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WATT

Energous Corp

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7121
SEC CIK
0001575793
Parsed reports
327

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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May 202610
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2019 Filed Aug 20, 2019 23:36 UTC GrantRestricted Stock Units · Derivative 42,063 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017373 · doc1.xml · derivative · entry 1

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,063

Underlying: Common Stock · 42,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest 1/3 of the total shares annually on the first three anniversaries of March 16, 2019.

F2 · derivative.expiration_date: The RSUs vest 1/3 of the total shares annually on the first three anniversaries of March 16, 2019.

Read SEC document
August 16, 2019 Filed Aug 21, 2019 17:53 UTC GrantRestricted Stock Units · Derivative 42,063 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017431 · doc1.xml · derivative · entry 1

NOONEN MICHAEL · CIK 0001085396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,063

Underlying: Common Stock · 42,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest 1/3 of the total shares annually on the first three anniversaries of March 16, 2019.

F2 · derivative.expiration_date: The RSUs vest 1/3 of the total shares annually on the first three anniversaries of March 16, 2019.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:12 UTC OtherCommon Stock 2,556 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-016635 · doc1.xml · nonDerivative · entry 1

JACKSON REX S · CIK 0001249803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,003

F1 · kind: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 2,556 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grant on January 2, 2018.

F1 · price: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 2,556 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grant on January 2, 2018.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:11 UTC OtherCommon Stock 34,967 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-016634 · doc1.xml · nonDerivative · entry 1

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,828

F1 · kind: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 34,967 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grants on January 3, 2017 and January 2, 2018.

F1 · price: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 34,967 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grants on January 3, 2017 and January 2, 2018.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:09 UTC OtherCommon Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-016633 · doc1.xml · nonDerivative · entry 1

COOPER MARTIN · CIK 0001217826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,356

F1 · kind: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 1,143 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grant on January 2, 2018.

F1 · price: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 1,143 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grant on January 2, 2018.

Read SEC document
July 13, 2019 Filed Jul 16, 2019 19:42 UTC
Sereda Brian JSenior Vice President & CFO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014887 · doc1.xml · derivative · entry 4

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

F4 · derivative.exercise_date: This RSU vests over a four year period with 25% vesting vesting annually beginning on July 13, 2016, subject to the continuing service of the reporting person on each vesting date.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

Read SEC document
July 13, 2019 Filed Jul 16, 2019 19:42 UTC
Sereda Brian JSenior Vice President & CFO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014887 · doc1.xml · nonDerivative · entry 2

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 19:42 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 15,300 $4.59 $70,227.00
Disclosure

SEC source: 0001567619-19-014887 · doc1.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,699

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs") listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

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June 28, 2019 Filed Jul 2, 2019 20:38 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 4,144 $4.37 $18,109.28
Disclosure

SEC source: 0001567619-19-014291 · doc1.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,846

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on April 3, 2019. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:44 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 5,837 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013521 · doc1.xml · derivative · entry 2

JACKSON REX S · CIK 0001249803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer.

F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:44 UTC Exercise / conversionCommon Stock 5,837 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-013521 · doc1.xml · nonDerivative · entry 1

JACKSON REX S · CIK 0001249803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:40 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 5,837 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013518 · doc1.xml · derivative · entry 3

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer.

F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:40 UTC Exercise / conversionCommon Stock 5,837 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-013518 · doc1.xml · nonDerivative · entry 2

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:39 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 5,837 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013517 · doc1.xml · derivative · entry 2

COOPER MARTIN · CIK 0001217826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:39 UTC Exercise / conversionCommon Stock 5,837 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-013517 · doc1.xml · nonDerivative · entry 1

COOPER MARTIN · CIK 0001217826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
June 13, 2019 Filed Jun 18, 2019 01:42 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 5,837 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013520 · doc1.xml · derivative · entry 2

Griffin Robert J · CIK 0001603902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer.

