VRT

SEC source: 0000899243-21-005217 · doc4.xml · derivative · entry 1

Louie Matthew · CIK 0001802286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A Common Stock · 38,647 shares

Expires 2031-02-03

F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co, subject to vesting in equal or nearly equal installments on February 4 of each of 2022, 2023, 2024 and 2025, assuming continued board service through the applicable vesting date.

SEC source: 0000899243-21-005212 · doc4.xml · derivative · entry 1

Kotzubei Jacob · CIK 0001490593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A Common Stock · 38,647 shares

Expires 2031-02-03

F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co, subject to vesting in equal or nearly equal installments on February 4 of each of 2022, 2023, 2024 and 2025, assuming continued board service through the applicable vesting date.

SEC source: 0000950142-21-000446 · es210130287_4-washington.xml · derivative · entry 1

Washington Robin L · CIK 0001327145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A Common Stock · 38,647 shares

Expires 2031-02-04

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date.

SEC source: 0000950142-21-000444 · es210130286_4-dokkum.xml · derivative · entry 1

DOKKUM JAN VAN · CIK 0001270743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A Common Stock · 38,647 shares

Expires 2031-02-04

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date.

SEC source: 0000950142-21-000443 · es210130285_4-reinemund.xml · derivative · entry 1

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A Common Stock · 38,647 shares

Expires 2031-02-04

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date.

SEC source: 0000950142-21-000442 · es210130283_4-monser.xml · derivative · entry 1

MONSER EDWARD L · CIK 0001183480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A Common Stock · 38,647 shares

Expires 2031-02-04

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date.

SEC source: 0000950142-21-000441 · es210130280_4-fradin.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A Common Stock · 38,647 shares

Expires 2031-02-04

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date.

SEC source: 0000950142-21-000213 · es210126606_4-dowd.xml · derivative · entry 1

Dowd Erin · CIK 0001840997 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,825

Underlying: Class A Common Stock · 174,825 shares

Expires 2031-01-19

F1 · derivative.exercise_date: The stock options will vest as to 43,706 on each of January 20, 2022, January 20, 2023, and January 20, 2024, and as to 43,707 on January 20, 2025.

SEC source: 0000950142-21-000999 · es210138587_4-fradin.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

F1 · price: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

F1 · derivative.exercise_date: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

F1 · derivative.expiration_date: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

SEC source: 0000950142-21-000999 · es210138587_4-fradin.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

SEC source: 0000950142-21-001000 · es210138589_4-reinemund.xml · derivative · entry 3

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

F2 · price: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

F2 · derivative.exercise_date: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

F2 · derivative.expiration_date: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

SEC source: 0000950142-21-001000 · es210138589_4-reinemund.xml · nonDerivative · entry 1

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 333,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.

F1 · ownership.nature: Reported securities are held by the 2017 Steven S Reinemund GRAT, of which Mr. Reinemund is trustee.

SEC source: 0000950142-21-000025 · es200118440_4-gill.xml · derivative · entry 2

Gill Stephanie L · CIK 0001812000 · VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,811

Underlying: Class A common stock · 118,811 shares

Expires 2031-01-04

F2 · derivative.exercise_date: The stock options will vest as to 29,702 on January 4, 2022, and 29,703 on each of January 4, 2023, January 4 2024 and January 4, 2025.

SEC source: 0000950142-21-000025 · es200118440_4-gill.xml · nonDerivative · entry 1

Gill Stephanie L · CIK 0001812000 · VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,397

F1 · shares: Represents an award of 32,397 restricted stock units ("RSUs") awarded pursuant to the 2020 Stock Incentive Plan of Vertiv Holdings Co and its Affiliates. 10,691 RSUs will vest on each of January 4, 2024, and January 4, 2026 and 11,015 RSUs will vest on January 4, 2028

SEC source: 0000950142-21-000820 · es210135134_4-haislet.xml · nonDerivative · entry 1

Haislet Sheryl · CIK 0001805295 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,008

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs.

