Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2020 Filed Oct 14, 2020 20:27 UTC |
Griffin Robert JDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054777 · doc4.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,559 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon settlement. F2 · shares: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 20:23 UTC |
Au Reynette K.Director
|
GrantCommon Stock | 9,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054774 · doc4.xml · nonDerivative · entry 1 Au Reynette K. · CIK 0001787464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,378 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon settlement. F2 · shares: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. Read SEC document |
| September 28, 2020 Filed Oct 1, 2020 00:27 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 2,891 | $3.02 | $8,730.82 |
DisclosureSEC source: 0001209191-20-052521 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,894 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 26, 2020 Filed Aug 29, 2020 00:21 UTC |
Griffin Robert JDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048692 · doc4.xml · nonDerivative · entry 1 Griffin Robert J · CIK 0001603902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,559 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: The RSU vests on January 4, 2021, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on August 26, 2020 pursuant to the Company's nonemployee director compensation policy. Read SEC document |
| August 18, 2020 Filed Aug 18, 2020 20:47 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 4,050 | $3.94 | $15,957.00 |
DisclosureSEC source: 0001209191-20-047379 · doc4.xml · nonDerivative · entry 2 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,065 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 00:47 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 3,150 | $3.94 | $12,411.00 |
DisclosureSEC source: 0001209191-20-047378 · doc4.xml · nonDerivative · entry 2 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,470 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 20:44 UTC |
NOONEN MICHAELDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 14,021 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047376 · doc4.xml · derivative · entry 2 NOONEN MICHAEL · CIK 0001085396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,042 Underlying: Common Stock · 14,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 1/3 of the total shares annually on the first three anniversaries of August 15, 2019. F2 · derivative.expiration_date: The RSUs vest as to 1/3 of the total shares annually on the first three anniversaries of August 15, 2019. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 20:44 UTC |
NOONEN MICHAELDirector
|
Exercise / conversionCommon Stock | 14,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047376 · doc4.xml · nonDerivative · entry 1 NOONEN MICHAEL · CIK 0001085396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2020 Filed Aug 19, 2020 00:45 UTC |
Patel Rahul G.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 14,021 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047377 · doc4.xml · derivative · entry 3 Patel Rahul G. · CIK 0001785783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,042 Underlying: Common Stock · 14,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/3 of the total shares annually on the first three anniversaries of August 15, 2019. F3 · derivative.expiration_date: The RSUs vest as to 1/3 of the total shares annually on the first three anniversaries of August 15, 2019. Read SEC document |
| August 15, 2020 Filed Aug 19, 2020 00:45 UTC |
Patel Rahul G.Director
|
Exercise / conversionCommon Stock | 14,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047377 · doc4.xml · nonDerivative · entry 1 Patel Rahul G. · CIK 0001785783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:47 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 11,075 | $3.30 | $36,547.50 |
DisclosureSEC source: 0001209191-20-047379 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,115 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 14, 2020 Filed Aug 19, 2020 00:47 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 10,177 | $3.30 | $33,584.10 |
DisclosureSEC source: 0001209191-20-047378 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,620 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 14, 2020 Filed Aug 19, 2020 00:45 UTC |
Patel Rahul G.Director
|
SaleCommon Stock | 7,712 | $3.30 | $25,449.60 |
DisclosureSEC source: 0001209191-20-047377 · doc4.xml · nonDerivative · entry 2 Patel Rahul G. · CIK 0001785783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,309 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Certain shares were sold by the Reporting Person to cover tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 14, 2020 Filed Aug 19, 2020 00:43 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 19,296 | $3.30 | $63,676.80 |
DisclosureSEC source: 0001209191-20-047375 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,785 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 20:05 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 5,413 | $2.84 | $15,372.92 |
DisclosureSEC source: 0001209191-20-039433 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,081 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units and 401(k) contributions to be made by the Reporting Person. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:08 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 11,075 | $1.84 | $20,378.00 |
DisclosureSEC source: 0001209191-20-030758 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,190 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:04 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 24,322 | $1.84 | $44,752.48 |
DisclosureSEC source: 0001209191-20-030752 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,494 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units and 401(k) contributions to be made by the Reporting Person. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:06 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 10,177 | $1.84 | $18,725.68 |
DisclosureSEC source: 0001209191-20-030755 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,797 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 13, 2020 Filed May 15, 2020 00:55 UTC |
Alexopoulos Nicolaos G.Director
|
SaleCommon Stock | 5,685 | $1.80 | $10,233.00 |
DisclosureSEC source: 0001209191-20-029408 · doc4.xml · nonDerivative · entry 1 Alexopoulos Nicolaos G. · CIK 0001603430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,839 F1 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $1.7901 and the highest price at which shares were sold was $1.81. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:32 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 8,125 | $0.79 | $6,418.75 |
DisclosureSEC source: 0001209191-20-021880 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,816 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 01:58 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
GrantCommon Stock | 19,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019877 · doc4.xml · nonDerivative · entry 2 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,974 F1 · shares: The restricted stock units ("RSUs") vest as to one eighth (1/8th) of the total number of shares on May 15, 2020 and upon the completion of each three month period thereafter until the RSUs are fully vested, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 21:55 UTC |
Sereda Brian JSenior Vice President & CFO
|
GrantCommon Stock | 174,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019876 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,265 F1 · shares: The restricted stock units ("RSUs") vest as to one eighth (1/8th) of the total number of shares on May 15, 2020 and upon the completion of each three month period thereafter until the RSUs are fully vested, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| March 13, 2020 Filed Mar 18, 2020 01:58 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
GrantCommon Stock | 149,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019877 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,470 F1 · shares: The restricted stock units ("RSUs") vest as to one eighth (1/8th) of the total number of shares on May 15, 2020 and upon the completion of each three month period thereafter until the RSUs are fully vested, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| March 13, 2020 Filed Mar 18, 2020 01:54 UTC |