F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
June 13, 2019 Filed Jun 18, 2019 01:42 UTC Exercise / conversionCommon Stock 5,837 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-013520 · doc1.xml · nonDerivative · entry 1

Griffin Robert J · CIK 0001603902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

Read SEC document
May 29, 2019 Filed May 30, 2019 20:07 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 14,500 $4.12 $59,741.45
Disclosure

SEC source: 0001567619-19-012449 · doc1.xml · nonDerivative · entry 2

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,999

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 28, 2019 Filed May 30, 2019 20:07 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 20,000 $4.51 $90,286.00
Disclosure

SEC source: 0001567619-19-012449 · doc1.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,499

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.55 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 22, 2019 Filed May 24, 2019 23:28 UTC SaleCommon Stock 3,435 $4.70 $16,154.46
Disclosure

SEC source: 0001567619-19-012160 · doc1.xml · nonDerivative · entry 1

Alexopoulos Nicolaos G. · CIK 0001603430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,524

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 22:49 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 5,400 $6.18 $33,372.00
Disclosure

SEC source: 0001567619-19-008442 · doc1.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,990

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Forms 4 filed on February 27, 2017 and March 12, 2018. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 18:53 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 2,700 $6.18 $16,686.00
Disclosure

SEC source: 0001567619-19-008444 · doc1.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,499

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on February 27, 2017. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 22:51 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 2,625 $6.18 $16,222.50
Disclosure

SEC source: 0001567619-19-008443 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,459

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on April 7, 2017. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
March 28, 2019 Filed Apr 4, 2019 00:08 UTC
Johnston CesarCOO & EVP, Engineering
GrantCommon Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008357 · doc1.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,390

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

F2 · shares: The RSUs vests one eighth (1/8th) of the total number of shares after each three month period following March 28, 2019 for two years until the RSU is fully vested, subject the reporting person's continued service through each vesting date.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

Read SEC document
March 28, 2019 Filed Apr 8, 2019 20:40 UTC GrantCommon Stock 42,063 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008561 · doc1.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,063

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

F2 · shares: The RSU vests in three equal annual installments on March 28, 2020 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: The RSU vests in three equal annual installments on March 28, 2020 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

Read SEC document
March 20, 2019 Filed Mar 25, 2019 18:10 UTC
Sereda Brian JSenior Vice President & CFO
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-007589 · doc1.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,199

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

F2 · shares: The RSUs vests one eighth (1/8th) of the total number of shares after each three month period following May 16, 2019 for two years until the RSU is fully vested, subject the reporting person's continued service through each vesting date.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

Read SEC document
March 20, 2019 Filed Mar 25, 2019 22:07 UTC
Sahejpal NeerajSenior VP, Product Marketing
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-007588 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,084

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

F2 · shares: The RSUs vests one eighth (1/8th) of the total number of shares after each three month period following May 16, 2019 for two years until the RSU is fully vested, subject the reporting person's continued service through each vesting date.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

Read SEC document
March 20, 2019 Filed Mar 25, 2019 22:03 UTC
Johnston CesarEVP, Engineering & Operations
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-007586 · doc1.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,390

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

F2 · shares: The RSUs vests one eighth (1/8th) of the total number of shares after each three month period following May 16, 2019 for two years until the RSU is fully vested, subject the reporting person's continued service through each vesting date.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 17:58 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 3,400 $7.51 $25,537.74
Disclosure

SEC source: 0001567619-19-002405 · doc1.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,199

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover his 401(k) contributions in connection with the income from the acquisition of stock reported on the Form 4 filed on February 1, 2019 pursuant to the satisfaction of performance criteria. This transaction does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.5101 to $7.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 23:00 UTC
Johnston CesarEVP, Engineering & Operations
SaleCommon Stock 3,400 $7.51 $25,537.74
Disclosure

SEC source: 0001567619-19-002406 · doc1.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,390

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover his 401(k) contributions in connection with the income from the acquisition of stock reported on the Form 4 filed on February 1, 2019 pursuant to the satisfaction of performance criteria. This transaction does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.5101 to $7.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:14 UTC
RIZZONE STEPHEN RDirector · CEO and President
Tax withholdingCommon Stock 44,481 $7.40 $329,159.40
Disclosure

SEC source: 0001567619-19-002191 · doc1.xml · nonDerivative · entry 2

RIZZONE STEPHEN R · CIK 0001043906 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,140

F3 · shares: Represents the number of shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PSUs and does not represent a sale by the reporting person.

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January 30, 2019 Filed Feb 1, 2019 21:14 UTC
RIZZONE STEPHEN RDirector · CEO and President
GrantCommon Stock 126,392 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002191 · doc1.xml · nonDerivative · entry 1

RIZZONE STEPHEN R · CIK 0001043906 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,621

F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan.

F2 · balance_after: Includes 385 shares acquired under the Issuer's employee stock purchase plan on January 2, 2019.

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January 30, 2019 Filed Feb 1, 2019 21:04 UTC GrantCommon Stock 6,320 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002186 · doc1.xml · nonDerivative · entry 1

COOPER MARTIN · CIK 0001217826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,662

F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan.

