Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 19, 2019 01:24 UTC Amendment |
Alexopoulos Nicolaos G.Director
|
GrantCommon Stock | 15,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-001378 · doc1.xml · nonDerivative · entry 1 Alexopoulos Nicolaos G. · CIK 0001603430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,959 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests on January 2, 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the reporting person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy. F3 · balance_after: This amended Form 4 is being filed solely to correct the reporting person's ending balance by subtracting the additional 2,000 shares of the Issuer's common stock that were added inadvertently to the total shares held directly by the reporting person. Read SEC document |
| January 02, 2019 Filed Jun 17, 2019 21:40 UTC |
Gaulding JohnDirector
|
GrantCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-013518 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,958 F1 · shares: The RSU vests on January 2, 2020, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's non-employee director compensation policy. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| January 02, 2019 Filed Jun 18, 2019 01:41 UTC Amendment |
Griffin Robert JDirector
|
GrantCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-013519 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,402 F1 · shares: This amended Form 4 is being filed solely to correct the number of shares granted to reporting person by subtracting the additional 5,000 shares of the Issuer's common stock that were added inadvertently to the total number of shares granted. F2 · shares: The RSU vests on January 2, 2020, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's non-employee director compensation policy. F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 01:07 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 900 | $6.50 | $5,850.00 |
DisclosureSEC source: 0001567619-18-008396 · doc1.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,340 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit ("RSU") grant that was previously reported in Table I on the Form 3 filed on March 20, 2017. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| November 12, 2018 Filed Nov 15, 2018 00:17 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 2,796 | $8.62 | $24,100.68 |
DisclosureSEC source: 0001567619-18-006406 · doc1.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,740 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit ("RSU") grant that was previously reported in Table I on the Form 3 filed on March 20, 2017. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.61 to $8.6401 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: Includes 847 shares acquired under the Issuer's employee stock purchase plan on June 30, 2018. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:10 UTC |
RIZZONE STEPHEN RDirector · CEO and President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200,141 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001567619-18-002906 · doc1.xml · derivative · entry 2 RIZZONE STEPHEN R · CIK 0001043906 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,198 Underlying: Common Stock · 200,141 shares Expires 2023-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the number of shares obtained from the reporting person's exercise of his employee stock option. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:10 UTC |
RIZZONE STEPHEN RDirector · CEO and President
|
Exercise / conversionCommon Stock | 200,141 | $1.68 | $336,236.88 |
DisclosureSEC source: 0001567619-18-002906 · doc1.xml · nonDerivative · entry 1 RIZZONE STEPHEN R · CIK 0001043906 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the number of shares obtained from the reporting person's exercise of his employee stock option. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 17:21 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 4,010 | $12.59 | $50,466.65 |
DisclosureSEC source: 0001567619-18-001667 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,652 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.56 to $12.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:15 UTC |
Johnston CesarEVP, Engineering & Operations
|
SaleCommon Stock | 10,683 | $12.59 | $134,447.69 |
DisclosureSEC source: 0001567619-18-001662 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,900 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.56 to $12.65 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:18 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 3,069 | $12.59 | $38,623.98 |
DisclosureSEC source: 0001567619-18-001664 · doc1.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,689 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 3 filed on March 20, 2017. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.56 to $12.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 19:57 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 10,540 | $15.54 | $163,843.25 |
DisclosureSEC source: 0001140361-18-032745 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,662 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSU. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.61 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 23:59 UTC |
Johnston CesarEVP, Engineering & Operations
|
SaleCommon Stock | 8,780 | $15.54 | $136,484.22 |
DisclosureSEC source: 0001140361-18-032747 · doc1.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,583 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSU. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.61 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| July 14, 2018 Filed Jul 17, 2018 23:59 UTC |
Johnston CesarEVP, Engineering & Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032747 · doc1.xml · derivative · entry 3 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: The RSU vests in four equal annual installments on August 14, 2015, 2016, 2017, and 2018. F6 · derivative.expiration_date: The RSU vests in four equal annual installments on August 14, 2015, 2016, 2017, and 2018. Read SEC document |
