Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Workhorse Group Inc.WKHS · Entity 7322 | Director · CEO and President | July 01, 2021 | July 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Workhorse Group Inc.
Report date July 01, 2021 · Filed July 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 361,502 |
Reported balance
After 2021-07-01 transaction · row 1
1 source rowRow 1 · 2021-07-01 · Tax withholding · Disposed 18,067 · Balance 361,502 F1: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on July 1, 2021. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.97 · Expires 2024-02-04 | Direct | 900,000 |
Reported balance
Holding disclosure · report date 2021-07-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 900,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.97 · Expires 2024-02-04 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2021-07-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 50,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.28 · Expires 2027-05-19 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2021-07-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 50,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on July 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2021 Filed Jul 6, 2021 17:07 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 18,067 | $15.64 | $282,567.88 |
DisclosureSEC source: 0001628280-21-013559 · wf-form4_162560561657171.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,502 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on July 1, 2021. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 16:32 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 59,484 | $15.13 | $899,992.92 |
DisclosureSEC source: 0001628280-21-003641 · wf-form4_161463433815115.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,569 F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 08:19 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 25,000 | $0.97 Strike: $0.97 | $24,250.00 |
DisclosureSEC source: 0001628280-21-001456 · wf-form4_161244475540120.xml · derivative · entry 3 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,000 Underlying: Common Stock, $0.001 par value per share · 25,000 shares Expires 2024-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 08:19 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 25,000 | $0.97 | $24,250.00 |
DisclosureSEC source: 0001628280-21-001456 · wf-form4_161244475540120.xml · nonDerivative · entry 2 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 08:19 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 25,000 | $35.97 | $899,250.00 |
DisclosureSEC source: 0001628280-21-001456 · wf-form4_161244475540120.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,085 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 17:10 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 200,000 | $5.28 Strike: $5.28 | $1,056,000.00 |
DisclosureSEC source: 0001628280-21-001020 · wf-form4_161187183862036.xml · derivative · entry 4 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock, $0.001 par value per share · 200,000 shares Expires 2027-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 17:10 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 200,000 | $5.28 | $1,056,000.00 |
DisclosureSEC source: 0001628280-21-001020 · wf-form4_161187183862036.xml · nonDerivative · entry 3 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 17:10 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 100,000 | $30.00 | $3,000,000.00 |
DisclosureSEC source: 0001628280-21-001020 · wf-form4_161187183862036.xml · nonDerivative · entry 2 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,085 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 17:10 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 100,000 | $28.00 | $2,800,000.00 |
DisclosureSEC source: 0001628280-21-001020 · wf-form4_161187183862036.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,085 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 16:58 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 18,515 | $19.18 | $355,117.70 |
DisclosureSEC source: 0001628280-21-000360 · wf-form4_161040232316809.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,085 F1 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:58 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 100,000 | $5.28 Strike: $5.28 | $528,000.00 |
DisclosureSEC source: 0001628280-21-000360 · wf-form4_161040232316809.xml · derivative · entry 4 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock, $0.001 par value per share · 100,000 shares Expires 2027-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:58 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 100,000 | $5.28 | $528,000.00 |
DisclosureSEC source: 0001628280-21-000360 · wf-form4_161040232316809.xml · nonDerivative · entry 3 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:58 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 100,000 | $25.00 | $2,500,000.00 |
DisclosureSEC source: 0001628280-21-000360 · wf-form4_161040232316809.xml · nonDerivative · entry 2 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,600 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 25,000 | $0.97 Strike: $0.97 | $24,250.00 |
