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Sahejpal Neeraj

Disclosed activity across 1 company

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130257
SEC CIK
0001700213

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Energous CorpWATT · Entity 7121Senior VP, Product MarketingFebruary 15, 2022February 18, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Energous Corp

Report date February 15, 2022 · Filed February 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect394,087 Reported balance After 2022-02-15 transaction · row 1
1 source row

Row 1 · 2022-02-15 · Sale · Disposed 10,704 · Balance 394,087

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 18, 2022 02:39 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 10,704 $1.23 $13,165.92
Disclosure

SEC source: 0001209191-22-011081 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,087

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:05 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 74,015 $1.09 $80,676.35
Disclosure

SEC source: 0001209191-22-006986 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,731

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 02, 2022 Filed Feb 8, 2022 21:20 UTC Amendment Energous Corp WATT · Entity 7121 SaleCommon Stock 74,015 $1.09 $80,676.35
Disclosure

SEC source: 0001209191-22-007747 · doc4a.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,791

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: This amendment to Form 4 filed on February 3, 2022 reflects a correction to the total number of shares beneficially owned following the reported transaction.

Read SEC document
January 29, 2022 Filed Feb 8, 2022 21:17 UTC Energous Corp WATT · Entity 7121 GrantCommon Stock 135,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007741 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,806

F1 · shares: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on March 21, 2021.

F2 · balance_after: On February 2, 2022, following the transaction reported in this Form 4, the Reporting Person sold 74,015 shares of common stock (the "Shares") as reported in Form 4 filed February 3, 2022. The total number of shares reported in Table I, Column 5 of this Form 4 does not reflect the sale of the Shares.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 23:03 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 5,082 $1.32 $6,708.24
Disclosure

SEC source: 0001209191-22-001917 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,746

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:38 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 15,418 $1.87 $28,831.66
Disclosure

SEC source: 0001209191-21-065300 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,828

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
October 17, 2021 Filed Oct 19, 2021 23:06 UTC Energous Corp WATT · Entity 7121 GrantCommon Stock 96,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061016 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,246

F1 · shares: The restricted stock units ("RSUs") vest as to 1/3 of the the total award on August 15, 2022, and an additional 1/12 of the award will vest upon the completion of each three month period thereafter until the RSUs are fully vested on August 15, 2024, subject the Reporting Person's continued service to the Issuer through each vesting date.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

Read SEC document
August 13, 2021 Filed Aug 18, 2021 01:05 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 15,265 $2.39 $36,483.35
Disclosure

SEC source: 0001209191-21-052106 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,396

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:23 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 25,000 $2.51 $62,662.50
Disclosure

SEC source: 0001209191-21-050004 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,661

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $2.50 and the highest price at which shares were sold was $2.525. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 21:35 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 20,926 $2.71 $56,709.46
Disclosure

SEC source: 0001209191-21-045883 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,661

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
July 02, 2021 Filed Jul 31, 2021 00:20 UTC Amendment Energous Corp WATT · Entity 7121 SaleCommon Stock 20,926 $2.71 $56,709.46
Disclosure

SEC source: 0001209191-21-048977 · doc4a.xml · nonDerivative · entry 2

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,867

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
July 02, 2021 Filed Jul 31, 2021 00:20 UTC Amendment Energous Corp WATT · Entity 7121 GrantCommon Stock 42,206 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048977 · doc4a.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,793

F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to performance-based restricted stock units granted to the Reporting Person on March 21, 2021 under to the Issuer's 2015 Performance Share Unit Plan.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:53 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 19,022 $2.50 $47,555.00
Disclosure

SEC source: 0001209191-21-033673 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,587

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 00:18 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 10,198 $4.06 $41,403.88
Disclosure

SEC source: 0001209191-21-024308 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,609

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:18 UTC Energous Corp WATT · Entity 7121 GrantCommon Stock 112,550 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022699 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,807

F1 · shares: The restricted stock units ("RSUs") vest as to 16.667% of the the total award on March 31, 2021, and an additional 8.33% of the award will vest on May 15, 2021 and upon the completion of each three month period thereafter until the RSUs are fully vested on August 15, 2023, subject the Reporting Person's continued service to the Issuer through each vesting date.

