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person · Reporting owner

COTE DAVID M

Disclosed activity across 6 companies

Tapewire entity
12686
SEC CIK
0001136538

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GPGI, Inc.GPGI · Entity 4098Director · Executive ChairmanFebruary 26, 2026March 02, 2026
HONEYWELL INTERNATIONAL INCHON · Entity 2988DirectorMarch 09, 2018March 12, 2018
Resolute Holdings Management, Inc.RHLD · Entity 4929Director · Executive ChairmanFebruary 28, 2025March 04, 2025
Vertiv Holdings CoVRT · Entity 440Director · Executive ChairmanFebruary 26, 2026March 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GPGI, Inc.

Report date February 26, 2026 · Filed March 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.12 · Expires 2036-02-26Direct1,265,032 Reported balance After 2026-02-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-26 · Grant · Acquired 1,265,032 · Balance 1,265,032

F1: The Stock Options will vest in equal annual installments of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options will vest in equal annual installments of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

HONEYWELL INTERNATIONAL INC

Report date March 09, 2018 · Filed March 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect986,728 Last balance in matching sequence After 2018-03-09 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-03-09 · Grant · Acquired 17,071 · Balance 995,132

F1: Represents 50% of the 2016-2017 Growth Plan award payout to Mr. Cote in Common Stock.

F2: Reflects a transfer of 163,301 shares on January 19, 2018 exempt from reporting pursuant to Rule 16a-12 of the Securities Exchange Act of 1934.

Row 2 · 2018-03-09 · Tax withholding · Disposed 8,404 · Balance 986,728

F2: Reflects a transfer of 163,301 shares on January 19, 2018 exempt from reporting pursuant to Rule 16a-12 of the Securities Exchange Act of 1934.

Common StockSEC Table I · non-derivativeIndirectSee Footnote204,866.6 Reported balance Holding disclosure · report date 2018-03-09 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 204,866.6

F3: Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote402,877 Reported balance Holding disclosure · report date 2018-03-09 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 402,877

F4: Held directly or indirectly by trusts for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as the investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectHeld in 401(k) plan25,507 Reported balance Holding disclosure · report date 2018-03-09 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 25,507

Filing footnotes · ownership attribution and instrument terms

F1: Represents 50% of the 2016-2017 Growth Plan award payout to Mr. Cote in Common Stock.

F2: Reflects a transfer of 163,301 shares on January 19, 2018 exempt from reporting pursuant to Rule 16a-12 of the Securities Exchange Act of 1934.

F3: Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F4: Held directly or indirectly by trusts for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as the investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Resolute Holdings Management, Inc.

Report date February 28, 2025 · Filed March 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectBy spouse1,866 Reported balance After 2025-02-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-02-28 · Grant · Acquired 1,866 · Balance 1,866

F1: This acquisition is the result of the consummation on February 28, 2025 of the distribution of 100% of the shares of common stock of Resolute Holdings Management, Inc. by CompoSecure, Inc. ("CompoSecure") to holders of Class A common stock of CompoSecure on a pro rata basis. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9.

Filing footnotes · ownership attribution and instrument terms

F1: This acquisition is the result of the consummation on February 28, 2025 of the distribution of 100% of the shares of common stock of Resolute Holdings Management, Inc. by CompoSecure, Inc. ("CompoSecure") to holders of Class A common stock of CompoSecure on a pro rata basis. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9.

Vertiv Holdings Co

Report date February 26, 2026 · Filed March 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote22,258.03 Last balance in matching sequence After 2026-02-26 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
8 source rows

Row 1 · 2026-02-26 · Sale · Disposed 2,124 · Balance 60,134.03

F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F2: The trade was executed in a series of transactions with a price range of $250.06 to $250.68, inclusive, with a weighted average price of $250.23. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 4 through 10, inclusive.

F3: Reflects securities held directly by the Reporting Person's spouse.

Row 2 · 2026-02-26 · Sale · Disposed 5,122 · Balance 55,012.03

F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F4: The trade was executed in a series of transactions with a price range of $251.80 to $252.76, inclusive, with a weighted average price of $252.19.

F3: Reflects securities held directly by the Reporting Person's spouse.

Row 3 · 2026-02-26 · Sale · Disposed 5,732 · Balance 49,280.03

F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F5: The trade was executed in a series of transactions with a price range of $252.80 to $253.79, inclusive, with a weighted average price of $253.38.

F3: Reflects securities held directly by the Reporting Person's spouse.

Row 4 · 2026-02-26 · Sale · Disposed 3,301 · Balance 45,979.03

F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F6: The trade was executed in a series of transactions with a price range of $253.82 to $254.81, inclusive, with a weighted average price of $254.39.