DisclosureSEC source: 0001628280-21-000214 · wf-form4_160997049757127.xml · derivative · entry 3 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,000 Underlying: Common Stock, $0.001 par value per share · 25,000 shares Expires 2024-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 25,000 | $0.97 | $24,250.00 |
DisclosureSEC source: 0001628280-21-000214 · wf-form4_160997049757127.xml · nonDerivative · entry 2 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 25,000 | $20.73 | $518,250.00 |
DisclosureSEC source: 0001628280-21-000214 · wf-form4_160997049757127.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,600 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:11 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 5,989 | $4.99 Strike: $4.99 | $29,885.11 |
DisclosureSEC source: 0001628280-20-017561 · wf-form4_160815670098053.xml · derivative · entry 5 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 5,989 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:11 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 50,000 | $0.97 Strike: $0.97 | $48,500.00 |
DisclosureSEC source: 0001628280-20-017561 · wf-form4_160815670098053.xml · derivative · entry 4 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,000 Underlying: Common Stock, $0.001 par value per share · 50,000 shares Expires 2024-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:11 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 5,989 | $4.99 | $29,885.11 |
DisclosureSEC source: 0001628280-20-017561 · wf-form4_160815670098053.xml · nonDerivative · entry 3 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:11 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 50,000 | $0.97 | $48,500.00 |
DisclosureSEC source: 0001628280-20-017561 · wf-form4_160815670098053.xml · nonDerivative · entry 2 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:11 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 55,989 | $21.61 | $1,209,922.29 |
DisclosureSEC source: 0001628280-20-017561 · wf-form4_160815670098053.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,600 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| October 16, 2020 Filed Oct 20, 2020 18:04 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 50,000 | $5.28 Strike: $5.28 | $264,000.00 |
DisclosureSEC source: 0001628280-20-014622 · wf-form4_160323147432689.xml · derivative · entry 3 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock, $0.001 par value per share · 50,000 shares Expires 2027-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2020 Filed Oct 20, 2020 18:04 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 50,000 | $5.28 | $264,000.00 |
DisclosureSEC source: 0001628280-20-014622 · wf-form4_160323147432689.xml · nonDerivative · entry 2 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2020 Filed Oct 20, 2020 18:04 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 50,000 | $23.00 | $1,150,000.00 |
DisclosureSEC source: 0001628280-20-014622 · wf-form4_160323147432689.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,600 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 16:19 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 22,000 | $25.78 Strike: $7.21 | $567,160.00 |
DisclosureSEC source: 0001628280-20-013750 · wf-form4_160046036926158.xml · derivative · entry 5 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 22,000 shares Expires 2021-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 16:19 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 19,011 | $4.99 Strike: $4.99 | $94,864.89 |
DisclosureSEC source: 0001628280-20-013750 · wf-form4_160046036926158.xml · derivative · entry 4 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,989 Underlying: Common Stock, $0.001 par value per share · 19,011 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 16:19 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 22,000 | $7.21 | $158,620.00 |
DisclosureSEC source: 0001628280-20-013750 · wf-form4_160046036926158.xml · nonDerivative · entry 3 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 16:19 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 19,011 | $4.99 | $94,864.89 |
DisclosureSEC source: 0001628280-20-013750 · wf-form4_160046036926158.xml · nonDerivative · entry 2 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 16:19 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 50,000 | $25.78 | $1,289,000.00 |
DisclosureSEC source: 0001628280-20-013750 · wf-form4_160046036926158.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,600 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionStock Options · Derivative | 20,000 | $1.75 Strike: $1.75 | $35,000.00 |
DisclosureSEC source: 0001213900-20-017575 · ownership.xml · derivative · entry 6 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 20,000 shares Expires 2020-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents the exercise of a stock option pursuant to which the Reporting Person received an aggregate of 20,000 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price to Workhorse Group Inc. using shares of common stock the Reporting Person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of a net amount of 12,513 shares of common stock. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Exercise / conversionCommon Stock, $0.001 par value per share | 20,000 | $1.75 | $35,000.00 |
