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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
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2,929

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 31, 2017 16:13 UTC Amendment
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 6.1891 $59.73 $369.67
Disclosure

SEC source: 0001127602-17-013365 · form4a.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7

F1 · shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts.

F2 · shares: Includes a fractional share (.2074) for which the executive received $12.39 in cash, which amounts have been amended to account for actual rather than estimated tax withholding.

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March 01, 2017 Filed Mar 31, 2017 16:13 UTC Amendment
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 13.3965 $59.73 $800.17
Disclosure

SEC source: 0001127602-17-013365 · form4a.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13.3965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts.

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February 28, 2017 Filed Mar 2, 2017 20:12 UTC
CARROLL DAVID MSenior Exec. Vice President
Grant2014 Performance Shares · Derivative 97,277.1836 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009580 · form4.xml · derivative · entry 3

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,277.1836

Underlying: Common Stock, $1 2/3 Par Value · 97,277.1836 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:20 UTC
Codel Franklin RSr. Executive Vice President
GrantRestricted Share Right · Derivative 720 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009593 · form4.xml · derivative · entry 4

Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720

Underlying: Common Stock, $1 2/3 Par Value · 720 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:25 UTC
Hardison Hope A.Sr. Executive Vice President
Grant2014 Performance Shares · Derivative 30,068.0263 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009599 · form4.xml · derivative · entry 4

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,068.0263

Underlying: Common Stock, $1 2/3 Par Value · 30,068.0263 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

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February 28, 2017 Filed Mar 2, 2017 20:31 UTC
LEVY RICHARDExecutive VP & Controller
Grant2014 Performance Shares · Derivative 51,881.7441 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009605 · form4.xml · derivative · entry 5

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,881.7441

Underlying: Common Stock, $1 2/3 Par Value · 51,881.7441 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:36 UTC
Loughlin Michael JSr. Executive Vice President
Grant2014 Performance Shares · Derivative 44,217.4942 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009615 · form4.xml · derivative · entry 3

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,217.4942

Underlying: Common Stock, $1 2/3 Par Value · 44,217.4942 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:41 UTC
Mack Mary TSr. Executive Vice President
GrantRestricted Share Right · Derivative 3,816 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009624 · form4.xml · derivative · entry 5

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,816

Underlying: Common Stock, $1 2/3 Par Value · 3,816 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:41 UTC
Mack Mary TSr. Executive Vice President
Grant2014 Performance Shares · Derivative 31,836.0308 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009624 · form4.xml · derivative · entry 4

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,836.0308

Underlying: Common Stock, $1 2/3 Par Value · 31,836.0308 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:46 UTC
Modjtabai AvidSr. Executive Vice President
Grant2014 Performance Shares · Derivative 97,277.1836 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009638 · form4.xml · derivative · entry 4

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,277.1836

Underlying: Common Stock, $1 2/3 Par Value · 97,277.1836 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:52 UTC
Pelos Petros GSr. Executive Vice President
GrantRestricted Share Right · Derivative 5,760 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009649 · form4.xml · derivative · entry 3

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,760

Underlying: Common Stock, $1 2/3 Par Value · 5,760 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:52 UTC
Pelos Petros GSr. Executive Vice President
Grant2014 Performance Shares · Derivative 44,806.4669 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009649 · form4.xml · derivative · entry 2

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,806.4669

Underlying: Common Stock, $1 2/3 Par Value · 44,806.4669 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:56 UTC
Shrewsberry John R.Senior Executive VP & CFO
Grant2014 Performance Shares · Derivative 49,522.5939 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009653 · form4.xml · derivative · entry 4

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,522.5939

Underlying: Common Stock, $1 2/3 Par Value · 49,522.5939 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:45 UTC
SLOAN TIMOTHY JDirector · CEO & President
Grant2014 Performance Shares · Derivative 97,277.1836 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009763 · form4.xml · derivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,277.1836

Underlying: Common Stock, $1 2/3 Par Value · 97,277.1836 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F4 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:49 UTC
STROTHER JAMES MSr. Executive Vice President
Grant2014 Performance Shares · Derivative 44,217.4942 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009775 · form4.xml · derivative · entry 3

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,217.4942

Underlying: Common Stock, $1 2/3 Par Value · 44,217.4942 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 18:14 UTC GrantPhantom Stock Units · Derivative 758 $58.25 $44,153.50
Disclosure

SEC source: 0001127602-17-007962 · form4.xml · derivative · entry 2

Peetz Karen B · CIK 0001343152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758

Underlying: Common Stock, $1 2/3 Par Value · 758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 18:14 UTC GrantCommon Stock, $1 2/3 Par Value 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007962 · form4.xml · nonDerivative · entry 1