F2 · balance_after: Includes shares, RSUs and DSUs.

SEC source: 0000950142-21-000822 · es210135136_4-liang.xml · nonDerivative · entry 1

Liang Stephen · CIK 0001802752 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,135

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs.

F2 · balance_after: Includes shares, RSUs and DSUs.

SEC source: 0000950142-21-000825 · es210135138_4-niederpruem.xml · nonDerivative · entry 1

Niederpruem Gary John · CIK 0001802646 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,683

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs.

F2 · balance_after: Includes shares, RSUs and DSUs.

SEC source: 0000950142-21-000824 · es210135137_4-johnsonp.xml · nonDerivative · entry 1

Johnson Patrick R. · CIK 0001802692 · Ex VP-Integrated Rack Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,867

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs.

F2 · balance_after: Includes shares, RSUs and DSUs.

SEC source: 0000950142-21-000823 · es210135137_4-johnsonr.xml · nonDerivative · entry 1

Johnson Robert Joseph · CIK 0001373486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,533

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs.

F2 · balance_after: Includes shares, RSUs and DSUs.

SEC source: 0000950142-21-000821 · es210135135_4-hewitt.xml · nonDerivative · entry 1

Hewitt John D. · CIK 0001802693 · President of Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,723

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs.

F2 · balance_after: Includes shares, RSUs and DSUs.

SEC source: 0000950142-21-000819 · es210135133_4-forcier.xml · nonDerivative · entry 1

Forcier Jason · CIK 0001472300 · COO & EVP, Infra. & Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,548

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs.

F2 · balance_after: Includes shares, RSUs and DSUs.

SEC source: 0000950142-21-000818 · es210135132_4-fallon.xml · nonDerivative · entry 1

Fallon David Joseph · CIK 0001349628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,478

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs.

F2 · balance_after: Includes shares, RSUs and DSUs.

SEC source: 0000950142-21-000816 · es210135130_4-albertazzi.xml · nonDerivative · entry 1

Albertazzi Giordano · CIK 0001802544 · President of EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,932

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs.

F2 · balance_after: Includes shares, RSUs and DSUs.

SEC source: 0000899243-20-031651 · doc4.xml · nonDerivative · entry 1

VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner

Vertiv JV Holdings, LLC · CIK 0001801997 · Director · 10% owner

PE Vertiv Holdings, LLC · CIK 0001801996 · Director · 10% owner

Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director · 10% owner

Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · Director · 10% owner

Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner

Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner

Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner

Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,261,955

F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 77,261,955 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds.

F2 · ownership.direct: (Continued from footnote 1) Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly,

F3 · ownership.direct: (Continued from footnote 2) as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE.

F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-20-031653 · doc4.xml · nonDerivative · entry 1

VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner

Gores Tom · CIK 0001471783 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,261,955

F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 77,261,955 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds.

F2 · ownership.direct: (Continued from footnote 1) Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly,

F3 · ownership.direct: (Continued from footnote 2) as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE.

F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0001674101-20-000006 · wf-form4_160399765090738.xml · derivative · entry 1

Cripps Scott · CIK 0001827825 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,016

Underlying: Class A Common Stock · 72,016 shares

Expires 2030-10-27

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of October 27, 2021, October 27, 2022, October 27, 2023 and October 27, 2024.

SEC source: 0000950142-20-002355 · es200104361_4-cote.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 62,258.025

F1 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

SEC source: 0000899243-20-022946 · doc4.xml · nonDerivative · entry 1

VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner

Vertiv JV Holdings, LLC · CIK 0001801997 · Director · 10% owner

PE Vertiv Holdings, LLC · CIK 0001801996 · Director · 10% owner

Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director · 10% owner

Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · Director · 10% owner

Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner

Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner

Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner

Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,261,955

F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 95,261,955 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds, none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned.

