Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energous CorpWATT · Entity 7121 | Director | November 14, 2019 | November 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energous Corp
Report date November 14, 2019 · Filed November 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,818 |
Ending reported balance
After 2019-11-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-11-14 · Sale · Disposed 13,350 · Balance 68,318 Row 2 · 2019-11-15 · Sale · Disposed 11,500 · Balance 56,818 F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MONSTER WORLDWIDE, INC.
Report date October 31, 2016 · Filed November 02, 2016
Section 16 reporting ended · disclosed 2016-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-11-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2016-10-31 · Other · Disposed 12,121 · Balance 117,420 F1: The Reporting Person tendered the shares of common stock in exchange for $3.40 per share in cash in the tender offer made pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2016, by and among the Issuer, Randstad North America, Inc. and Merlin Global Acquisition, Inc. Row 2 · 2016-11-01 · Disposition to issuer · Disposed 42,249 · Balance 75,171 F2: The shares of common stock were converted into the right to receive $3.40 per share in cash in the merger (the "Merger") effected pursuant to the Merger Agreement. Row 3 · 2016-11-01 · Disposition to issuer · Disposed 75,171 · Balance 0 F3: Represents unvested restricted stock units and/or unvested shares of restricted stock that pursuant to the Merger Agreement were converted into the right to receive $3.40 per share in cash at the effective time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person tendered the shares of common stock in exchange for $3.40 per share in cash in the tender offer made pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2016, by and among the Issuer, Randstad North America, Inc. and Merlin Global Acquisition, Inc.
F2: The shares of common stock were converted into the right to receive $3.40 per share in cash in the merger (the "Merger") effected pursuant to the Merger Agreement.
F3: Represents unvested restricted stock units and/or unvested shares of restricted stock that pursuant to the Merger Agreement were converted into the right to receive $3.40 per share in cash at the effective time of the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 18, 2019 19:52 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 11,500 | $2.15 | $24,739.95 |
DisclosureSEC source: 0001567619-19-021799 · doc1.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,818 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 19:52 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 13,350 | $2.18 | $29,103.00 |
DisclosureSEC source: 0001567619-19-021799 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,318 Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 19:14 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 31,160 | $2.21 | $68,957.08 |
DisclosureSEC source: 0001567619-19-021715 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,668 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 to $2.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:11 UTC | Energous Corp WATT · Entity 7121 | OtherCommon Stock | 34,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016634 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,828 F1 · kind: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 34,967 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grants on January 3, 2017 and January 2, 2018. F1 · price: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 34,967 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grants on January 3, 2017 and January 2, 2018. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 21:40 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013518 · doc1.xml · derivative · entry 3 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer. F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 21:40 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 5,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-013518 · doc1.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 21:08 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 6,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002187 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,958 F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:05 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 15,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000636 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,638 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in three equal annual installments on January 2, 2020, 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| January 02, 2019 Filed Jun 17, 2019 21:40 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-013518 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,958 F1 · shares: The RSU vests on January 2, 2020, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's non-employee director compensation policy. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 17:53 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,096 | $16.10 | $65,963.62 |
DisclosureSEC source: 0001140361-18-028851 · doc1.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,128 F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant reported in Table II. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.05 to $16.13 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:53 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Units · Derivative | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028851 · doc1.xml · derivative · entry 3 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,837 Underlying: Common Stock · 5,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:53 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028851 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 16:50 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008524 · doc1.xml · derivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,827 Underlying: Common Stock · 2,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F1 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 16:50 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008524 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 18:10 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 11,353 | $23.67 | $268,714.16 |
DisclosureSEC source: 0001140361-18-000886 · doc1.xml · nonDerivative · entry 3 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,388 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on June 16, 2017. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $23.57 to $23.89 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 18:10 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000886 · doc1.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,741 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in three equal annual installments on January 2, 2019, 2020, and 2021, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2018 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 18:10 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 26,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000886 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,741 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in three equal annual installments on January 2, 2019, 2020, and 2021, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2018 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 19:04 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 2,500 | $30.50 | $76,250.00 |
DisclosureSEC source: 0001140361-17-047857 · doc1.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,812 Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 19:04 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 22,500 | $29.56 | $665,181.00 |
DisclosureSEC source: 0001140361-17-047857 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,312 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $29.50 to $30.00 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 19:25 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 2,140 | $15.85 | $33,911.08 |