Peetz Karen B · CIK 0001343152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273

Read SEC document
February 21, 2017 Filed Feb 23, 2017 18:18 UTC GrantPhantom Stock Units · Derivative 758 $58.25 $44,153.50
Disclosure

SEC source: 0001127602-17-007965 · form4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758

Underlying: Common Stock, $1 2/3 Par Value · 758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 18:18 UTC GrantCommon Stock, $1 2/3 Par Value 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007965 · form4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15

Read SEC document
February 07, 2017 Filed Mar 2, 2017 20:25 UTC
Hardison Hope A.Sr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 3,279 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009599 · form4.xml · nonDerivative · entry 2

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 91,242

Read SEC document
February 07, 2017 Filed Mar 2, 2017 20:25 UTC
Hardison Hope A.Sr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 3,279 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009599 · form4.xml · nonDerivative · entry 1

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,019.408

Read SEC document
January 26, 2017 Filed Jan 27, 2017 18:51 UTC
Codel Franklin RSr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 33,640 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001127602-17-002580 · form4.xml · derivative · entry 5

Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 33,640 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 33,640 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008). These employee stock options are subject to the Company's stock ownership policy requirements.

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January 26, 2017 Filed Jan 27, 2017 18:51 UTC
Codel Franklin RSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 24,774 $57.18 $1,416,577.32
Disclosure

SEC source: 0001127602-17-002580 · form4.xml · nonDerivative · entry 2

Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,081

Read SEC document
January 26, 2017 Filed Jan 27, 2017 18:51 UTC
Codel Franklin RSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 33,640 $34.39 $1,156,879.60
Disclosure

SEC source: 0001127602-17-002580 · form4.xml · nonDerivative · entry 1

Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 19:01 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 7,394 $0.00 Strike: $35.78 $0.00
Disclosure

SEC source: 0001127602-17-002593 · form4.xml · derivative · entry 6

MILLIGAN CYNTHIA · CIK 0001164401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,394 shares

Expires 2017-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 19:01 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 4,626 $57.18 $264,514.68
Disclosure

SEC source: 0001127602-17-002593 · form4.xml · nonDerivative · entry 2

MILLIGAN CYNTHIA · CIK 0001164401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,549.983

F1 · balance_after: Includes the following shares acquired under Wells Fargo & Company's dividend reinvestment plan: 161.718 shares on 6/1/2016, 164.154 shares on 9/1/2016, and 154.115 shares on 12/1/2016.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 19:01 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 7,394 $35.78 $264,557.32
Disclosure

SEC source: 0001127602-17-002593 · form4.xml · nonDerivative · entry 1

MILLIGAN CYNTHIA · CIK 0001164401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,175.983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 18:55 UTC
Hardison Hope A.Sr. Executive Vice President
Exercise / conversionEmployee Stock Purchase Option · Derivative 13,460 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001127602-17-002583 · form4.xml · derivative · entry 5

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 13,460 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 13,460 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008).

Read SEC document
January 25, 2017 Filed Jan 27, 2017 18:55 UTC
Hardison Hope A.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 10,181 $56.62 $576,448.22
Disclosure

SEC source: 0001127602-17-002583 · form4.xml · nonDerivative · entry 2

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,298.408

Read SEC document
January 25, 2017 Filed Jan 27, 2017 18:55 UTC
Hardison Hope A.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 13,460 $34.39 $462,889.40
Disclosure

SEC source: 0001127602-17-002583 · form4.xml · nonDerivative · entry 1

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,479.408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 18:02 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 7,394 $0.00 Strike: $35.78 $0.00
Disclosure

SEC source: 0001127602-17-002269 · form4.xml · derivative · entry 3

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,394 shares

Expires 2017-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 18:02 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 4,804 $55.07 $264,556.28
Disclosure

SEC source: 0001127602-17-002269 · form4.xml · nonDerivative · entry 2

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,291

Read SEC document
January 20, 2017 Filed Jan 24, 2017 18:02 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 7,394 $35.78 $264,557.32
Disclosure

SEC source: 0001127602-17-002269 · form4.xml · nonDerivative · entry 1

HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 18:24 UTC
CHEN JOHN SDirector
Exercise / conversionDirector Stock Purchase Option · Derivative 7,394 $0.00 Strike: $35.78 $0.00
Disclosure

SEC source: 0001127602-17-001996 · form4.xml · derivative · entry 4

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,394 shares

Expires 2017-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 18:24 UTC
CHEN JOHN SDirector
Tax withholdingCommon Stock, $1 2/3 Par Value 4,919 $53.78 $264,543.82
Disclosure