F2 · ownership.direct: (continued from footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of such funds and the managing member of the general partner of four of such funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager and Holdings III. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv.

F3 · ownership.direct: (continued from footnote 2) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE.

F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-20-022947 · doc4.xml · nonDerivative · entry 1

VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner

Gores Tom · CIK 0001471783 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,261,955

F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 95,261,955 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds, none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned.

F2 · ownership.direct: (continued from footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of such funds and the managing member of the general partner of four of such funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager and Holdings III. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv.

F3 · ownership.direct: (continued from footnote 2) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE.

F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0001628280-20-012683 · wf-form4_159742777576144.xml · nonDerivative · entry 1

Haislet Sheryl · CIK 0001805295 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents an award of 15,000 restricted stock units ("RSUs") awarded pursuant to the 2020 Stock Incentive Plan of Vertiv Holdings Co and its Affiliates. Twenty-Five Percent (25%) of the RSUs will vest on April 8, 2021 with the remaining Seventy-Five Percent (75%) vesting in three equal installments of Twenty-Five Percent (25%) on each of April 8, 2022, April 8, 2023 and April 8, 2024.

SEC source: 0001628280-20-012687 · wf-form4_159742803555530.xml · nonDerivative · entry 1

Liang Stephen · CIK 0001802752 · President of Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,062

F1 · shares: Represents an award of 140,000 restricted stock units ("RSUs") awarded pursuant to the 2020 Stock Incentive Plan of Vertiv Holdings Co and its Affiliates. Twenty-Five Percent (25%) of the RSUs will vest on April 8, 2021 with the remaining Seventy-Five Percent (75%) vesting in three equal installments of Twenty-Five Percent (25%) on each of April 8, 2022, April 8, 2023 and April 8, 2024.

SEC source: 0001628280-20-012701 · wf-form4_159743319240557.xml · nonDerivative · entry 1

Albertazzi Giordano · CIK 0001802544 · President of EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,859

F1 · shares: Represents an award of 140,000 restricted stock units ("RSUs") awarded pursuant to the 2020 Stock Incentive Plan of Vertiv Holdings Co and its Affiliates. Twenty-Five Percent (25%) of the RSUs will vest on April 8, 2021 with the remaining Seventy-Five Percent (75%) vesting in three equal installments of Twenty-Five Percent (25%) on each of April 8, 2022, April 8, 2023 and April 8, 2024.

SEC source: 0001628280-20-012698 · wf-form4_159743306242815.xml · nonDerivative · entry 1

Forcier Jason · CIK 0001472300 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,475

F1 · shares: Represents an award of 140,000 restricted stock units ("RSUs") awarded pursuant to the 2020 Stock Incentive Plan of Vertiv Holdings Co and its Affiliates. Twenty-Five Percent(25%) of the RSUs will vest on April 8, 2021 with the remaining Seventy-Five Percent (75%) vesting in three equal installments of Twenty-Five Percent (25%) on each of April 8, 2022,April 8, 2023 and April 8, 2024.

SEC source: 0001628280-20-012689 · wf-form4_159742816601263.xml · nonDerivative · entry 1

Niederpruem Gary John · CIK 0001802646 · Chief Strategy and Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,618

F1 · shares: Represents an award of 125,000 restricted stock units ("RSUs") awarded pursuant to the 2020 Stock Incentive Plan of Vertiv Holdings Co and its Affiliates. Twenty-FivePercent (25%) of the RSUs will vest on April 8, 2021 with the remaining Seventy-Five Percent (75%) vesting in three equal installments of Twenty-Five Percent (25%) on eachof April 8, 2022, April 8, 2023 and April 8, 2024.

