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person · Reporting owner

CHEN JOHN S

Disclosed activity across 3 companies

Tapewire entity
12222
SEC CIK
0001082030

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BLACKBERRY LtdBB · Entity 3966Director · Executive Chairman & CEONovember 03, 2023November 07, 2023
TWDC Enterprises 18 Corp.DIS · Entity 15738DirectorDecember 31, 2018January 03, 2019
WELLS FARGO & COMPANY/MNWFC · Entity 2824DirectorDecember 04, 2017December 06, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BLACKBERRY Ltd

Report date November 03, 2023 · Filed November 07, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect6,893,527 Ending reported balance After 2023-11-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-11-03 · Exercise / conversion · Acquired 1,000,000 · Balance 7,447,738

F1: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

Row 2 · 2023-11-03 · Sale · Disposed 554,211 · Balance 6,893,527

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.62 to $3.70, exclusive of any fees, commissions or other expenses. The Reporting Person undertakes to provide BlackBerry, any shareholder of BlackBerry, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Sales to cover withholding taxes upon vesting of Restricted Share Units ("RSUs")".

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-11-03 · Exercise / conversion · Disposed 1,000,000 · Balance 0

F1: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

F4: This award was granted April 10, 2018 and vested in five equal annual instalments ending November 3, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

F2: Sales to cover withholding taxes upon vesting of Restricted Share Units ("RSUs")".

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.62 to $3.70, exclusive of any fees, commissions or other expenses. The Reporting Person undertakes to provide BlackBerry, any shareholder of BlackBerry, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: This award was granted April 10, 2018 and vested in five equal annual instalments ending November 3, 2023.

TWDC Enterprises 18 Corp.

Report date December 31, 2018 · Filed January 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Disney Common StockSEC Table I · non-derivativeDirect63,256.52 Reported balance After 2018-12-31 transaction · row 1
1 source row

Row 1 · 2018-12-31 · Grant · Acquired 443.2 · Balance 63,256.52

F1: Stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

Disney Common StockSEC Table I · non-derivativeIndirectBy Children1,125 Reported balance Holding disclosure · report date 2018-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,125

Disney Common StockSEC Table I · non-derivativeIndirectBy Trust16,612 Reported balance Holding disclosure · report date 2018-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 16,612

Filing footnotes · ownership attribution and instrument terms

F1: Stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

WELLS FARGO & COMPANY/MN

Report date December 04, 2017 · Filed December 06, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeDirect39,703 Ending reported balance After 2017-12-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-12-04 · Exercise / conversion · Acquired 10,490 · Balance 45,164

Row 2 · 2017-12-04 · Tax withholding · Disposed 5,461 · Balance 39,703

Director Stock Purchase OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.88 · Expires 2018-04-29Direct0 Reported balance After 2017-12-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-12-04 · Exercise / conversion · Disposed 10,490 · Balance 0

Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeIndirectThrough Family Trust4,000 Reported balance Holding disclosure · report date 2017-12-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2023 Filed Nov 7, 2023 16:35 UTC BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionRestricted Share Units · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-23-000145 · wk-form4_1699392939.xml · derivative · entry 3

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

F4 · derivative.exercise_date: This award was granted April 10, 2018 and vested in five equal annual instalments ending November 3, 2023.

F4 · derivative.expiration_date: This award was granted April 10, 2018 and vested in five equal annual instalments ending November 3, 2023.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 16:35 UTC BLACKBERRY Ltd BB · Entity 3966 SaleCommon Shares 554,211 $3.65 $2,022,870.15
Disclosure

SEC source: 0001070235-23-000145 · wk-form4_1699392939.xml · nonDerivative · entry 2

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,893,527

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.62 to $3.70, exclusive of any fees, commissions or other expenses. The Reporting Person undertakes to provide BlackBerry, any shareholder of BlackBerry, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · acquired: Sales to cover withholding taxes upon vesting of Restricted Share Units ("RSUs")".

