Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WFC HOLDINGS CORPWFC · Entity 12089 | Former Sr. EVP | November 17, 2017 | January 31, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WFC HOLDINGS CORP
Report date November 17, 2017 · Filed January 31, 2018 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 87,226 |
Reported balance
After 2017-11-17 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-11-17 · Sale · Disposed 5,393 · Balance 87,226 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectBy Child | 20 |
Reported balance
Holding disclosure · report date 2017-11-17 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 20 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 11,758.2129 |
Reported balance
Holding disclosure · report date 2017-11-17 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 11,758.2129 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WELLS FARGO & COMPANY/MN
Report date November 17, 2017 · Filed January 24, 2018
Section 16 reporting ended · disclosed 2018-01-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 par valueSEC Table I · non-derivative | Direct | 87,226 |
Reported balance
After 2017-11-17 transaction · row 1
1 source rowRow 1 · 2017-11-17 · Sale · Disposed 5,393 · Balance 87,226 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2017 Filed Jan 31, 2018 12:41 UTC Amendment | WFC HOLDINGS CORP WFC · Entity 12089 | SaleCommon Stock, $1 2/3 Par Value | 5,393 | $54.19 | $292,233.73 |
DisclosureSEC source: 0001689118-18-000004 · primary_doc.xml · nonDerivative · entry 1 Codel Franklin R · CIK 0001689118 · Former Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,226 Read SEC document |
| November 17, 2017 Filed Jan 24, 2018 17:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 par value | 5,393 | $54.19 | $292,233.73 |
DisclosureSEC source: 0001689118-18-000003 · primary_doc.xml · nonDerivative · entry 1 Codel Franklin R · CIK 0001689118 · Former Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,226 Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerEmployee Stock Purchase Option · Derivative | 40,850 | $0.00 Strike: $31.40 | $0.00 |
DisclosureSEC source: 0001127602-17-032528 · form4.xml · derivative · entry 9 Codel Franklin R · CIK 0001689118 · Former Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 40,850 shares Expires not disclosed F8 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 40,850 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). In accordance with the terms of the award, these options expired on 11/16/2017. F8 · derivative.expiration_date: The employee stock options, representing a right to purchase a total of 40,850 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). In accordance with the terms of the award, these options expired on 11/16/2017. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerEmployee Stock Purchase Option · Derivative | 20,566 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001127602-17-032528 · form4.xml · derivative · entry 8 Codel Franklin R · CIK 0001689118 · Former Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 20,566 shares Expires not disclosed F7 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 49,600 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/24/2010). In accordance with the terms of the award, these options expired on 11/16/2017. F7 · derivative.expiration_date: The employee stock options, representing a right to purchase a total of 49,600 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/24/2010). In accordance with the terms of the award, these options expired on 11/16/2017. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerRestricted Share Right · Derivative | 730.8028 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032528 · form4.xml · derivative · entry 7 Codel Franklin R · CIK 0001689118 · Former Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 730.8028 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F6 · derivative.exercise_date: These RSRs were granted on 2/28/2017 to the reporting person as part of the reporting person's 2016 annual incentive compensation award. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017. F6 · derivative.expiration_date: These RSRs were granted on 2/28/2017 to the reporting person as part of the reporting person's 2016 annual incentive compensation award. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerRestricted Share Right · Derivative | 5,085.7919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032528 · form4.xml · derivative · entry 6 Codel Franklin R · CIK 0001689118 · Former Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 5,085.7919 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F5 · derivative.exercise_date: These RSRs were granted on 2/25/2014 to the reporting person. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017. F5 · derivative.expiration_date: These RSRs were granted on 2/25/2014 to the reporting person. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerRestricted Share Right · Derivative | 9,699.3484 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032528 · form4.xml · derivative · entry 5 Codel Franklin R · CIK 0001689118 · Former Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 9,699.3484 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs were granted on 2/24/2015 to the reporting person. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017. F4 · derivative.expiration_date: These RSRs were granted on 2/24/2015 to the reporting person. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerRestricted Share Right · Derivative | 482.3635 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032528 · form4.xml · derivative · entry 4 Codel Franklin R · CIK 0001689118 · Former Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 482.3635 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs were granted on 2/23/2016 to the reporting person as part of the reporting person's 2015 annual incentive compensation award. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017. F3 · derivative.expiration_date: These RSRs were granted on 2/23/2016 to the reporting person as part of the reporting person's 2015 annual incentive compensation award. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 20:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 10,362.2314 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024114 · form4.xml · derivative · entry 5 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 10,362.2314 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in three installments: 30% on 7/24/2015, 30% on 7/24/2016, and 40% on 7/24/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in three installments: 30% on 7/24/2015, 30% on 7/24/2016, and 40% on 7/24/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 20:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 4,969.2314 | $54.27 | $269,680.19 |
DisclosureSEC source: 0001127602-17-024114 · form4.xml · nonDerivative · entry 2 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,619 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 20:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 10,362.2314 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024114 · form4.xml · nonDerivative · entry 1 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,588.2314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/24/2017. Original grant date was 7/24/2012. This vesting represents 40% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 23:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerPhantom Stock Units · Derivative | 0.363 | $55.66 | $20.20 |
DisclosureSEC source: 0001127602-17-015300 · form4.xml · derivative · entry 4 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,452.3046 Underlying: Common Stock, $1 2/3 Par Value · 0.363 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 237.6167 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · derivative · entry 14 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475.2332 Underlying: Common Stock, $1 2/3 Par Value · 237.6167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 4,777.9859 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · derivative · entry 13 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,555.972 Underlying: Common Stock, $1 2/3 Par Value · 4,777.9859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2016, 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F9 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2016, 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 5,011.6999 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · derivative · entry 12 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,010.6134 Underlying: Common Stock, $1 2/3 Par Value · 5,011.6999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2015, 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F8 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2015, 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 5,627.1713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · derivative · entry 11 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 5,627.1713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F7 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 114.6167 | $58.71 | $6,729.15 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 8 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,226 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 237.6167 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 7 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,340.6167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/23/2016. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 2,291.9859 | $58.71 | $134,562.49 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 6 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,103 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,777.9859 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 5 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,394.9859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/24/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 2,403.6999 | $58.71 | $141,121.22 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 4 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,617 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 5,011.6999 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 3 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,020.6999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/25/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 2,699.1713 | $58.71 | $158,468.35 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 2 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,009 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 5,627.1713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 1 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,708.1713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2017. Original grant date was 2/26/2013. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009593 · form4.xml · derivative · entry 4 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720 Underlying: Common Stock, $1 2/3 Par Value · 720 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 18:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 33,640 | $0.00 Strike: $34.39 | $0.00 |
DisclosureSEC source: 0001127602-17-002580 · form4.xml · derivative · entry 5 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 33,640 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 33,640 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008). These employee stock options are subject to the Company's stock ownership policy requirements. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 18:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 24,774 | $57.18 | $1,416,577.32 |
DisclosureSEC source: 0001127602-17-002580 · form4.xml · nonDerivative · entry 2 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,081 Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 18:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 33,640 | $34.39 | $1,156,879.60 |
DisclosureSEC source: 0001127602-17-002580 · form4.xml · nonDerivative · entry 1 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 18:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 85.9063 | $44.60 | $3,831.42 |
DisclosureSEC source: 0001127602-16-066365 · form4.xml · derivative · entry 4 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,201.6105 Underlying: Common Stock, $1 2/3 Par Value · 85.9063 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.