person · Reporting owner

Gores Tom

Disclosed activity across 12 companies

Tapewire entity: 37376
SEC CIK: 0001471783

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Custom Truck One Source, Inc.CTOS · Entity 4503	10% owner	January 30, 2025	February 04, 2025
GPGI, Inc.CMPO · Entity 4098	10% owner	January 12, 2026	January 20, 2026
Hostess Brands, Inc.TWNK · Entity 108488	Director · 10% owner	December 13, 2017	January 08, 2018
Ingram Micro Holding CorpINGM · Entity 3754	10% owner	September 15, 2026	September 17, 2026
KEY ENERGY SERVICES INCKEG · Entity 11887	10% owner	March 14, 2019	March 18, 2019
McGraw Hill, Inc.MH · Entity 4351	10% owner	July 23, 2025	July 23, 2025
Ryerson Holding CorpRYI · Entity 4782	10% owner	August 08, 2023	August 10, 2023
VERRA MOBILITY CorpVRRM · Entity 5301	Director	December 10, 2021	December 10, 2021
Wesco Aircraft Holdings, IncWAIR · Entity 152410	10% owner	August 08, 2019	August 19, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Custom Truck One Source, Inc.

Report date January 30, 2025 · Filed February 04, 2025

Jointly reported with PLATINUM EQUITY, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	156,743,635	Reported balance After 2025-01-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-01-30 · Purchase · Acquired 8,143,635 · Balance 156,743,635 F1: PE One Source Holdings, LLC ("PE One Source") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Platinum Equity Capital Partners V, L.P., which holds a majority of the outstanding equity of PE One Source. F2: Additionally, Platinum Equity, LLC is also the sole member of Platinum Equity Investment Holdings V Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings V, LLC. Platinum Equity, LLC and Tom Gores together hold a controlling interest in Platinum InvestCo (Cayman), LLC, which holds a controlling interest in Platinum Equity InvestCo, L.P. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by PE One Source. Each of these entities and Mr. Gores disclaim any such beneficial ownership except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: PE One Source Holdings, LLC ("PE One Source") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Platinum Equity Capital Partners V, L.P., which holds a majority of the outstanding equity of PE One Source.

F2: Additionally, Platinum Equity, LLC is also the sole member of Platinum Equity Investment Holdings V Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings V, LLC. Platinum Equity, LLC and Tom Gores together hold a controlling interest in Platinum InvestCo (Cayman), LLC, which holds a controlling interest in Platinum Equity InvestCo, L.P. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by PE One Source. Each of these entities and Mr. Gores disclaim any such beneficial ownership except to the extent of their pecuniary interests therein.

GPGI, Inc.

Report date January 12, 2026 · Filed January 20, 2026

Jointly reported with PLATINUM EQUITY, LLC, Platinum Equity Investment Holdings, LLC, Platinum Equity Investment Holdings IC (Cayman), LLC, Platinum Equity InvestCo, L.P., Platinum Equity Investment Holdings IV, LLC, Platinum Equity Investment Holdings IV (Cayman), LLC, Platinum Equity Partners International IV (Cayman), L.P., PE Titan CS Holdings, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	52,829,757	Reported balance Holding disclosure · report date 2026-01-12 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 52,829,757 F1: PE Titan CS Holdings, L.P. (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings IV, LLC, which is the sole member of Platinum Equity Investment Holdings IV (Cayman), LLC, which is the general partner of Platinum Equity Partners International IV (Cayman), L.P., which is the general partner of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

Filing footnotes · ownership attribution and instrument terms

F1: PE Titan CS Holdings, L.P. (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings IV, LLC, which is the sole member of Platinum Equity Investment Holdings IV (Cayman), LLC, which is the general partner of Platinum Equity Partners International IV (Cayman), L.P., which is the general partner of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

Hostess Brands, Inc.

Report date December 13, 2017 · Filed January 08, 2018

Jointly reported with Gores Sponsor LLC, AEG Holdings, LLC, Gores Alec E, PLATINUM EQUITY, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	2,571,170	Reported balance After 2017-12-13 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2017-12-13 · Other · Disposed 2,678,572 · Balance 2,571,170 F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F2: Directly owned by Gores Sponsor. F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Class A Common StockSEC Table I · non-derivative	Direct	2,589,286	Reported balance Holding disclosure · report date 2017-12-13 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 2,589,286 F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.75 · Expires 2021-11-04	Direct	1,702,201	Reported balance After 2017-12-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-12-13 · Other · Disposed 7,227,274 · Balance 1,702,201 F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members. F6: Relates to the number shares underlying the warrants disclosed in column 5 as distributed. F2: Directly owned by Gores Sponsor. F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.75 · Expires 2021-11-04	Direct	5,504,978	Reported balance Holding disclosure · report date 2017-12-13 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 5,504,978 F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock. F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest. F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Gores Sponsor LLC ("Gores Sponsor") made an in-kind distribution to its members.

F2: Directly owned by Gores Sponsor.

F3: Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing members of Gores Sponsor. Tom Gores is the managing member of Platinum Equity, and Alec Gores is the managing member of AEG. Each of Platinum Equity, AEG, Tom Gores and Alex Gores has indirect beneficial ownership of the securities owned by Gores Sponsor to the extent of their respective pecuniary interests, if any.

F4: Directly owned by Platinum Equity. Tom Gores has indirect beneficial ownership of the securities owned by Platinum Equity to the extent of his pecuniary interest.

F5: Each warrant is exercisable for one-half of one share of Class A Common Stock at an exercise price of $5.75 per half share, to be exercised only for a whole number of shares of Class A Common Stock.

F6: Relates to the number shares underlying the warrants disclosed in column 5 as distributed.

F7: Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Ingram Micro Holding Corp

Report date September 15, 2026 · Filed September 17, 2026

Jointly reported with PLATINUM EQUITY, LLC, Platinum Equity Investment Holdings, LLC, Platinum Equity Investment Holdings IC (Cayman), LLC, Platinum Equity InvestCo, L.P., Platinum Equity Investment Holdings V, LLC, Platinum Equity Partners V, LLC, Platinum Equity Partners V, L.P., Imola JV Holdings, L.P., Ingram Holdco, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	162,372,569	Reported balance After 2026-09-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-09-15 · Sale · Disposed 1,968,750 · Balance 162,372,569 F1: Imola JV Holdings, L.P. is the record holder of 19,626,323 shares of Common Stock and Ingram Holdco, LLC is the record holder of 142,746,246 shares of Common Stock. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Imola JV Holdings, L.P., which is the sole member of Ingram Holdco, LLC. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: Imola JV Holdings, L.P. is the record holder of 19,626,323 shares of Common Stock and Ingram Holdco, LLC is the record holder of 142,746,246 shares of Common Stock. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Imola JV Holdings, L.P., which is the sole member of Ingram Holdco, LLC. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities reported herein.

KEY ENERGY SERVICES INC

Report date March 14, 2019 · Filed March 18, 2019

Jointly reported with Soter Capital, LLC, Soter Capital Holdings, LLC, PE Soter Holdings, LLC, Platinum Equity Capital Soter Partners, L.P., Platinum Equity Partners III, LLC, Platinum Equity Investment Holdings III, LLC, PLATINUM EQUITY, LLC, Platinum Equity InvestCo, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,304,609	Reported balance After 2019-03-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-03-14 · Purchase · Acquired 100,000 · Balance 10,304,609 F1: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide KEG, any security holder of KEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP. F5: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC. F6: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest.
Common StockSEC Table I · non-derivative	Direct	10,309,609	Reported balance After 2019-03-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2019-03-15 · Purchase · Acquired 5,000 · Balance 10,309,609 F2: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP. F5: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC. F6: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. F7: Includes the 100,000 shares that were purchased on March 14, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide KEG, any security holder of KEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F2: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering.

F3: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP.

F4: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP.

F5: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC.

F6: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest.

F7: Includes the 100,000 shares that were purchased on March 14, 2019.

McGraw Hill, Inc.

Report date July 23, 2025 · Filed July 23, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	165,160,216	Reported balance Holding disclosure · report date 2025-07-23 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 165,160,216 F1: PE Mav Holdings, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the manager of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

Filing footnotes · ownership attribution and instrument terms

F1: PE Mav Holdings, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the manager of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

Ryerson Holding Corp

Report date August 08, 2023 · Filed August 10, 2023

Jointly reported with PLATINUM EQUITY, LLC, Platinum Equity Investment Holdings, LLC, Platinum Equity Investment Holdings IC (Cayman), LLC, Platinum Equity InvestCo, L.P., Platinum Equity Investment Holdings II, LLC, Platinum Equity Partners II, LLC, RYPS, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	3,924,478	Reported balance After 2023-08-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-08-08 · Sale · Disposed 4,000,000 · Balance 3,924,478 F1: RYPS, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings II, LLC, which is the senior managing member of Platinum Equity Partners II, LLC, which is the general partner of members controlling a majority of the membership interest of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

Filing footnotes · ownership attribution and instrument terms

F1: RYPS, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings II, LLC, which is the senior managing member of Platinum Equity Partners II, LLC, which is the general partner of members controlling a majority of the membership interest of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder.

VERRA MOBILITY Corp

Report date December 10, 2021 · Filed December 10, 2021

Jointly reported with PLATINUM EQUITY, LLC, Platinum Equity Investment Holdings, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2021-12-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-12-10 · Sale · Disposed 8,207,821 · Balance 0 F1: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein.
Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative	Direct	3,540,344	Reported balance Holding disclosure · report date 2021-12-10 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 3,540,344 F4: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC.

F2: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP.

F3: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein.

F4: Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by Platinum Equity except to the extent of any pecuniary interest therein.

