Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Workhorse Group Inc.WKHS · Entity 7322 | Chief Operating Officer | August 25, 2021 | September 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Workhorse Group Inc.
Report date August 25, 2021 · Filed September 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 188,051 |
Reported balance
After 2021-08-25 transaction · row 1
1 source rowRow 1 · 2021-08-25 · Tax withholding · Disposed 1,448 · Balance 188,051 F1: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on August 25, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on August 25, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2021 Filed Sep 22, 2021 14:27 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 1,448 | $9.34 | $13,524.32 |
DisclosureSEC source: 0001628280-21-019021 · wf-form4_163232081954513.xml · nonDerivative · entry 1 Willison Robert Harry · CIK 0001768448 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,051 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on August 25, 2021. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:08 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 8,734 | $15.64 | $136,599.76 |
DisclosureSEC source: 0001628280-21-013562 · wf-form4_162560568530446.xml · nonDerivative · entry 1 Willison Robert Harry · CIK 0001768448 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,499 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on July 1, 2021. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:33 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 19,828 | $15.13 | $299,997.64 |
DisclosureSEC source: 0001628280-21-003642 · wf-form4_161463438524120.xml · nonDerivative · entry 1 Willison Robert Harry · CIK 0001768448 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,233 F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:10 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 150,000 | $0.93 Strike: $0.93 | $139,800.00 |
DisclosureSEC source: 0001628280-21-001019 · wf-form4_161187179493824.xml · derivative · entry 3 Willison Robert Harry · CIK 0001768448 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock, $0.001 par value per share · 150,000 shares Expires 2024-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:10 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 150,000 | $0.93 | $139,800.00 |
DisclosureSEC source: 0001628280-21-001019 · wf-form4_161187179493824.xml · nonDerivative · entry 2 Willison Robert Harry · CIK 0001768448 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:10 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 150,000 | $30.00 | $4,500,000.00 |
DisclosureSEC source: 0001628280-21-001019 · wf-form4_161187179493824.xml · nonDerivative · entry 1 Willison Robert Harry · CIK 0001768448 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,405 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:38 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 6,103 | $19.18 | $117,055.54 |
DisclosureSEC source: 0001628280-21-000405 · wf-form4_161049110923394.xml · nonDerivative · entry 1 Willison Robert Harry · CIK 0001768448 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,405 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 21:15 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 19,920 | $16.34 | $325,492.80 |
DisclosureSEC source: 0001213900-20-017840 · ownership.xml · nonDerivative · entry 1 Willison Robert Harry · CIK 0001768448 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,508 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:44 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 84,906 | $2.65 | $225,000.90 |
DisclosureSEC source: 0001628280-20-008410 · wf-form4_159052584106733.xml · nonDerivative · entry 1 Willison Robert Harry · CIK 0001768448 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,428 F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals. Read SEC document |
| November 06, 2019 Filed Nov 8, 2019 21:31 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock | 119,522 | $2.51 | $300,000.22 |
DisclosureSEC source: 0001213900-19-022578 · ownership.xml · nonDerivative · entry 1 Willison Robert Harry · CIK 0001768448 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,522 Read SEC document |
| July 03, 2019 Filed Jul 5, 2019 16:56 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 400,000 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001213900-19-012127 · ownership.xml · derivative · entry 1 Willison Robert Harry · CIK 0001768448 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock, Par Value $0.001 · 400,000 shares Expires 2024-05-02 F1 · shares: Options shall become exercisable in twelve (12) equal quarterly installments of 25,000 commencing on June 30, 2019. F1 · price: Options shall become exercisable in twelve (12) equal quarterly installments of 25,000 commencing on June 30, 2019. F1 · derivative.underlying_shares: Options shall become exercisable in twelve (12) equal quarterly installments of 25,000 commencing on June 30, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.