SEC source: 0001628280-20-012685 · wf-form4_159742796063646.xml · nonDerivative · entry 1

Fallon David Joseph · CIK 0001349628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,387

F1 · shares: Represents an award of 175,000 restricted stock units ("RSUs") awarded pursuant to the 2020 Stock Incentive Plan of Vertiv Holdings Co and its Affiliates. Twenty-Five Percent (25%) of the RSUs will vest on April 8, 2021 with the remaining Seventy-Five Percent (75%) vesting in three equal installments of Twenty-Five Percent (25%) on each of April 8, 2022, April 8, 2023 and April 8, 2024.

SEC source: 0001628280-20-012681 · wf-form4_159742769750300.xml · nonDerivative · entry 1

Johnson Robert Joseph · CIK 0001373486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,120

F1 · shares: Represents an award of 800,000 restricted stock units ("RSUs") awarded pursuant to the 2020 Stock Incentive Plan of Vertiv Holdings Co and its Affiliates. Twenty-Five Percent (25%) of the RSUs will vest on April 8, 2021 with the remaining Seventy-Five Percent (75%) vesting in three equal installments of Twenty-Five Percent (25%) on each of April 8, 2022, April 8, 2023 and April 8, 2024.

SEC source: 0001628280-20-012679 · wf-form4_159742761234483.xml · nonDerivative · entry 1

Hewitt John D. · CIK 0001802693 · President of Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,650

F1 · shares: Represents an award of 140,000 restricted stock units ("RSUs") awarded pursuant to the 2020 Stock Incentive Plan of Vertiv Holdings Co and its Affiliates. Twenty-Five Percent (25%) of the RSUs will vest on April 8, 2021 with the remaining Seventy-Five Percent (75%) vesting in three equal installments of Twenty-Five Percent (25%) on each of April 8, 2022, April 8, 2023 and April 8, 2024.

SEC source: 0001628280-20-012677 · wf-form4_159742751634566.xml · nonDerivative · entry 1

Johnson Patrick R. · CIK 0001802692 · Ex VP-IT & Edge Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,802

F1 · shares: Represents an award of 125,000 restricted stock units ("RSUs") awarded pursuant to the 2020 Stock Incentive Plan of Vertiv Holdings Co and its Affiliates. Twenty-Five Percent (25%) of the RSUs will vest on April 8, 2021 with the remaining Seventy-Five Percent (75%) vesting in three equal installments of Twenty-Five Percent (25%) on each of April 8, 2022, April 8, 2023 and April 8, 2024.

SEC source: 0001628280-20-007385 · wf-form4_158922099456867.xml · nonDerivative · entry 1

MONSER EDWARD L · CIK 0001183480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

SEC source: 0001628280-20-007249 · wf-form4_158897248059685.xml · nonDerivative · entry 1

Flannery Colin · CIK 0001802540 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,275

SEC source: 0001209191-20-015367 · doc4.xml · derivative · entry 1

Haislet Sheryl · CIK 0001805295 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,153

Underlying: Class A Common Stock · 96,153 shares

Expires 2030-02-26

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of February 26, 2021, February 26, 2022, February 26, 2023 and February 26, 2024.

SEC source: 0000899243-20-004113 · doc4.xml · derivative · entry 1

VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner

Vertiv JV Holdings, LLC · CIK 0001801997 · Director · 10% owner

PE Vertiv Holdings, LLC · CIK 0001801996 · Director · 10% owner

Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director · 10% owner

Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · Director · 10% owner

PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner

Gores Tom · CIK 0001471783 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 77,294

Underlying: Class A Common Stock · 77,294 shares

Expires 2030-02-06

F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co (the "Issuer"), subject to vesting in equal or nearly equal installments on February 7 of each of 2021, 2022, 2023 and 2024, granted to Jacob Kotzubei and Matthew Louie, assuming continued board service through the applicable vesting date. Options to purchase 38,647 shares of Class A common stock of the Issuer were granted to each of Messrs. Kotzubei and Louie.