| July 14, 2018 Filed Jul 17, 2018 23:59 UTC |
Johnston CesarEVP, Engineering & Operations
|
Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032747 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSU") granted to the reporting person on August 14, 2014. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 19:57 UTC |
Sereda Brian JSenior Vice President & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032745 · doc1.xml · derivative · entry 4 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: The RSUs vest in four equal annual installments on July 13, 2016, 2017, 2018, and 2019. F6 · derivative.expiration_date: The RSUs vest in four equal annual installments on July 13, 2016, 2017, 2018, and 2019. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 19:57 UTC |
Sereda Brian JSenior Vice President & CFO
|
Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032745 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSU") granted to the reporting person on July 13, 2015. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 17:53 UTC |
Gaulding JohnDirector
|
SaleCommon Stock | 4,096 | $16.10 | $65,963.62 |
DisclosureSEC source: 0001140361-18-028851 · doc1.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,128 F2 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant reported in Table II. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.05 to $16.13 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 21:52 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 4,927 | $16.30 | $80,313.06 |
DisclosureSEC source: 0001140361-18-028850 · doc1.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,758 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.3001 to $16.301 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:56 UTC |
JACKSON REX SDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028853 · doc1.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,837 Underlying: Common Stock · 5,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:56 UTC |
JACKSON REX SDirector
|
Exercise / conversionCommon Stock | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028853 · doc1.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:53 UTC |
Gaulding JohnDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028851 · doc1.xml · derivative · entry 3 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,837 Underlying: Common Stock · 5,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:53 UTC |
Gaulding JohnDirector
|
Exercise / conversionCommon Stock | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028851 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:57 UTC |
COOPER MARTINDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028854 · doc1.xml · derivative · entry 2 COOPER MARTIN · CIK 0001217826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,837 Underlying: Common Stock · 5,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:57 UTC |
COOPER MARTINDirector
|
Exercise / conversionCommon Stock | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028854 · doc1.xml · nonDerivative · entry 1 COOPER MARTIN · CIK 0001217826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 21:55 UTC |
Griffin Robert JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028852 · doc1.xml · derivative · entry 2 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,837 Underlying: Common Stock · 5,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 21:55 UTC |
Griffin Robert JDirector
|
Exercise / conversionCommon Stock | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028852 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 21:02 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 1,645 | $17.04 | $28,035.08 |
DisclosureSEC source: 0001140361-18-027948 · doc1.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,202 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.02 to $17.051 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 21:02 UTC |
Sereda Brian JSenior Vice President & CFO
|
GrantCommon Stock | 4,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027948 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,847 Read SEC document |
| June 06, 2018 Filed Jun 9, 2018 01:00 UTC |
Johnston CesarEVP, Engineering & Operations
|
SaleCommon Stock | 3,337 | $16.80 | $56,077.28 |
DisclosureSEC source: 0001140361-18-027947 · doc1.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,363 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.80 to $16.85 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 06, 2018 Filed Jun 9, 2018 01:00 UTC |
Johnston CesarEVP, Engineering & Operations
|
GrantCommon Stock | 9,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027947 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,700 Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 16:58 UTC |
RIZZONE STEPHEN RDirector · CEO and President
|
GrantCommon Stock | 47,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008527 · doc1.xml · nonDerivative · entry 1 RIZZONE STEPHEN R · CIK 0001043906 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,703 F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit granted by the Issuer's Compensation Committee on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F2 · balance_after: Includes 869 shares acquired under the Issuer's employee stock purchase plan on June 30, 2018. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 16:55 UTC |
JACKSON REX SDirector
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008526 · doc1.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,990 Underlying: Common Stock · 2,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F1 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 16:55 UTC |
JACKSON REX SDirector
|
Exercise / conversionCommon Stock | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008526 · doc1.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 16:50 UTC |
Gaulding JohnDirector
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008524 · doc1.xml · derivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,827 Underlying: Common Stock · 2,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F1 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 16:50 UTC |
