Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energous CorpWATT · Entity 7121 | Director | April 05, 2024 | May 28, 2024 |
| Silver Pegasus Acquisition Corp.SPEG · Entity 6481 | Director · CEO and Chairman | July 14, 2025 | July 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energous Corp
Report date April 05, 2024 · Filed May 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,776 |
Reported balance
After 2024-04-05 transaction · row 1
1 source rowRow 1 · 2024-04-05 · Grant · Acquired 1,125 · Balance 92,776 F1: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on July 20, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on July 20, 2022.
Silver Pegasus Acquisition Corp.
Report date July 14, 2025 · Filed July 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary Shares, $0.0001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 3,833,333 |
Reported balance
Holding disclosure · report date 2025-07-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,833,333 F1: Consists of 3,833,333 Class B ordinary shares owned by SilverLode Capital LLC (the "sponsor") as founder shares, 500,000 of which are subject to forfeiture depending on the extent of the underwriter's over-allotment exercise. Mr. Johnston has an economic interest in 1,458,500 Class B ordinary shares through his ownership of a member interest in the sponsor, which will only be issued upon the consummation of the issuer's initial business combination. Mr. Johnston is also the managing member of the sponsor and has voting and dispositive power over the Class B ordinary shares owned by the sponsor. Mr. Johnston disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 3,833,333 Class B ordinary shares owned by SilverLode Capital LLC (the "sponsor") as founder shares, 500,000 of which are subject to forfeiture depending on the extent of the underwriter's over-allotment exercise. Mr. Johnston has an economic interest in 1,458,500 Class B ordinary shares through his ownership of a member interest in the sponsor, which will only be issued upon the consummation of the issuer's initial business combination. Mr. Johnston is also the managing member of the sponsor and has voting and dispositive power over the Class B ordinary shares owned by the sponsor. Mr. Johnston disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2024 Filed May 28, 2024 20:09 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006411 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,776 F1 · shares: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on July 20, 2022. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 18:09 UTC | Energous Corp WATT · Entity 7121 | PurchaseCommon Stock | 52,000 | $1.82 | $94,640.00 |
DisclosureSEC source: 0001209191-23-055286 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,651 F1 · balance_after: Reflects 1-for-20 reverse split of the Issuer's Common Stock effective August 16, 2023. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 00:18 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,450 | $0.59 | $2,625.50 |
DisclosureSEC source: 0001209191-23-017333 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,011 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:37 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 48,238 | $0.56 | $26,772.09 |
DisclosureSEC source: 0001209191-23-015973 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,461 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 00:32 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 135,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012387 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,699 F1 · shares: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on July 20, 2022. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:56 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 9,533 | $0.75 | $7,145.94 |
DisclosureSEC source: 0001209191-23-010929 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,124 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 21:13 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 19,000 | $0.98 | $18,621.90 |
DisclosureSEC source: 0001209191-22-060345 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,657 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:59 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 20,304 | $1.45 | $29,440.80 |
DisclosureSEC source: 0001209191-22-046083 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,657 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 02:40 UTC | Energous Corp WATT · Entity 7121 | GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001209191-22-011082 · doc4.xml · derivative · entry 3 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2032-02-15 F4 · derivative.exercise_date: The option will vest as to 50% of the award on 12/06/2023, and 25% of the award will vest on each of 12/06/2024 and 12/06/2025, subject the Reporting Person's continued service to the Issuer through each vesting date. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 02:40 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011082 · doc4.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,961 F2 · shares: Represents restricted stock units ("RSUs") that will vest as to 1/3 of the award on 12/06/2022, with the remaining 2/3 of the award vesting quarterly in equal increments until the RSUs are fully vested on 12/06/2024, subject the Reporting Person's continued service to the Issuer through each vesting date. F3 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:40 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 13,181 | $1.23 | $16,212.63 |
DisclosureSEC source: 0001209191-22-011082 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,961 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 00:03 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 84,449 | $1.09 | $92,049.41 |
DisclosureSEC source: 0001209191-22-006977 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,992 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 02, 2022 Filed Feb 8, 2022 21:18 UTC Amendment | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 84,449 | $1.09 | $92,049.41 |
DisclosureSEC source: 0001209191-22-007744 · doc4a.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,142 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: This amendment to Form 4 filed on February 3, 2022 reflects a correction to the total number of shares beneficially owned following the reported transaction. Read SEC document |
| January 29, 2022 Filed Feb 8, 2022 21:16 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 164,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007737 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,591 F1 · shares: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on March 21, 2021. F2 · balance_after: On February 2, 2022, following the transaction reported in this Form 4, the Reporting Person sold 84,449 shares of common stock (the "Shares") as reported in Form 4 filed February 3, 2022. The total number of shares reported in Table I, Column 5 of this Form 4 does not reflect the sale of the Shares. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:01 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 6,462 | $1.32 | $8,529.84 |
DisclosureSEC source: 0001209191-22-001910 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,441 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:36 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 18,739 | $1.87 | $35,041.93 |
DisclosureSEC source: 0001209191-21-065299 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,903 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| October 17, 2021 Filed Oct 19, 2021 23:05 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 137,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061015 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,642 F1 · shares: The restricted stock units ("RSUs") vest as to 1/3 of the the total award on August 15, 2022, and an additional 1/12 of the award will vest upon the completion of each three month period thereafter until the RSUs are fully vested on August 15, 2024, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| August 13, 2021 Filed Aug 18, 2021 01:46 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 21,213 | $2.39 | $50,699.07 |
DisclosureSEC source: 0001209191-21-052127 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,642 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 23, 2021 Filed Jul 31, 2021 00:19 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 25,690 | $2.35 | $60,371.50 |
DisclosureSEC source: 0001209191-21-048976 · doc4.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,855 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| July 02, 2021 Filed Jul 31, 2021 00:19 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 51,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048976 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,545 Read SEC document |
| June 22, 2021 Filed Jun 25, 2021 00:01 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 10,187 | $2.77 | $28,217.99 |
DisclosureSEC source: 0001209191-21-043170 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,248 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $2.76 and the highest price at which shares were sold was $2.78. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:47 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 24,813 | $2.50 | $62,032.50 |
