Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 31, 2017 16:13 UTC Amendment |
Loughlin Michael JSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 6.1891 | $59.73 | $369.67 |
DisclosureSEC source: 0001127602-17-013365 · form4a.xml · nonDerivative · entry 2 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7 F1 · shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts. F2 · shares: Includes a fractional share (.2074) for which the executive received $12.39 in cash, which amounts have been amended to account for actual rather than estimated tax withholding. Read SEC document |
| March 01, 2017 Filed Mar 31, 2017 16:13 UTC Amendment |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 13.3965 | $59.73 | $800.17 |
DisclosureSEC source: 0001127602-17-013365 · form4a.xml · nonDerivative · entry 1 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13.3965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:12 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Grant2014 Performance Shares · Derivative | 97,277.1836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009580 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,277.1836 Underlying: Common Stock, $1 2/3 Par Value · 97,277.1836 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:20 UTC |
Codel Franklin RSr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009593 · form4.xml · derivative · entry 4 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720 Underlying: Common Stock, $1 2/3 Par Value · 720 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:25 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Grant2014 Performance Shares · Derivative | 30,068.0263 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009599 · form4.xml · derivative · entry 4 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,068.0263 Underlying: Common Stock, $1 2/3 Par Value · 30,068.0263 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:31 UTC |
LEVY RICHARDExecutive VP & Controller
|
Grant2014 Performance Shares · Derivative | 51,881.7441 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009605 · form4.xml · derivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,881.7441 Underlying: Common Stock, $1 2/3 Par Value · 51,881.7441 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:36 UTC |
Loughlin Michael JSr. Executive Vice President
|
Grant2014 Performance Shares · Derivative | 44,217.4942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009615 · form4.xml · derivative · entry 3 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,217.4942 Underlying: Common Stock, $1 2/3 Par Value · 44,217.4942 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:41 UTC |
Mack Mary TSr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 3,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009624 · form4.xml · derivative · entry 5 Mack Mary T · CIK 0001689162 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,816 Underlying: Common Stock, $1 2/3 Par Value · 3,816 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:41 UTC |
Mack Mary TSr. Executive Vice President
|
Grant2014 Performance Shares · Derivative | 31,836.0308 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009624 · form4.xml · derivative · entry 4 Mack Mary T · CIK 0001689162 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,836.0308 Underlying: Common Stock, $1 2/3 Par Value · 31,836.0308 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Grant2014 Performance Shares · Derivative | 97,277.1836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009638 · form4.xml · derivative · entry 4 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,277.1836 Underlying: Common Stock, $1 2/3 Par Value · 97,277.1836 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:52 UTC |
Pelos Petros GSr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 5,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009649 · form4.xml · derivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,760 Underlying: Common Stock, $1 2/3 Par Value · 5,760 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:52 UTC |
Pelos Petros GSr. Executive Vice President
|
Grant2014 Performance Shares · Derivative | 44,806.4669 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009649 · form4.xml · derivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,806.4669 Underlying: Common Stock, $1 2/3 Par Value · 44,806.4669 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:56 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
Grant2014 Performance Shares · Derivative | 49,522.5939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009653 · form4.xml · derivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,522.5939 Underlying: Common Stock, $1 2/3 Par Value · 49,522.5939 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:45 UTC |
SLOAN TIMOTHY JDirector · CEO & President
|
Grant2014 Performance Shares · Derivative | 97,277.1836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009763 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,277.1836 Underlying: Common Stock, $1 2/3 Par Value · 97,277.1836 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F4 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:49 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Grant2014 Performance Shares · Derivative | 44,217.4942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009775 · form4.xml · derivative · entry 3 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,217.4942 Underlying: Common Stock, $1 2/3 Par Value · 44,217.4942 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:14 UTC |
Peetz Karen BDirector
|
GrantPhantom Stock Units · Derivative | 758 | $58.25 | $44,153.50 |
DisclosureSEC source: 0001127602-17-007962 · form4.xml · derivative · entry 2 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758 Underlying: Common Stock, $1 2/3 Par Value · 758 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:14 UTC |
Peetz Karen BDirector
|
GrantCommon Stock, $1 2/3 Par Value | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007962 · form4.xml · nonDerivative · entry 1 Peetz Karen B · CIK 0001343152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:18 UTC |