Wesco Aircraft Holdings, Inc

Report date August 08, 2019 · Filed August 19, 2019

Jointly reported with PLATINUM EQUITY, LLC, Wolverine Holdings Corp, Wolverine Intermediate Holding Corp, Wolverine Intermediate Holding II Corp

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectSee Footnotes	40,952,683	Reported balance Holding disclosure · report date 2019-08-08 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 40,952,683 F1: Wolverine Intermediate Holding Corporation ("WIH") is the sole shareholder of Wolverine Intermediate Holding II Corporation ("WIH II") and may be deemed to beneficially own the shares of common stock, par value $0.001 per share, of the Issuer (the "Shares") beneficially owned by WIH II. Wolverine Holdings Corporation ("WHC") is the sole shareholder of WIH and may be deemed to beneficially own the Shares beneficially owned by WIH. Platinum Equity Capital Partners International IV (Cayman), L.P. ("PECP Int'l IV") is the sole shareholder of WHC and may be deemed to beneficially own the Shares beneficially owned by WHC. Platinum Equity Partners International IV (Cayman), L.P. ("PEP Int'l IV") is the general partner of PECP Int'l IV and may be deemed to beneficially own the Shares beneficially owned by PECP Int'l IV. F2: (Continued from Footnote 1) Platinum Equity Investment Holdings IV (Cayman), LLC ("PEIH IV Cayman") is the general partner of PEP Int'l IV and may be deemed to beneficially own the Shares beneficially owned by PEP Int'l IV. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEIH IV Cayman and may be deemed to beneficially own the Shares beneficially owned by PEIH IV Cayman. Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Shares beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Shares beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Shares beneficially owned by PEI LP. F3: (Continued from Footnote 2) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Shares beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Shares beneficially owned by PEI LP. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Shares beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Shares beneficially owned by PI LLC. F4: (Continued from Footnote 3) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Shares beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the Shares beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Because of the relationship discussed above, each Reporting Person may be deemed to own securities reported in this Form 3. F5: WIH II and Wolverine Merger Corporation ("Merger Sub") entered into Voting and Support Agreements (collectively, the "Voting Agreements") with Falcon Aerospace Holdings, LLC, certain affiliates of Makaira Partners, LLC and Randy Snyder and certain affiliated trusts. The Voting Agreements were entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2019, by and among Wolverine, Merger Sub and the Issuer. For additional information regarding the Voting Agreements and the Merger Agreement, see Schedule 13D filed by the Reporting Persons with the Securities and Exchange Commission on August 19, 2019 (the "Schedule 13D"). F6: As a result of certain provisions contained in the Voting Agreements, the Reporting Persons may be deemed to have shared voting power to vote up to an aggregate of 40,952,683 Shares, representing approximately 41.1% of the 99,749,063 Shares outstanding as of August 7, 2019 (as represented to the Reporting Persons by the Issuer pursuant to the Merger Agreement) deemed beneficially owned pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended. Notwithstanding the preceding sentence, the Reporting Persons hereby disclaim beneficial ownership of all such Shares that are the subject of the Voting Agreements and this Form 3 shall not be construed as an admission that the Reporting Persons are, for any or all purposes, the beneficial owners of any such Shares that are the subject of the Voting Agreements and covered by this Form 3.

Filing footnotes · ownership attribution and instrument terms

F1: Wolverine Intermediate Holding Corporation ("WIH") is the sole shareholder of Wolverine Intermediate Holding II Corporation ("WIH II") and may be deemed to beneficially own the shares of common stock, par value $0.001 per share, of the Issuer (the "Shares") beneficially owned by WIH II. Wolverine Holdings Corporation ("WHC") is the sole shareholder of WIH and may be deemed to beneficially own the Shares beneficially owned by WIH. Platinum Equity Capital Partners International IV (Cayman), L.P. ("PECP Int'l IV") is the sole shareholder of WHC and may be deemed to beneficially own the Shares beneficially owned by WHC. Platinum Equity Partners International IV (Cayman), L.P. ("PEP Int'l IV") is the general partner of PECP Int'l IV and may be deemed to beneficially own the Shares beneficially owned by PECP Int'l IV.

F2: (Continued from Footnote 1) Platinum Equity Investment Holdings IV (Cayman), LLC ("PEIH IV Cayman") is the general partner of PEP Int'l IV and may be deemed to beneficially own the Shares beneficially owned by PEP Int'l IV. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEIH IV Cayman and may be deemed to beneficially own the Shares beneficially owned by PEIH IV Cayman. Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Shares beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Shares beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Shares beneficially owned by PEI LP.

F3: (Continued from Footnote 2) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Shares beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Shares beneficially owned by PEI LP. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Shares beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Shares beneficially owned by PI LLC.

F4: (Continued from Footnote 3) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Shares beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the Shares beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Because of the relationship discussed above, each Reporting Person may be deemed to own securities reported in this Form 3.

F5: WIH II and Wolverine Merger Corporation ("Merger Sub") entered into Voting and Support Agreements (collectively, the "Voting Agreements") with Falcon Aerospace Holdings, LLC, certain affiliates of Makaira Partners, LLC and Randy Snyder and certain affiliated trusts. The Voting Agreements were entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2019, by and among Wolverine, Merger Sub and the Issuer. For additional information regarding the Voting Agreements and the Merger Agreement, see Schedule 13D filed by the Reporting Persons with the Securities and Exchange Commission on August 19, 2019 (the "Schedule 13D").

F6: As a result of certain provisions contained in the Voting Agreements, the Reporting Persons may be deemed to have shared voting power to vote up to an aggregate of 40,952,683 Shares, representing approximately 41.1% of the 99,749,063 Shares outstanding as of August 7, 2019 (as represented to the Reporting Persons by the Issuer pursuant to the Merger Agreement) deemed beneficially owned pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended. Notwithstanding the preceding sentence, the Reporting Persons hereby disclaim beneficial ownership of all such Shares that are the subject of the Voting Agreements and this Form 3 shall not be construed as an admission that the Reporting Persons are, for any or all purposes, the beneficial owners of any such Shares that are the subject of the Voting Agreements and covered by this Form 3.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

KEMET CORP

Report date September 11, 2017 · Filed September 13, 2017

Jointly reported with K EQUITY, LLC, Platinum Equity Capital Partners II LP, Platinum Equity Partners II, LLC, Platinum Equity Investment Holdings II, LLC, PLATINUM EQUITY, LLC, K Holdings, LLC

Section 16 reporting ended · disclosed 2017-09-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2019-06-30	Direct	0	Reported balance After 2017-09-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2017-09-11 · Sale · Disposed 8,416,814 · Balance 0 F1: On September 6, 2017, K Equity, LLC ("K Equity") and KEMET Corporation (the "Company") entered into an Equity Underwriting Agreement (the "Underwriting Agreement") with UBS Securities LLC (the "Underwriter"). Pursuant to the terms of the Underwriting Agreement, on September 11, 2017, K Equity sold to the Underwriter the Platinum Warrant (as defined below) representing 8,416,814 common shares of the Company. F2: The warrant sold to the Underwriter covered 8,416,814 common shares of the Company. The Underwriter paid K Equity an amount equal to $20.52 per underlying share of Company common stock. F3: In connection with the disposition transactions disclosed on the Form 4 filed by the reporting persons with the Securities and Exchange Commission on December 20, 2010 and May 31, 2011 (the "Prior Dispositions"), the Company issued to K Equity a warrant to acquire up to 8,416,814 shares of common stock of the Company (the "Platinum Warrant") representing the remaining portion of the original warrant issued by the Company and held by K Equity that was not sold in the Prior Dispositions. The Platinum Warrant was held directly by K Equity. F4: In addition to K Equity, the Reporting Persons include: (i) K Holdings, LLC ("K Holdings"), the sole member of K Equity, (ii) Platinum Equity Capital Partners II, L.P. ("PECP II"), the controlling member of K Holdings, (iii) Platinum Equity Partners II, LLC ("Platinum Partners"), the general partner of PECP II, (iv) Platinum Equity Investment Holdings II, LLC ("Platinum Investment"), the senior managing member of Platinum Partners, (v) Platinum Equity, LLC ("Platinum Equity"), the sole member of Platinum Investment, and (vi) Tom Gores, the ultimate beneficial owner and Chairman of Platinum Equity. F5: The entities/persons listed in Item 1 above, may be deemed to beneficially owned the securities reported herein and owned directly by K Equity. Each of such entities/persons disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such reporting person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On September 6, 2017, K Equity, LLC ("K Equity") and KEMET Corporation (the "Company") entered into an Equity Underwriting Agreement (the "Underwriting Agreement") with UBS Securities LLC (the "Underwriter"). Pursuant to the terms of the Underwriting Agreement, on September 11, 2017, K Equity sold to the Underwriter the Platinum Warrant (as defined below) representing 8,416,814 common shares of the Company.

F2: The warrant sold to the Underwriter covered 8,416,814 common shares of the Company. The Underwriter paid K Equity an amount equal to $20.52 per underlying share of Company common stock.

F3: In connection with the disposition transactions disclosed on the Form 4 filed by the reporting persons with the Securities and Exchange Commission on December 20, 2010 and May 31, 2011 (the "Prior Dispositions"), the Company issued to K Equity a warrant to acquire up to 8,416,814 shares of common stock of the Company (the "Platinum Warrant") representing the remaining portion of the original warrant issued by the Company and held by K Equity that was not sold in the Prior Dispositions. The Platinum Warrant was held directly by K Equity.

F4: In addition to K Equity, the Reporting Persons include: (i) K Holdings, LLC ("K Holdings"), the sole member of K Equity, (ii) Platinum Equity Capital Partners II, L.P. ("PECP II"), the controlling member of K Holdings, (iii) Platinum Equity Partners II, LLC ("Platinum Partners"), the general partner of PECP II, (iv) Platinum Equity Investment Holdings II, LLC ("Platinum Investment"), the senior managing member of Platinum Partners, (v) Platinum Equity, LLC ("Platinum Equity"), the sole member of Platinum Investment, and (vi) Tom Gores, the ultimate beneficial owner and Chairman of Platinum Equity.

F5: The entities/persons listed in Item 1 above, may be deemed to beneficially owned the securities reported herein and owned directly by K Equity. Each of such entities/persons disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such reporting person's pecuniary interest therein.

