Tapewire

Nasdaq · USD

WATT

Energous Corp

Export transactions ↓
Tapewire entity
7121
SEC CIK
0001575793
Parsed reports
327

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 13, 2017 Filed Jul 17, 2017 19:41 UTC
Sereda Brian JSenior Vice President & CFO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028029 · doc1.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2017 Filed Jul 17, 2017 23:37 UTC
Leabman Michael AaronDirector · Chief Technology Officer
GiftCommon Stock 147,578 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028028 · doc1.xml · nonDerivative · entry 1

Leabman Michael Aaron · CIK 0001603704 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,404

F1 · kind: Represents a transfer of shares pursuant to a bona fide gift for no consideration.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 23:32 UTC
Leabman Michael AaronDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 94,738 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001140361-17-025736 · doc1.xml · derivative · entry 4

Leabman Michael Aaron · CIK 0001603704 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,736

Underlying: Common Stock · 94,738 shares

Expires 2024-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/8th of the stock options vested on March 26, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the Company.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 23:32 UTC
Leabman Michael AaronDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 52,840 $0.00 Strike: $2.49 $0.00
Disclosure

SEC source: 0001140361-17-025736 · doc1.xml · derivative · entry 3

Leabman Michael Aaron · CIK 0001603704 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,804

Underlying: Common Stock · 52,840 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 3/48th of the stock options vested on January 1, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the Company.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 23:32 UTC
Leabman Michael AaronDirector · Chief Technology Officer
Exercise / conversionCommon Stock 94,738 $6.00 $568,428.00
Disclosure

SEC source: 0001140361-17-025736 · doc1.xml · nonDerivative · entry 2

Leabman Michael Aaron · CIK 0001603704 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 23:32 UTC
Leabman Michael AaronDirector · Chief Technology Officer
Exercise / conversionCommon Stock 52,840 $2.49 $131,571.60
Disclosure

SEC source: 0001140361-17-025736 · doc1.xml · nonDerivative · entry 1

Leabman Michael Aaron · CIK 0001603704 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 19:25 UTC SaleCommon Stock 2,140 $15.85 $33,911.08
Disclosure

SEC source: 0001140361-17-025425 · doc1.xml · nonDerivative · entry 5

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,812

F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 19:28 UTC
Sereda Brian JVice President & CFO
SaleCommon Stock 945 $15.85 $14,974.75
Disclosure

SEC source: 0001140361-17-025429 · doc1.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,577

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 23:27 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 1,615 $15.85 $25,591.77
Disclosure

SEC source: 0001140361-17-025428 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,820

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 13, 2017 Filed Jun 16, 2017 19:26 UTC Exercise / conversionRestricted Stock Units · Derivative 5,837 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025427 · doc1.xml · derivative · entry 4

JACKSON REX S · CIK 0001249803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673

Underlying: Common Stock · 5,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.

F4 · derivative.expiration_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.

Read SEC document
June 13, 2017 Filed Jun 16, 2017 19:26 UTC Exercise / conversionCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025427 · doc1.xml · nonDerivative · entry 3

JACKSON REX S · CIK 0001249803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the reporting person on June 13, 2016.

Read SEC document
June 13, 2017 Filed Jun 16, 2017 19:25 UTC Exercise / conversionRestricted Stock Units · Derivative 5,837 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025425 · doc1.xml · derivative · entry 6

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673

Underlying: Common Stock · 5,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.

F4 · derivative.expiration_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.

Read SEC document
June 13, 2017 Filed Jun 16, 2017 19:25 UTC Exercise / conversionCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025425 · doc1.xml · nonDerivative · entry 4

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the reporting person on June 13, 2016.

Read SEC document
June 13, 2017 Filed Jun 16, 2017 19:24 UTC Exercise / conversionRestricted Stock Units · Derivative 5,837 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025424 · doc1.xml · derivative · entry 4

COOPER MARTIN · CIK 0001217826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673

Underlying: Common Stock · 5,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.

F4 · derivative.expiration_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.

Read SEC document
June 13, 2017 Filed Jun 16, 2017 19:24 UTC Exercise / conversionCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025424 · doc1.xml · nonDerivative · entry 3

COOPER MARTIN · CIK 0001217826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the reporting person on June 13, 2016.

Read SEC document
June 13, 2017 Filed Jun 16, 2017 23:26 UTC Exercise / conversionRestricted Stock Units · Derivative 5,837 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025426 · doc1.xml · derivative · entry 4

Griffin Robert J · CIK 0001603902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673

Underlying: Common Stock · 5,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.

F4 · derivative.expiration_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.

