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Nasdaq · USD

WATT

Energous Corp

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7121
SEC CIK
0001575793
Parsed reports
327

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2026 Filed Aug 18, 2026 21:40 UTC
Burak Mallorie SaraDirector · CEO & CFO
GrantCommon Stock 146,266 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-007184 · doc4.xml · nonDerivative · entry 1

Burak Mallorie Sara · CIK 0001425196 · Director · CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,265

F1 · shares: Upon recommendation of the issuer's independent compensation consultant, represents a one-time refresher grant of restricted stock units ("RSUs") that vests as to 33% of the RSUs on the first anniversary of the grant, with the remaining RSUs vesting in equal quarterly installments over the subsequent two years, subject to the reporting person's continued service to the issuer on each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 21:29 UTC GrantCommon Stock 2,938 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-007181 · doc4.xml · nonDerivative · entry 1

DODSON J MICHAEL · CIK 0001231559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,514

F1 · shares: Represents an award of restricted stock units ("RSUs") that vests in four equal quarterly installments from the grant date, subject to the reporting person's continued service to the issuer on each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 21:29 UTC GrantCommon Stock 8,050 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-007180 · doc4.xml · nonDerivative · entry 1

ROBERSON DAVID EARLE · CIK 0001277307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,015

F1 · shares: Represents an award of restricted stock units ("RSUs") that vests in four equal quarterly installments from the grant date, subject to the reporting person's continued service to the issuer on each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 21:40 UTC
Sadikoff GregoryChief Accounting Officer
GrantCommon Stock 22,567 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-007187 · doc4.xml · nonDerivative · entry 1

Sadikoff Gregory · CIK 0002108503 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,500

F1 · shares: Upon recommendation of the issuer's independent compensation consultant, represents a one-time refresher grant of restricted stock units ("RSUs") that vests as to 33% of the RSUs on the first anniversary of the grant, with the remaining RSUs vesting in equal quarterly installments over the subsequent two years, subject to the reporting person's continued service to the issuer on each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 21:40 UTC
Weinberg Peter MGeneral Counsel
GrantCommon Stock 22,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-007186 · doc4.xml · nonDerivative · entry 1

Weinberg Peter M · CIK 0001907897 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,500

F1 · shares: Upon recommendation of the issuer's independent compensation consultant, represents a one-time refresher grant of restricted stock units ("RSUs") that vests as to 33% of the RSUs on the first anniversary of the grant, with the remaining RSUs vesting in equal quarterly installments over the subsequent two years, subject to the reporting person's continued service to the issuer on each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 21:40 UTC
Marino GiampaoloChief S&G Officer
GrantCommon Stock 43,100 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-007185 · doc4.xml · nonDerivative · entry 1

Marino Giampaolo · CIK 0002150593 · Chief S&G Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,633

F1 · shares: Upon recommendation of the issuer's independent compensation consultant, represents a one-time refresher grant of restricted stock units ("RSUs") that vests as to 33% of the RSUs on the first anniversary of the grant, with the remaining RSUs vesting in equal quarterly installments over the subsequent two years, subject to the reporting person's continued service to the issuer on each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 21:29 UTC GrantCommon Stock 3,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-007182 · doc4.xml · nonDerivative · entry 1

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,579

F1 · shares: Represents an award of restricted stock units ("RSUs") that vests in four equal quarterly installments from the grant date, subject to the reporting person's continued service to the issuer on each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
May 27, 2026 Filed May 28, 2026 22:49 UTC
Burak Mallorie SaraDirector · CEO & CFO
PurchaseCommon Stock 1,867 $26.47 $49,419.49
Disclosure

SEC source: 0001225208-26-005630 · doc4.xml · nonDerivative · entry 1

Burak Mallorie Sara · CIK 0001425196 · Director · CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,999

Read SEC document
January 12, 2026 Filed Jan 14, 2026 23:35 UTC
Burak Mallorie SaraDirector · CEO & CFO
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000606 · doc4.xml · nonDerivative · entry 1

Burak Mallorie Sara · CIK 0001425196 · Director · CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,132

F1 · shares: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person's continued service to the issuer through each vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
January 12, 2026 Filed Jan 14, 2026 23:34 UTC GrantCommon Stock 2,395 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000603 · doc4.xml · nonDerivative · entry 1

DODSON J MICHAEL · CIK 0001231559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,576

F1 · shares: Represents a grant of restricted stock units under the issuer's director compensation program. The restricted stock units vest in full on January 12, 2027, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

F2 · balance_after: The amount shown is adjusted to reflect a 1 for 30 reverse stock split by the issuer on August 11, 2025.