F3: Reflects securities held directly by the Reporting Person's spouse.

Row 5 · 2026-02-26 · Sale · Disposed 2,833 · Balance 43,146.03

F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F7: The trade was executed in a series of transactions with a price range of $254.85 to $255.81, inclusive, with a weighted average price of $255.33.

F3: Reflects securities held directly by the Reporting Person's spouse.

Row 6 · 2026-02-26 · Sale · Disposed 8,437 · Balance 34,709.03

F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F8: The trade was executed in a series of transactions with a price range of $255.91 to $256.89, inclusive, with a weighted average price of $256.42.

F3: Reflects securities held directly by the Reporting Person's spouse.

Row 7 · 2026-02-26 · Sale · Disposed 7,518 · Balance 27,191.03

F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F9: The trade was executed in a series of transactions with a price range of $256.96 to $257.95, inclusive, with a weighted average price of $257.45.

F3: Reflects securities held directly by the Reporting Person's spouse.

Row 8 · 2026-02-26 · Sale · Disposed 4,933 · Balance 22,258.03

F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F10: The trade was executed in a series of transactions with a price range of $257.96 to $258.93, inclusive, with a weighted average price of $258.26.

F3: Reflects securities held directly by the Reporting Person's spouse.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.05 · Expires 2030-02-07IndirectSee Footnote115,942 Reported balance Holding disclosure · report date 2026-02-26 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 115,942

F11: Consists of 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024.

F19: Reflects securities held directly by a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $20.56 · Expires 2031-02-04IndirectSee Footnote115,942 Reported balance Holding disclosure · report date 2026-02-26 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 115,942

F12: Consists of 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025.

F19: Reflects securities held directly by a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2032-03-03IndirectSee Footnote86,956 Reported balance Holding disclosure · report date 2026-02-26 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 86,956

F13: Consists of 86,956 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025.

F19: Reflects securities held directly by a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2032-03-03IndirectSee Footnote28,986 Reported balance Holding disclosure · report date 2026-02-26 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 28,986

F14: Consists of 28,986 stock options granted on March 3, 2022, which will vest as to 28,986 on March 3, 2026.

F20: Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee. As of the date of this Form 4, these options have not been exercised and remain held by David M. Cote 2018 Revocable Trust.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.84 · Expires 2033-03-07IndirectSee Footnote25,000 Reported balance Holding disclosure · report date 2026-02-26 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 25,000

F15: Consists of 25,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024.

F19: Reflects securities held directly by a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.84 · Expires 2033-03-07IndirectSee Footnote75,000 Reported balance Holding disclosure · report date 2026-02-26 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 75,000

F16: Consists of 75,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2025, and which will vest as to 25,000 on each of March 15, 2026 and March 15, 2027.

F20: Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee. As of the date of this Form 4, these options have not been exercised and remain held by David M. Cote 2018 Revocable Trust.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $72.09 · Expires 2034-03-07IndirectSee Footnote50,000 Reported balance Holding disclosure · report date 2026-02-26 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 50,000

F17: Consists of 50,000 stock options granted on March 7, 2024, which vested as to 12,500 on March 15, 2025, and which will vest as to 12,500 on each of March 15, 2026, March 15, 2027 and March 15, 2028.

F20: Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee. As of the date of this Form 4, these options have not been exercised and remain held by David M. Cote 2018 Revocable Trust.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $85.04 · Expires 2035-03-07IndirectSee Footnote46,012 Reported balance Holding disclosure · report date 2026-02-26 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 46,012

F18: Consists of 46,012 stock options granted on March 7, 2025, which will vest as to 11,503 on each of March 15, 2026, March 15, 2027, March 15, 2028 and March 15, 2029.

F20: Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee. As of the date of this Form 4, these options have not been exercised and remain held by David M. Cote 2018 Revocable Trust.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F2: The trade was executed in a series of transactions with a price range of $250.06 to $250.68, inclusive, with a weighted average price of $250.23. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 4 through 10, inclusive.

F3: Reflects securities held directly by the Reporting Person's spouse.

F4: The trade was executed in a series of transactions with a price range of $251.80 to $252.76, inclusive, with a weighted average price of $252.19.

F5: The trade was executed in a series of transactions with a price range of $252.80 to $253.79, inclusive, with a weighted average price of $253.38.

F6: The trade was executed in a series of transactions with a price range of $253.82 to $254.81, inclusive, with a weighted average price of $254.39.

F7: The trade was executed in a series of transactions with a price range of $254.85 to $255.81, inclusive, with a weighted average price of $255.33.