Read SEC document
November 03, 2023 Filed Nov 7, 2023 16:35 UTC BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionCommon Shares 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-23-000145 · wk-form4_1699392939.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,447,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 16:29 UTC BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionRestricted Share Units · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-22-000151 · wf-form4_166785652802829.xml · derivative · entry 3

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Shares · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

F4 · derivative.exercise_date: This award was granted on April 10, 2018 and, assuming continued employment through the applicable vesting date, vests in five equal annual instalments ending November 3, 2023.

F4 · derivative.expiration_date: This award was granted on April 10, 2018 and, assuming continued employment through the applicable vesting date, vests in five equal annual instalments ending November 3, 2023.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 16:29 UTC BLACKBERRY Ltd BB · Entity 3966 SaleCommon Shares 554,606 $4.28 $2,373,713.68
Disclosure

SEC source: 0001070235-22-000151 · wf-form4_166785652802829.xml · nonDerivative · entry 2

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,447,738

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.37, exclusive of any fees, commissions or other expenses. The Reporting Person undertakes to provide BlackBerry, any shareholder of BlackBerry, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · acquired: Sales to cover withholding taxes upon vesting of Restricted Share Units ("RSUs")".

Read SEC document
November 03, 2022 Filed Nov 7, 2022 16:29 UTC BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionCommon Shares 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-22-000151 · wf-form4_166785652802829.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,002,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 19:12 UTC BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionPerformance-Based Restricted Share Units · Derivative 3,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-21-000127 · wf-form4_163615395548747.xml · derivative · entry 5

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Shares · 3,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

F5 · derivative.exercise_date: This award was granted on April 10, 2018. Performance-Based RSUs may be earned in increments of one million common shares of BlackBerry when the 10-day average closing price of BlackBerry's common shares on the New York Stock Exchange reaches $16, $17, $18, $19 and $20, respectively. If earned, the increment will vest on the first anniversary of November 3, 2018, 2019, 2020, 2021 or 2022, respectively, that follows the date on which they are earned. Any Performance-Based RSUs that have not been earned before November 3, 2023 will terminate on such date.

F5 · derivative.expiration_date: This award was granted on April 10, 2018. Performance-Based RSUs may be earned in increments of one million common shares of BlackBerry when the 10-day average closing price of BlackBerry's common shares on the New York Stock Exchange reaches $16, $17, $18, $19 and $20, respectively. If earned, the increment will vest on the first anniversary of November 3, 2018, 2019, 2020, 2021 or 2022, respectively, that follows the date on which they are earned. Any Performance-Based RSUs that have not been earned before November 3, 2023 will terminate on such date.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 19:12 UTC BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionRestricted Share Units · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-21-000127 · wf-form4_163615395548747.xml · derivative · entry 4

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Shares · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

F4 · derivative.exercise_date: This award was granted on April 10, 2018 and, assuming continued employment through the applicable vesting date, vests in five equal annual instalments ending November 3, 2023.

F4 · derivative.expiration_date: This award was granted on April 10, 2018 and, assuming continued employment through the applicable vesting date, vests in five equal annual instalments ending November 3, 2023.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 19:12 UTC BLACKBERRY Ltd BB · Entity 3966 SaleCommon Shares 2,222,844 $11.14 $24,762,482.16
Disclosure

SEC source: 0001070235-21-000127 · wf-form4_163615395548747.xml · nonDerivative · entry 3

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,002,344

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.73, exclusive of any fees, commissions or other expenses. The Reporting Person undertakes to provide BlackBerry, any shareholder of BlackBerry, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · acquired: Sales to cover withholding taxes upon vesting of Restricted Share Units ("RSUs")".

Read SEC document
November 03, 2021 Filed Nov 5, 2021 19:12 UTC BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionCommon Shares 3,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-21-000127 · wf-form4_163615395548747.xml · nonDerivative · entry 2

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,225,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

Read SEC document
November 03, 2021 Filed Nov 5, 2021 19:12 UTC BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionCommon Shares 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-21-000127 · wf-form4_163615395548747.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,225,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

Read SEC document
November 03, 2021 Filed Feb 10, 2022 17:09 UTC Amendment BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionPerformance-Based Restricted Share Units · Derivative 3,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-22-000028 · wf-form4a_164453092372490.xml · derivative · entry 5

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Shares · 3,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

F5 · derivative.exercise_date: This award was granted on April 10, 2018. Performance-Based RSUs may be earned in increments of one million common shares of BlackBerry when the 10-day trading average price of BlackBerry's common shares on the New York Stock Exchange reaches $16, $17, $18, $19 and $20, respectively. If earned, the increment will vest on the first anniversary of November 3, 2018, 2019, 2020, 2021 or 2022, respectively, that follows the date on which they are earned. Any Performance-Based RSUs that have not been earned before November 3, 2023 will terminate on such date.

