Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energous CorpWATT · Entity 7121 | Director | October 09, 2020 | October 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energous Corp
Report date October 09, 2020 · Filed October 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 156,559 |
Reported balance
After 2020-10-09 transaction · row 1
1 source rowRow 1 · 2020-10-09 · Grant · Acquired 25,000 · Balance 156,559 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon settlement. F2: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon settlement.
F2: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2020 Filed Oct 14, 2020 20:27 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054777 · doc4.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,559 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon settlement. F2 · shares: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. Read SEC document |
| August 26, 2020 Filed Aug 29, 2020 00:21 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048692 · doc4.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,559 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: The RSU vests on January 4, 2021, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on August 26, 2020 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| June 13, 2019 Filed Jun 18, 2019 01:42 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013520 · doc1.xml · derivative · entry 2 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F1 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer. F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 13, 2019 Filed Jun 18, 2019 01:42 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 5,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-013520 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| January 30, 2019 Filed Feb 2, 2019 02:09 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 6,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002188 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,722 F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan. Read SEC document |
| January 02, 2019 Filed Jan 5, 2019 00:08 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000638 · doc1.xml · nonDerivative · entry 2 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,402 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F3 · shares: The RSU vests on January 2, 2020, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| January 02, 2019 Filed Jan 5, 2019 00:08 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 15,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000638 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,402 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in three equal annual installments on January 2, 2020, 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| January 02, 2019 Filed Jun 18, 2019 01:41 UTC Amendment | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-013519 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,402 F1 · shares: This amended Form 4 is being filed solely to correct the number of shares granted to reporting person by subtracting the additional 5,000 shares of the Issuer's common stock that were added inadvertently to the total number of shares granted. F2 · shares: The RSU vests on January 2, 2020, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's non-employee director compensation policy. F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 21:55 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Units · Derivative | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028852 · doc1.xml · derivative · entry 2 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,837 Underlying: Common Stock · 5,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 21:55 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028852 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 21:52 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008525 · doc1.xml · derivative · entry 2 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,990 Underlying: Common Stock · 2,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F1 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 21:52 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008525 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:15 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 26,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000891 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,056 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in three equal annual installments on January 2, 2019, 2020, and 2021, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2018 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| June 13, 2017 Filed Jun 16, 2017 23:26 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Units · Derivative | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025426 · doc1.xml · derivative · entry 4 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,673 Underlying: Common Stock · 5,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019. F4 · derivative.expiration_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019. Read SEC document |
| June 13, 2017 Filed Jun 16, 2017 23:26 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025426 · doc1.xml · nonDerivative · entry 3 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to the reporting person on June 13, 2016. Read SEC document |
| February 23, 2017 Filed Jun 16, 2017 23:26 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025426 · doc1.xml · nonDerivative · entry 2 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,290 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| January 04, 2017 Filed Jan 7, 2017 00:45 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Units · Derivative | 8,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001079 · doc1.xml · derivative · entry 6 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,972 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Represents shares of common stock upon vesting of a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy. This award vested in full on January 4, 2017. F4 · derivative.expiration_date: Represents shares of common stock upon vesting of a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy. This award vested in full on January 4, 2017. Read SEC document |
| January 04, 2017 Filed Jan 7, 2017 00:45 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 8,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001079 · doc1.xml · nonDerivative · entry 3 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| January 03, 2017 Filed Jun 16, 2017 23:26 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 4,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025426 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,593 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| December 30, 2016 Filed Jan 7, 2017 00:45 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionPerformance Share Units · Derivative | 193 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001079 · doc1.xml · derivative · entry 5 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,990 Underlying: Common Stock · 193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F3 · derivative.expiration_date: Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document |
| December 30, 2016 Filed Jan 7, 2017 00:45 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 193 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001079 · doc1.xml · nonDerivative · entry 2 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| September 30, 2016 Filed Jan 7, 2017 00:45 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionPerformance Share Units · Derivative | 2,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001079 · doc1.xml · derivative · entry 4 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,183 Underlying: Common Stock · 2,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F2 · derivative.expiration_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document |
| September 30, 2016 Filed Jan 7, 2017 00:45 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 2,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-001079 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.