F8: The trade was executed in a series of transactions with a price range of $255.91 to $256.89, inclusive, with a weighted average price of $256.42.

F9: The trade was executed in a series of transactions with a price range of $256.96 to $257.95, inclusive, with a weighted average price of $257.45.

F10: The trade was executed in a series of transactions with a price range of $257.96 to $258.93, inclusive, with a weighted average price of $258.26.

F11: Consists of 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024.

F12: Consists of 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025.

F13: Consists of 86,956 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025.

F14: Consists of 28,986 stock options granted on March 3, 2022, which will vest as to 28,986 on March 3, 2026.

F15: Consists of 25,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024.

F16: Consists of 75,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2025, and which will vest as to 25,000 on each of March 15, 2026 and March 15, 2027.

F17: Consists of 50,000 stock options granted on March 7, 2024, which vested as to 12,500 on March 15, 2025, and which will vest as to 12,500 on each of March 15, 2026, March 15, 2027 and March 15, 2028.

F18: Consists of 46,012 stock options granted on March 7, 2025, which will vest as to 11,503 on each of March 15, 2026, March 15, 2027, March 15, 2028 and March 15, 2029.

F19: Reflects securities held directly by a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F20: Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee. As of the date of this Form 4, these options have not been exercised and remain held by David M. Cote 2018 Revocable Trust.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

JPMORGAN CHASE & CO

Report date July 18, 2013 · Filed July 25, 2013

Section 16 reporting ended · disclosed 2013-07-25. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Juniper Industrial Holdings, Inc.

Report date June 07, 2021 · Filed June 09, 2021

Section 16 reporting ended · disclosed 2021-06-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-06-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-07 · Conversion · Disposed 35,000 · Balance 0

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock.

F3: In connection with the Business Combination, the Reporting Person exchanged his Class A Shares for 35,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock.

F3: In connection with the Business Combination, the Reporting Person exchanged his Class A Shares for 35,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2026 Filed Mar 2, 2026 21:04 UTC GPGI, Inc. GPGI · Entity 4098 GrantStock Option (Right to Buy) · Derivative 1,265,032 $0.00 Strike: $23.12 $0.00
Disclosure

SEC source: 0000950142-26-000581 · es260745847_4-coted.xml · derivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,265,032

Underlying: Class A Common Stock · 1,265,032 shares

Expires 2036-02-26

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 20:01 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 4,933 $258.26 $1,273,996.58
Disclosure

SEC source: 0000950142-26-000576 · es260745120_4-cote.xml · nonDerivative · entry 8

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 22,258.03

F1 · shares: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F10 · price: The trade was executed in a series of transactions with a price range of $257.96 to $258.93, inclusive, with a weighted average price of $258.26.

F3 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 20:01 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 7,518 $257.45 $1,935,509.10
Disclosure

SEC source: 0000950142-26-000576 · es260745120_4-cote.xml · nonDerivative · entry 7

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 27,191.03

F1 · shares: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F9 · price: The trade was executed in a series of transactions with a price range of $256.96 to $257.95, inclusive, with a weighted average price of $257.45.

F3 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 20:01 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 8,437 $256.42 $2,163,415.54
Disclosure

SEC source: 0000950142-26-000576 · es260745120_4-cote.xml · nonDerivative · entry 6

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 34,709.03

F1 · shares: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F8 · price: The trade was executed in a series of transactions with a price range of $255.91 to $256.89, inclusive, with a weighted average price of $256.42.

F3 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 20:01 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 2,833 $255.33 $723,349.89
Disclosure

SEC source: 0000950142-26-000576 · es260745120_4-cote.xml · nonDerivative · entry 5

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 43,146.03

F1 · shares: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F7 · price: The trade was executed in a series of transactions with a price range of $254.85 to $255.81, inclusive, with a weighted average price of $255.33.

F3 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 20:01 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 3,301 $254.39 $839,741.39
Disclosure

SEC source: 0000950142-26-000576 · es260745120_4-cote.xml · nonDerivative · entry 4

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 45,979.03

F1 · shares: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F6 · price: The trade was executed in a series of transactions with a price range of $253.82 to $254.81, inclusive, with a weighted average price of $254.39.

F3 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 20:01 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 5,732 $253.38 $1,452,374.16
Disclosure

SEC source: 0000950142-26-000576 · es260745120_4-cote.xml · nonDerivative · entry 3

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 49,280.03

F1 · shares: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F5 · price: The trade was executed in a series of transactions with a price range of $252.80 to $253.79, inclusive, with a weighted average price of $253.38.

