Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Sr. EVP & CFO | April 16, 2020 | October 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WELLS FARGO & COMPANY/MN
Report date April 16, 2020 · Filed October 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-04-20 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2020-04-16 · Gift · Disposed 101,637 · Balance 13,299 Row 3 · 2020-04-20 · Gift · Disposed 13,299 · Balance 0 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Family Trust | 576,056 |
Reported balance
After 2020-04-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-04-16 · Gift · Acquired 101,637 · Balance 576,056 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Family Trust | 589,355 |
Reported balance
After 2020-04-20 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2020-04-20 · Gift · Acquired 13,299 · Balance 589,355 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 8,892.36 |
Reported balance
Holding disclosure · report date 2020-04-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 8,892.36 F1: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of September 30, 2020, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of September 30, 2020, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2020 Filed Oct 2, 2020 22:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 13,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-026379 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 589,355 Read SEC document |
| April 20, 2020 Filed Oct 2, 2020 22:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 13,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-026379 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 16, 2020 Filed Oct 2, 2020 22:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 101,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-026379 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 576,056 Read SEC document |
| April 16, 2020 Filed Oct 2, 2020 22:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 101,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-026379 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,299 Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 16,223.3275 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012265 · form4.xml · derivative · entry 8 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,444.5677 Underlying: Common Stock, $1 2/3 Par Value · 16,223.3275 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F7 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2017 Performance Shares · Derivative | 201,581.6534 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012265 · form4.xml · derivative · entry 7 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 201,581.6534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting. F5 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F5 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 8,044.3275 | $30.28 | $243,582.24 |
DisclosureSEC source: 0001127602-20-012265 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,936 Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 16,223.3275 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012265 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,980.3275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 99,944.6534 | $30.28 | $3,026,324.10 |
DisclosureSEC source: 0001127602-20-012265 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,757 Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 201,581.6534 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012265 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,701.6534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 29, 2020 upon settlement of a Performance Share award granted on February 28, 2017 for the three-year performance period ended December 31, 2019 (as previously disclosed on a Form 4 filed on March 5, 2020). Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2017 Performance Shares · Derivative | 201,581.653 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009639 · form4.xml · derivative · entry 5 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,581.653 Underlying: Common Stock, $1 2/3 Par Value · 201,581.653 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting. F5 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F5 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 57,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009639 · form4.xml · derivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,202 Underlying: Common Stock, $1 2/3 Par Value · 57,202 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 9,078.0743 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008842 · form4.xml · derivative · entry 5 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,315.7557 Underlying: Common Stock, $1 2/3 Par Value · 9,078.0743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,948.9623 | $42.26 | $166,883.15 |
DisclosureSEC source: 0001127602-20-008842 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,129 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 9,078.0743 | $42.26 | $383,639.42 |
DisclosureSEC source: 0001127602-20-008842 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,078.0743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes a fractional share (.112) for which the executive received $4.73 in cash. Read SEC document |
| March 01, 2020 Filed Mar 27, 2020 17:27 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 9,078.0743 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012074 · form4a.xml · derivative · entry 5 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,315.7557 Underlying: Common Stock, $1 2/3 Par Value · 9,078.0743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2020 Filed Mar 27, 2020 17:27 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,958.0405 | $42.26 | $167,266.79 |
DisclosureSEC source: 0001127602-20-012074 · form4a.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,120 Read SEC document |
| March 01, 2020 Filed Mar 27, 2020 17:27 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 9,078.0743 | $42.26 | $383,639.42 |
DisclosureSEC source: 0001127602-20-012074 · form4a.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,078.0743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes a fractional share (.0338) for which the executive received $1.43 in cash, which amounts have been amended to account for actual rather than estimated tax withholding. Read SEC document |
| August 07, 2019 Filed Feb 13, 2020 18:48 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005183 · form5.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 07, 2019 Filed Feb 13, 2020 18:48 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005183 · form5.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 474,419 Read SEC document |
| July 28, 2019 Filed Jul 30, 2019 17:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 4,909.7696 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-025418 · form4.xml · derivative · entry 6 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 4,909.7696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2019 Filed Jul 30, 2019 17:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 2,434.7696 | $49.30 | $120,034.14 |