Read SEC document
January 12, 2026 Filed Jan 14, 2026 23:35 UTC GrantCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000605 · doc4.xml · nonDerivative · entry 1

ROBERSON DAVID EARLE · CIK 0001277307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,965

F1 · shares: Represents a grant of restricted stock units under the issuer's director compensation program. The restricted stock units vest in full on January 12, 2027, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

F2 · balance_after: The amount shown is adjusted to reflect a 1 for 30 reverse stock split by the issuer on August 11, 2025.

Read SEC document
January 12, 2026 Filed Jan 14, 2026 23:35 UTC GrantCommon Stock 2,395 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000604 · doc4.xml · nonDerivative · entry 1

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,558

F1 · shares: Represents a grant of restricted stock units under the issuer's director compensation program. The restricted stock units vest in full on January 12, 2027, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

F2 · balance_after: The amount shown is adjusted to reflect a 1 for 30 reverse stock split by the issuer on August 11, 2025.

Read SEC document
January 12, 2026 Filed Jan 30, 2026 22:53 UTC
Weinberg Peter MGeneral Counsel
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-001087 · doc4.xml · nonDerivative · entry 1

Weinberg Peter M · CIK 0001907897 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,833

F1 · shares: Represents unvested restricted stock units ("RSUs") which vest in four equal annual installments beginning on January 12, 2027, subject to the reporting person's continued service to the issuer through each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock

Read SEC document
January 12, 2026 Filed Jan 30, 2026 22:53 UTC
Sadikoff GregoryChief Accounting Officer
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-001086 · doc4.xml · nonDerivative · entry 1

Sadikoff Gregory · CIK 0002108503 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,933

F1 · shares: Represents unvested restricted stock units ("RSUs") which vest in four equal annual installments beginning on January 12, 2027, subject to the reporting person's continued service to the issuer through each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
August 21, 2025 Filed Aug 25, 2025 13:02 UTC
Burak Mallorie SaraDirector · CEO & CFO
PurchaseCommon Stock 6,400 $7.88 $50,408.32
Disclosure

SEC source: 0001225208-25-007439 · doc4.xml · nonDerivative · entry 1

Burak Mallorie Sara · CIK 0001425196 · Director · CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,132

F1 · balance_after: The amount shown is adjusted to reflect a 1 for 30 reverse stock split by the issuer on August 11, 2025.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:01 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-000330 · doc4.xml · nonDerivative · entry 1

DODSON J MICHAEL · CIK 0001231559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,486

F1 · shares: Represents a grant of restricted stock units under the issuer's director compensation program. The restricted stock units vest in full on January 2, 2026, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:01 UTC GrantCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-000332 · doc4.xml · nonDerivative · entry 1

ROBERSON DAVID EARLE · CIK 0001277307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,486

F1 · shares: TRepresents a grant of restricted stock units under the issuer's director compensation program. The restricted stock units vest in full on January 2, 2026, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:01 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-000331 · doc4.xml · nonDerivative · entry 1

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,909

F1 · shares: Represents a grant of restricted stock units under the issuer's director compensation program. The restricted stock units vest in full on January 2, 2026, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
October 16, 2024 Filed Oct 18, 2024 20:49 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009380 · doc4.xml · nonDerivative · entry 1

Burak Mallorie Sara · CIK 0001425196 · CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,000

F1 · shares: The restricted stock units ("RSUs") vest as to 1/4 of the total award on each of October 16, 2025, October 16, 2026, October 16, 2027 and October 16, 2028, subject to the Reporting Person's continued service to the Issuer through each such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 21:24 UTC
Burak Mallorie SaraChief Financial Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007034 · doc4.xml · nonDerivative · entry 1

Burak Mallorie Sara · CIK 0001425196 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,000

F1 · shares: The restricted stock units ("RSUs") vest as to 1/4 of the total award on each of June 27, 2025, June 27, 2026, June 27, 2027 and June 27, 2028, subject to the Reporting Person's continued service to the Issuer through each such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

Read SEC document
April 05, 2024 Filed May 28, 2024 20:09 UTC GrantCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006411 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,776

F1 · shares: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on July 20, 2022.