F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:57 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 10,000 $4.00 $40,039.00
Disclosure

SEC source: 0001209191-21-019969 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,257

F1 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $4.00 and the highest price at which shares were sold was $4.01. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:12 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 3,794 $4.83 $18,325.02
Disclosure

SEC source: 0001209191-21-014488 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,257

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:49 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 2,662 $4.33 $11,526.46
Disclosure

SEC source: 0001209191-21-011303 · doc4.xml · nonDerivative · entry 2

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,051

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:49 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 7,898 $4.35 $34,356.30
Disclosure

SEC source: 0001209191-21-011303 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,713

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 00:18 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 3,682 $1.89 $6,958.98
Disclosure

SEC source: 0001209191-21-001623 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,611

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 00:45 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 10,177 $2.05 $20,862.85
Disclosure

SEC source: 0001209191-20-059263 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,293

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 00:47 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 3,150 $3.94 $12,411.00
Disclosure

SEC source: 0001209191-20-047378 · doc4.xml · nonDerivative · entry 2

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,470

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:47 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 10,177 $3.30 $33,584.10
Disclosure

SEC source: 0001209191-20-047378 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,620

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 15, 2020 Filed May 20, 2020 00:06 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 10,177 $1.84 $18,725.68
Disclosure

SEC source: 0001209191-20-030755 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,797

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 01:58 UTC Energous Corp WATT · Entity 7121 GrantCommon Stock 19,504 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019877 · doc4.xml · nonDerivative · entry 2

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,974

F1 · shares: The restricted stock units ("RSUs") vest as to one eighth (1/8th) of the total number of shares on May 15, 2020 and upon the completion of each three month period thereafter until the RSUs are fully vested, subject the Reporting Person's continued service to the Issuer through each vesting date.

F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:58 UTC Energous Corp WATT · Entity 7121 GrantCommon Stock 149,321 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019877 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,470

F1 · shares: The restricted stock units ("RSUs") vest as to one eighth (1/8th) of the total number of shares on May 15, 2020 and upon the completion of each three month period thereafter until the RSUs are fully vested, subject the Reporting Person's continued service to the Issuer through each vesting date.

F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

Read SEC document
February 21, 2020 Filed Feb 27, 2020 01:03 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 3,075 $1.84 $5,658.00
Disclosure

SEC source: 0001209191-20-013245 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,149

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 00:32 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 3,141 $1.74 $5,465.34
Disclosure

SEC source: 0001567619-20-004355 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,224

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 01:21 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 3,675 $1.98 $7,276.50
Disclosure

SEC source: 0001567619-20-000662 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,365

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 17, 2019 Filed Dec 20, 2019 00:56 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 900 $1.89 $1,701.00
Disclosure

SEC source: 0001567619-19-023464 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,040

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 25, 2019. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 00:54 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 2,669 $2.10 $5,604.90
Disclosure

SEC source: 0001567619-19-021801 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,940

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 25, 2019. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 23:38 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 5,850 $3.58 $20,943.00
Disclosure

SEC source: 0001567619-19-017375 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,609

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 3 filed on March 20, 2017. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 22:51 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 2,625 $6.18 $16,222.50
Disclosure

SEC source: 0001567619-19-008443 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,459

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on April 7, 2017. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
March 20, 2019 Filed Mar 25, 2019 22:07 UTC Energous Corp WATT · Entity 7121 GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-007588 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,084

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

F2 · shares: The RSUs vests one eighth (1/8th) of the total number of shares after each three month period following May 16, 2019 for two years until the RSU is fully vested, subject the reporting person's continued service through each vesting date.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:20 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 3,675 $6.87 $25,247.25
Disclosure

SEC source: 0001567619-19-000647 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,084

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 419 shares acquired under the Issuer's employee stock purchase plan on January 2, 2019.