F2 · ownership.nature: Pursuant to a contractual agreement between Messrs. Kotzubei and Louie, on the one hand, and VPE Holdings, LLC ("VPE"), on the other hand, the shares of Class A common stock of the Issuer issuable to Messrs. Kotzubei and Louie upon exercise of such stock options will be immediately transferred to VPE in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder.

F3 · ownership.nature: Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the shares of Class A common stock beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds, none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of such funds and the managing member of the general partner of four of such funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv.

F4 · ownership.nature: (Continued from Footnote 3) Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager and indirectly controls Platinum Equity Capital Partners IV, L.P. ("Capital IV"), which is the other private equity investment fund that owns equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III and Holdings Manager, the "Reporting Persons") is the beneficial owner of Platinum and the manager of the general partner of the general partner of Capital IV. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE.

F5 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-20-004146 · doc4.xml · derivative · entry 1

Cole Andrew · CIK 0001472633 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,850

Underlying: Class A common stock · 132,850 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

SEC source: 0001567619-20-002817 · doc1.xml · derivative · entry 8

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,942

Underlying: Class A Common Stock · 115,942 shares

Expires 2030-02-07

F9 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

SEC source: 0001567619-20-002817 · doc1.xml · derivative · entry 7

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,266,667

Underlying: Class A Common Stock · 5,266,667 shares

Expires 2025-02-07

F8 · kind: These Private Placement Warrants were acquired by GS DC Sponsor I LLC from the Issuer in connection with the Issuer's initial public offering. The Reporting Person previously indirectly beneficially owned these warrants through GS DC Sponsor I LLC. Each warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F8 · derivative.exercise_date: These Private Placement Warrants were acquired by GS DC Sponsor I LLC from the Issuer in connection with the Issuer's initial public offering. The Reporting Person previously indirectly beneficially owned these warrants through GS DC Sponsor I LLC. Each warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F3 · ownership.nature: Reflects securities held directly by Cote SPAC 1 LLC, of which the Reporting Person is the manager.

SEC source: 0001567619-20-002817 · doc1.xml · derivative · entry 6

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,572,500

Underlying: Class A Common Stock · 8,572,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F1 · kind: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · shares: Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC.

F1 · derivative.exercise_date: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F1 · derivative.expiration_date: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · derivative.underlying_shares: Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC.

F2 · balance_after: Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC.

F3 · ownership.nature: Reflects securities held directly by Cote SPAC 1 LLC, of which the Reporting Person is the manager.

SEC source: 0001567619-20-002817 · doc1.xml · nonDerivative · entry 5

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,000

F7 · kind: Reflects a transfer by the Reporting Person of limited liability company interests in Atlanta Sons LLC to trusts for the benefit of his family, over which the Reporting Person has investment control. The transfer was made for an aggregate of $1,258,740. No Issuer securities were transferred.

F7 · price: Reflects a transfer by the Reporting Person of limited liability company interests in Atlanta Sons LLC to trusts for the benefit of his family, over which the Reporting Person has investment control. The transfer was made for an aggregate of $1,258,740. No Issuer securities were transferred.

F4 · ownership.nature: Reflects securities held directly by Atlanta Sons LLC, of which the Reporting Person is the manager.

SEC source: 0001567619-20-002817 · doc1.xml · nonDerivative · entry 4

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,000

F6 · kind: Reflects a gift by the Reporting Person of limited liability company interests in Atlanta Sons LLC to trusts for the benefit of his family, over which the Reporting Person has investment control. No Issuer securities were transferred.

F4 · ownership.nature: Reflects securities held directly by Atlanta Sons LLC, of which the Reporting Person is the manager.

SEC source: 0001567619-20-002817 · doc1.xml · nonDerivative · entry 3

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,000

F5 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

SEC source: 0001567619-20-002817 · doc1.xml · nonDerivative · entry 2

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,000

F4 · ownership.nature: Reflects securities held directly by Atlanta Sons LLC, of which the Reporting Person is the manager.