PAE Inc

Report date February 15, 2022 · Filed February 17, 2022

Jointly reported with Platinum Equity Investment Holdings III, LLC, PLATINUM EQUITY, LLC, Platinum Equity Investment Holdings III Manager, LLC

Section 16 reporting ended · disclosed 2022-02-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2022-02-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-02-15 · Disposition to issuer · Disposed 22,466,228 · Balance 0 F1: Disposed of pursuant to the agreement and plan of merger (the "Merger Agreement"), dated as of October 25, 2021, between the Issuer, Amentum Government Services Holdings LLC ("Parent") and Pinnacle Virginia Merger Sub Inc., a wholly owned indirect subsidiary of Parent ("Merger Sub"). On the Closing Date, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned indirect subsidiary of Parent (the "Merger"). F2: Represents 20,919,578 shares of Class A Common Stock ("Common Stock") previously held by PE Shay Holdings, LLC and 1,546,650 shares of Common Stock previously held by Platinum Equity, LLC. Platinum Equity Capital Shay Partners I, L.P., Platinum Equity Capital Shay Partners II, L.P., Platinum Equity Capital Partners-A III, L.P., Platinum Equity Capital Partners-B III, L.P., Platinum Equity Capital Partners-C III, L.P. (collectively, the "Platinum Funds") and Platinum Shay Principals, LLC collectively own all of the equity interests of PE Shay Holdings, LLC. As a result, the Platinum Funds and Platinum Shay Principals, LLC may be deemed to beneficially own the securities held by PE Shay Holdings, LLC. F3: Platinum Equity, LLC is the sole member of Platinum Equity Investment Holdings III Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings III, LLC, which is the senior managing member of each of Platinum Shay Principals, LLC and Platinum Equity Partners III, LLC. Platinum Equity Partners III, LLC is the general partner of each of the Platinum Funds. Therefore, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by the Platinum Funds and Platinum Shay Principals, LLC. F4: Mr. Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC. As a result, Mr. Gores may be deemed to share voting and investment power with respect to all shares of Common Stock of the Issuer beneficially owned by Platinum Equity, LLC. Mr. Gores disclaims any beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-02-10	IndirectSee footnotes	0	Reported balance After 2022-02-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-02-15 · Disposition to issuer · Disposed 958,170 · Balance 0 F5: Pursuant to the Merger Agreement and following the closing of the Merger, each warrant exercisable for shares of Common Stock (the "Warrants") automatically became a warrant of the Surviving Corporation and the exercise price of the Warrants was adjusted in accordance with the terms of the warrant agreement, dated as of September 6, 2018, by and between the Issuer and Continental Stock Transfer & Trust Company, as the warrant agent (the "Warrant Agreement"). Following the closing of the Merger, no shares of Common Stock are purchasable pursuant to the Warrants and each holder of a Warrant, including Platinum Equity, LLC, is entitled to receive an amount in cash as calculated pursuant to the Warrant Agreement. F3: Platinum Equity, LLC is the sole member of Platinum Equity Investment Holdings III Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings III, LLC, which is the senior managing member of each of Platinum Shay Principals, LLC and Platinum Equity Partners III, LLC. Platinum Equity Partners III, LLC is the general partner of each of the Platinum Funds. Therefore, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by the Platinum Funds and Platinum Shay Principals, LLC. F4: Mr. Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC. As a result, Mr. Gores may be deemed to share voting and investment power with respect to all shares of Common Stock of the Issuer beneficially owned by Platinum Equity, LLC. Mr. Gores disclaims any beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein. F6: Represents securities held by Platinum Equity, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the agreement and plan of merger (the "Merger Agreement"), dated as of October 25, 2021, between the Issuer, Amentum Government Services Holdings LLC ("Parent") and Pinnacle Virginia Merger Sub Inc., a wholly owned indirect subsidiary of Parent ("Merger Sub"). On the Closing Date, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned indirect subsidiary of Parent (the "Merger").

F2: Represents 20,919,578 shares of Class A Common Stock ("Common Stock") previously held by PE Shay Holdings, LLC and 1,546,650 shares of Common Stock previously held by Platinum Equity, LLC. Platinum Equity Capital Shay Partners I, L.P., Platinum Equity Capital Shay Partners II, L.P., Platinum Equity Capital Partners-A III, L.P., Platinum Equity Capital Partners-B III, L.P., Platinum Equity Capital Partners-C III, L.P. (collectively, the "Platinum Funds") and Platinum Shay Principals, LLC collectively own all of the equity interests of PE Shay Holdings, LLC. As a result, the Platinum Funds and Platinum Shay Principals, LLC may be deemed to beneficially own the securities held by PE Shay Holdings, LLC.

F3: Platinum Equity, LLC is the sole member of Platinum Equity Investment Holdings III Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings III, LLC, which is the senior managing member of each of Platinum Shay Principals, LLC and Platinum Equity Partners III, LLC. Platinum Equity Partners III, LLC is the general partner of each of the Platinum Funds. Therefore, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by the Platinum Funds and Platinum Shay Principals, LLC.

F4: Mr. Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC. As a result, Mr. Gores may be deemed to share voting and investment power with respect to all shares of Common Stock of the Issuer beneficially owned by Platinum Equity, LLC. Mr. Gores disclaims any beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein.

F5: Pursuant to the Merger Agreement and following the closing of the Merger, each warrant exercisable for shares of Common Stock (the "Warrants") automatically became a warrant of the Surviving Corporation and the exercise price of the Warrants was adjusted in accordance with the terms of the warrant agreement, dated as of September 6, 2018, by and between the Issuer and Continental Stock Transfer & Trust Company, as the warrant agent (the "Warrant Agreement"). Following the closing of the Merger, no shares of Common Stock are purchasable pursuant to the Warrants and each holder of a Warrant, including Platinum Equity, LLC, is entitled to receive an amount in cash as calculated pursuant to the Warrant Agreement.

F6: Represents securities held by Platinum Equity, LLC.

Vertiv Holdings Co

Report date February 29, 2024 · Filed March 01, 2024

Jointly reported with VPE Holdings, LLC, PLATINUM EQUITY, LLC, Platinum Equity Investment Holdings, LLC, Platinum Equity Investment Holdings IC (Cayman), LLC, Platinum Equity InvestCo, L.P., Platinum Equity Investment Holdings III, LLC, Platinum Equity Partners III, LLC, PE Vertiv Holdings, LLC, Vertiv JV Holdings, LLC

Section 16 reporting ended · disclosed 2024-03-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stock, par value $0.0001SEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2024-02-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-02-29 · Disposition to issuer · Disposed 7,955,215 · Balance 0 F1: Represents shares owned directly by VPE Holdings, LLC ("VPE"). F2: Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings III, LLC, which is the managing member of an entity (the "Coinvest Entity") that is a member of PE Vertiv Holdings, LLC and the senior managing member of Platinum Equity Partners III, LLC, which is the general partner of four entities that, together with the Coinvest Entity, hold a majority of the membership interests of PE Vertiv Holdings, LLC, which owns a majority of the outstanding interests of Vertiv JV Holdings, LLC, which owns a majority of the outstanding interests of VPE. F3: By virtue of these relationships, each of the entities named herein and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by VPE. Each of these individuals and entities disclaims any such beneficial ownership except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares owned directly by VPE Holdings, LLC ("VPE").

F2: Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings III, LLC, which is the managing member of an entity (the "Coinvest Entity") that is a member of PE Vertiv Holdings, LLC and the senior managing member of Platinum Equity Partners III, LLC, which is the general partner of four entities that, together with the Coinvest Entity, hold a majority of the membership interests of PE Vertiv Holdings, LLC, which owns a majority of the outstanding interests of Vertiv JV Holdings, LLC, which owns a majority of the outstanding interests of VPE.