Read SEC document
December 17, 2018 Filed Dec 20, 2018 01:07 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 900 $6.50 $5,850.00
Disclosure

SEC source: 0001567619-18-008396 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,340

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit ("RSU") grant that was previously reported in Table I on the Form 3 filed on March 20, 2017. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

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November 12, 2018 Filed Nov 15, 2018 00:17 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 2,796 $8.62 $24,100.68
Disclosure

SEC source: 0001567619-18-006406 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,740

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit ("RSU") grant that was previously reported in Table I on the Form 3 filed on March 20, 2017. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.61 to $8.6401 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Includes 847 shares acquired under the Issuer's employee stock purchase plan on June 30, 2018.

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August 20, 2018 Filed Aug 22, 2018 21:18 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 3,069 $12.59 $38,623.98
Disclosure

SEC source: 0001567619-18-001664 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,689

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 3 filed on March 20, 2017. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.56 to $12.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 14, 2018 Filed Jun 15, 2018 21:52 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 4,927 $16.30 $80,313.06
Disclosure

SEC source: 0001140361-18-028850 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,758

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.3001 to $16.301 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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March 08, 2018 Filed Mar 12, 2018 23:17 UTC Energous Corp WATT · Entity 7121 GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-013123 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,685

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: The RSU vests in four equal annual installments on January 2, 2019, 2020, 2021, and 2022, subject to the Reporting Person's continued service to the Issuer. The RSU was granted to the Reporting Person on March 8, 2018 pursuant to the Company's 2013 Stock Plan.

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February 26, 2018 Filed Mar 1, 2018 00:15 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 2,880 $21.91 $63,110.30
Disclosure

SEC source: 0001140361-18-010931 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,685

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on April 7, 2017. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.90 to $21.9901 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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February 21, 2018 Filed Feb 24, 2018 00:04 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 4,991 $20.17 $100,669.97
Disclosure

SEC source: 0001140361-18-009953 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,565

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $20.1701 to $20.1710 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: Includes 689 shares acquired under the Issuer's employee stock purchase plan on January 2, 2018.

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December 28, 2017 Filed Dec 30, 2017 00:06 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 2,986 $33.19 $99,114.30
Disclosure

SEC source: 0001140361-17-047859 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,867

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $32.5901 to $33.3001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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December 19, 2017 Filed Dec 21, 2017 23:01 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 920 $9.28 $8,538.52
Disclosure

SEC source: 0001140361-17-047036 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,853

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 3 filed on March 20, 2017. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

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December 14, 2017 Filed Dec 15, 2017 22:55 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 1,350 $8.72 $11,772.41
Disclosure

SEC source: 0001140361-17-046421 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,773

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.70 to $8.785 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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November 13, 2017 Filed Nov 14, 2017 01:25 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 2,846 $9.35 $26,623.76
Disclosure

SEC source: 0001140361-17-042281 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,123

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant, which was previously reported in Table I on the Form 3 filed on March 20, 2017. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.351 to $9.37 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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September 11, 2017 Filed Sep 14, 2017 00:11 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 9,867 $12.53 $123,651.27
Disclosure

SEC source: 0001140361-17-035401 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,969

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $12.46 to $13.25 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: Includes 721 shares acquired under the Issuer's employee stock purchase plan on June 30, 2017.

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August 21, 2017 Filed Aug 23, 2017 00:45 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 3,705 $9.31 $34,506.89
Disclosure

SEC source: 0001140361-17-033052 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,115

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant, which was previously reported in Table I on the Form 3 filed on March 20, 2017. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.46 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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June 14, 2017 Filed Jun 16, 2017 23:27 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 1,615 $15.85 $25,591.77
Disclosure

SEC source: 0001140361-17-025428 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,820

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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June 01, 2017 Filed Jun 5, 2017 22:17 UTC Energous Corp WATT · Entity 7121 SaleCommon Stock 2,000 $15.50 $31,000.40
Disclosure

SEC source: 0001140361-17-023835 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,435

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.51 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.