F5 · derivative.expiration_date: This award was granted on April 10, 2018. Performance-Based RSUs may be earned in increments of one million common shares of BlackBerry when the 10-day trading average price of BlackBerry's common shares on the New York Stock Exchange reaches $16, $17, $18, $19 and $20, respectively. If earned, the increment will vest on the first anniversary of November 3, 2018, 2019, 2020, 2021 or 2022, respectively, that follows the date on which they are earned. Any Performance-Based RSUs that have not been earned before November 3, 2023 will terminate on such date.

Read SEC document
November 03, 2021 Filed Feb 10, 2022 17:09 UTC Amendment BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionRestricted Share Units · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-22-000028 · wf-form4a_164453092372490.xml · derivative · entry 4

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Shares · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

F4 · derivative.exercise_date: This award was granted on April 10, 2018 and, assuming continued employment through the applicable vesting date, vests in five equal annual instalments ending November 3, 2023.

F4 · derivative.expiration_date: This award was granted on April 10, 2018 and, assuming continued employment through the applicable vesting date, vests in five equal annual instalments ending November 3, 2023.

Read SEC document
November 03, 2021 Filed Feb 10, 2022 17:09 UTC Amendment BLACKBERRY Ltd BB · Entity 3966 SaleCommon Shares 2,222,844 $11.14 $24,762,482.16
Disclosure

SEC source: 0001070235-22-000028 · wf-form4a_164453092372490.xml · nonDerivative · entry 3

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,002,344

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.73, exclusive of any fees, commissions or other expenses. The Reporting Person undertakes to provide BlackBerry, any shareholder of BlackBerry, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · acquired: Sales to cover withholding taxes upon vesting of Restricted Share Units ("RSUs")".

Read SEC document
November 03, 2021 Filed Feb 10, 2022 17:09 UTC Amendment BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionCommon Shares 3,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-22-000028 · wf-form4a_164453092372490.xml · nonDerivative · entry 2

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,225,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

Read SEC document
November 03, 2021 Filed Feb 10, 2022 17:09 UTC Amendment BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionCommon Shares 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-22-000028 · wf-form4a_164453092372490.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,225,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry").

Read SEC document
November 10, 2020 Filed Nov 13, 2020 17:00 UTC BLACKBERRY Ltd BB · Entity 3966 GiftCommon Shares 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001070235-20-000140 · wf-form4_160530480418553.xml · nonDerivative · entry 2

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,000,000

F1 · shares: Of the shares gifted by the reporting person on November 10, 2020, 1,000,000 were gifted to a dynasty trust for the benefit of the reporting person's children.

F1 · balance_after: Of the shares gifted by the reporting person on November 10, 2020, 1,000,000 were gifted to a dynasty trust for the benefit of the reporting person's children.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 17:00 UTC BLACKBERRY Ltd BB · Entity 3966 GiftCommon Shares 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001070235-20-000140 · wf-form4_160530480418553.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,225,188

F1 · shares: Of the shares gifted by the reporting person on November 10, 2020, 1,000,000 were gifted to a dynasty trust for the benefit of the reporting person's children.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 16:34 UTC BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionRestricted Share Units · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-20-000138 · wf-form4_160461190199561.xml · derivative · entry 3

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Shares · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

F4 · derivative.exercise_date: This award was granted on April 10, 2018 and, assuming continued employment through the applicable vesting date, vests in five equal annual instalments ending November 3, 2023.