F3: By virtue of these relationships, each of the entities named herein and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by VPE. Each of these individuals and entities disclaims any such beneficial ownership except to the extent of their pecuniary interests therein.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 15, 2026 Filed Sep 17, 2026 20:30 UTC	Ingram Micro Holding Corp INGM · Entity 3754	SaleCommon Stock	1,968,750	$27.19	$53,526,375.00	Disclosure SEC source: 0001104659-26-108585 · tm2625546-1_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings V, LLC · CIK 0001854932 · 10% owner Platinum Equity Partners V, LLC · CIK 0001854827 · 10% owner Platinum Equity Partners V, L.P. · CIK 0001854950 · 10% owner Imola JV Holdings, L.P. · CIK 0001918822 · 10% owner Ingram Holdco, LLC · CIK 0002080996 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 162,372,569 F1 · ownership.nature: Imola JV Holdings, L.P. is the record holder of 19,626,323 shares of Common Stock and Ingram Holdco, LLC is the record holder of 142,746,246 shares of Common Stock. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Imola JV Holdings, L.P., which is the sole member of Ingram Holdco, LLC. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities reported herein. Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:30 UTC	Ingram Micro Holding Corp INGM · Entity 3754	SaleCommon Stock	13,125,000	$27.19	$356,842,500.00	Disclosure SEC source: 0001104659-26-107514 · tm2625300-1_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings V, LLC · CIK 0001854932 · 10% owner Platinum Equity Partners V, LLC · CIK 0001854827 · 10% owner Platinum Equity Partners V, L.P. · CIK 0001854950 · 10% owner Imola JV Holdings, L.P. · CIK 0001918822 · 10% owner Ingram Holdco, LLC · CIK 0002080996 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 164,341,319 F1 · ownership.nature: Imola JV Holdings, L.P. is the record holder of 19,626,323 shares of Common Stock and Ingram Holdco, LLC is the record holder of 144,714,996 shares of Common Stock. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Imola JV Holdings, L.P., which is the sole member of Ingram Holdco, LLC. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities reported herein. Read SEC document
June 15, 2026 Filed Jun 18, 2026 00:00 UTC	Ingram Micro Holding Corp INGM · Entity 3754	SaleCommon Stock	5,167,069	$29.03	$150,000,013.07	Disclosure SEC source: 0001104659-26-075299 · tm2618142-1_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings V, LLC · CIK 0001854932 · 10% owner Platinum Equity Partners V, LLC · CIK 0001854827 · 10% owner Platinum Equity Partners V, L.P. · CIK 0001854950 · 10% owner Imola JV Holdings, L.P. · CIK 0001918822 · 10% owner Ingram Holdco, LLC · CIK 0002080996 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 177,466,319 F1 · ownership.nature: Imola JV Holdings, L.P. is the record holder of 19,626,323 shares of Common Stock and Ingram Holdco, LLC is the record holder of 157,839,996 shares of Common Stock. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Imola JV Holdings, L.P., which is the sole member of Ingram Holdco, LLC. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities reported herein. Read SEC document
May 07, 2026 Filed May 8, 2026 22:15 UTC	Ingram Micro Holding Corp INGM · Entity 3754	SaleCommon Stock	14,471,153	$24.96	$361,199,978.88	Disclosure SEC source: 0001104659-26-058081 · tm2614094-1_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings V, LLC · CIK 0001854932 · 10% owner Platinum Equity Partners V, LLC · CIK 0001854827 · 10% owner Platinum Equity Partners V, L.P. · CIK 0001854950 · 10% owner Imola JV Holdings, L.P. · CIK 0001918822 · 10% owner Ingram Holdco, LLC · CIK 0002080996 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 182,633,388 F1 · ownership.nature: Imola JV Holdings, L.P. is the record holder of 19,626,323 shares of Common Stock and Ingram Holdco, LLC is the record holder of 163,007,065 shares of Common Stock. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Imola JV Holdings, L.P., which is the sole member of Ingram Holdco, LLC. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities reported herein. Read SEC document
March 30, 2026 Filed Mar 31, 2026 23:00 UTC	Ingram Micro Holding Corp INGM · Entity 3754	SaleCommon Stock	1,348,314	$21.36	$28,799,987.04	Disclosure SEC source: 0001104659-26-037994 · tm2610735-1_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings V, LLC · CIK 0001854932 · 10% owner Platinum Equity Partners V, LLC · CIK 0001854827 · 10% owner Platinum Equity Partners V, L.P. · CIK 0001854950 · 10% owner Imola JV Holdings, L.P. · CIK 0001918822 · 10% owner Ingram Holdco, LLC · CIK 0002080996 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 197,104,541 F1 · ownership.nature: Imola JV Holdings, L.P. is the record holder of 19,626,323 shares of Common Stock and Ingram Holdco, LLC is the record holder of 177,478,218 shares of Common Stock. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Imola JV Holdings, L.P., which is the sole member of Ingram Holdco, LLC. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities reported herein. Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:30 UTC	Ingram Micro Holding Corp INGM · Entity 3754	SaleCommon Stock	12,499,999	$21.36	$266,999,978.64	Disclosure SEC source: 0001104659-26-026412 · tm268511-1_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings V, LLC · CIK 0001854932 · 10% owner Platinum Equity Partners V, LLC · CIK 0001854827 · 10% owner Platinum Equity Partners V, L.P. · CIK 0001854950 · 10% owner Imola JV Holdings, L.P. · CIK 0001918822 · 10% owner Ingram Holdco, LLC · CIK 0002080996 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 198,452,855 F1 · ownership.nature: Imola JV Holdings, L.P. is the record holder of 19,626,323 shares of Common Stock and Ingram Holdco, LLC is the record holder of 178,826,532 shares of Common Stock. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Imola JV Holdings, L.P., which is the sole member of Ingram Holdco, LLC. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities reported herein. Read SEC document
January 30, 2025 Filed Feb 4, 2025 00:14 UTC	Custom Truck One Source, Inc. CTOS · Entity 4503	PurchaseCommon Stock	8,143,635	$4.00	$32,574,540.00	Disclosure SEC source: 0001104659-25-008748 · tm254247-3_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 156,743,635 F1 · ownership.nature: PE One Source Holdings, LLC ("PE One Source") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC, which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of Platinum Equity Capital Partners V, L.P., which holds a majority of the outstanding equity of PE One Source. F2 · ownership.nature: Additionally, Platinum Equity, LLC is also the sole member of Platinum Equity Investment Holdings V Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings V, LLC. Platinum Equity, LLC and Tom Gores together hold a controlling interest in Platinum InvestCo (Cayman), LLC, which holds a controlling interest in Platinum Equity InvestCo, L.P. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by PE One Source. Each of these entities and Mr. Gores disclaim any such beneficial ownership except to the extent of their pecuniary interests therein. Read SEC document
November 04, 2024 Filed Nov 6, 2024 21:30 UTC	Ingram Micro Holding Corp INGM · Entity 3754	SaleCommon Stock	2,790,000	$22.00	$61,380,000.00	Disclosure SEC source: 0001104659-24-114809 · tm2427615-1_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings V, LLC · CIK 0001854932 · 10% owner Platinum Equity Partners V, LLC · CIK 0001854827 · 10% owner Platinum Equity Partners V, L.P. · CIK 0001854950 · 10% owner Imola JV Holdings, L.P. · CIK 0001918822 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 210,952,854 F1 · ownership.nature: Imola JV Holdings, L.P. (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder. Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:32 UTC	Ingram Micro Holding Corp INGM · Entity 3754	SaleCommon Stock	7,000,000	$22.00	$154,000,000.00	Disclosure SEC source: 0001104659-24-112259 · tm2427007-3_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings V, LLC · CIK 0001854932 · 10% owner Platinum Equity Partners V, LLC · CIK 0001854827 · 10% owner Platinum Equity Partners V, L.P. · CIK 0001854950 · 10% owner Imola JV Holdings, L.P. · CIK 0001918822 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 213,742,854 F1 · ownership.nature: Imola JV Holdings, L.P. (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings V, LLC, which is the sole member of Platinum Equity Partners V, LLC, which is the general partner of Platinum Equity Partners V, L.P., which is the general partner of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder. Read SEC document
February 29, 2024 Filed Mar 1, 2024 16:31 UTC	Vertiv Holdings Co VRT · Entity 440	Disposition to issuerClass A common stock, par value $0.0001	7,955,215	$65.98	$524,873,152.88	Disclosure SEC source: 0001104659-24-030006 · tm247631-1_4seq1.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director PLATINUM EQUITY, LLC · CIK 0001228754 · Director Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director Platinum Equity Partners III, LLC · CIK 0001676358 · Director PE Vertiv Holdings, LLC · CIK 0001801996 · Director Vertiv JV Holdings, LLC · CIK 0001801997 · Director Gores Tom · CIK 0001471783 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: Represents shares owned directly by VPE Holdings, LLC ("VPE"). F2 · ownership.nature: Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings III, LLC, which is the managing member of an entity (the "Coinvest Entity") that is a member of PE Vertiv Holdings, LLC and the senior managing member of Platinum Equity Partners III, LLC, which is the general partner of four entities that, together with the Coinvest Entity, hold a majority of the membership interests of PE Vertiv Holdings, LLC, which owns a majority of the outstanding interests of Vertiv JV Holdings, LLC, which owns a majority of the outstanding interests of VPE. F3 · ownership.nature: By virtue of these relationships, each of the entities named herein and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by VPE. Each of these individuals and entities disclaims any such beneficial ownership except to the extent of their pecuniary interests therein. Read SEC document
September 08, 2023 Filed Sep 12, 2023 17:56 UTC	Vertiv Holdings Co VRT · Entity 440	SaleClass A common stock, par value $0.0001	10,000,000	$37.50	$375,000,000.00	Disclosure SEC source: 0001104659-23-100112 · tm2325945-1_4seq1.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director PLATINUM EQUITY, LLC · CIK 0001228754 · Director Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director Platinum Equity Partners III, LLC · CIK 0001676358 · Director PE Vertiv Holdings, LLC · CIK 0001801996 · Director Vertiv JV Holdings, LLC · CIK 0001801997 · Director Gores Tom · CIK 0001471783 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,955,215 F1 · ownership.nature: Represents shares owned directly by VPE Holdings, LLC ("VPE"). F2 · ownership.nature: Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings III, LLC, which is the managing member of an entity (the "Coinvest Entity") that is a member of PE Vertiv Holdings, LLC and the senior managing member of Platinum Equity Partners III, LLC, which is the general partner of four entities that, together with the Coinvest Entity, hold a majority of the membership interests of PE Vertiv Holdings, LLC, which owns a majority of the outstanding interests of Vertiv JV Holdings, LLC, which owns a majority of the outstanding interests of VPE. F3 · ownership.nature: By virtue of these relationships, each of the entities named herein and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by VPE, except to the extent of their pecuniary interests therein. Read SEC document
August 09, 2023 Filed Aug 9, 2023 20:30 UTC	Vertiv Holdings Co VRT · Entity 440	SaleClass A common stock, par value $0.0001	20,000,000	$34.91	$698,200,000.00	Disclosure SEC source: 0001104659-23-089419 · tm2323331-3_4seq1.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director PLATINUM EQUITY, LLC · CIK 0001228754 · Director Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director Platinum Equity Partners III, LLC · CIK 0001676358 · Director PE Vertiv Holdings, LLC · CIK 0001801996 · Director Vertiv JV Holdings, LLC · CIK 0001801997 · Director Gores Tom · CIK 0001471783 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 17,955,215 F1 · ownership.nature: Represents shares owned directly by VPE Holdings, LLC ("VPE"). F2 · ownership.nature: Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings III, LLC, which is the managing member of an entity (the "Coinvest Entity") that is a member of PE Vertiv Holdings, LLC and the senior managing member of Platinum Equity Partners III, LLC, which is the general partner of four entities that, together with the Coinvest Entity, hold a majority of the membership interests of PE Vertiv Holdings, LLC, which owns a majority of the outstanding interests of Vertiv JV Holdings, LLC, which owns a majority of the outstanding interests of VPE. F3 · ownership.nature: By virtue of these relationships, each of the entities named herein and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by VPE, except to the extent of their pecuniary interests therein. Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:06 UTC	Ryerson Holding Corp RYI · Entity 4782	SaleCommon Stock	4,000,000	$30.37	$121,460,000.00	Disclosure SEC source: 0001104659-23-089785 · tm2323181-1_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings II, LLC · CIK 0001471784 · 10% owner Platinum Equity Partners II, LLC · CIK 0001471786 · 10% owner RYPS, LLC · CIK 0001666670 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,924,478 F1 · ownership.nature: RYPS, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings II, LLC, which is the senior managing member of Platinum Equity Partners II, LLC, which is the general partner of members controlling a majority of the membership interest of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder. Read SEC document