F3 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 20:01 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 5,122 $252.19 $1,291,717.18
Disclosure

SEC source: 0000950142-26-000576 · es260745120_4-cote.xml · nonDerivative · entry 2

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 55,012.03

F1 · shares: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F4 · price: The trade was executed in a series of transactions with a price range of $251.80 to $252.76, inclusive, with a weighted average price of $252.19.

F3 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 20:01 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 2,124 $250.23 $531,488.52
Disclosure

SEC source: 0000950142-26-000576 · es260745120_4-cote.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 60,134.03

F1 · shares: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.

F2 · price: The trade was executed in a series of transactions with a price range of $250.06 to $250.68, inclusive, with a weighted average price of $250.23. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 4 through 10, inclusive.

F3 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

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January 12, 2026 Filed Jan 14, 2026 21:04 UTC GPGI, Inc. CMPO · Entity 4098 GrantClass A Common Stock 54,055 $18.50 $1,000,017.50
Disclosure

SEC source: 0000950142-26-000169 · es260725866_4-coted.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 76,449

F1 · price: On January 12, 2026, CompoSecure, Inc. (the "Issuer") completed its previously announced combination with Husky Technologies Limited, including the acquisition by certain investors of shares of the Issuer's Class A common stock, par value $0.0001 per share, for $18.50 per share, pursuant to those certain Purchase Agreements dated November 2, 2025.

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December 05, 2025 Filed Dec 9, 2025 20:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-003154 · es250714467_4-cote.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee. On December 5, 2025, the Reporting Person gifted the securities to the Cote Family TGS Foundation, Inc.

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March 10, 2025 Filed Mar 11, 2025 20:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftStock Option · Derivative 25,000 Not disclosed Strike: $15.84 Not disclosed
Disclosure

SEC source: 0000950142-25-000724 · es250600511_4-cote.xml · derivative · entry 10

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2033-03-07

F5 · price: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F3 · derivative.exercise_date: The Reporting Person holds an aggregate of 497,826 stock options, including (i) 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024 (the "2020 Vested Options"), (ii) 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025 (the "2021 Vested Options"), (iii) 115,942 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025 (the "2022 Vested Options"), and which will vest as to 28,986 on March 3, 2026, (cont'd in FN4)

F4 · derivative.exercise_date: (cont'd from FN3) (iv) 100,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024 (the "2023 Vested Options," and together with the 2020 Vested Options, the 2021 Vested Options and the 2022 Vested Options, the "Fully Vested Options"), and which will vest as to 25,000 on each of March 15, 2025, March 15, 2026 and March 15, 2027, and (v) 50,000 stock options granted to the reporting person on March 7, 2024, which will vest as to 12,500 on each of March 15, 2025, March 15, 2026, March 15, 2027 and March 15, 2028. No exercises with respect to the stock options are being reported in this Form 4.

F5 · derivative.exercise_date: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F5 · ownership.nature: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

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March 10, 2025 Filed Mar 11, 2025 20:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftStock Option · Derivative 25,000 Not disclosed Strike: $15.84 Not disclosed
Disclosure

SEC source: 0000950142-25-000724 · es250600511_4-cote.xml · derivative · entry 9

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2033-03-07

F5 · price: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F3 · derivative.exercise_date: The Reporting Person holds an aggregate of 497,826 stock options, including (i) 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024 (the "2020 Vested Options"), (ii) 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025 (the "2021 Vested Options"), (iii) 115,942 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025 (the "2022 Vested Options"), and which will vest as to 28,986 on March 3, 2026, (cont'd in FN4)

F4 · derivative.exercise_date: (cont'd from FN3) (iv) 100,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024 (the "2023 Vested Options," and together with the 2020 Vested Options, the 2021 Vested Options and the 2022 Vested Options, the "Fully Vested Options"), and which will vest as to 25,000 on each of March 15, 2025, March 15, 2026 and March 15, 2027, and (v) 50,000 stock options granted to the reporting person on March 7, 2024, which will vest as to 12,500 on each of March 15, 2025, March 15, 2026, March 15, 2027 and March 15, 2028. No exercises with respect to the stock options are being reported in this Form 4.