F4 · derivative.expiration_date: This award was granted on April 10, 2018 and, assuming continued employment through the applicable vesting date, vests in five equal annual instalments ending November 3, 2023.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 16:34 UTC BLACKBERRY Ltd BB · Entity 3966 SaleCommon Shares 558,003 $4.67 $2,605,874.01
Disclosure

SEC source: 0001070235-20-000138 · wf-form4_160461190199561.xml · nonDerivative · entry 2

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,225,188

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.57 to $4.76, exclusive of any fees, commissions or other expenses. The Reporting Person undertakes to provide BlackBerry, any shareholder of BlackBerry, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · acquired: Sales to cover withholding taxes upon vesting of Restricted Stock Units ("RSUs")".

Read SEC document
November 03, 2020 Filed Nov 5, 2020 16:34 UTC BLACKBERRY Ltd BB · Entity 3966 Exercise / conversionCommon Shares 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001070235-20-000138 · wf-form4_160461190199561.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director · Executive Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:05 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 GrantDisney Common Stock 443.2 $107.18 $47,502.18
Disclosure

SEC source: 0001001039-19-000031 · wf-form4_154656391085390.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,256.52

F1 · shares: Stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:03 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 GrantDisney Common Stock 619.6 $112.37 $69,624.45
Disclosure

SEC source: 0001001039-18-000165 · wf-form4_153852500198599.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,813.32

F1 · shares: 411.6 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.

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June 30, 2018 Filed Jul 3, 2018 17:49 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 GrantDisney Common Stock 437.8 $105.65 $46,253.57
Disclosure

SEC source: 0001001039-18-000108 · wf-form4_153065456642092.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,193.72

F1 · shares: 437.8 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

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March 31, 2018 Filed Apr 3, 2018 20:02 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 GrantDisney Common Stock 479.2 $100.91 $48,356.07
Disclosure

SEC source: 0001001039-18-000065 · wf-form4_152280010712142.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,755.92

F1 · shares: 458.3 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.

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December 31, 2017 Filed Jan 3, 2018 20:59 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 GrantDisney Common Stock 623.3 $109.63 $68,332.38
Disclosure

SEC source: 0001001039-18-000014 · wf-form4_151503118133987.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,276.72

F1 · shares: 421.9 stock units were credited to the reporting person's account as a quarterly grant under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.

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December 15, 2017 Filed Dec 15, 2017 18:00 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $32.41 $0.00
Disclosure

SEC source: 0001001039-17-000232 · wf-form4_151337884091567.xml · derivative · entry 4

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Disney Common Stock · 6,000 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully vested.

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December 15, 2017 Filed Dec 15, 2017 18:00 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 Exercise / conversionDisney Common Stock 6,000 $32.41 $194,460.00
Disclosure

SEC source: 0001001039-17-000232 · wf-form4_151337884091567.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,653.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 04, 2017 Filed Dec 6, 2017 18:12 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionDirector Stock Purchase Option · Derivative 10,490 $0.00 Strike: $29.88 $0.00
Disclosure

SEC source: 0001127602-17-034017 · form4.xml · derivative · entry 4

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 10,490 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 04, 2017 Filed Dec 6, 2017 18:12 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 5,461 $57.39 $313,406.79
Disclosure

SEC source: 0001127602-17-034017 · form4.xml · nonDerivative · entry 2

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,703

Read SEC document
December 04, 2017 Filed Dec 6, 2017 18:12 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 10,490 $29.88 $313,441.20
Disclosure

SEC source: 0001127602-17-034017 · form4.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 19:30 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 GrantDisney Common Stock 671 $98.70 $66,227.70
Disclosure

SEC source: 0001001039-17-000174 · wf-form4_150707339313083.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,653.42

F1 · shares: 468.6 stock units were credited to the reporting person's account as a quarterly grant under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.

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June 30, 2017 Filed Jul 5, 2017 20:03 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 GrantDisney Common Stock 439.6 $105.20 $46,245.92
Disclosure

SEC source: 0001001039-17-000129 · wf-form4_149929936681991.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,982.42

F1 · shares: Stock units were credited to the reporting person's account as a quarterly grant under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), as described in the Company's compensation policy for non-employee directors.