DisclosureSEC source: 0001213900-20-017575 · ownership.xml · nonDerivative · entry 5 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents the exercise of a stock option pursuant to which the Reporting Person received an aggregate of 20,000 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price to Workhorse Group Inc. using shares of common stock the Reporting Person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of a net amount of 12,513 shares of common stock. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 7,487 | $16.48 | $123,385.76 |
DisclosureSEC source: 0001213900-20-017575 · ownership.xml · nonDerivative · entry 4 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,102 F6 · shares: Represents the exercise of a stock option pursuant to which the Reporting Person received an aggregate of 20,000 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price to Workhorse Group Inc. using shares of common stock the Reporting Person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of a net amount of 12,513 shares of common stock. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 10,546 | $15.67 | $165,255.82 |
DisclosureSEC source: 0001213900-20-017575 · ownership.xml · nonDerivative · entry 3 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,556 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 40,516 | $16.56 | $670,944.96 |
DisclosureSEC source: 0001213900-20-017575 · ownership.xml · nonDerivative · entry 2 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,040 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | SaleCommon Stock, $0.001 par value per share | 11,451 | $17.16 | $196,499.16 |
DisclosureSEC source: 0001213900-20-017575 · ownership.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,589 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. Read SEC document |
| May 21, 2020 Filed May 26, 2020 16:45 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock, $0.001 par value per share | 179,245 | $2.65 | $474,999.25 |
DisclosureSEC source: 0001628280-20-008412 · wf-form4_159052593910647.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,289 F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals. Read SEC document |
| May 21, 2020 Filed Jul 6, 2020 17:30 UTC | Workhorse Group Inc. WKHS · Entity 7322 | Tax withholdingCommon Stock, $0.001 par value per share | 20,691 | $19.18 | $396,853.38 |
DisclosureSEC source: 0001213900-20-016785 · ownership.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,598 F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting in equal amounts over a three year period in six month intervals less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on July 1, 2020. Read SEC document |
| November 06, 2019 Filed Nov 8, 2019 16:31 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantCommon Stock | 239,044 | $2.51 | $600,000.44 |
DisclosureSEC source: 0001213900-19-022577 · ownership.xml · nonDerivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,055 F6 · date: The shares of common stock granted on November 6, 2019 and vest semi-annually over a three year period. Read SEC document |
| February 04, 2019 Filed Feb 8, 2019 17:45 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 50,000 | $0.97 Strike: $0.97 | $48,500.00 |
DisclosureSEC source: 0001213900-19-002003 · ownership.xml · derivative · entry 2 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock, Par Value $0.001 · 50,000 shares Expires 2024-02-04 F2 · security: 10,000 of the options vested on February 4, 2019, and 4,000 shall vest every June 30 and December 31 thereafter. Read SEC document |
| February 04, 2019 Filed Feb 8, 2019 17:45 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 1,000,000 | $0.97 Strike: $0.97 | $970,000.00 |
DisclosureSEC source: 0001213900-19-002003 · ownership.xml · derivative · entry 1 Hughes Duane · CIK 0001685081 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock, Par Value $0.001 · 1,000,000 shares Expires 2024-02-04 F5 · security: 5,000 of the options vested on February 2, 2016 and 5,000 shall vest every six (6) months thereafter. Read SEC document |
| May 19, 2017 Filed May 23, 2017 17:00 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 25,000 | $5.28 Strike: $5.28 | $132,000.00 |
DisclosureSEC source: 0001213900-17-005771 · f4051917hughes_workhorse.xml · derivative · entry 1 Hughes Duane · CIK 0001685081 · COO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock, Par Value $0.001 · 25,000 shares Expires 2027-05-19 F1 · security: Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Hughes to acquire 400,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 25,000 shares commencing June 30, 2017. F1 · shares: Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Hughes to acquire 400,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 25,000 shares commencing June 30, 2017. F1 · derivative.underlying_shares: Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Hughes to acquire 400,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 25,000 shares commencing June 30, 2017. F3 · balance_after: 5,000 of the options vested on February 2, 2016 and 5,000 shall vest every six (6) months thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.