F5 · derivative.exercise_date: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

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March 10, 2025 Filed Mar 11, 2025 20:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftStock Option · Derivative 86,956 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000950142-25-000724 · es250600511_4-cote.xml · derivative · entry 8

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 86,956

Underlying: Class A Common Stock · 86,956 shares

Expires 2032-03-03

F5 · price: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F3 · derivative.exercise_date: The Reporting Person holds an aggregate of 497,826 stock options, including (i) 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024 (the "2020 Vested Options"), (ii) 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025 (the "2021 Vested Options"), (iii) 115,942 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025 (the "2022 Vested Options"), and which will vest as to 28,986 on March 3, 2026, (cont'd in FN4)

F4 · derivative.exercise_date: (cont'd from FN3) (iv) 100,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024 (the "2023 Vested Options," and together with the 2020 Vested Options, the 2021 Vested Options and the 2022 Vested Options, the "Fully Vested Options"), and which will vest as to 25,000 on each of March 15, 2025, March 15, 2026 and March 15, 2027, and (v) 50,000 stock options granted to the reporting person on March 7, 2024, which will vest as to 12,500 on each of March 15, 2025, March 15, 2026, March 15, 2027 and March 15, 2028. No exercises with respect to the stock options are being reported in this Form 4.

F5 · derivative.exercise_date: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F5 · ownership.nature: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

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March 10, 2025 Filed Mar 11, 2025 20:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftStock Option · Derivative 86,956 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000950142-25-000724 · es250600511_4-cote.xml · derivative · entry 7

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,986

Underlying: Class A Common Stock · 86,956 shares

Expires 2032-03-03

F5 · price: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F3 · derivative.exercise_date: The Reporting Person holds an aggregate of 497,826 stock options, including (i) 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024 (the "2020 Vested Options"), (ii) 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025 (the "2021 Vested Options"), (iii) 115,942 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025 (the "2022 Vested Options"), and which will vest as to 28,986 on March 3, 2026, (cont'd in FN4)

F4 · derivative.exercise_date: (cont'd from FN3) (iv) 100,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024 (the "2023 Vested Options," and together with the 2020 Vested Options, the 2021 Vested Options and the 2022 Vested Options, the "Fully Vested Options"), and which will vest as to 25,000 on each of March 15, 2025, March 15, 2026 and March 15, 2027, and (v) 50,000 stock options granted to the reporting person on March 7, 2024, which will vest as to 12,500 on each of March 15, 2025, March 15, 2026, March 15, 2027 and March 15, 2028. No exercises with respect to the stock options are being reported in this Form 4.

F5 · derivative.exercise_date: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

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March 10, 2025 Filed Mar 11, 2025 20:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftStock Option · Derivative 115,942 Not disclosed Strike: $20.56 Not disclosed
Disclosure

SEC source: 0000950142-25-000724 · es250600511_4-cote.xml · derivative · entry 6

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 115,942

Underlying: Class A Common Stock · 115,942 shares

Expires 2031-02-04

F5 · price: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F3 · derivative.exercise_date: The Reporting Person holds an aggregate of 497,826 stock options, including (i) 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024 (the "2020 Vested Options"), (ii) 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025 (the "2021 Vested Options"), (iii) 115,942 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025 (the "2022 Vested Options"), and which will vest as to 28,986 on March 3, 2026, (cont'd in FN4)

F4 · derivative.exercise_date: (cont'd from FN3) (iv) 100,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024 (the "2023 Vested Options," and together with the 2020 Vested Options, the 2021 Vested Options and the 2022 Vested Options, the "Fully Vested Options"), and which will vest as to 25,000 on each of March 15, 2025, March 15, 2026 and March 15, 2027, and (v) 50,000 stock options granted to the reporting person on March 7, 2024, which will vest as to 12,500 on each of March 15, 2025, March 15, 2026, March 15, 2027 and March 15, 2028. No exercises with respect to the stock options are being reported in this Form 4.

F5 · derivative.exercise_date: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F5 · ownership.nature: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 20:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftStock Option · Derivative 115,942 Not disclosed Strike: $20.56 Not disclosed
Disclosure

SEC source: 0000950142-25-000724 · es250600511_4-cote.xml · derivative · entry 5

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 115,942 shares

Expires 2031-02-04

F5 · price: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F3 · derivative.exercise_date: The Reporting Person holds an aggregate of 497,826 stock options, including (i) 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024 (the "2020 Vested Options"), (ii) 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025 (the "2021 Vested Options"), (iii) 115,942 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025 (the "2022 Vested Options"), and which will vest as to 28,986 on March 3, 2026, (cont'd in FN4)

F4 · derivative.exercise_date: (cont'd from FN3) (iv) 100,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024 (the "2023 Vested Options," and together with the 2020 Vested Options, the 2021 Vested Options and the 2022 Vested Options, the "Fully Vested Options"), and which will vest as to 25,000 on each of March 15, 2025, March 15, 2026 and March 15, 2027, and (v) 50,000 stock options granted to the reporting person on March 7, 2024, which will vest as to 12,500 on each of March 15, 2025, March 15, 2026, March 15, 2027 and March 15, 2028. No exercises with respect to the stock options are being reported in this Form 4.