May 08, 2023 Filed May 8, 2023 20:31 UTC	Ryerson Holding Corp RYI · Entity 4782	SaleCommon Stock	1,369,300	$36.52	$49,999,989.50	Disclosure SEC source: 0001104659-23-057184 · tm2314907-1_4seq1.xml · nonDerivative · entry 2 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings II, LLC · CIK 0001471784 · 10% owner Platinum Equity Partners II, LLC · CIK 0001471786 · 10% owner RYPS, LLC · CIK 0001666670 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,924,478 F1 · ownership.nature: RYPS, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings II, LLC, which is the senior managing member of Platinum Equity Partners II, LLC, which is the general partner of members controlling a majority of the membership interest of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder. Read SEC document
May 08, 2023 Filed May 8, 2023 20:31 UTC	Ryerson Holding Corp RYI · Entity 4782	SaleCommon Stock	2,630,700	$36.52	$96,060,010.50	Disclosure SEC source: 0001104659-23-057184 · tm2314907-1_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings II, LLC · CIK 0001471784 · 10% owner Platinum Equity Partners II, LLC · CIK 0001471786 · 10% owner RYPS, LLC · CIK 0001666670 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,293,778 F1 · ownership.nature: RYPS, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings II, LLC, which is the senior managing member of Platinum Equity Partners II, LLC, which is the general partner of members controlling a majority of the membership interest of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder. Read SEC document
March 07, 2023 Filed Mar 9, 2023 08:20 UTC	Vertiv Holdings Co VRT · Entity 440	GrantStock Options · Derivative	60,000	$0.00 Strike: $15.84	$0.00	Disclosure SEC source: 0000899243-23-007650 · doc4.xml · derivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 60,000 Underlying: Class A Common Stock · 60,000 shares Expires 2033-03-07 F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co (the "Issuer"), subject to vesting in equal or nearly equal installments on March 15 of each of 2024, 2025, 2026, and 2027, granted to Jacob Kotzubei and Matthew Louie, assuming continued board service through the applicable vesting date. Options to purchase 30,000 shares of Class A common stock of the Issuer were granted to each of Messrs. Kotzubei and Louie. F2 · ownership.nature: Pursuant to a contractual agreement between Messrs. Kotzubei and Louie, on the one hand, and VPE Holdings, LLC ("VPE"), on the other hand, the shares of Class A common stock of the Issuer issuable to Messrs. Kotzubei and Louie upon exercise of such stock options will be immediately transferred to VPE in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F3 · ownership.nature: Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the shares of Class A common stock beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. F4 · ownership.nature: (Continued from footnote 3) Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings III Manager, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, F5 · ownership.nature: (Continued from footnote 4) as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum, and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F6 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:31 UTC	Ryerson Holding Corp RYI · Entity 4782	SaleCommon Stock	1,513,420	$35.02	$52,999,968.40	Disclosure SEC source: 0001104659-23-027342 · tm237842-1_4seq1.xml · nonDerivative · entry 2 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings II, LLC · CIK 0001471784 · 10% owner Platinum Equity Partners II, LLC · CIK 0001471786 · 10% owner RYPS, LLC · CIK 0001666670 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,924,478 F1 · ownership.nature: RYPS, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings II, LLC, which is the senior managing member of Platinum Equity Partners II, LLC, which is the general partner of members controlling a majority of the membership interest of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder. Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:31 UTC	Ryerson Holding Corp RYI · Entity 4782	SaleCommon Stock	2,486,580	$35.12	$87,322,224.49	Disclosure SEC source: 0001104659-23-027342 · tm237842-1_4seq1.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings II, LLC · CIK 0001471784 · 10% owner Platinum Equity Partners II, LLC · CIK 0001471786 · 10% owner RYPS, LLC · CIK 0001666670 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,437,898 F1 · ownership.nature: RYPS, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings II, LLC, which is the senior managing member of Platinum Equity Partners II, LLC, which is the general partner of members controlling a majority of the membership interest of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder. Read SEC document
May 13, 2022 Filed May 17, 2022 20:31 UTC	Ryerson Holding Corp RYI · Entity 4782	SaleCommon Stock	1,613,022	$29.56	$47,680,930.32	Disclosure SEC source: 0000899243-22-018405 · doc4.xml · nonDerivative · entry 2 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner PLATINUM EQUITY CAPITAL PARTNERS LP · CIK 0001271868 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings II, LLC · CIK 0001471784 · 10% owner Platinum Equity Partners II, LLC · CIK 0001471786 · 10% owner RYPS, LLC · CIK 0001666670 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,924,478 F1 · ownership.nature: RYPS, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings II, LLC, which is the senior managing member of Platinum Equity Partners II, LLC, which is the general partner of members controlling a majority of the membership interest of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder. Read SEC document
May 13, 2022 Filed May 17, 2022 20:31 UTC	Ryerson Holding Corp RYI · Entity 4782	SaleCommon Stock	3,500,000	$29.64	$103,754,350.00	Disclosure SEC source: 0000899243-22-018405 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY, LLC · CIK 0001228754 · 10% owner PLATINUM EQUITY CAPITAL PARTNERS LP · CIK 0001271868 · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Platinum Equity Investment Holdings II, LLC · CIK 0001471784 · 10% owner Platinum Equity Partners II, LLC · CIK 0001471786 · 10% owner RYPS, LLC · CIK 0001666670 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,537,500 F1 · ownership.nature: RYPS, LLC (the "Platinum Stockholder") is the record holder of the securities reported herein. Tom Gores is the manager of Platinum Equity, LLC, which is the sole member of Platinum Equity Investment Holdings, LLC, which is the sole member of Platinum Equity Investment Holdings IC (Cayman), LLC which is the general partner of Platinum Equity InvestCo, L.P., which is the sole member of Platinum Equity Investment Holdings II, LLC, which is the senior managing member of Platinum Equity Partners II, LLC, which is the general partner of members controlling a majority of the membership interest of the Platinum Stockholder. By virtue of these relationships, each of these entities and Mr. Gores may be deemed to share beneficial ownership of the securities held of record by the Platinum Stockholder. Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:01 UTC	Vertiv Holdings Co VRT · Entity 440	GrantStock Options · Derivative	77,294	$0.00 Strike: $11.50	$0.00	Disclosure SEC source: 0000899243-22-009740 · doc4.xml · derivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Gores Tom · CIK 0001471783 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 77,294 Underlying: Class A Common Stock · 77,294 shares Expires 2032-03-02 F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co (the "Issuer"), subject to vesting in equal or nearly equal installments on March 3 of each of 2023, 2024, 2025 and 2026, granted to Jacob Kotzubei and Matthew Louie, assuming continued board service through the applicable vesting date. Options to purchase 38,647 shares of Class A common stock of the Issuer were granted to each of Messrs. Kotzubei and Louie. F2 · ownership.nature: Pursuant to a contractual agreement between Messrs. Kotzubei and Louie, on the one hand, and VPE Holdings, LLC ("VPE"), on the other hand, the shares of Class A common stock of the Issuer issuable to Messrs. Kotzubei and Louie upon exercise of such stock options will be immediately transferred to VPE in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F3 · ownership.nature: Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the shares of Class A common stock beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. F4 · ownership.nature: (Continued from footnote 3) Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings III Manager, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, F5 · ownership.nature: (Continued from footnote 4) as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F6 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
February 15, 2022 Filed Feb 17, 2022 16:05 UTC	PAE Inc PAE · Entity 130269	Disposition to issuerWarrants · Derivative	958,170	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0000899243-22-006782 · doc4.xml · derivative · entry 2 Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 958,170 shares Expires 2025-02-10 F5 · price: Pursuant to the Merger Agreement and following the closing of the Merger, each warrant exercisable for shares of Common Stock (the "Warrants") automatically became a warrant of the Surviving Corporation and the exercise price of the Warrants was adjusted in accordance with the terms of the warrant agreement, dated as of September 6, 2018, by and between the Issuer and Continental Stock Transfer & Trust Company, as the warrant agent (the "Warrant Agreement"). Following the closing of the Merger, no shares of Common Stock are purchasable pursuant to the Warrants and each holder of a Warrant, including Platinum Equity, LLC, is entitled to receive an amount in cash as calculated pursuant to the Warrant Agreement. F3 · ownership.nature: Platinum Equity, LLC is the sole member of Platinum Equity Investment Holdings III Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings III, LLC, which is the senior managing member of each of Platinum Shay Principals, LLC and Platinum Equity Partners III, LLC. Platinum Equity Partners III, LLC is the general partner of each of the Platinum Funds. Therefore, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by the Platinum Funds and Platinum Shay Principals, LLC. F4 · ownership.nature: Mr. Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC. As a result, Mr. Gores may be deemed to share voting and investment power with respect to all shares of Common Stock of the Issuer beneficially owned by Platinum Equity, LLC. Mr. Gores disclaims any beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein. F6 · ownership.nature: Represents securities held by Platinum Equity, LLC. Read SEC document
February 15, 2022 Filed Feb 17, 2022 16:05 UTC	PAE Inc PAE · Entity 130269	Disposition to issuerClass A Common Stock	22,466,228	$10.05	$225,785,591.40	Disclosure SEC source: 0000899243-22-006782 · doc4.xml · nonDerivative · entry 1 Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · price: Disposed of pursuant to the agreement and plan of merger (the "Merger Agreement"), dated as of October 25, 2021, between the Issuer, Amentum Government Services Holdings LLC ("Parent") and Pinnacle Virginia Merger Sub Inc., a wholly owned indirect subsidiary of Parent ("Merger Sub"). On the Closing Date, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned indirect subsidiary of Parent (the "Merger"). F2 · ownership.nature: Represents 20,919,578 shares of Class A Common Stock ("Common Stock") previously held by PE Shay Holdings, LLC and 1,546,650 shares of Common Stock previously held by Platinum Equity, LLC. Platinum Equity Capital Shay Partners I, L.P., Platinum Equity Capital Shay Partners II, L.P., Platinum Equity Capital Partners-A III, L.P., Platinum Equity Capital Partners-B III, L.P., Platinum Equity Capital Partners-C III, L.P. (collectively, the "Platinum Funds") and Platinum Shay Principals, LLC collectively own all of the equity interests of PE Shay Holdings, LLC. As a result, the Platinum Funds and Platinum Shay Principals, LLC may be deemed to beneficially own the securities held by PE Shay Holdings, LLC. F3 · ownership.nature: Platinum Equity, LLC is the sole member of Platinum Equity Investment Holdings III Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings III, LLC, which is the senior managing member of each of Platinum Shay Principals, LLC and Platinum Equity Partners III, LLC. Platinum Equity Partners III, LLC is the general partner of each of the Platinum Funds. Therefore, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by the Platinum Funds and Platinum Shay Principals, LLC. F4 · ownership.nature: Mr. Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC. As a result, Mr. Gores may be deemed to share voting and investment power with respect to all shares of Common Stock of the Issuer beneficially owned by Platinum Equity, LLC. Mr. Gores disclaims any beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein. Read SEC document
December 10, 2021 Filed Dec 10, 2021 21:50 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	SaleClass A common stock, par value $0.0001 per share	8,207,821	$14.75	$121,065,359.75	Disclosure SEC source: 0000899243-21-047783 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director Gores Tom · CIK 0001471783 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