Read SEC document
January 15, 2024 Filed Jan 17, 2024 21:07 UTC
Burak Mallorie SaraChief Financial Officer
GrantCommon Stock 52,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001743 · doc4.xml · nonDerivative · entry 1

Burak Mallorie Sara · CIK 0001425196 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,000

F1 · shares: The restricted stock units ("RSUs") vest as to 1/4 of the total award on each of January 15, 2025, January 15, 2026, January 15, 2027 and January 15, 2028, subject to the Reporting Person's continued service to the Issuer through each such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 21:08 UTC SaleCommon Stock 675 $1.60 $1,080.00
Disclosure

SEC source: 0001209191-24-000748 · doc4.xml · nonDerivative · entry 2

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,659

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2023.

F3 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 1-for-20 reverse stock split of the Issuer's common stock that became effective on August 16, 2023.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:06 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000745 · doc4.xml · nonDerivative · entry 1

DODSON J MICHAEL · CIK 0001231559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,236

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2025, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F3 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 1-for-20 reverse stock split of the Issuer's common stock that became effective on August 16, 2023.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:09 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000755 · doc4.xml · nonDerivative · entry 1

ROBERSON DAVID EARLE · CIK 0001277307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,236

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2025, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F3 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 1-for-20 reverse stock split of the Issuer's common stock that became effective on August 16, 2023.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:08 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000748 · doc4.xml · nonDerivative · entry 1

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,334

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2025, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F3 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 1-for-20 reverse stock split of the Issuer's common stock that became effective on August 16, 2023.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:05 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000742 · doc4.xml · nonDerivative · entry 2

Au Reynette K. · CIK 0001787464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,117

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2025, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F3 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 1-for-20 reverse stock split of the Issuer's common stock that became effective on August 16, 2023.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:05 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000742 · doc4.xml · nonDerivative · entry 1

Au Reynette K. · CIK 0001787464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,117

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2025, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F3 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 1-for-20 reverse stock split of the Issuer's common stock that became effective on August 16, 2023.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 18:09 UTC
Johnston CesarCEO and President
PurchaseCommon Stock 52,000 $1.82 $94,640.00
Disclosure

SEC source: 0001209191-23-055286 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,651

F1 · balance_after: Reflects 1-for-20 reverse split of the Issuer's Common Stock effective August 16, 2023.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:35 UTC
MANNINA WILLIAM TActing CFO (Interim)
SaleCommon Stock 22,356 $0.30 $6,639.73
Disclosure

SEC source: 0001209191-23-034686 · doc4.xml · nonDerivative · entry 1

MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,872

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 15, 2023 Filed May 17, 2023 19:17 UTC
MANNINA WILLIAM TActing CFO (Interim)
SaleCommon Stock 3,981 $0.30 $1,200.67
Disclosure

SEC source: 0001209191-23-030410 · doc4.xml · nonDerivative · entry 1

MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,228

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:16 UTC SaleCommon Stock 60,473 $0.43 $26,251.33
Disclosure

SEC source: 0001209191-23-024870 · doc4.xml · nonDerivative · entry 1

Wilkerson Sheryl · CIK 0001829429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,487

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2023.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $0.42 and the highest price at which shares were sold was $0.451. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 17, 2023 Filed Apr 20, 2023 16:23 UTC Amendment SaleCommon Stock 60,473 $0.43 $26,251.33
Disclosure

SEC source: 0001209191-23-024949 · doc4a.xml · nonDerivative · entry 1

Wilkerson Sheryl · CIK 0001829429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,487

