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:02 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 6,009 | $15.66 | $94,100.94 |
DisclosureSEC source: 0001213900-20-017576 · ownership.xml · nonDerivative · entry 3 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,162 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:02 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 28,390 | $16.54 | $469,570.60 |
DisclosureSEC source: 0001213900-20-017576 · ownership.xml · nonDerivative · entry 2 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,772 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:02 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 5,601 | $17.19 | $96,281.19 |
DisclosureSEC source: 0001213900-20-017576 · ownership.xml · nonDerivative · entry 1 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,171 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 17:29 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 60,303 | $19.08 | $1,150,581.24 |
DisclosureSEC source: 0001213900-20-016782 · ownership.xml · nonDerivative · entry 1 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,171 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on July 1, 2020. Read SEC document |
| May 21, 2020 Filed May 26, 2020 16:46 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 84,906 | $2.65 | $225,000.90 |
DisclosureSEC source: 0001628280-20-008414 · wf-form4_159052599607177.xml · nonDerivative · entry 1 Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,474 F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.