SARGENT RONALDDirector
|
GrantPhantom Stock Units · Derivative | 758 | $58.25 | $44,153.50 |
DisclosureSEC source: 0001127602-17-007965 · form4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758 Underlying: Common Stock, $1 2/3 Par Value · 758 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:18 UTC |
SARGENT RONALDDirector
|
GrantCommon Stock, $1 2/3 Par Value | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007965 · form4.xml · nonDerivative · entry 1 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15 Read SEC document |
| February 07, 2017 Filed Mar 2, 2017 20:25 UTC |
Hardison Hope A.Sr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 3,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009599 · form4.xml · nonDerivative · entry 2 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 91,242 Read SEC document |
| February 07, 2017 Filed Mar 2, 2017 20:25 UTC |
Hardison Hope A.Sr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 3,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009599 · form4.xml · nonDerivative · entry 1 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,019.408 Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 18:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Exercise / conversionEmployee Stock Purchase Option · Derivative | 33,640 | $0.00 Strike: $34.39 | $0.00 |
DisclosureSEC source: 0001127602-17-002580 · form4.xml · derivative · entry 5 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 33,640 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 33,640 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008). These employee stock options are subject to the Company's stock ownership policy requirements. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 18:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 24,774 | $57.18 | $1,416,577.32 |
DisclosureSEC source: 0001127602-17-002580 · form4.xml · nonDerivative · entry 2 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,081 Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 18:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 33,640 | $34.39 | $1,156,879.60 |
DisclosureSEC source: 0001127602-17-002580 · form4.xml · nonDerivative · entry 1 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 19:01 UTC |
MILLIGAN CYNTHIADirector
|
Exercise / conversionDirector Stock Purchase Option · Derivative | 7,394 | $0.00 Strike: $35.78 | $0.00 |
DisclosureSEC source: 0001127602-17-002593 · form4.xml · derivative · entry 6 MILLIGAN CYNTHIA · CIK 0001164401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 7,394 shares Expires 2017-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 19:01 UTC |
MILLIGAN CYNTHIADirector
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 4,626 | $57.18 | $264,514.68 |
DisclosureSEC source: 0001127602-17-002593 · form4.xml · nonDerivative · entry 2 MILLIGAN CYNTHIA · CIK 0001164401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,549.983 F1 · balance_after: Includes the following shares acquired under Wells Fargo & Company's dividend reinvestment plan: 161.718 shares on 6/1/2016, 164.154 shares on 9/1/2016, and 154.115 shares on 12/1/2016. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 19:01 UTC |
MILLIGAN CYNTHIADirector
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,394 | $35.78 | $264,557.32 |
DisclosureSEC source: 0001127602-17-002593 · form4.xml · nonDerivative · entry 1 MILLIGAN CYNTHIA · CIK 0001164401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,175.983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 18:55 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversionEmployee Stock Purchase Option · Derivative | 13,460 | $0.00 Strike: $34.39 | $0.00 |
DisclosureSEC source: 0001127602-17-002583 · form4.xml · derivative · entry 5 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 13,460 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 13,460 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008). Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 18:55 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 10,181 | $56.62 | $576,448.22 |
DisclosureSEC source: 0001127602-17-002583 · form4.xml · nonDerivative · entry 2 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,298.408 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 18:55 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 13,460 | $34.39 | $462,889.40 |
DisclosureSEC source: 0001127602-17-002583 · form4.xml · nonDerivative · entry 1 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,479.408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 18:02 UTC |
HERNANDEZ ENRIQUE JRDirector
|
Exercise / conversionDirector Stock Purchase Option · Derivative | 7,394 | $0.00 Strike: $35.78 | $0.00 |
DisclosureSEC source: 0001127602-17-002269 · form4.xml · derivative · entry 3 HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 7,394 shares Expires 2017-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 18:02 UTC |
HERNANDEZ ENRIQUE JRDirector
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 4,804 | $55.07 | $264,556.28 |
DisclosureSEC source: 0001127602-17-002269 · form4.xml · nonDerivative · entry 2 HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,291 Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 18:02 UTC |
HERNANDEZ ENRIQUE JRDirector
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,394 | $35.78 | $264,557.32 |
DisclosureSEC source: 0001127602-17-002269 · form4.xml · nonDerivative · entry 1 HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 18:24 UTC |
CHEN JOHN SDirector
|
Exercise / conversionDirector Stock Purchase Option · Derivative | 7,394 | $0.00 Strike: $35.78 | $0.00 |
DisclosureSEC source: 0001127602-17-001996 · form4.xml · derivative · entry 4 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 7,394 shares Expires 2017-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 18:24 UTC |
CHEN JOHN SDirector
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 4,919 | $53.78 | $264,543.82 |