Read SEC document
June 13, 2017 Filed Jun 16, 2017 23:26 UTC Exercise / conversionCommon Stock 5,837 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025426 · doc1.xml · nonDerivative · entry 3

Griffin Robert J · CIK 0001603902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the reporting person on June 13, 2016.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 22:17 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 2,000 $15.50 $31,000.40
Disclosure

SEC source: 0001140361-17-023835 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,435

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.51 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
April 09, 2017 Filed Apr 11, 2017 18:08 UTC
RIZZONE STEPHEN RDirector · CEO and President
GrantRestricted Stock Units · Derivative 193,059 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-015584 · doc1.xml · derivative · entry 1

RIZZONE STEPHEN R · CIK 0001043906 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,059

Underlying: Common Stock · 193,059 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest annually on February 23, 2018, 2019, 2020, and 2021. Delivery of the vested shares will be deferred until the earliest to occur of (a) a separation of service; (b) a change in control; or (c) April 9, 2025.

F2 · derivative.expiration_date: 25% of the RSUs will vest annually on February 23, 2018, 2019, 2020, and 2021. Delivery of the vested shares will be deferred until the earliest to occur of (a) a separation of service; (b) a change in control; or (c) April 9, 2025.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 00:16 UTC
Johnston CesarSenior VP, Engineering
SaleCommon Stock 37,000 $15.88 $587,486.00
Disclosure

SEC source: 0001140361-17-012451 · doc1.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,133

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2017.

Read SEC document
February 26, 2017 Filed Feb 27, 2017 19:25 UTC
RIZZONE STEPHEN RDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 61,556 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009491 · doc1.xml · derivative · entry 4

RIZZONE STEPHEN R · CIK 0001043906 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,113

Underlying: Common Stock · 61,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: These restricted stock units vest in four equal installments on February 26, 2016, 2017, 2018, and 2019.

F4 · derivative.expiration_date: These restricted stock units vest in four equal installments on February 26, 2016, 2017, 2018, and 2019.

Read SEC document
February 26, 2017 Filed Feb 27, 2017 19:25 UTC
RIZZONE STEPHEN RDirector · CEO and President
Exercise / conversionCommon Stock 61,556 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009491 · doc1.xml · nonDerivative · entry 2

RIZZONE STEPHEN R · CIK 0001043906 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of restricted stock units earned on February 26, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 19:28 UTC
Sereda Brian JVice President & CFO
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009494 · doc1.xml · nonDerivative · entry 3

Sereda Brian J · CIK 0001366294 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,522

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · shares: 25% of the restricted stock units will vest annually on February 23, 2018, 2019, 2020, and 2021.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 19:28 UTC
Sereda Brian JVice President & CFO
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009494 · doc1.xml · nonDerivative · entry 2

Sereda Brian J · CIK 0001366294 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,522

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · shares: 50% of the restricted stock units will vest annually on February 23, 2017 and 2018.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:27 UTC
Johnston CesarSenior VP, Engineering
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009493 · doc1.xml · nonDerivative · entry 2

Johnston Cesar · CIK 0001613480 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,133

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · shares: 25% of the restricted stock units will vest annually on February 23, 2018, 2019, 2020, and 2021.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:26 UTC
Leabman Michael AaronDirector · Chief Technology Officer
GrantCommon Stock 77,280 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009492 · doc1.xml · nonDerivative · entry 2

Leabman Michael Aaron · CIK 0001603704 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,404

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · shares: 25% of the restricted stock units will vest annually on February 23, 2018, 2019, 2020, and 2021.

Read SEC document
February 23, 2017 Filed Mar 23, 2017 00:28 UTC
Sahejpal NeerajSenior VP, Product Marketing
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-012982 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,435

F1 · shares: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of common stock.

F2 · shares: 50% of the RSUs vested on February 23, 2017. The remaining 50% of the RSUs will vest on December 12, 2017.

Read SEC document
February 23, 2017 Filed Apr 7, 2017 22:05 UTC
Sahejpal NeerajSenior VP, Product Marketing
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-015247 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,435

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · shares: 25% of the restricted stock units will vest annually on February 23, 2018, 2019, 2020, and 2021.

Read SEC document
February 23, 2017 Filed Jun 16, 2017 19:26 UTC GrantCommon Stock 1,697 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025427 · doc1.xml · nonDerivative · entry 2

JACKSON REX S · CIK 0001249803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,290

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy.

Read SEC document
February 23, 2017 Filed Jun 16, 2017 19:25 UTC GrantCommon Stock 1,697 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025425 · doc1.xml · nonDerivative · entry 3

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,115

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy.

Read SEC document
February 23, 2017 Filed Jun 16, 2017 19:24 UTC GrantCommon Stock 1,697 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025424 · doc1.xml · nonDerivative · entry 2

COOPER MARTIN · CIK 0001217826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,230

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's non-employee director compensation policy.

Read SEC document
February 23, 2017 Filed Jun 16, 2017 23:26 UTC GrantCommon Stock 1,697 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025426 · doc1.xml · nonDerivative · entry 2

Griffin Robert J · CIK 0001603902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,290

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy.

Read SEC document
January 12, 2017 Filed Feb 27, 2017 19:28 UTC
Sereda Brian JVice President & CFO
SaleCommon Stock 162 $18.42 $2,984.06
Disclosure

SEC source: 0001140361-17-009494 · doc1.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,522

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents shares sold to cover taxes due upon vesting and settlement of performance share units.

