Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Senior Exec. Vice President | March 22, 2017 | June 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WELLS FARGO & COMPANY/MN
Report date March 22, 2017 · Filed June 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-03-22 transaction · row 1
1 source rowRow 1 · 2017-03-22 · Gift · Disposed 54,857 · Balance 0 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Trust | 365,743 |
Reported balance
After 2017-03-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-03-22 · Gift · Acquired 54,857 · Balance 365,743 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Trust | 338,161 |
Reported balance
After 2017-06-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-06-09 · Sale · Disposed 27,582 · Balance 338,161 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.26 to $53.29, inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 3,538.0559 |
Reported balance
Holding disclosure · report date 2017-03-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,538.0559 F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of May 31, 2017, as if investable cash equivalents held by Plan were fully invested in Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.26 to $53.29, inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of May 31, 2017, as if investable cash equivalents held by Plan were fully invested in Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2017 Filed Jun 9, 2017 18:52 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 27,582 | $53.28 | $1,469,568.96 |
DisclosureSEC source: 0001127602-17-021048 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 338,161 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.26 to $53.29, inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 22, 2017 Filed Jun 9, 2017 18:52 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 54,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021048 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 365,743 Read SEC document |
| March 22, 2017 Filed Jun 9, 2017 18:52 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 54,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021048 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 849.7724 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · derivative · entry 11 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849.7727 Underlying: Common Stock, $1 2/3 Par Value · 849.7724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,611.5248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · derivative · entry 10 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,611.5248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2014 Performance Shares · Derivative | 97,277.1836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · derivative · entry 9 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 97,277.1836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F6 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F6 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 260.7724 | $58.71 | $15,309.95 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 6 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,857 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 849.7724 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,117.7724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 493.5248 | $58.71 | $28,974.84 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,268 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,611.5248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,761.5248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2017. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 44,127.1836 | $58.71 | $2,590,706.95 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,150 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 97,277.1836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,277.1836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2017 upon settlement of a Performance Share award granted on February 25, 2014 for the three-year performance period ended December 31, 2016 (as previously disclosed on a Form 4 filed on March 2, 2017). Read SEC document |
| March 03, 2017 Filed Mar 3, 2017 20:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 117,704 | $59.02 | $6,946,890.08 |
DisclosureSEC source: 0001127602-17-010046 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 310,886 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:12 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2014 Performance Shares · Derivative | 97,277.1836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009580 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,277.1836 Underlying: Common Stock, $1 2/3 Par Value · 97,277.1836 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| August 04, 2016 Filed Feb 13, 2017 19:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005298 · form5.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 428,590 Read SEC document |
| August 04, 2016 Filed Feb 13, 2017 19:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005298 · form5.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 29, 2016 Filed Feb 13, 2017 19:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005298 · form5.xml · nonDerivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 29, 2016 Filed Feb 13, 2017 19:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005298 · form5.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 428,590 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:05 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 4,484.7437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058904 · form4.xml · derivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452.1719 Underlying: Common Stock, $1 2/3 Par Value · 4,484.7437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:05 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 2,038.7437 | $48.13 | $98,124.73 |
DisclosureSEC source: 0001127602-16-058904 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,253 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:05 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,484.7437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058904 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,291.7437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 22, 2016 Filed Jul 26, 2016 17:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 5,146.495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058616 · form4.xml · derivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,291.9327 Underlying: Common Stock, $1 2/3 Par Value · 5,146.495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 22, 2016 Filed Jul 26, 2016 17:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 2,339.495 | $48.32 | $113,044.40 |
DisclosureSEC source: 0001127602-16-058616 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,807 Read SEC document |
| July 22, 2016 Filed Jul 26, 2016 17:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 5,146.495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058616 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,146.495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2016. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| April 22, 2016 Filed Apr 26, 2016 18:54 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 62,300 | $50.28 | $3,132,444.00 |
DisclosureSEC source: 0001127602-16-049899 · form4.xml · nonDerivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 423,337 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.26 to $50.30 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| April 22, 2016 Filed Apr 26, 2016 18:54 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-049899 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 485,637 Read SEC document |
| March 24, 2016 Filed Apr 26, 2016 18:54 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 130,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-049899 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 487,637 Read SEC document |
| March 24, 2016 Filed Apr 26, 2016 18:54 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 130,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-049899 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 826.1099 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · derivative · entry 14 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,652.2199 Underlying: Common Stock, $1 2/3 Par Value · 826.1099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,566.6502 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · derivative · entry 13 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566.6507 Underlying: Common Stock, $1 2/3 Par Value · 1,566.6502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,405.639 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · derivative · entry 12 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,405.639 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2013 Performance Shares · Derivative | 245,527.3823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · derivative · entry 11 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 245,527.3823 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 372.1099 | $49.98 | $18,598.05 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 8 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,673 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 826.1099 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 7 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,045.1099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 483.6502 | $49.98 | $24,172.84 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 6 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,219 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,566.6502 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,702.6502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 434.639 | $49.98 | $21,723.26 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,136 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,405.639 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,570.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 117,362.3823 | $49.98 | $5,865,771.87 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,165 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 245,527.3823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,527.3823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016). Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 18:37 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2013 Performance Shares · Derivative | 245,527.3823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-044715 · form4.xml · derivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,527.3823 Underlying: Common Stock, $1 2/3 Par Value · 245,527.3823 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 17:45 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 17,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023737 · form4.xml · derivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,422 Underlying: Common Stock, $1 2/3 Par Value · 17,422 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 17:45 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023737 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 356,964 Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 17:45 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023737 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 22, 2015 Filed Jul 24, 2015 17:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 4,998.7544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023348 · form4.xml · derivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,995.2362 Underlying: Common Stock, $1 2/3 Par Value · 4,998.7544 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 22, 2015 Filed Jul 24, 2015 17:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 2,267.7544 | $58.52 | $132,708.99 |
DisclosureSEC source: 0001127602-15-023348 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,731 Read SEC document |
| July 22, 2015 Filed Jul 24, 2015 17:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,998.7544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023348 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,998.7544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2015. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| April 20, 2015 Filed Jul 30, 2015 17:45 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 1,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023737 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 354,233 Read SEC document |
| April 16, 2015 Filed Apr 17, 2015 19:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 77,000 | $54.81 | $4,220,370.00 |
DisclosureSEC source: 0001127602-15-014729 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 356,057 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.79 to $54.875 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 23, 2015 Filed Apr 17, 2015 19:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 152,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-014729 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 433,057 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.