Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Sr. Executive Vice President | April 19, 2021 | April 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WELLS FARGO & COMPANY/MN
Report date April 19, 2021 · Filed April 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 61,913.2875 |
Reported balance
After 2021-04-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-19 · Disposition to issuer · Disposed 1.7092 · Balance 61,913.2875 F2: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 113,693 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 113,693 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 102,905.61 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 102,905.61 F1: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of March 31, 2021, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of March 31, 2021, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
F2: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
F3: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2021 Filed Apr 21, 2021 16:26 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerPhantom Stock Units · Derivative | 1.7092 | $43.88 | $75.00 |
DisclosureSEC source: 0001127602-21-014165 · form4.xml · derivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,913.2875 Underlying: Common Stock, $1 2/3 Par Value · 1.7092 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 18,776.623 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010976 · form4.xml · derivative · entry 10 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,553.2456 Underlying: Common Stock, $1 2/3 Par Value · 18,776.623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 13,541.7273 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010976 · form4.xml · derivative · entry 9 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,540.6529 Underlying: Common Stock, $1 2/3 Par Value · 13,541.7273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F8 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2018 Performance Shares · Derivative | 40,050.2282 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010976 · form4.xml · derivative · entry 8 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 40,050.2282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting. F6 · derivative.exercise_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F6 · derivative.expiration_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 6,966.623 | $39.70 | $276,574.93 |
DisclosureSEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 6 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,556 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 18,776.623 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 5 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,522.623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on March 15, 2021. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 5,024.7273 | $39.70 | $199,481.67 |
DisclosureSEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 4 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,746 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 13,541.7273 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,770.7273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 15,800.2282 | $39.70 | $627,269.06 |
DisclosureSEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,229 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 40,050.2282 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 1 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,029.2282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2021 upon settlement of a Performance Share award granted on February 26, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on February 25, 2021). Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 1,723.4575 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009033 · form4.xml · derivative · entry 4 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,914.997 Underlying: Common Stock, $1 2/3 Par Value · 1,723.4575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 775.5556 | $37.09 | $28,765.36 |
DisclosureSEC source: 0001127602-21-009033 · form4.xml · nonDerivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,979 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,723.4575 | $37.09 | $63,923.04 |
DisclosureSEC source: 0001127602-21-009033 · form4.xml · nonDerivative · entry 1 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,755.4575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes a fractional share (.9019) for which the executive received $33.45 in cash. Read SEC document |
| March 01, 2021 Filed Mar 26, 2021 16:47 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 1,723.4575 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012091 · form4a.xml · derivative · entry 4 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,914.997 Underlying: Common Stock, $1 2/3 Par Value · 1,723.4575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2021 Filed Mar 26, 2021 16:47 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 639.4025 | $37.09 | $23,715.44 |
DisclosureSEC source: 0001127602-21-012091 · form4a.xml · nonDerivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,116 Read SEC document |
| March 01, 2021 Filed Mar 26, 2021 16:47 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,723.4575 | $37.09 | $63,923.04 |
DisclosureSEC source: 0001127602-21-012091 · form4a.xml · nonDerivative · entry 1 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,755.4575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes a fractional share (.055) for which the executive received $2.04 in cash, which amounts have been amended to account for actual rather than estimated tax withholding. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2018 Performance Shares · Derivative | 39,942.5374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007939 · form4.xml · derivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,942.5374 Underlying: Common Stock, $1 2/3 Par Value · 39,942.5374 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting. F3 · derivative.exercise_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F3 · derivative.expiration_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 93,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002870 · form4.xml · derivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,785 Underlying: Common Stock, $1 2/3 Par Value · 93,785 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 16:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerPhantom Stock Units · Derivative | 2.6431 | $28.38 | $75.01 |
DisclosureSEC source: 0001127602-20-014188 · form4.xml · derivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,781.281 Underlying: Common Stock, $1 2/3 Par Value · 2.6431 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:50 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 13,153.9929 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012262 · form4.xml · derivative · entry 10 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,306.9422 Underlying: Common Stock, $1 2/3 Par Value · 13,153.9929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F9 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:50 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 2,127.4053 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012262 · form4.xml · derivative · entry 9 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 2,127.4053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:50 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2017 Performance Shares · Derivative | 111,990.1763 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012262 · form4.xml · derivative · entry 8 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 111,990.1763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting. F6 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F6 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:50 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 5,932.9929 | $30.28 | $179,651.03 |
DisclosureSEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 6 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,032 Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:50 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 13,153.9929 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 5 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,964.9929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:50 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,019.4053 | $30.28 | $30,867.59 |
DisclosureSEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 4 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,811 Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:50 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 2,127.4053 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,830.4053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 28, 2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:50 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 56,271.1763 | $30.28 | $1,703,891.22 |
DisclosureSEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,703 Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:50 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 111,990.1763 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012262 · form4.xml · nonDerivative · entry 1 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,974.1763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 29, 2020 upon settlement of a Performance Share award granted on February 28, 2017 for the three-year performance period ended December 31, 2019 (as previously disclosed on a Form 4 filed on March 5, 2020). Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2017 Performance Shares · Derivative | 111,990.1768 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009635 · form4.xml · derivative · entry 4 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,990.1768 Underlying: Common Stock, $1 2/3 Par Value · 111,990.1768 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting. F5 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F5 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 54,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009635 · form4.xml · derivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,717 Underlying: Common Stock, $1 2/3 Par Value · 54,717 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 1,673.229 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008839 · form4.xml · derivative · entry 4 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,783.9241 Underlying: Common Stock, $1 2/3 Par Value · 1,673.229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 769.6852 | $42.26 | $32,526.90 |
DisclosureSEC source: 0001127602-20-008839 · form4.xml · nonDerivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,969 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,673.229 | $42.26 | $70,710.66 |
DisclosureSEC source: 0001127602-20-008839 · form4.xml · nonDerivative · entry 1 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,739.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes a fractional share (.5438) for which the executive received $22.98 in cash. Read SEC document |
| March 01, 2020 Filed Mar 27, 2020 17:15 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 1,673.229 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012072 · form4a.xml · derivative · entry 4 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,783.9241 Underlying: Common Stock, $1 2/3 Par Value · 1,673.229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2020 Filed Mar 27, 2020 17:15 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 754.6261 | $42.26 | $31,890.50 |
DisclosureSEC source: 0001127602-20-012072 · form4a.xml · nonDerivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,984 Read SEC document |
| March 01, 2020 Filed Mar 27, 2020 17:15 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,673.229 | $42.26 | $70,710.66 |
DisclosureSEC source: 0001127602-20-012072 · form4a.xml · nonDerivative · entry 1 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,739.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes a fractional share (.6029) for which the executive received $25.48 in cash, which amounts have been amended to account for actual rather than estimated tax withholding. Read SEC document |
| May 13, 2019 Filed May 14, 2019 17:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 28,304 | $46.51 | $1,316,419.04 |
DisclosureSEC source: 0001127602-19-018422 · form4.xml · nonDerivative · entry 1 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $46.525 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| April 19, 2019 Filed Apr 23, 2019 20:04 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerPhantom Stock Units · Derivative | 1.5342 | $47.58 | $73.00 |
DisclosureSEC source: 0001127602-19-016050 · form4.xml · derivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,803.8915 Underlying: Common Stock, $1 2/3 Par Value · 1.5342 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 2,038.455 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012080 · form4.xml · derivative · entry 10 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,038.4546 Underlying: Common Stock, $1 2/3 Par Value · 2,038.455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 2,497.6458 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012080 · form4.xml · derivative · entry 9 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 2,497.6458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2016 Performance Shares · Derivative | 62,438.9602 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012080 · form4.xml · derivative · entry 8 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 62,438.9602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F6 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F6 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,026.455 | $50.66 | $52,000.21 |
DisclosureSEC source: 0001127602-19-012080 · form4.xml · nonDerivative · entry 6 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,516 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 2,038.455 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012080 · form4.xml · nonDerivative · entry 5 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,542.455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2019. Original grant date was 2/28/2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,307.6458 | $50.66 | $66,245.34 |
DisclosureSEC source: 0001127602-19-012080 · form4.xml · nonDerivative · entry 4 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,504 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 2,497.6458 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012080 · form4.xml · nonDerivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,811.6458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2019. Original grant date was 2/23/2016. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 34,134.9602 | $50.66 | $1,729,277.08 |
DisclosureSEC source: 0001127602-19-012080 · form4.xml · nonDerivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,314 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 62,438.9602 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012080 · form4.xml · nonDerivative · entry 1 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,448.9602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019). Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 1,603.3146 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009824 · form4.xml · derivative · entry 4 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,805.4257 Underlying: Common Stock, $1 2/3 Par Value · 1,603.3146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 593.2264 | $50.03 | $29,679.12 |
DisclosureSEC source: 0001127602-19-009824 · form4.xml · nonDerivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,603.3146 | $50.03 | $80,213.83 |
DisclosureSEC source: 0001127602-19-009824 · form4.xml · nonDerivative · entry 1 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603.3146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes a fractional share (.0882) for which the executive received $4.41 in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.