Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energous CorpWATT · Entity 7121 | Senior Vice President & CFO | August 13, 2021 | August 17, 2021 |
| Rigetti Computing, Inc.RGTI · Entity 3912 | Chief Financial Officer | December 12, 2022 | December 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energous Corp
Report date August 13, 2021 · Filed August 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 308,237 |
Reported balance
After 2021-08-13 transaction · row 1
1 source rowRow 1 · 2021-08-13 · Sale · Disposed 15,735 · Balance 308,237 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy The Sereda Family Trust | 12,015 |
Reported balance
Holding disclosure · report date 2021-08-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,015 F2: The shares are held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.
F2: The shares are held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002.
Rigetti Computing, Inc.
Report date December 12, 2022 · Filed December 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 989,341 |
Ending reported balance
After 2022-12-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-12-12 · Sale · Disposed 6,819 · Balance 998,163 F1: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.005 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Row 2 · 2022-12-13 · Sale · Disposed 8,822 · Balance 989,341 F1: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.93 to $1.015 inclusive. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.005 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.93 to $1.015 inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2022 Filed Dec 14, 2022 16:28 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 8,822 | $0.97 | $8,557.34 |
DisclosureSEC source: 0001209191-22-061202 · doc4.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989,341 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.93 to $1.015 inclusive. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 16:28 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 6,819 | $0.97 | $6,614.43 |
DisclosureSEC source: 0001209191-22-061202 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998,163 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.005 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| December 09, 2022 Filed Dec 9, 2022 21:18 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 7,639 | $1.01 | $7,715.39 |
DisclosureSEC source: 0001209191-22-060623 · doc4.xml · nonDerivative · entry 3 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,004,982 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.04 inclusive. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:18 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 8,729 | $1.03 | $8,990.87 |
DisclosureSEC source: 0001209191-22-060623 · doc4.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,621 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.07 inclusive. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:18 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 12,195 | $1.03 | $12,560.85 |
DisclosureSEC source: 0001209191-22-060623 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,350 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.01 to $1.075 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4). Read SEC document |
| August 29, 2022 Filed Aug 29, 2022 19:36 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 30,820 | $4.01 | $123,588.20 |
DisclosureSEC source: 0001209191-22-047925 · doc4.xml · nonDerivative · entry 3 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,545 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.14 inclusive. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 19:36 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 29,903 | $3.94 | $117,817.82 |
DisclosureSEC source: 0001209191-22-047925 · doc4.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,365 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.82 to $4.33 inclusive. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 19:36 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 42,049 | $4.29 | $180,390.21 |
DisclosureSEC source: 0001209191-22-047925 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094,268 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.22 to $4.54 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4). Read SEC document |
| August 24, 2022 Filed Aug 24, 2022 18:37 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 19,623 | $4.54 | $89,088.42 |
DisclosureSEC source: 0001209191-22-047389 · doc4.xml · nonDerivative · entry 3 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,317 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.41 to $4.725 inclusive. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 18:37 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 22,427 | $4.58 | $102,715.66 |
DisclosureSEC source: 0001209191-22-047389 · doc4.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155,940 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.51 to $4.755 inclusive. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 18:37 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 17,607 | $4.65 | $81,872.55 |
DisclosureSEC source: 0001209191-22-047389 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,367 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.81 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4). Read SEC document |
| June 16, 2022 Filed Jun 16, 2022 20:46 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 176 | $4.56 | $802.56 |
DisclosureSEC source: 0001209191-22-037655 · doc4.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195,974 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units and grant of stock awards. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.41 to $4.64 inclusive. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 20:46 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 1,583 | $4.45 | $7,044.35 |
DisclosureSEC source: 0001209191-22-037655 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,196,150 F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units and grant of stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.62 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| June 14, 2022 Filed Jun 14, 2022 21:30 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | SaleCommon Stock | 222 | $4.43 | $983.46 |
DisclosureSEC source: 0001209191-22-036845 · doc4.xml · nonDerivative · entry 4 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197,733 F2 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.70 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 21:30 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036845 · doc4.xml · nonDerivative · entry 3 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197,955 Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 21:30 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | GrantCommon Stock | 128,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036845 · doc4.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,955 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs vest in 48 equal monthly installments commencing March 31, 2022. All vesting is subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 21:30 UTC | Rigetti Computing, Inc. RGTI · Entity 3912 | GrantCommon Stock | 8,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036845 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,355 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs vest in 48 equal monthly installments commencing March 31, 2022. All vesting is subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:06 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 15,735 | $2.39 | $37,606.65 |
DisclosureSEC source: 0001209191-21-052107 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,237 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 17:37 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 21,570 | $2.71 | $58,454.70 |
DisclosureSEC source: 0001209191-21-045885 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,467 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 02, 2021 Filed Jul 30, 2021 20:21 UTC Amendment | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 21,570 | $2.71 | $58,454.70 |
DisclosureSEC source: 0001209191-21-048978 · doc4a.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,972 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 02, 2021 Filed Jul 30, 2021 20:21 UTC Amendment | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 43,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048978 · doc4a.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,542 F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to performance-based restricted stock units granted to the Reporting Person on March 21, 2021 under the Issuer's 2015 Performance Share Unit Plan. Read SEC document |