F5 · derivative.exercise_date: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 20:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftStock Option · Derivative 115,942 Not disclosed Strike: $12.05 Not disclosed
Disclosure

SEC source: 0000950142-25-000724 · es250600511_4-cote.xml · derivative · entry 4

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 115,942

Underlying: Class A Common Stock · 115,942 shares

Expires 2030-02-07

F5 · price: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F3 · derivative.exercise_date: The Reporting Person holds an aggregate of 497,826 stock options, including (i) 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024 (the "2020 Vested Options"), (ii) 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025 (the "2021 Vested Options"), (iii) 115,942 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025 (the "2022 Vested Options"), and which will vest as to 28,986 on March 3, 2026, (cont'd in FN4)

F4 · derivative.exercise_date: (cont'd from FN3) (iv) 100,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024 (the "2023 Vested Options," and together with the 2020 Vested Options, the 2021 Vested Options and the 2022 Vested Options, the "Fully Vested Options"), and which will vest as to 25,000 on each of March 15, 2025, March 15, 2026 and March 15, 2027, and (v) 50,000 stock options granted to the reporting person on March 7, 2024, which will vest as to 12,500 on each of March 15, 2025, March 15, 2026, March 15, 2027 and March 15, 2028. No exercises with respect to the stock options are being reported in this Form 4.

F5 · derivative.exercise_date: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F5 · ownership.nature: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 20:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftStock Option · Derivative 115,942 Not disclosed Strike: $12.05 Not disclosed
Disclosure

SEC source: 0000950142-25-000724 · es250600511_4-cote.xml · derivative · entry 3

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 115,942 shares

Expires 2030-02-07

F5 · price: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

F3 · derivative.exercise_date: The Reporting Person holds an aggregate of 497,826 stock options, including (i) 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024 (the "2020 Vested Options"), (ii) 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025 (the "2021 Vested Options"), (iii) 115,942 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025 (the "2022 Vested Options"), and which will vest as to 28,986 on March 3, 2026, (cont'd in FN4)

F4 · derivative.exercise_date: (cont'd from FN3) (iv) 100,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024 (the "2023 Vested Options," and together with the 2020 Vested Options, the 2021 Vested Options and the 2022 Vested Options, the "Fully Vested Options"), and which will vest as to 25,000 on each of March 15, 2025, March 15, 2026 and March 15, 2027, and (v) 50,000 stock options granted to the reporting person on March 7, 2024, which will vest as to 12,500 on each of March 15, 2025, March 15, 2026, March 15, 2027 and March 15, 2028. No exercises with respect to the stock options are being reported in this Form 4.

F5 · derivative.exercise_date: The Reporting Person previously directly beneficially owned these options. On March 10, 2025, the Reporting Person gifted the Fully Vested Options to a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 16:16 UTC Vertiv Holdings Co VRT · Entity 440 GrantStock Options · Derivative 46,012 $0.00 Strike: $85.04 $0.00
Disclosure

SEC source: 0001628280-25-012000 · wk-form4_1741724202.xml · derivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,012

Underlying: Class A Common Stock · 46,012 shares

Expires 2035-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2025

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:16 UTC Resolute Holdings Management, Inc. RHLD · Entity 4929 GrantCommon Stock, par value $0.0001 per share 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-25-000618 · es250598053_4-coted.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 1,866

F1 · price: This acquisition is the result of the consummation on February 28, 2025 of the distribution of 100% of the shares of common stock of Resolute Holdings Management, Inc. by CompoSecure, Inc. ("CompoSecure") to holders of Class A common stock of CompoSecure on a pro rata basis. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9.

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October 01, 2024 Filed Oct 3, 2024 21:30 UTC GPGI, Inc. CMPO · Entity 4098 GrantStock Option (Right to Buy) · Derivative 837,037 $0.00 Strike: $13.82 $0.00
Disclosure

SEC source: 0001104659-24-106045 · tm2425514-1_4seq1.xml · derivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 837,037

Underlying: Class A Common Stock · 837,037 shares

Expires 2034-10-01

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 21:30 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950142-24-002069 · es240514746_4-cote.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: The Reporting Person previously indirectly beneficially owned these shares of Class A common stock through Atlanta Sons LLC. As of July 30, 2024, the Reporting Person has ceased to serve as manager of Atlanta Sons LLC and therefore has ceased to have beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by Atlanta Sons LLC.