Gaulding JohnDirector
|
Exercise / conversionCommon Stock | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008524 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 16:47 UTC |
COOPER MARTINDirector
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008523 · doc1.xml · derivative · entry 2 COOPER MARTIN · CIK 0001217826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,990 Underlying: Common Stock · 2,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F1 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 16:47 UTC |
COOPER MARTINDirector
|
Exercise / conversionCommon Stock | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008523 · doc1.xml · nonDerivative · entry 1 COOPER MARTIN · CIK 0001217826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 21:52 UTC |
Griffin Robert JDirector
|
Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008525 · doc1.xml · derivative · entry 2 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,990 Underlying: Common Stock · 2,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F1 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| June 06, 2018 Filed Dec 21, 2018 21:52 UTC |
Griffin Robert JDirector
|
Exercise / conversionCommon Stock | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008525 · doc1.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document |
| March 21, 2018 Filed May 25, 2018 23:18 UTC |
Lindstrom CarolDirector
|
GrantCommon Stock | 17,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-025797 · doc1.xml · nonDerivative · entry 1 Lindstrom Carol · CIK 0001677400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,716 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in three equal annual installments on March 21, 2019, 2020, and 2021, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on March 21, 2018 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| March 21, 2018 Filed May 25, 2018 23:15 UTC |
Alexopoulos Nicolaos G.Director
|
GrantCommon Stock | 17,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-025796 · doc1.xml · nonDerivative · entry 1 Alexopoulos Nicolaos G. · CIK 0001603430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,805 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in three equal annual installments on March 21, 2019, 2020, and 2021, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on March 21, 2018 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 17:33 UTC |
Johnston CesarEVP, Engineering & Operations
|
SaleCommon Stock | 2,578 | $22.06 | $56,874.80 |
DisclosureSEC source: 0001140361-18-013563 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,277 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| March 09, 2018 Filed Mar 10, 2018 01:01 UTC |
Leabman Michael AaronDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012914 · doc1.xml · derivative · entry 7 Leabman Michael Aaron · CIK 0001603704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,736 Underlying: Common Stock · 20,000 shares Expires 2024-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/8th of the stock options vested on March 26, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the Company. Read SEC document |
| March 09, 2018 Filed Mar 10, 2018 01:01 UTC |
Leabman Michael AaronDirector
|
SaleCommon Stock | 20,000 | $21.90 | $437,938.00 |
DisclosureSEC source: 0001140361-18-012914 · doc1.xml · nonDerivative · entry 5 Leabman Michael Aaron · CIK 0001603704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,279 F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.50 to $22.10 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| March 09, 2018 Filed Mar 10, 2018 01:01 UTC |
Leabman Michael AaronDirector
|
Exercise / conversionCommon Stock | 20,000 | $6.00 | $120,000.00 |
DisclosureSEC source: 0001140361-18-012914 · doc1.xml · nonDerivative · entry 4 Leabman Michael Aaron · CIK 0001603704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 01:01 UTC |
Leabman Michael AaronDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012914 · doc1.xml · derivative · entry 6 Leabman Michael Aaron · CIK 0001603704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,736 Underlying: Common Stock · 80,000 shares Expires 2024-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/8th of the stock options vested on March 26, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the Company. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 01:01 UTC |
Leabman Michael AaronDirector
|
SaleCommon Stock | 12,000 | $22.54 | $270,480.00 |
DisclosureSEC source: 0001140361-18-012914 · doc1.xml · nonDerivative · entry 3 Leabman Michael Aaron · CIK 0001603704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,279 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $22.42 to $22.60 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 01:01 UTC |
Leabman Michael AaronDirector
|
SaleCommon Stock | 68,000 | $21.87 | $1,487,160.00 |
DisclosureSEC source: 0001140361-18-012914 · doc1.xml · nonDerivative · entry 2 Leabman Michael Aaron · CIK 0001603704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,279 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.33 to $22.32 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 01:01 UTC |
Leabman Michael AaronDirector
|
Exercise / conversionCommon Stock | 80,000 | $6.00 | $480,000.00 |
DisclosureSEC source: 0001140361-18-012914 · doc1.xml · nonDerivative · entry 1 Leabman Michael Aaron · CIK 0001603704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 19:19 UTC |
Sereda Brian JSenior Vice President & CFO
|
GrantCommon Stock | 42,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013125 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,135 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in four equal annual installments on January 2, 2019, 2020, 2021, and 2022, subject to the Reporting Person's continued service to the Issuer. The RSU was granted to the Reporting Person on March 8, 2018 pursuant to the Company's 2013 Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.