| May 14, 2021 Filed May 18, 2021 17:49 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 20,430 | $2.50 | $51,075.00 |
DisclosureSEC source: 0001209191-21-033661 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,037 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:21 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 10,510 | $4.06 | $42,670.60 |
DisclosureSEC source: 0001209191-21-024309 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,467 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 19:18 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 116,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022701 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,977 F1 · shares: The restricted stock units ("RSUs") vest as to 16.667% of the the total award on March 31, 2021, and an additional 8.33% of the award will vest on May 15, 2021 and upon the completion of each three month period thereafter until the RSUs are fully vested on August 15, 2023, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 17:13 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 15,633 | $4.40 | $68,813.34 |
DisclosureSEC source: 0001209191-21-020517 · doc4.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,964 F1 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $4.40 and the highest price at which shares were sold was $4.415. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:13 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 30,000 | $4.25 | $127,500.00 |
DisclosureSEC source: 0001209191-21-020517 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,597 Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 19:10 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 3,794 | $4.83 | $18,325.02 |
DisclosureSEC source: 0001209191-21-014487 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,597 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 16:49 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 3,336 | $4.33 | $14,444.88 |
DisclosureSEC source: 0001209191-21-011306 · doc4.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,391 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 16:49 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 7,792 | $4.35 | $33,895.20 |
DisclosureSEC source: 0001209191-21-011306 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,727 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:19 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,471 | $1.89 | $8,450.19 |
DisclosureSEC source: 0001209191-21-001624 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,519 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 19:46 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 11,075 | $2.05 | $22,703.75 |
DisclosureSEC source: 0001209191-20-059266 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,990 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 18, 2020 Filed Aug 18, 2020 20:47 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,050 | $3.94 | $15,957.00 |
DisclosureSEC source: 0001209191-20-047379 · doc4.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,065 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:47 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 11,075 | $3.30 | $36,547.50 |
DisclosureSEC source: 0001209191-20-047379 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,115 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:08 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 11,075 | $1.84 | $20,378.00 |
DisclosureSEC source: 0001209191-20-030758 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,190 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 21:55 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 174,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019876 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,265 F1 · shares: The restricted stock units ("RSUs") vest as to one eighth (1/8th) of the total number of shares on May 15, 2020 and upon the completion of each three month period thereafter until the RSUs are fully vested, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 20:06 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 2,625 | $1.84 | $4,830.00 |
DisclosureSEC source: 0001209191-20-013248 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,246 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 21, 2020 Filed Mar 17, 2020 21:59 UTC Amendment | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 2,625 | $1.84 | $4,830.00 |
DisclosureSEC source: 0001209191-20-019878 · doc4a.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,246 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 18:54 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 3,716 | $1.74 | $6,465.84 |
DisclosureSEC source: 0001567619-20-004352 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,871 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:23 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 4,463 | $1.98 | $8,836.74 |
DisclosureSEC source: 0001567619-20-000663 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,587 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 19:56 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 3,336 | $2.10 | $7,005.60 |
DisclosureSEC source: 0001567619-19-021802 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,050 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 25, 2019. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 19:39 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 10,313 | $3.58 | $36,920.54 |
DisclosureSEC source: 0001567619-19-017376 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,386 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| July 13, 2019 Filed Jul 16, 2019 19:42 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014887 · doc1.xml · derivative · entry 4 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's common stock upon settlement. F4 · derivative.exercise_date: This RSU vests over a four year period with 25% vesting vesting annually beginning on July 13, 2016, subject to the continuing service of the reporting person on each vesting date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's common stock upon settlement. Read SEC document |
| July 13, 2019 Filed Jul 16, 2019 19:42 UTC | Energous Corp WATT · Entity 7121 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014887 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 19:42 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 15,300 | $4.59 | $70,227.00 |
DisclosureSEC source: 0001567619-19-014887 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,699 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs") listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| May 29, 2019 Filed May 30, 2019 20:07 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 14,500 | $4.12 | $59,741.45 |
DisclosureSEC source: 0001567619-19-012449 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,999 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:07 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 20,000 | $4.51 | $90,286.00 |
DisclosureSEC source: 0001567619-19-012449 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,499 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.55 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 18:53 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 2,700 | $6.18 | $16,686.00 |
DisclosureSEC source: 0001567619-19-008444 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,499 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on February 27, 2017. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| March 20, 2019 Filed Mar 25, 2019 18:10 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007589 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,199 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement. F2 · shares: The RSUs vests one eighth (1/8th) of the total number of shares after each three month period following May 16, 2019 for two years until the RSU is fully vested, subject the reporting person's continued service through each vesting date. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 17:58 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 3,400 | $7.51 | $25,537.74 |
DisclosureSEC source: 0001567619-19-002405 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,199 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover his 401(k) contributions in connection with the income from the acquisition of stock reported on the Form 4 filed on February 1, 2019 pursuant to the satisfaction of performance criteria. This transaction does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.5101 to $7.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 21:16 UTC | Energous Corp WATT · Entity 7121 | SaleCommon Stock | 3,792 | $7.40 | $28,060.80 |
DisclosureSEC source: 0001567619-19-002192 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,599 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.