F1 · ownership.nature: The Reporting Person previously indirectly beneficially owned these shares of Class A common stock through Atlanta Sons LLC. As of July 30, 2024, the Reporting Person has ceased to serve as manager of Atlanta Sons LLC and therefore has ceased to have beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by Atlanta Sons LLC.

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March 07, 2024 Filed Mar 11, 2024 16:32 UTC Vertiv Holdings Co VRT · Entity 440 GrantStock Options · Derivative 50,000 $0.00 Strike: $72.09 $0.00
Disclosure

SEC source: 0001628280-24-010253 · wk-form4_1710189137.xml · derivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2034-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2024.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:30 UTC Vertiv Holdings Co VRT · Entity 440 GiftPrivate Placement Warrants · Derivative 5,266,667 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0000950142-23-002941 · es230427786_4-cote.xml · derivative · entry 5

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,266,667 shares

Expires 2025-02-07

F1 · kind: The Reporting Person previously indirectly beneficially owned these shares of Class A common stock and Private Placement Warrants through Cote SPAC 1 LLC. As of December 8, 2023, the Reporting Person has ceased to serve as manager of Cote SPAC 1 LLC and therefore has ceased to have beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by Cote SPAC 1 LLC.

F5 · derivative.exercise_date: Each Private Placement Warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants expire on February 7, 2025 or earlier upon redemption or liquidation.

F1 · ownership.nature: The Reporting Person previously indirectly beneficially owned these shares of Class A common stock and Private Placement Warrants through Cote SPAC 1 LLC. As of December 8, 2023, the Reporting Person has ceased to serve as manager of Cote SPAC 1 LLC and therefore has ceased to have beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by Cote SPAC 1 LLC.

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December 08, 2023 Filed Dec 12, 2023 21:30 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 8,572,500 $0.00 $0.00
Disclosure

SEC source: 0000950142-23-002941 · es230427786_4-cote.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: The Reporting Person previously indirectly beneficially owned these shares of Class A common stock and Private Placement Warrants through Cote SPAC 1 LLC. As of December 8, 2023, the Reporting Person has ceased to serve as manager of Cote SPAC 1 LLC and therefore has ceased to have beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by Cote SPAC 1 LLC.

F1 · ownership.nature: The Reporting Person previously indirectly beneficially owned these shares of Class A common stock and Private Placement Warrants through Cote SPAC 1 LLC. As of December 8, 2023, the Reporting Person has ceased to serve as manager of Cote SPAC 1 LLC and therefore has ceased to have beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by Cote SPAC 1 LLC.

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March 07, 2023 Filed Mar 9, 2023 17:11 UTC Vertiv Holdings Co VRT · Entity 440 GrantStock Options · Derivative 100,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007356 · wf-form4_167839987817748.xml · derivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
January 06, 2023 Filed Nov 30, 2023 21:00 UTC Vertiv Holdings Co VRT · Entity 440 OtherClass A Common Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000950142-23-002886 · es230425115_4-cote.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 200

F1 · kind: Reflects securities acquired by inheritance by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee.

F1 · ownership.nature: Reflects securities acquired by inheritance by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee.

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March 03, 2022 Filed Mar 7, 2022 17:33 UTC Vertiv Holdings Co VRT · Entity 440 GrantStock Options · Derivative 115,942 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0000950142-22-000942 · es220232025_4-cote.xml · derivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,942

Underlying: Class A Common Stock · 115,942 shares

Expires 2032-03-03

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:30 UTC Juniper Industrial Holdings, Inc. JIH · Entity 138444 ConversionClass B Common Stock · Derivative 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-022895 · doc4.xml · derivative · entry 1

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_price: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock.

F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · price: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock.

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock.

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock.

F3 · balance_after: In connection with the Business Combination, the Reporting Person exchanged his Class A Shares for 35,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").

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February 04, 2021 Filed Feb 8, 2021 17:15 UTC Vertiv Holdings Co VRT · Entity 440 GrantStock Options · Derivative 115,942 $0.00 Strike: $20.56 $0.00
Disclosure

SEC source: 0000950142-21-000440 · es210130279_4-cote.xml · derivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,942

Underlying: Class A Common Stock · 115,942 shares

Expires 2031-02-04

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date.