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2023.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $0.42 and the highest price at which shares were sold was $0.451. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 06, 2023 Filed Mar 9, 2023 00:18 UTC
Johnston CesarChief Executive Officer
SaleCommon Stock 4,450 $0.59 $2,625.50
Disclosure

SEC source: 0001209191-23-017333 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,011

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:37 UTC
Johnston CesarChief Executive Officer
SaleCommon Stock 48,238 $0.56 $26,772.09
Disclosure

SEC source: 0001209191-23-015973 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,461

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:32 UTC
Johnston CesarChief Executive Officer
GrantCommon Stock 135,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012387 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,699

F1 · shares: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on July 20, 2022.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:58 UTC
MANNINA WILLIAM TActing CFO (Interim)
SaleCommon Stock 3,134 $0.75 $2,349.25
Disclosure

SEC source: 0001209191-23-010931 · doc4.xml · nonDerivative · entry 1

MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,147

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:56 UTC
Johnston CesarChief Executive Officer
SaleCommon Stock 9,533 $0.75 $7,145.94
Disclosure

SEC source: 0001209191-23-010929 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,124

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2023 Filed Apr 14, 2023 18:08 UTC Amendment
MANNINA WILLIAM TActing CFO (Interim)
SaleCommon Stock 3,134 $0.75 $2,349.25
Disclosure

SEC source: 0001209191-23-024372 · doc4a.xml · nonDerivative · entry 1

MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,209

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

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January 04, 2023 Filed Jan 5, 2023 21:44 UTC SaleCommon Stock 13,500 $0.82 $11,070.00
Disclosure

SEC source: 0001209191-23-001898 · doc4.xml · nonDerivative · entry 2

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,680

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $0.8075 and the highest price at which shares were sold was $0.83. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

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January 03, 2023 Filed Jan 5, 2023 21:43 UTC GrantCommon Stock 9,726 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001896 · doc4.xml · nonDerivative · entry 1

DODSON J MICHAEL · CIK 0001231559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,726

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2024, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

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January 03, 2023 Filed Jan 5, 2023 21:45 UTC GrantCommon Stock 9,726 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001901 · doc4.xml · nonDerivative · entry 1

ROBERSON DAVID EARLE · CIK 0001277307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,726

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2024, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

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January 03, 2023 Filed Jan 5, 2023 21:46 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001904 · doc4.xml · nonDerivative · entry 1

Wilkerson Sheryl · CIK 0001829429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,960

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2024, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

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January 03, 2023 Filed Jan 5, 2023 21:44 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001898 · doc4.xml · nonDerivative · entry 1

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,180

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2024, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

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January 03, 2023 Filed Jan 5, 2023 21:42 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001894 · doc4.xml · nonDerivative · entry 2

Au Reynette K. · CIK 0001787464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,337

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2024, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

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January 03, 2023 Filed Jan 5, 2023 21:42 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001894 · doc4.xml · nonDerivative · entry 1

Au Reynette K. · CIK 0001787464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,337

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2024, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

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December 06, 2022 Filed Dec 8, 2022 21:13 UTC
Johnston CesarChief Executive Officer
SaleCommon Stock 19,000 $0.98 $18,621.90
Disclosure

SEC source: 0001209191-22-060345 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,657

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

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November 15, 2022 Filed Nov 17, 2022 19:27 UTC
MANNINA WILLIAM TActing CFO (Interim)
SaleCommon Stock 2,668 $1.03 $2,748.04
Disclosure

SEC source: 0001209191-22-057734 · doc4.xml · nonDerivative · entry 1

MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,343

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

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August 16, 2022 Filed Aug 16, 2022 23:03 UTC SaleCommon Stock 7,571 $1.49 $11,311.07
Disclosure

SEC source: 0001209191-22-046088 · doc4.xml · nonDerivative · entry 2

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,180

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.49 to $1.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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August 15, 2022 Filed Aug 16, 2022 19:01 UTC
MANNINA WILLIAM TActing CFO (Interim)
SaleCommon Stock 8,006 $1.45 $11,608.70
Disclosure

SEC source: 0001209191-22-046087 · doc4.xml · nonDerivative · entry 1

MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,011

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.