SEC source: 0001127602-17-001996 · form4.xml · nonDerivative · entry 2

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,674

Read SEC document
January 17, 2017 Filed Jan 19, 2017 18:24 UTC
CHEN JOHN SDirector
Exercise / conversionCommon Stock, $1 2/3 Par Value 7,394 $35.78 $264,557.32
Disclosure

SEC source: 0001127602-17-001996 · form4.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Mar 17, 2017 17:29 UTC
Mack Mary TSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 147 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012115 · form4.xml · nonDerivative · entry 2

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,847

Read SEC document
January 17, 2017 Filed Mar 17, 2017 17:29 UTC
Mack Mary TSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 147 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012115 · form4.xml · nonDerivative · entry 1

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Spouse's Trust

Disclosed balance after: 0

Read SEC document
January 01, 2017 Filed Jan 4, 2017 18:39 UTC GrantPhantom Stock Units · Derivative 920.8855 $55.11 $50,750.00
Disclosure

SEC source: 0001127602-17-000457 · form4.xml · derivative · entry 6

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,005.5615

Underlying: Common Stock, $1 2/3 Par Value · 920.8855 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 18:47 UTC
Dean Lloyd HDirector
GrantPhantom Stock Units · Derivative 260.842 $55.11 $14,375.00
Disclosure

SEC source: 0001127602-17-000465 · form4.xml · derivative · entry 4

Dean Lloyd H · CIK 0001332215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,681.9026

Underlying: Common Stock, $1 2/3 Par Value · 260.842 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 18:53 UTC GrantPhantom Stock Units · Derivative 812.0123 $55.11 $44,750.00
Disclosure

SEC source: 0001127602-17-000469 · form4.xml · derivative · entry 2

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,598.9739

Underlying: Common Stock, $1 2/3 Par Value · 812.0123 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 18:58 UTC GrantPhantom Stock Units · Derivative 2,125.3493 $55.11 $117,128.00
Disclosure

SEC source: 0001127602-17-000478 · form4.xml · derivative · entry 3

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,289.4797

Underlying: Common Stock, $1 2/3 Par Value · 2,125.3493 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
December 13, 2016 Filed Feb 13, 2017 18:57 UTC GiftCommon Stock, $1 2/3 Par Value 248 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005291 · form5.xml · nonDerivative · entry 2

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sab Irr. Trust

Disclosed balance after: 0

F1 · ownership.nature: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 18:36 UTC
Codel Franklin RSr. Executive Vice President
GrantPhantom Stock Units · Derivative 85.9063 $44.60 $3,831.42
Disclosure

SEC source: 0001127602-16-066365 · form4.xml · derivative · entry 4

Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,201.6105

Underlying: Common Stock, $1 2/3 Par Value · 85.9063 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
October 18, 2016 Filed Feb 13, 2017 18:57 UTC GiftCommon Stock, $1 2/3 Par Value 59 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005291 · form5.xml · nonDerivative · entry 1

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sab Irr. Trust

Disclosed balance after: 0

F1 · ownership.nature: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 17:13 UTC GrantPhantom Stock Units · Derivative 1,100.9485 $44.28 $48,750.00
Disclosure

SEC source: 0001127602-16-063892 · form4.xml · derivative · entry 6

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,556.3103

Underlying: Common Stock, $1 2/3 Par Value · 1,100.9485 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 17:19 UTC
Dean Lloyd HDirector
GrantPhantom Stock Units · Derivative 268.1797 $44.28 $11,875.00
Disclosure

SEC source: 0001127602-16-063896 · form4.xml · derivative · entry 4

Dean Lloyd H · CIK 0001332215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,265.3589

Underlying: Common Stock, $1 2/3 Par Value · 268.1797 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 17:24 UTC GrantPhantom Stock Units · Derivative 784.7787 $44.28 $34,750.00
Disclosure

SEC source: 0001127602-16-063903 · form4.xml · derivative · entry 2

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,288.4413

Underlying: Common Stock, $1 2/3 Par Value · 784.7787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 17:31 UTC GrantPhantom Stock Units · Derivative 1,411.4725 $44.28 $62,500.00
Disclosure

SEC source: 0001127602-16-063908 · form4.xml · derivative · entry 3

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,371.324

Underlying: Common Stock, $1 2/3 Par Value · 1,411.4725 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
September 27, 2016 Filed Sep 29, 2016 21:15 UTC
STUMPF JOHN GDirector · Chairman & CEO
Disposition to issuerRestricted Share Right · Derivative 17,586.6233 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-063434 · form4.xml · derivative · entry 13

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 17,586.6233 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs were granted on 2/23/2016 to the reporting person as part of the reporting person's 2015 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016.

F5 · derivative.expiration_date: These RSRs were granted on 2/23/2016 to the reporting person as part of the reporting person's 2015 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.