DisclosureSEC source: 0001209191-21-033655 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,435 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 00:16 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 18,960 | $4.06 | $76,977.60 |
DisclosureSEC source: 0001209191-21-024307 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,248 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units and 401(k) contributions to be made by the Reporting Person. Read SEC document |
| March 26, 2021 Filed Mar 29, 2021 23:28 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,110 | $3.93 | $16,152.30 |
DisclosureSEC source: 0001209191-21-023483 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,208 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 23:17 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 136,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022698 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,318 F1 · shares: The restricted stock units ("RSUs") vest as to 16.667% of the the total award on March 31, 2021, and an additional 8.33% of the award will vest on May 15, 2021 and upon the completion of each three month period thereafter until the RSUs are fully vested on August 15, 2023, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 00:13 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 3,794 | $4.83 | $18,325.02 |
DisclosureSEC source: 0001209191-21-014489 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,526 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 00:02 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 6,306 | $3.83 | $24,175.94 |
DisclosureSEC source: 0001209191-21-012909 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,320 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $3.82 and the highest price at which shares were sold was $3.84. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:51 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 9,023 | $4.35 | $39,250.05 |
DisclosureSEC source: 0001209191-21-011310 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,626 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:16 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 8,562 | $1.89 | $16,182.18 |
DisclosureSEC source: 0001209191-21-001619 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,649 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 22:57 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,110 | $2.03 | $8,343.30 |
DisclosureSEC source: 0001209191-20-065397 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,211 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 00:44 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 13,573 | $2.05 | $27,824.65 |
DisclosureSEC source: 0001209191-20-059261 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,321 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 28, 2020 Filed Oct 1, 2020 00:27 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 2,891 | $3.02 | $8,730.82 |
DisclosureSEC source: 0001209191-20-052521 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,894 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 14, 2020 Filed Aug 19, 2020 00:43 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 19,296 | $3.30 | $63,676.80 |
DisclosureSEC source: 0001209191-20-047375 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,785 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 20:05 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 5,413 | $2.84 | $15,372.92 |
DisclosureSEC source: 0001209191-20-039433 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,081 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units and 401(k) contributions to be made by the Reporting Person. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:04 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 24,322 | $1.84 | $44,752.48 |
DisclosureSEC source: 0001209191-20-030752 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,494 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units and 401(k) contributions to be made by the Reporting Person. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:32 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 8,125 | $0.79 | $6,418.75 |
DisclosureSEC source: 0001209191-20-021880 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,816 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 13, 2020 Filed Mar 18, 2020 01:54 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 205,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019875 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,941 F1 · shares: The restricted stock units ("RSUs") vest as to one eighth (1/8th) of the total number of shares on May 15, 2020 and upon the completion of each three month period thereafter until the RSUs are fully vested, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| February 21, 2020 Filed Feb 27, 2020 01:04 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 3,750 | $1.84 | $6,900.00 |
DisclosureSEC source: 0001209191-20-013247 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,754 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 00:33 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 7,110 | $1.74 | $12,371.40 |
DisclosureSEC source: 0001567619-20-004356 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,504 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 01:21 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 8,550 | $1.98 | $16,929.00 |
DisclosureSEC source: 0001567619-20-000661 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,614 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 22:42 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,063 | $1.78 | $7,232.14 |
DisclosureSEC source: 0001567619-19-023776 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,164 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 28, 2019. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 01:04 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 22,306 | $2.01 | $44,877.44 |
DisclosureSEC source: 0001567619-19-022670 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,227 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.0321 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 00:53 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 6,375 | $2.10 | $13,387.50 |
DisclosureSEC source: 0001567619-19-021800 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,533 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 25, 2019. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| September 27, 2019 Filed Oct 2, 2019 01:11 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,063 | $3.32 | $13,489.16 |
DisclosureSEC source: 0001567619-19-019008 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,908 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on April 3, 2019. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 23:37 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 16,875 | $3.58 | $60,412.50 |
DisclosureSEC source: 0001567619-19-017374 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,971 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:38 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,144 | $4.37 | $18,109.28 |
DisclosureSEC source: 0001567619-19-014291 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,846 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on April 3, 2019. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 22:49 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 5,400 | $6.18 | $33,372.00 |
DisclosureSEC source: 0001567619-19-008442 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,990 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Forms 4 filed on February 27, 2017 and March 12, 2018. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| March 28, 2019 Filed Apr 4, 2019 00:08 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008357 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,390 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement. F2 · shares: The RSUs vests one eighth (1/8th) of the total number of shares after each three month period following March 28, 2019 for two years until the RSU is fully vested, subject the reporting person's continued service through each vesting date. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement. Read SEC document |
| March 20, 2019 Filed Mar 25, 2019 22:03 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007586 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,390 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement. F2 · shares: The RSUs vests one eighth (1/8th) of the total number of shares after each three month period following May 16, 2019 for two years until the RSU is fully vested, subject the reporting person's continued service through each vesting date. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 23:00 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 3,400 | $7.51 | $25,537.74 |
DisclosureSEC source: 0001567619-19-002406 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,390 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover his 401(k) contributions in connection with the income from the acquisition of stock reported on the Form 4 filed on February 1, 2019 pursuant to the satisfaction of performance criteria. This transaction does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.5101 to $7.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.