DisclosureSEC source: 0001127602-17-001996 · form4.xml · nonDerivative · entry 2 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,674 Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 18:24 UTC |
CHEN JOHN SDirector
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,394 | $35.78 | $264,557.32 |
DisclosureSEC source: 0001127602-17-001996 · form4.xml · nonDerivative · entry 1 CHEN JOHN S · CIK 0001082030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Mar 17, 2017 17:29 UTC |
Mack Mary TSr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 147 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012115 · form4.xml · nonDerivative · entry 2 Mack Mary T · CIK 0001689162 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,847 Read SEC document |
| January 17, 2017 Filed Mar 17, 2017 17:29 UTC |
Mack Mary TSr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 147 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012115 · form4.xml · nonDerivative · entry 1 Mack Mary T · CIK 0001689162 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Spouse's Trust Disclosed balance after: 0 Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 18:39 UTC |
BAKER JOHN D IIDirector
|
GrantPhantom Stock Units · Derivative | 920.8855 | $55.11 | $50,750.00 |
DisclosureSEC source: 0001127602-17-000457 · form4.xml · derivative · entry 6 BAKER JOHN D II · CIK 0001190089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,005.5615 Underlying: Common Stock, $1 2/3 Par Value · 920.8855 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 18:47 UTC |
Dean Lloyd HDirector
|
GrantPhantom Stock Units · Derivative | 260.842 | $55.11 | $14,375.00 |
DisclosureSEC source: 0001127602-17-000465 · form4.xml · derivative · entry 4 Dean Lloyd H · CIK 0001332215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,681.9026 Underlying: Common Stock, $1 2/3 Par Value · 260.842 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 18:53 UTC |
JAMES DONALD MDirector
|
GrantPhantom Stock Units · Derivative | 812.0123 | $55.11 | $44,750.00 |
DisclosureSEC source: 0001127602-17-000469 · form4.xml · derivative · entry 2 JAMES DONALD M · CIK 0001188417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,598.9739 Underlying: Common Stock, $1 2/3 Par Value · 812.0123 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 18:58 UTC |
SANGER STEPHEN WDirector
|
GrantPhantom Stock Units · Derivative | 2,125.3493 | $55.11 | $117,128.00 |
DisclosureSEC source: 0001127602-17-000478 · form4.xml · derivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,289.4797 Underlying: Common Stock, $1 2/3 Par Value · 2,125.3493 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| December 13, 2016 Filed Feb 13, 2017 18:57 UTC |
BAKER JOHN D IIDirector
|
GiftCommon Stock, $1 2/3 Par Value | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005291 · form5.xml · nonDerivative · entry 2 BAKER JOHN D II · CIK 0001190089 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sab Irr. Trust Disclosed balance after: 0 F1 · ownership.nature: Reporting person disclaims beneficial ownership of these shares. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 18:36 UTC |
Codel Franklin RSr. Executive Vice President
|
GrantPhantom Stock Units · Derivative | 85.9063 | $44.60 | $3,831.42 |
DisclosureSEC source: 0001127602-16-066365 · form4.xml · derivative · entry 4 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,201.6105 Underlying: Common Stock, $1 2/3 Par Value · 85.9063 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| October 18, 2016 Filed Feb 13, 2017 18:57 UTC |
BAKER JOHN D IIDirector
|
GiftCommon Stock, $1 2/3 Par Value | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005291 · form5.xml · nonDerivative · entry 1 BAKER JOHN D II · CIK 0001190089 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sab Irr. Trust Disclosed balance after: 0 F1 · ownership.nature: Reporting person disclaims beneficial ownership of these shares. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:13 UTC |
BAKER JOHN D IIDirector
|
GrantPhantom Stock Units · Derivative | 1,100.9485 | $44.28 | $48,750.00 |
DisclosureSEC source: 0001127602-16-063892 · form4.xml · derivative · entry 6 BAKER JOHN D II · CIK 0001190089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,556.3103 Underlying: Common Stock, $1 2/3 Par Value · 1,100.9485 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:19 UTC |
Dean Lloyd HDirector
|
GrantPhantom Stock Units · Derivative | 268.1797 | $44.28 | $11,875.00 |
DisclosureSEC source: 0001127602-16-063896 · form4.xml · derivative · entry 4 Dean Lloyd H · CIK 0001332215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,265.3589 Underlying: Common Stock, $1 2/3 Par Value · 268.1797 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:24 UTC |
JAMES DONALD MDirector
|
GrantPhantom Stock Units · Derivative | 784.7787 | $44.28 | $34,750.00 |
DisclosureSEC source: 0001127602-16-063903 · form4.xml · derivative · entry 2 JAMES DONALD M · CIK 0001188417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,288.4413 Underlying: Common Stock, $1 2/3 Par Value · 784.7787 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:31 UTC |
SANGER STEPHEN WDirector
|
GrantPhantom Stock Units · Derivative | 1,411.4725 | $44.28 | $62,500.00 |
DisclosureSEC source: 0001127602-16-063908 · form4.xml · derivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,371.324 Underlying: Common Stock, $1 2/3 Par Value · 1,411.4725 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 21:15 UTC |
STUMPF JOHN GDirector · Chairman & CEO
|
Disposition to issuerRestricted Share Right · Derivative | 17,586.6233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063434 · form4.xml · derivative · entry 13 STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 17,586.6233 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F5 · derivative.exercise_date: These RSRs were granted on 2/23/2016 to the reporting person as part of the reporting person's 2015 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016. F5 · derivative.expiration_date: These RSRs were granted on 2/23/2016 to the reporting person as part of the reporting person's 2015 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.