Read SEC document
January 12, 2017 Filed Feb 28, 2017 00:27 UTC
Johnston CesarSenior VP, Engineering
SaleCommon Stock 325 $18.42 $5,986.53
Disclosure

SEC source: 0001140361-17-009493 · doc1.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,133

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents shares sold to cover taxes due upon vesting and settlement of performance share units.

Read SEC document
January 12, 2017 Filed Feb 28, 2017 00:26 UTC
Leabman Michael AaronDirector · Chief Technology Officer
SaleCommon Stock 162 $18.42 $2,984.06
Disclosure

SEC source: 0001140361-17-009492 · doc1.xml · nonDerivative · entry 1

Leabman Michael Aaron · CIK 0001603704 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,124

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents shares sold to cover taxes due upon vesting and settlement of performance share units.

Read SEC document
January 06, 2017 Filed Jan 6, 2017 19:49 UTC SaleCommon Stock 14,651 $16.93 $248,070.73
Disclosure

SEC source: 0001140361-17-001083 · doc1.xml · nonDerivative · entry 4

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,504

F3 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · shares: Represents the shares sold to cover taxes due upon vesting and settlement of the RSUs.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.90 to $16.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 19:46 UTC Exercise / conversionRestricted Stock Units · Derivative 8,972 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001080 · doc1.xml · derivative · entry 6

COOPER MARTIN · CIK 0001217826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Represents shares of common stock upon vesting of a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy. This award vested in full on January 4, 2017.

F4 · derivative.expiration_date: Represents shares of common stock upon vesting of a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy. This award vested in full on January 4, 2017.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 19:46 UTC Exercise / conversionCommon Stock 8,972 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001080 · doc1.xml · nonDerivative · entry 3

COOPER MARTIN · CIK 0001217826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 19:35 UTC Exercise / conversionRestricted Stock Units · Derivative 8,972 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001076 · doc1.xml · derivative · entry 6

JACKSON REX S · CIK 0001249803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Represents shares of common stock upon vesting of a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy. This award vested in full on January 4, 2017.

F4 · derivative.expiration_date: Represents shares of common stock upon vesting of a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy. This award vested in full on January 4, 2017.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 19:35 UTC Exercise / conversionCommon Stock 8,972 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001076 · doc1.xml · nonDerivative · entry 3

JACKSON REX S · CIK 0001249803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 19:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 14,953 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001083 · doc1.xml · derivative · entry 7

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F7 · derivative.exercise_date: Represents shares of common stock upon vesting of a RSU granted on January 4, 2016 pursuant to the Company's director compensation policy. This RSU became 100% vested on January 4, 2017.

F7 · derivative.expiration_date: Represents shares of common stock upon vesting of a RSU granted on January 4, 2016 pursuant to the Company's director compensation policy. This RSU became 100% vested on January 4, 2017.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 19:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001083 · doc1.xml · derivative · entry 6

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F7 · derivative.exercise_date: Represents shares of common stock upon vesting of a RSU granted on January 4, 2016 pursuant to the Company's director compensation policy. This RSU became 100% vested on January 4, 2017.

F7 · derivative.expiration_date: Represents shares of common stock upon vesting of a RSU granted on January 4, 2016 pursuant to the Company's director compensation policy. This RSU became 100% vested on January 4, 2017.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 19:49 UTC Exercise / conversionCommon Stock 14,953 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001083 · doc1.xml · nonDerivative · entry 3

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 19:49 UTC Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001083 · doc1.xml · nonDerivative · entry 2

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 00:45 UTC Exercise / conversionRestricted Stock Units · Derivative 8,972 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001079 · doc1.xml · derivative · entry 6

Griffin Robert J · CIK 0001603902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Represents shares of common stock upon vesting of a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy. This award vested in full on January 4, 2017.

F4 · derivative.expiration_date: Represents shares of common stock upon vesting of a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy. This award vested in full on January 4, 2017.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 00:45 UTC Exercise / conversionCommon Stock 8,972 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001079 · doc1.xml · nonDerivative · entry 3

Griffin Robert J · CIK 0001603902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 03, 2017 Filed Jun 16, 2017 19:26 UTC GrantCommon Stock 4,263 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025427 · doc1.xml · nonDerivative · entry 1

JACKSON REX S · CIK 0001249803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,593

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy.

Read SEC document
January 03, 2017 Filed Jun 16, 2017 19:25 UTC GrantCommon Stock 4,263 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025425 · doc1.xml · nonDerivative · entry 2

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,418

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy.

Read SEC document
January 03, 2017 Filed Jun 16, 2017 19:25 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025425 · doc1.xml · nonDerivative · entry 1

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,155

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy.

Read SEC document
January 03, 2017 Filed Jun 16, 2017 19:24 UTC GrantCommon Stock 4,263 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025424 · doc1.xml · nonDerivative · entry 1

COOPER MARTIN · CIK 0001217826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,533

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's non-employee director compensation policy.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.