DisclosureSEC source: 0001140361-17-025425 · doc1.xml · nonDerivative · entry 5 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,812 F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| June 13, 2017 Filed Jun 16, 2017 19:25 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Units · Derivative | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025425 · doc1.xml · derivative · entry 6 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,673 Underlying: Common Stock · 5,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019. F4 · derivative.expiration_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019. Read SEC document |
| June 13, 2017 Filed Jun 16, 2017 19:25 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025425 · doc1.xml · nonDerivative · entry 4 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to the reporting person on June 13, 2016. Read SEC document |
| February 23, 2017 Filed Jun 16, 2017 19:25 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025425 · doc1.xml · nonDerivative · entry 3 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,115 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 19:49 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 14,651 | $16.93 | $248,070.73 |
DisclosureSEC source: 0001140361-17-001083 · doc1.xml · nonDerivative · entry 4 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,504 F3 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · shares: Represents the shares sold to cover taxes due upon vesting and settlement of the RSUs. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.90 to $16.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 19:49 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Unit · Derivative | 14,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001083 · doc1.xml · derivative · entry 7 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F7 · derivative.exercise_date: Represents shares of common stock upon vesting of a RSU granted on January 4, 2016 pursuant to the Company's director compensation policy. This RSU became 100% vested on January 4, 2017. F7 · derivative.expiration_date: Represents shares of common stock upon vesting of a RSU granted on January 4, 2016 pursuant to the Company's director compensation policy. This RSU became 100% vested on January 4, 2017. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 19:49 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001083 · doc1.xml · derivative · entry 6 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F7 · derivative.exercise_date: Represents shares of common stock upon vesting of a RSU granted on January 4, 2016 pursuant to the Company's director compensation policy. This RSU became 100% vested on January 4, 2017. F7 · derivative.expiration_date: Represents shares of common stock upon vesting of a RSU granted on January 4, 2016 pursuant to the Company's director compensation policy. This RSU became 100% vested on January 4, 2017. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 19:49 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 14,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001083 · doc1.xml · nonDerivative · entry 3 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 19:49 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001083 · doc1.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| January 03, 2017 Filed Jun 16, 2017 19:25 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 4,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025425 · doc1.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,418 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| January 03, 2017 Filed Jun 16, 2017 19:25 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025425 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,155 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| December 30, 2016 Filed Jan 6, 2017 19:49 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionPerformance Stock Unit · Derivative | 193 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001083 · doc1.xml · derivative · entry 5 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,990 Underlying: Common Stock · 193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F6 · derivative.expiration_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document |
| December 30, 2016 Filed Jan 6, 2017 19:49 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 193 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001083 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:03 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 19,013 | $0.00 Strike: $4.99 | $0.00 |
DisclosureSEC source: 0001140361-16-090130 · doc1.xml · derivative · entry 3 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,013 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is 100% vested. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:03 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 19,013 | $17.00 | $323,175.37 |
DisclosureSEC source: 0001140361-16-090130 · doc1.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,009 F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.79 to $17.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:03 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 19,013 | $4.99 | $94,874.87 |
DisclosureSEC source: 0001140361-16-090130 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 20:37 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 814 | $13.80 | $11,233.28 |
DisclosureSEC source: 0001140361-16-086879 · doc1.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,009 F2 · shares: Represents shares sold to cover taxes due upon vesting and settlement of performance share units. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 20:00 UTC | MONSTER WORLDWIDE, INC. MWW · Entity 181370 | Disposition to issuerCommon Stock | 75,171 | $3.40 | $255,581.40 |
DisclosureSEC source: 0001020416-16-000225 · edgar.xml · nonDerivative · entry 3 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Represents unvested restricted stock units and/or unvested shares of restricted stock that pursuant to the Merger Agreement were converted into the right to receive $3.40 per share in cash at the effective time of the Merger. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 20:00 UTC | MONSTER WORLDWIDE, INC. MWW · Entity 181370 | Disposition to issuerCommon Stock | 42,249 | $3.40 | $143,646.60 |
DisclosureSEC source: 0001020416-16-000225 · edgar.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,171 F2 · kind: The shares of common stock were converted into the right to receive $3.40 per share in cash in the merger (the "Merger") effected pursuant to the Merger Agreement. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 20:00 UTC | MONSTER WORLDWIDE, INC. MWW · Entity 181370 | OtherCommon Stock | 12,121 | $3.40 | $41,211.40 |
DisclosureSEC source: 0001020416-16-000225 · edgar.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,420 F1 · kind: The Reporting Person tendered the shares of common stock in exchange for $3.40 per share in cash in the tender offer made pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2016, by and among the Issuer, Randstad North America, Inc. and Merlin Global Acquisition, Inc. Read SEC document |
| September 30, 2016 Filed Nov 15, 2016 20:37 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionPerformance Share Units · Derivative | 2,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-086879 · doc1.xml · derivative · entry 3 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,183 Underlying: Common Stock · 2,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F4 · derivative.expiration_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document |
| September 30, 2016 Filed Nov 15, 2016 20:37 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 2,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-086879 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F1 · shares: Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.