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April 25, 2017 Filed Apr 27, 2017 16:45 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 3,300 $54.56 $180,048.00
Disclosure

SEC source: 0001127602-17-015636 · form4.xml · derivative · entry 3

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,888.9004

Underlying: Common Stock, $1 2/3 Par Value · 3,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

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March 31, 2017 Filed Apr 4, 2017 20:00 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 GrantDisney Common Stock 581.8 $112.45 $65,423.41
Disclosure

SEC source: 0001001039-17-000075 · wf-form4_149135043958509.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,542.82

F1 · shares: 411.3 stock units were credited to the reporting person's account as a quarterly grant under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 18:24 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionDirector Stock Purchase Option · Derivative 7,394 $0.00 Strike: $35.78 $0.00
Disclosure

SEC source: 0001127602-17-001996 · form4.xml · derivative · entry 4

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,394 shares

Expires 2017-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 18:24 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 4,919 $53.78 $264,543.82
Disclosure

SEC source: 0001127602-17-001996 · form4.xml · nonDerivative · entry 2

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,674

Read SEC document
January 17, 2017 Filed Jan 19, 2017 18:24 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 7,394 $35.78 $264,557.32
Disclosure

SEC source: 0001127602-17-001996 · form4.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 20:14 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 GrantDisney Common Stock 583.6 $104.95 $61,248.82
Disclosure

SEC source: 0001001039-17-000016 · wf-form4_148357888590733.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,961.02

F1 · shares: 142.9 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 440.7 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

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September 30, 2016 Filed Oct 4, 2016 20:04 UTC TWDC Enterprises 18 Corp. DIS · Entity 15738 GrantDisney Common Stock 819.4 $92.56 $75,843.66
Disclosure

SEC source: 0001001039-16-000484 · wf-form4_147562583292342.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,377.42

F1 · shares: 155.3 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 486.2 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.

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April 26, 2016 Filed Apr 28, 2016 17:34 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantCommon Stock, $1 2/3 Par Value 3,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-050124 · form4.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,199

Read SEC document
August 06, 2015 Filed Aug 7, 2015 16:51 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionDirector Stock Purchase Option · Derivative 3,505 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001127602-15-024421 · form4.xml · derivative · entry 4

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 3,505 shares

Expires 2016-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 16:51 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 2,215 $57.53 $127,428.95
Disclosure

SEC source: 0001127602-15-024421 · form4.xml · nonDerivative · entry 2

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,664

Read SEC document
August 06, 2015 Filed Aug 7, 2015 16:51 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 3,505 $36.37 $127,476.85
Disclosure

SEC source: 0001127602-15-024421 · form4.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2015 Filed Apr 30, 2015 17:20 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantCommon Stock, $1 2/3 Par Value 3,249 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-015609 · form4.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,374

Read SEC document
April 29, 2014 Filed Apr 30, 2014 17:31 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantCommon Stock, $1 2/3 Par Value 3,235 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-015568 · form4.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,125

Read SEC document
April 23, 2013 Filed Apr 24, 2013 19:46 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantCommon Stock, $1 2/3 Par Value 4,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-014446 · form4.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,890

Read SEC document
April 24, 2012 Filed Apr 25, 2012 16:20 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantCommon Stock, $1 2/3 Par Value 4,536 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-014590 · form4.xml · nonDerivative · entry 1

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,850

Read SEC document
January 03, 2012 Filed Jan 4, 2012 18:47 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 449.0203 $27.56 $12,375.00
Disclosure

SEC source: 0001127602-12-000460 · form4.xml · derivative · entry 3

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,888.1409

Underlying: Common Stock, $1 2/3 Par Value · 449.0203 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price is 1-for-1.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document
September 30, 2011 Filed Oct 3, 2011 21:06 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 513.0597 $24.12 $12,375.00
Disclosure

SEC source: 0001127602-11-026377 · form4.xml · derivative · entry 3

CHEN JOHN S · CIK 0001082030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,390.903

Underlying: Common Stock, $1 2/3 Par Value · 513.0597 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion price is 1-for-1.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.