November 04, 2021 Filed Nov 8, 2021 16:21 UTC	Vertiv Holdings Co VRT · Entity 440	SaleClass A common stock, par value $0.0001	21,925,000	$24.83	$544,303,472.50	Disclosure SEC source: 0000899243-21-043496 · doc4.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,955,215 F1 · balance_after: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 37,955,215 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. F2 · balance_after: (continued from Footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. F3 · balance_after: (Continued From Footnote 2) Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. F4 · balance_after: (Continued From Footnote 3) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F5 · balance_after: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F6 · balance_after: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
November 04, 2021 Filed Nov 9, 2021 16:05 UTC Amendment	Vertiv Holdings Co VRT · Entity 440	SaleClass A common stock, par value $0.0001	21,925,000	$24.83	$544,303,472.50	Disclosure SEC source: 0000899243-21-043640 · doc4a.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Vertiv JV Holdings, LLC · CIK 0001801997 · Director · 10% owner PE Vertiv Holdings, LLC · CIK 0001801996 · Director · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director · 10% owner Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,955,215 F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 37,955,215 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. F2 · ownership.direct: (continued from Footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. F3 · ownership.direct: (Continued From Footnote 2) Platinum Equity Investment Holdings III Manager, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. F4 · ownership.direct: (Continued From Footnote 3) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F5 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F6 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:50 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	SaleClass A common stock, par value $0.0001 per share	1,200,000	$14.60	$17,520,000.00	Disclosure SEC source: 0000899243-21-034453 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director Gores Tom · CIK 0001471783 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,207,821 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
August 20, 2021 Filed Aug 24, 2021 22:16 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	Disposition to issuerClass A common stock, par value $0.0001 per share	6,849,315	$14.60	$99,999,999.00	Disclosure SEC source: 0000899243-21-034058 · doc4.xml · nonDerivative · entry 2 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,407,821 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
August 20, 2021 Filed Aug 24, 2021 22:16 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	SaleClass A common stock, par value $0.0001 per share	8,000,000	$14.60	$116,800,000.00	Disclosure SEC source: 0000899243-21-034058 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,257,136 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
May 25, 2021 Filed May 27, 2021 00:36 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	GrantRestricted Stock Units · Derivative	8,690	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000899243-21-020788 · doc4.xml · derivative · entry 4 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,690 Underlying: Class A Common Stock, par value $0.0001 per share · 8,690 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted unit represents a contingent right to receive one share of Class A Common Stock of Verra Mobility Corporation (the "Issuer"). F2 · shares: The restricted stock units reported on this row were granted to Jacob Kotzubei as compensation for his service on the Issuer's board of directors and are held by Mr. Kotzubei for the benefit of PE Greenlight Holdings, LLC ("PE Greenlight"). F3 · derivative.exercise_date: The restricted stock will vest in full on the earlier of (a) May 25, 2022, or (b) the date immediately prior to the next annual meeting of Issuer's stockholders occurring after the date of grant. Pursuant to a contractual agreement between Mr. Kotzubei and PE Greenlight, the shares of Class A Common Stock issued to Mr. Kotzubei upon settlement of such restricted stock units will be immediately transferred to PE Greenlight in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F3 · derivative.expiration_date: The restricted stock will vest in full on the earlier of (a) May 25, 2022, or (b) the date immediately prior to the next annual meeting of Issuer's stockholders occurring after the date of grant. Pursuant to a contractual agreement between Mr. Kotzubei and PE Greenlight, the shares of Class A Common Stock issued to Mr. Kotzubei upon settlement of such restricted stock units will be immediately transferred to PE Greenlight in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F4 · ownership.nature: Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: Platinum Equity, LLC ("Platinum Equity," and together with PE Greenlight, PECP IV, PEP IV LP, PEP IV LLC, PEIH IV, PEIH IV Manager, PEI LP, PEIH IC LLC, PEIH LLC and PI LLC, the "Platinum Entities") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
May 24, 2021 Filed May 27, 2021 00:36 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	Exercise / conversionRestricted Stock Units · Derivative	17,392	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000899243-21-020788 · doc4.xml · derivative · entry 3 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.0001 per share · 17,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted unit represents a contingent right to receive one share of Class A Common Stock of Verra Mobility Corporation (the "Issuer"). F10 · shares: Such securities were granted to Bryan Kelln and Jacob Kotzubei as compensation for their service on the Issuer's board of directors and are held by Messrs. Kelln and Kotzubei for the benefit of PE Greenlight. 8,696 of such restricted stock units were granted to Mr. Kelln, and 8,696 of such restricted stock units were granted to Mr. Kotzubei. F8 · shares: On May 26, 2020, Messrs. Kelln and Kotzubei were each granted restricted stock units, vesting in full on the earlier of (a) May 26, 2021, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant (May 24, 2021). Pursuant to a contractual agreement between Messrs. Kelln and Kotzubei, on the one hand, and PE Greenlight, on the other hand the shares of Class A Common Stock issued to Messrs. Kelln and Kotzubei upon settlement of such restricted stock units will be immediately transferred to PE Greenlight in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F8 · derivative.exercise_date: On May 26, 2020, Messrs. Kelln and Kotzubei were each granted restricted stock units, vesting in full on the earlier of (a) May 26, 2021, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant (May 24, 2021). Pursuant to a contractual agreement between Messrs. Kelln and Kotzubei, on the one hand, and PE Greenlight, on the other hand the shares of Class A Common Stock issued to Messrs. Kelln and Kotzubei upon settlement of such restricted stock units will be immediately transferred to PE Greenlight in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F8 · derivative.expiration_date: On May 26, 2020, Messrs. Kelln and Kotzubei were each granted restricted stock units, vesting in full on the earlier of (a) May 26, 2021, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant (May 24, 2021). Pursuant to a contractual agreement between Messrs. Kelln and Kotzubei, on the one hand, and PE Greenlight, on the other hand the shares of Class A Common Stock issued to Messrs. Kelln and Kotzubei upon settlement of such restricted stock units will be immediately transferred to PE Greenlight in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F10 · derivative.underlying_shares: Such securities were granted to Bryan Kelln and Jacob Kotzubei as compensation for their service on the Issuer's board of directors and are held by Messrs. Kelln and Kotzubei for the benefit of PE Greenlight. 8,696 of such restricted stock units were granted to Mr. Kelln, and 8,696 of such restricted stock units were granted to Mr. Kotzubei. F4 · ownership.nature: Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: Platinum Equity, LLC ("Platinum Equity," and together with PE Greenlight, PECP IV, PEP IV LP, PEP IV LLC, PEIH IV, PEIH IV Manager, PEI LP, PEIH IC LLC, PEIH LLC and PI LLC, the "Platinum Entities") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
May 24, 2021 Filed May 27, 2021 00:36 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	Exercise / conversionClass A Common Stock, par value $0.0001 per share	17,392	$0.00	$0.00	Disclosure SEC source: 0000899243-21-020788 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 24,257,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: On May 26, 2020, Messrs. Kelln and Kotzubei were each granted restricted stock units, vesting in full on the earlier of (a) May 26, 2021, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant (May 24, 2021). Pursuant to a contractual agreement between Messrs. Kelln and Kotzubei, on the one hand, and PE Greenlight, on the other hand the shares of Class A Common Stock issued to Messrs. Kelln and Kotzubei upon settlement of such restricted stock units will be immediately transferred to PE Greenlight in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F1 · price: Each restricted unit represents a contingent right to receive one share of Class A Common Stock of Verra Mobility Corporation (the "Issuer"). F7 · balance_after: 8,696 of such shares of Issuer Class A Common Stock are held by Mr. Kelln and 8,696 are held by Mr. Kotzubei, in each case for the benefit of PE Greenlight. As disclosed in footnote (8) below, immediately following the transactions reported herein, such shares of Class A Common Stock will be transferred to PE Greenlight in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F4 · ownership.nature: Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: Platinum Equity, LLC ("Platinum Equity," and together with PE Greenlight, PECP IV, PEP IV LP, PEP IV LLC, PEIH IV, PEIH IV Manager, PEI LP, PEIH IC LLC, PEIH LLC and PI LLC, the "Platinum Entities") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. F11 · ownership.nature: Except as noted in footnote (7), such shares are held directly by PE Greenlight. Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:08 UTC	Custom Truck One Source, Inc. CTOS · Entity 4503	PurchaseCommon Stock	148,600,000	$5.00	$743,000,000.00	Disclosure SEC source: 0001140361-21-011624 · form4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 148,600,000 F1 · ownership.direct: Two Forms 4 are being filed, covering a total of twelve (12) reporting persons. This is the second of the two Forms 4 (the "Second Form 4"). The first of the two Forms 4 (the "First Form 4") is being filed by each of: (i) PE One Source Holdings, LLC, a Delaware limited liability company ("PE One Source"), (ii) Platinum Equity Capital Partners V, L.P., a Delaware limited partnership ("PECP V"), (iii) Platinum Equity Partners V, L.P., a Delaware limited partnership ("PEP V LP"), (iv) Platinum Equity Partners V, LLC, a Delaware limited liability company ("PEP V LLC"), (v) Platinum Equity Investment Holdings V, LLC, a Delaware limited liability company ("PEIH V"), (vi) Platinum Equity Investment Holdings V Manager, LLC, a Delaware limited liability company ("PEIH V Manager"), (vii) Platinum Equity InvestCo, L.P., a Cayman Islands limited partnership ("PEIC LP"), (viii) Platinum InvestCo (Cayman), LLC, a Cayman Islands limited liability company ("PIC LLC"), F2 · ownership.direct: (Continued From Footnote 1) (ix) Platinum Equity Investment Holdings IC (Cayman), LLC, a Delaware limited liability company ("PEIH IC LLC"), and (x) Platinum Equity Investment Holdings, LLC, a Delaware limited liability company ("Platinum Holdings"). This Form 4 is being filed by (xi) Platinum Equity, LLC, a Delaware limited liability company ("Platinum Equity," and together with the entities listed in clauses (i)-(x), the "Platinum Entities," and (xii) Tom Gores, an individual and citizen of the United States (each person or entity listed in clauses (i)-(xii), a "Reporting Person" and, collectively, the "Reporting Persons"). PE One Source directly owns 148,600,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Custom Truck One Source, Inc. (the "Issuer"). PECP V holds a majority of the outstanding equity in PE One Source and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PE One Source. F3 · ownership.direct: (Continued From Footnote 2) PEP V LP is the general partner of PECP V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PECP V. PEP V LLC is the general partner of PEP V LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LP. PEIH V holds all of the outstanding equity in PEP V LLC and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LLC. PEIH V Manager is the sole manager of PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PEIC LP holds all of the outstanding equity in PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PIC LLC holds a controlling interest in PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIC LP. PEIH IC LLC is the general partner of PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficia F4 · ownership.direct: (Continued From Footnote 3) Platinum Equity is the sole member of Platinum Holdings, and PEIH V Manager and, accordingly, may be deemed to beneficially own the Shares beneficially owned by each of Platinum Holdings and PEIH V Manager. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the Shares beneficially owned by PIC LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and, accordingly, may be deemed to beneficially own the Shares beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the Shares held by each of the entities listed above with respect to which he does not have a pecuniary interest. Because of the relationship discussed above, each Reporting Person may be deemed to beneficially own the Shares reported in this Form 4. F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. F1 · ownership.nature: Two Forms 4 are being filed, covering a total of twelve (12) reporting persons. This is the second of the two Forms 4 (the "Second Form 4"). The first of the two Forms 4 (the "First Form 4") is being filed by each of: (i) PE One Source Holdings, LLC, a Delaware limited liability company ("PE One Source"), (ii) Platinum Equity Capital Partners V, L.P., a Delaware limited partnership ("PECP V"), (iii) Platinum Equity Partners V, L.P., a Delaware limited partnership ("PEP V LP"), (iv) Platinum Equity Partners V, LLC, a Delaware limited liability company ("PEP V LLC"), (v) Platinum Equity Investment Holdings V, LLC, a Delaware limited liability company ("PEIH V"), (vi) Platinum Equity Investment Holdings V Manager, LLC, a Delaware limited liability company ("PEIH V Manager"), (vii) Platinum Equity InvestCo, L.P., a Cayman Islands limited partnership ("PEIC LP"), (viii) Platinum InvestCo (Cayman), LLC, a Cayman Islands limited liability company ("PIC LLC"), F2 · ownership.nature: (Continued From Footnote 1) (ix) Platinum Equity Investment Holdings IC (Cayman), LLC, a Delaware limited liability company ("PEIH IC LLC"), and (x) Platinum Equity Investment Holdings, LLC, a Delaware limited liability company ("Platinum Holdings"). This Form 4 is being filed by (xi) Platinum Equity, LLC, a Delaware limited liability company ("Platinum Equity," and together with the entities listed in clauses (i)-(x), the "Platinum Entities," and (xii) Tom Gores, an individual and citizen of the United States (each person or entity listed in clauses (i)-(xii), a "Reporting Person" and, collectively, the "Reporting Persons"). PE One Source directly owns 148,600,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Custom Truck One Source, Inc. (the "Issuer"). PECP V holds a majority of the outstanding equity in PE One Source and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PE One Source. F3 · ownership.nature: (Continued From Footnote 2) PEP V LP is the general partner of PECP V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PECP V. PEP V LLC is the general partner of PEP V LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LP. PEIH V holds all of the outstanding equity in PEP V LLC and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEP V LLC. PEIH V Manager is the sole manager of PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PEIC LP holds all of the outstanding equity in PEIH V and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIH V. PIC LLC holds a controlling interest in PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficially owned by PEIC LP. PEIH IC LLC is the general partner of PEIC LP and, accordingly, may be deemed to beneficially own the Shares beneficia F4 · ownership.nature: (Continued From Footnote 3) Platinum Equity is the sole member of Platinum Holdings, and PEIH V Manager and, accordingly, may be deemed to beneficially own the Shares beneficially owned by each of Platinum Holdings and PEIH V Manager. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the Shares beneficially owned by PIC LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and, accordingly, may be deemed to beneficially own the Shares beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the Shares held by each of the entities listed above with respect to which he does not have a pecuniary interest. Because of the relationship discussed above, each Reporting Person may be deemed to beneficially own the Shares reported in this Form 4. F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:20 UTC	Vertiv Holdings Co VRT · Entity 440	SaleClass A common stock, par value $0.0001	17,381,740	$20.15	$350,156,890.47	Disclosure SEC source: 0000899243-21-009383 · doc4.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,880,215 F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 59,880,215 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. F2 · ownership.direct: (Continued From Footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. F3 · ownership.direct: (Continued From Footnote 2) Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. F4 · ownership.direct: (Continued From Footnote 3) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F5 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F6 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
February 04, 2021 Filed Feb 8, 2021 17:54 UTC	Vertiv Holdings Co VRT · Entity 440	GrantStock Options · Derivative	77,294	$0.00 Strike: $20.56	$0.00	Disclosure SEC source: 0000899243-21-005218 · doc4.xml · derivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 77,294 Underlying: Class A Common Stock · 77,294 shares Expires 2031-02-03 F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co (the "Issuer"), subject to vesting in equal or nearly equal installments on February 4 of each of 2022, 2023, 2024 and 2025, granted to Jacob Kotzubei and Matthew Louie, assuming continued board service through the applicable vesting date. Options to purchase 38,647 shares of Class A common stock of the Issuer were granted to each of Messrs. Kotzubei and Louie. F2 · ownership.nature: Pursuant to a contractual agreement between Messrs. Kotzubei and Louie, on the one hand, and VPE Holdings, LLC ("VPE"), on the other hand, the shares of Class A common stock of the Issuer issuable to Messrs. Kotzubei and Louie upon exercise of such stock options will be immediately transferred to VPE in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F3 · ownership.nature: Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the shares of Class A common stock beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. F4 · ownership.nature: (Continued from footnote 3) Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, F5 · ownership.nature: (Continued from footnote 4) as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F6 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
November 17, 2020 Filed Nov 19, 2020 16:35 UTC	Vertiv Holdings Co VRT · Entity 440	SaleClass A common stock, par value $0.0001	18,000,000	$16.75	$301,548,600.00	Disclosure SEC source: 0000899243-20-031653 · doc4.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,261,955 F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 77,261,955 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. F2 · ownership.direct: (Continued from footnote 1) Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, F3 · ownership.direct: (Continued from footnote 2) as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
August 17, 2020 Filed Aug 19, 2020 18:17 UTC	Vertiv Holdings Co VRT · Entity 440	SaleClass A common stock, par value $0.0001	23,000,000	$15.25	$350,750,000.00	Disclosure SEC source: 0000899243-20-022947 · doc4.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,261,955 F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 95,261,955 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds, none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. F2 · ownership.direct: (continued from footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of such funds and the managing member of the general partner of four of such funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager and Holdings III. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. F3 · ownership.direct: (continued from footnote 2) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
May 26, 2020 Filed May 28, 2020 22:09 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	GrantRestricted Stock Units · Derivative	17,392	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000899243-20-014440 · doc4.xml · derivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,392 Underlying: Class A Common Stock, par value $0.0001 per share · 17,392 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Verra Mobility Corporation (the "Issuer"). F2 · shares: The restricted stock units reported on this row were granted to Bryan Kelln and Jacob Kotzubei as compensation for their service on the Issuer's board of directors and are held by Messrs. Kelln and Kotzubei for the benefit of PE Greenlight Holdings, LLC ("PE Greenlight"). 8,696 of such restricted stock units were granted to Mr. Kelln, and 8,696 of such restricted stock units were granted to Mr. Kotzubei. F3 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of (a) May 26, 2021, or (b) the date immediately prior to the next annual meeting of Issuer's stockholders occurring after the date of grant. Pursuant to a contractual agreement between Messrs. Kelln and Kotzubei, on the one hand, and PE Greenlight, on the other hand, the shares of Class A Common Stock issued to Messrs. Kelln and Kotzubei upon settlement of such restricted stock units will be immediately transferred to PE Greenlight in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F3 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of (a) May 26, 2021, or (b) the date immediately prior to the next annual meeting of Issuer's stockholders occurring after the date of grant. Pursuant to a contractual agreement between Messrs. Kelln and Kotzubei, on the one hand, and PE Greenlight, on the other hand, the shares of Class A Common Stock issued to Messrs. Kelln and Kotzubei upon settlement of such restricted stock units will be immediately transferred to PE Greenlight in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F4 · ownership.nature: Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: Platinum Equity, LLC ("Platinum Equity," and together with PE Greenlight, PECP IV, PEP IV LP, PEP IV LLC, PEIH IV, PEIH IV Manager, PEI LP, PEIH IC LLC, PEIH LLC and PI LLC, the "Platinum Entities") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
February 07, 2020 Filed Feb 11, 2020 18:35 UTC	Vertiv Holdings Co VRT · Entity 440	GrantStock Options · Derivative	77,294	$0.00 Strike: $12.05	$0.00	Disclosure SEC source: 0000899243-20-004113 · doc4.xml · derivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Vertiv JV Holdings, LLC · CIK 0001801997 · Director · 10% owner PE Vertiv Holdings, LLC · CIK 0001801996 · Director · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director · 10% owner Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 77,294 Underlying: Class A Common Stock · 77,294 shares Expires 2030-02-06 F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co (the "Issuer"), subject to vesting in equal or nearly equal installments on February 7 of each of 2021, 2022, 2023 and 2024, granted to Jacob Kotzubei and Matthew Louie, assuming continued board service through the applicable vesting date. Options to purchase 38,647 shares of Class A common stock of the Issuer were granted to each of Messrs. Kotzubei and Louie. F2 · ownership.nature: Pursuant to a contractual agreement between Messrs. Kotzubei and Louie, on the one hand, and VPE Holdings, LLC ("VPE"), on the other hand, the shares of Class A common stock of the Issuer issuable to Messrs. Kotzubei and Louie upon exercise of such stock options will be immediately transferred to VPE in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F3 · ownership.nature: Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the shares of Class A common stock beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds, none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of such funds and the managing member of the general partner of four of such funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. F4 · ownership.nature: (Continued from Footnote 3) Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager and indirectly controls Platinum Equity Capital Partners IV, L.P. ("Capital IV"), which is the other private equity investment fund that owns equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III and Holdings Manager, the "Reporting Persons") is the beneficial owner of Platinum and the manager of the general partner of the general partner of Capital IV. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F5 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
February 03, 2020 Filed Feb 5, 2020 23:31 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-003383 · doc4.xml · derivative · entry 3 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F1 · derivative.exercise_price: On February 3, 2020, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · derivative.exercise_price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. As a result of the Average Share Price being greater than $15.50, on February 3, 2020 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F1 · kind: On February 3, 2020, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · kind: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. As a result of the Average Share Price being greater than $15.50, on February 3, 2020 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F3 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: On February 3, 2020, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. As a result of the Average Share Price being greater than $15.50, on February 3, 2020 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F1 · derivative.exercise_date: On February 3, 2020, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · derivative.exercise_date: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. As a result of the Average Share Price being greater than $15.50, on February 3, 2020 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F4 · ownership.direct: Securities held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.direct: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.direct: (Continued from Footnote 5) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