DisclosureSEC source: 0001127602-19-025418 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475 Read SEC document |
| July 28, 2019 Filed Jul 30, 2019 17:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,909.7696 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-025418 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,909.7696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2019. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| May 31, 2019 Filed Jul 30, 2019 17:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 4,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-025418 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 471,944 Read SEC document |
| May 24, 2019 Filed Jul 30, 2019 17:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-025418 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 476,564 Read SEC document |
| April 19, 2019 Filed Apr 23, 2019 20:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerPhantom Stock Units · Derivative | 0.3136 | $47.58 | $14.92 |
DisclosureSEC source: 0001127602-19-016052 · form4.xml · derivative · entry 6 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,014.2591 Underlying: Common Stock, $1 2/3 Par Value · 0.3136 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 26, 2019 Filed Apr 23, 2019 20:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-016052 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 479,186 Read SEC document |
| March 26, 2019 Filed Apr 23, 2019 20:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-016052 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 21, 2019 Filed Apr 23, 2019 20:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 48,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-016052 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 399,186 Read SEC document |
| March 21, 2019 Filed Apr 23, 2019 20:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 48,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-016052 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2016 Performance Shares · Derivative | 255,431.5136 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012089 · form4.xml · derivative · entry 6 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 255,431.5136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F4 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 503 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012089 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 350,398 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 126,643.5136 | $50.66 | $6,415,760.40 |
DisclosureSEC source: 0001127602-19-012089 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,788 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 255,431.5136 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012089 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,431.5136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019). Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 18:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012089 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 350,901 Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 46,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008981 · form4.xml · derivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,633 Underlying: Common Stock, $1 2/3 Par Value · 46,633 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F5 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F5 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2016 Performance Shares · Derivative | 253,154.4894 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008981 · form4.xml · derivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,154.4894 Underlying: Common Stock, $1 2/3 Par Value · 253,154.4894 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| August 13, 2018 Filed Feb 12, 2019 19:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 7,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005311 · form5.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 13, 2018 Filed Feb 12, 2019 19:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 7,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005311 · form5.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 351,605 Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 17:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 4,744.3997 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024098 · form4.xml · derivative · entry 5 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,744.4001 Underlying: Common Stock, $1 2/3 Par Value · 4,744.3997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 17:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 2,352.3997 | $58.63 | $137,921.19 |
DisclosureSEC source: 0001127602-18-024098 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,882 Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 17:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,744.3997 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024098 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,234.3997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2018. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 22, 2018 Filed Jul 24, 2018 18:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 10,890.3118 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023763 · form4.xml · derivative · entry 5 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 10,890.3118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 22, 2018 Filed Jul 24, 2018 18:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 5,400.3118 | $56.41 | $304,631.59 |
DisclosureSEC source: 0001127602-18-023763 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,490 Read SEC document |
| July 22, 2018 Filed Jul 24, 2018 18:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 10,890.3118 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023763 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,890.3118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2018. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| May 24, 2018 Filed Jul 24, 2018 18:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 5,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023763 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 343,723 Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 16:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerPhantom Stock Units · Derivative | 0.2833 | $50.89 | $14.42 |
DisclosureSEC source: 0001127602-18-014721 · form4.xml · derivative · entry 8 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,745.7267 Underlying: Common Stock, $1 2/3 Par Value · 0.2833 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| April 05, 2018 Filed Apr 17, 2018 16:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014721 · form4.xml · nonDerivative · entry 6 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 348,848 Read SEC document |
| April 05, 2018 Filed Apr 17, 2018 16:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014721 · form4.xml · nonDerivative · entry 5 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 23, 2018 Filed Apr 17, 2018 16:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014721 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 348,448 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.