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January 30, 2019 Filed Feb 1, 2019 21:11 UTC GrantCommon Stock 6,320 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002189 · doc1.xml · nonDerivative · entry 1

JACKSON REX S · CIK 0001249803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,722

F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan.

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January 30, 2019 Filed Feb 1, 2019 21:08 UTC GrantCommon Stock 6,320 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002187 · doc1.xml · nonDerivative · entry 1

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,958

F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan.

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January 30, 2019 Filed Feb 1, 2019 21:16 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 3,792 $7.40 $28,060.80
Disclosure

SEC source: 0001567619-19-002192 · doc1.xml · nonDerivative · entry 2

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,599

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

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January 30, 2019 Filed Feb 1, 2019 21:16 UTC
Sereda Brian JSenior Vice President & CFO
GrantCommon Stock 12,640 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002192 · doc1.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,391

F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan.

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January 30, 2019 Filed Feb 2, 2019 02:09 UTC GrantCommon Stock 6,320 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002188 · doc1.xml · nonDerivative · entry 1

Griffin Robert J · CIK 0001603902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,722

F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan.

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January 30, 2019 Filed Feb 2, 2019 02:13 UTC
Johnston CesarEVP, Engineering & Operations
SaleCommon Stock 8,089 $7.40 $59,858.60
Disclosure

SEC source: 0001567619-19-002190 · doc1.xml · nonDerivative · entry 2

Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,790

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

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January 30, 2019 Filed Feb 2, 2019 02:13 UTC
Johnston CesarEVP, Engineering & Operations
GrantCommon Stock 25,279 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002190 · doc1.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,879

F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan.

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January 02, 2019 Filed Jan 4, 2019 19:10 UTC GrantCommon Stock 15,154 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000639 · doc1.xml · nonDerivative · entry 1

JACKSON REX S · CIK 0001249803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,402

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: The RSU vests in three equal annual installments on January 2, 2020, 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy.

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January 02, 2019 Filed Jan 4, 2019 19:05 UTC GrantCommon Stock 15,154 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000636 · doc1.xml · nonDerivative · entry 1

Gaulding John · CIK 0001234527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,638

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: The RSU vests in three equal annual installments on January 2, 2020, 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy.

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January 02, 2019 Filed Jan 4, 2019 19:07 UTC GrantCommon Stock 15,154 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000637 · doc1.xml · nonDerivative · entry 1

COOPER MARTIN · CIK 0001217826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,342

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: The RSU vests in three equal annual installments on January 2, 2020, 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy.

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January 02, 2019 Filed Jan 4, 2019 19:18 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 4,463 $6.87 $30,660.81
Disclosure

SEC source: 0001567619-19-000646 · doc1.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,751

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 562 shares acquired under the Issuer's employee stock purchase plan on June 30, 2018.

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January 02, 2019 Filed Jan 5, 2019 00:53 UTC
Johnston CesarEVP, Engineering & Operations
SaleCommon Stock 6,300 $6.87 $43,281.00
Disclosure

SEC source: 0001567619-19-000648 · doc1.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,600

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

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January 02, 2019 Filed Jan 5, 2019 00:20 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 3,675 $6.87 $25,247.25
Disclosure

SEC source: 0001567619-19-000647 · doc1.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,084

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 419 shares acquired under the Issuer's employee stock purchase plan on January 2, 2019.

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January 02, 2019 Filed Jan 5, 2019 00:16 UTC GrantCommon Stock 15,154 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000645 · doc1.xml · nonDerivative · entry 1

Alexopoulos Nicolaos G. · CIK 0001603430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,959

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: The RSU vests in three equal annual installments on January 2, 2020, 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy.

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January 02, 2019 Filed Jan 5, 2019 00:15 UTC GrantCommon Stock 15,154 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000644 · doc1.xml · nonDerivative · entry 1

Lindstrom Carol · CIK 0001677400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,870

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: The RSU vests in three equal annual installments on January 2, 2020, 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy.

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January 02, 2019 Filed Jan 5, 2019 00:08 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000638 · doc1.xml · nonDerivative · entry 2

Griffin Robert J · CIK 0001603902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,402

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F3 · shares: The RSU vests on January 2, 2020, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:08 UTC GrantCommon Stock 15,154 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000638 · doc1.xml · nonDerivative · entry 1

Griffin Robert J · CIK 0001603902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,402

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: The RSU vests in three equal annual installments on January 2, 2020, 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.