February 03, 2020 Filed Feb 5, 2020 23:31 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherClass A common stock, par value $0.0001 per share	2,500,000	$15.50	$38,750,000.00	Disclosure SEC source: 0000899243-20-003383 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 24,239,744 F1 · kind: On February 3, 2020, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · kind: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. As a result of the Average Share Price being greater than $15.50, on February 3, 2020 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F3 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: On February 3, 2020, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $15.50 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $15.50 per share. As a result of the Average Share Price being greater than $15.50, on February 3, 2020 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F4 · ownership.nature: Securities held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
November 18, 2019 Filed Nov 20, 2019 23:57 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	SaleClass A common stock, par value $0.0001 per share	17,250,000	$14.10	$243,225,000.00	Disclosure SEC source: 0000899243-19-027729 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,739,744 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
July 08, 2019 Filed Jul 10, 2019 20:16 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	SaleClass A common stock, par value $0.0001 per share	2,250,000	$12.13	$27,281,250.00	Disclosure SEC source: 0000899243-19-019429 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,989,744 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
June 10, 2019 Filed Jun 13, 2019 01:08 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	SaleClass A common stock, par value $0.0001 per share	15,000,000	$12.13	$181,875,000.00	Disclosure SEC source: 0000899243-19-016727 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 41,239,744 F1 · ownership.nature: Shares held directly by PE Greenlight Holdings, LLC ("PE Greenlight"). Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F2 · ownership.nature: (Continued from Footnote 1) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F3 · ownership.nature: (Continued from Footnote 2) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
April 30, 2019 Filed May 1, 2019 21:17 UTC	VERRA MOBILITY Corp VRRM · Entity 5301	OtherClass A common stock, par value $0.0001 per share	2,500,000	$13.00	$32,500,000.00	Disclosure SEC source: 0000899243-19-011616 · doc4.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 56,239,744 F1 · kind: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares") pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"). The Merger Agreement provided that PE Greenlight would receive additional Class A Shares (any such Class A Shares, the "Earn-Out Shares") as follows: F2 · kind: (Continued from Footnote 1) (i) a one-time issuance of 2,500,000 Class A Shares if the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00; (ii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $15.50; (iii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $18.00; and (iv) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $20.50. F3 · kind: (Continued from Footnote 2) PE Greenlight will also be entitled to Earn-Out Shares in the event of certain acceleration events described in greater detail in the Merger Agreement. As a result of the Average Share Price being greater than $13.00, PE Greenlight acquired an additional 2,500,000 Class A Shares pursuant to the Merger Agreement. PE Greenlight's right to receive Earn-Out Shares became fixed and irrevocable on the Closing Date. F1 · price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares") pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination (the "Business Combination") with Greenlight on October 17, 2018 (the "Closing Date"). The Merger Agreement provided that PE Greenlight would receive additional Class A Shares (any such Class A Shares, the "Earn-Out Shares") as follows: F2 · price: (Continued from Footnote 1) (i) a one-time issuance of 2,500,000 Class A Shares if the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00; (ii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $15.50; (iii) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $18.00; and (iv) a one-time issuance of 2,500,000 Class A Shares if the Average Share Price is greater than $20.50. F3 · price: (Continued from Footnote 2) PE Greenlight will also be entitled to Earn-Out Shares in the event of certain acceleration events described in greater detail in the Merger Agreement. As a result of the Average Share Price being greater than $13.00, PE Greenlight acquired an additional 2,500,000 Class A Shares pursuant to the Merger Agreement. PE Greenlight's right to receive Earn-Out Shares became fixed and irrevocable on the Closing Date. F4 · ownership.nature: Shares held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
April 30, 2019 Filed Jun 11, 2019 01:39 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	OtherEarnout Rights · Derivative	2,500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-016287 · doc4a.xml · derivative · entry 3 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 2,500,000 shares Expires 2023-10-17 F1 · derivative.exercise_price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · derivative.exercise_price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F1 · kind: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · kind: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F3 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F1 · derivative.exercise_date: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · derivative.exercise_date: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F4 · ownership.nature: Securities held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
April 30, 2019 Filed Jun 11, 2019 01:39 UTC Amendment	VERRA MOBILITY Corp VRRM · Entity 5301	OtherClass A common stock, par value $0.0001 per share	2,500,000	$13.00	$32,500,000.00	Disclosure SEC source: 0000899243-19-016287 · doc4a.xml · nonDerivative · entry 1 PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 56,239,744 F1 · kind: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · kind: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F3 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: On April 30, 2019, PE Greenlight Holdings, LLC ("PE Greenlight") received 2,500,000 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Shares"), in connection with the settlement of the earnout rights described in Table II, which such earnout rights were acquired by PE Greenlight on the Closing Date (as defined below). Pursuant to an "earn-out" provision in that certain Agreement and Plan of Merger by and among the Issuer, AM Merger Sub I, Inc., AM Merger Sub II, LLC, Greenlight Holding II Corporation ("Greenlight") and PE Greenlight, in its capacity as the Stockholder Representative (as amended, the "Merger Agreement") related to the Issuer's business combination with Greenlight on October 17, 2018 (the "Closing Date"), F2 · price: (Continued from Footnote 1) PE Greenlight became irrevocably entitled on the Closing Date to receive a one-time issuance of 2,500,000 Class A Shares (the "Earn-Out Shares") if (i) the volume weighted average closing sale price of one Class A Share on Nasdaq for a period of at least 10 days out of 20 consecutive trading days at any time during the five-year period following the Closing Date (the "Average Share Price") is greater than $13.00 or (ii) upon the occurrence of certain change of control events during the five-year period following the Closing Date, as further described in the Merger Agreement, if any such event results in the holders of Issuer's Class A Shares receiving a per share price equal to or in excess of $13.00 per share. As a result of the Average Share Price being greater than $13.00, on April 30, 2019 PE Greenlight acquired an additional 2,500,000 Class A Shares as required pursuant to the Merger Agreement. F4 · ownership.nature: Securities held directly by PE Greenlight. Platinum Equity Capital Partners IV, L.P. ("PECP IV") holds a majority membership interest in PE Greenlight and may be deemed to beneficially own the Issuer securities beneficially owned by PE Greenlight. Platinum Equity Partners IV, L.P. ("PEP IV LP") is the general partner of PECP IV and may be deemed to beneficially own the Issuer securities beneficially owned by PECP IV. Platinum Equity Partners IV, LLC ("PEP IV LLC") is the general partner of PEP IV LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LP. Platinum Equity Investment Holdings IV, LLC ("PEIH IV") is the sole member of PEP IV LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEP IV LLC. F5 · ownership.nature: (Continued from Footnote 4) Platinum Equity Investment Holdings IV Manager, LLC ("PEIH IV Manager") is the sole manager of PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH IV and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IV. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PEIH IC LLC. Platinum InvestCo (Cayman), LLC ("PI LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own the Issuer securities beneficially owned by PEI LP. F6 · ownership.nature: (Continued from Footnote 5) Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH IV Manager and PEIH LLC and may be deemed to beneficially own the Issuer securities beneficially owned by each of PEIH IV Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PI LLC and may be deemed to beneficially own the Issuer securities beneficially owned by PI LLC. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the Issuer securities beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all Issuer securities beneficially owned by each of the foregoing entities except to the extent of any pecuniary interest therein. Read SEC document
March 15, 2019 Filed Mar 18, 2019 19:46 UTC	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	5,000	$5.14	$25,700.00	Disclosure SEC source: 0001209191-19-020130 · doc4.xml · nonDerivative · entry 2 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,309,609 F2 · balance_after: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3 · balance_after: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4 · balance_after: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP. F5 · balance_after: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC. F6 · balance_after: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. F7 · balance_after: Includes the 100,000 shares that were purchased on March 14, 2019. Read SEC document
March 14, 2019 Filed Mar 18, 2019 19:46 UTC	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	100,000	$4.74	$474,000.00	Disclosure SEC source: 0001209191-19-020130 · doc4.xml · nonDerivative · entry 1 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,304,609 F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide KEG, any security holder of KEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2 · balance_after: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3 · balance_after: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4 · balance_after: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP. F5 · balance_after: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC. F6 · balance_after: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. Read SEC document
March 13, 2019 Filed Mar 14, 2019 18:48 UTC	KEY ENERGY SERVICES INC KEG · Entity 11887	PurchaseCommon Stock	3,113	$4.03	$12,545.39	Disclosure SEC source: 0001209191-19-019548 · doc4.xml · nonDerivative · entry 2 Soter Capital, LLC · CIK 0001703043 · 10% owner Soter Capital Holdings, LLC · CIK 0001702983 · 10% owner PE Soter Holdings, LLC · CIK 0001702990 · 10% owner Platinum Equity Capital Soter Partners, L.P. · CIK 0001702980 · 10% owner Platinum Equity Partners III, LLC · CIK 0001676358 · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · 10% owner Gores Tom · CIK 0001471783 · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,204,609 F2 · balance_after: Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering. F3 · balance_after: Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP. F4 · balance_after: (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity InvestCo, L.P. ("PEI LP") owns all of the economic interests in PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity Investment Holdings IC (Cayman), LLC ("PEIH IC LLC") is the general partner of PEI LP and may be deemed to beneficially own the common stock beneficially owned by PEI LP. Platinum InvestCo (Cayman), LLC ("PIC LLC") holds a controlling interest in PEI LP and may be deemed to beneficially own common stock beneficially owned by PEI LP. F5 · balance_after: (Continued from Footnote 4) Platinum Equity Investment Holdings, LLC ("PEIH LLC") is the sole member of PEIH IC LLC and may be deemed to beneficially own the common stock beneficially owned by PEIH IC LLC. Platinum Equity Investment Holdings III Manager, LLC ("PEIH III Manager") is the sole manager of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III Manager and PEIH LLC and may be deemed to beneficially own the common stock beneficially owned by each of PEIH III Manager and PEIH LLC. Platinum Equity and Tom Gores, together, hold a controlling interest in PIC LLC and may be deemed to beneficially own the common stock beneficially owned by PIC LLC. F6 · balance_after: (Continued from Footnote 5) Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest. F7 · balance_after: Includes the 125,000 shares that were purchased on March 12, 2019. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.