Johnston CesarCOO & EVP, Engineering
|
GrantCommon Stock | 205,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019875 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,941 F1 · shares: The restricted stock units ("RSUs") vest as to one eighth (1/8th) of the total number of shares on May 15, 2020 and upon the completion of each three month period thereafter until the RSUs are fully vested, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 20:06 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 2,625 | $1.84 | $4,830.00 |
DisclosureSEC source: 0001209191-20-013248 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,246 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 21, 2020 Filed Feb 27, 2020 01:04 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 3,750 | $1.84 | $6,900.00 |
DisclosureSEC source: 0001209191-20-013247 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,754 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 21, 2020 Filed Feb 27, 2020 01:03 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 3,075 | $1.84 | $5,658.00 |
DisclosureSEC source: 0001209191-20-013245 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,149 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 21, 2020 Filed Mar 17, 2020 21:59 UTC Amendment |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 2,625 | $1.84 | $4,830.00 |
DisclosureSEC source: 0001209191-20-019878 · doc4a.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,246 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 18:54 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 3,716 | $1.74 | $6,465.84 |
DisclosureSEC source: 0001567619-20-004352 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,871 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 00:33 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 7,110 | $1.74 | $12,371.40 |
DisclosureSEC source: 0001567619-20-004356 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,504 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 00:32 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 3,141 | $1.74 | $5,465.34 |
DisclosureSEC source: 0001567619-20-004355 · doc1.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,224 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:23 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 4,463 | $1.98 | $8,836.74 |
DisclosureSEC source: 0001567619-20-000663 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,587 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 01:21 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 3,675 | $1.98 | $7,276.50 |
DisclosureSEC source: 0001567619-20-000662 · doc1.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,365 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 01:21 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 8,550 | $1.98 | $16,929.00 |
DisclosureSEC source: 0001567619-20-000661 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,614 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 12, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 22:42 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 4,063 | $1.78 | $7,232.14 |
DisclosureSEC source: 0001567619-19-023776 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,164 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 28, 2019. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| December 17, 2019 Filed Dec 20, 2019 00:56 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 900 | $1.89 | $1,701.00 |
DisclosureSEC source: 0001567619-19-023464 · doc1.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,040 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 25, 2019. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 06:14 UTC |
RIZZONE STEPHEN RDirector · CEO and President
|
PurchaseCommon Stock | 10,250 | $1.95 | $19,986.48 |
DisclosureSEC source: 0001567619-19-022673 · doc1.xml · nonDerivative · entry 1 RIZZONE STEPHEN R · CIK 0001043906 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,970 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.945 to $1.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 01:04 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 22,306 | $2.01 | $44,877.44 |
DisclosureSEC source: 0001567619-19-022670 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,227 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.0321 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 17:01 UTC |
RIZZONE STEPHEN RDirector · CEO and President
|
PurchaseCommon Stock | 21,580 | $2.07 | $44,746.13 |
DisclosureSEC source: 0001567619-19-022194 · doc1.xml · nonDerivative · entry 1 RIZZONE STEPHEN R · CIK 0001043906 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,720 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.073 to $2.075 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 19:52 UTC |
Gaulding JohnDirector
|
SaleCommon Stock | 11,500 | $2.15 | $24,739.95 |
DisclosureSEC source: 0001567619-19-021799 · doc1.xml · nonDerivative · entry 2 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,818 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 19:56 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 3,336 | $2.10 | $7,005.60 |
DisclosureSEC source: 0001567619-19-021802 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,050 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 25, 2019. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 00:53 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 6,375 | $2.10 | $13,387.50 |
DisclosureSEC source: 0001567619-19-021800 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,533 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 25, 2019. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 00:54 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 2,669 | $2.10 | $5,604.90 |
DisclosureSEC source: 0001567619-19-021801 · doc1.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,940 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 25, 2019. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 19:52 UTC |
Gaulding JohnDirector
|
SaleCommon Stock | 13,350 | $2.18 | $29,103.00 |
DisclosureSEC source: 0001567619-19-021799 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,318 Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 19:14 UTC |
Gaulding JohnDirector
|
SaleCommon Stock | 31,160 | $2.21 | $68,957.08 |
DisclosureSEC source: 0001567619-19-021715 · doc1.xml · nonDerivative · entry 1 Gaulding John · CIK 0001234527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,668 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 to $2.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 27, 2019 Filed Oct 2, 2019 01:11 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 4,063 | $3.32 | $13,489.16 |
DisclosureSEC source: 0001567619-19-019008 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,908 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on April 3, 2019. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| August 28, 2019 Filed Sep 9, 2019 23:56 UTC |
Au Reynette K.Director
|
GrantCommon Stock | 42,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018079 · doc1.xml · nonDerivative · entry 1 Au Reynette K. · CIK 0001787464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,063 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement. The RSUs vest in three equal annual installments on August 28, 2020, 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 19:39 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 10,313 | $3.58 | $36,920.54 |
DisclosureSEC source: 0001567619-19-017376 · doc1.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,386 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 23:38 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 5,850 | $3.58 | $20,943.00 |
DisclosureSEC source: 0001567619-19-017375 · doc1.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,609 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 3 filed on March 20, 2017. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 23:37 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 16,875 | $3.58 | $60,412.50 |
DisclosureSEC source: 0001567619-19-017374 · doc1.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,971 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is required for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.