Read SEC document
August 25, 2020 Filed Oct 2, 2020 20:24 UTC Vertiv Holdings Co VRT · Entity 440 GrantClass A Common Stock 12,258.025 $16.32 $200,050.97
Disclosure

SEC source: 0000950142-20-002355 · es200104361_4-cote.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 62,258.025

F1 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:04 UTC Vertiv Holdings Co VRT · Entity 440 GrantStock Option · Derivative 115,942 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0001567619-20-002817 · doc1.xml · derivative · entry 8

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,942

Underlying: Class A Common Stock · 115,942 shares

Expires 2030-02-07

F9 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:04 UTC Vertiv Holdings Co VRT · Entity 440 GrantPrivate Placement Warrants · Derivative 5,266,667 $1.50 Strike: $11.50 $7,900,000.50
Disclosure

SEC source: 0001567619-20-002817 · doc1.xml · derivative · entry 7

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,266,667

Underlying: Class A Common Stock · 5,266,667 shares

Expires 2025-02-07

F8 · kind: These Private Placement Warrants were acquired by GS DC Sponsor I LLC from the Issuer in connection with the Issuer's initial public offering. The Reporting Person previously indirectly beneficially owned these warrants through GS DC Sponsor I LLC. Each warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F8 · derivative.exercise_date: These Private Placement Warrants were acquired by GS DC Sponsor I LLC from the Issuer in connection with the Issuer's initial public offering. The Reporting Person previously indirectly beneficially owned these warrants through GS DC Sponsor I LLC. Each warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F3 · ownership.nature: Reflects securities held directly by Cote SPAC 1 LLC, of which the Reporting Person is the manager.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:04 UTC Vertiv Holdings Co VRT · Entity 440 ConversionClass B Common Stock · Derivative 8,572,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002817 · doc1.xml · derivative · entry 6

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,572,500

Underlying: Class A Common Stock · 8,572,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F1 · kind: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · shares: Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC.

F1 · derivative.exercise_date: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F1 · derivative.expiration_date: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · derivative.underlying_shares: Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC.

F2 · balance_after: Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC.

F3 · ownership.nature: Reflects securities held directly by Cote SPAC 1 LLC, of which the Reporting Person is the manager.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:04 UTC Vertiv Holdings Co VRT · Entity 440 OtherClass A Common Stock 160,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-002817 · doc1.xml · nonDerivative · entry 5

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,000

F7 · kind: Reflects a transfer by the Reporting Person of limited liability company interests in Atlanta Sons LLC to trusts for the benefit of his family, over which the Reporting Person has investment control. The transfer was made for an aggregate of $1,258,740. No Issuer securities were transferred.

F7 · price: Reflects a transfer by the Reporting Person of limited liability company interests in Atlanta Sons LLC to trusts for the benefit of his family, over which the Reporting Person has investment control. The transfer was made for an aggregate of $1,258,740. No Issuer securities were transferred.

F4 · ownership.nature: Reflects securities held directly by Atlanta Sons LLC, of which the Reporting Person is the manager.

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February 07, 2020 Filed Feb 11, 2020 21:04 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 1,840,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002817 · doc1.xml · nonDerivative · entry 4

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,000

F6 · kind: Reflects a gift by the Reporting Person of limited liability company interests in Atlanta Sons LLC to trusts for the benefit of his family, over which the Reporting Person has investment control. No Issuer securities were transferred.

F4 · ownership.nature: Reflects securities held directly by Atlanta Sons LLC, of which the Reporting Person is the manager.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:04 UTC Vertiv Holdings Co VRT · Entity 440 GrantClass A Common Stock 50,000 $10.00 $500,000.00
Disclosure

SEC source: 0001567619-20-002817 · doc1.xml · nonDerivative · entry 3

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,000

F5 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:04 UTC Vertiv Holdings Co VRT · Entity 440 GrantClass A Common Stock 2,000,000 $10.00 $20,000,000.00
Disclosure

SEC source: 0001567619-20-002817 · doc1.xml · nonDerivative · entry 2

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,000

F4 · ownership.nature: Reflects securities held directly by Atlanta Sons LLC, of which the Reporting Person is the manager.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:04 UTC Vertiv Holdings Co VRT · Entity 440 ConversionClass A Common Stock 8,572,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-002817 · doc1.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,572,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · shares: Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC.

F1 · price: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · balance_after: Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC.

F3 · ownership.nature: Reflects securities held directly by Cote SPAC 1 LLC, of which the Reporting Person is the manager.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:16 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Tax withholdingCommon Stock 8,404 $153.04 $1,286,148.16
Disclosure

SEC source: 0000950117-18-000080 · cfp_24365.xml · nonDerivative · entry 2

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,728

F2 · balance_after: Reflects a transfer of 163,301 shares on January 19, 2018 exempt from reporting pursuant to Rule 16a-12 of the Securities Exchange Act of 1934.

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March 09, 2018 Filed Mar 12, 2018 20:16 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 GrantCommon Stock 17,071 $0.00 $0.00
Disclosure

SEC source: 0000950117-18-000080 · cfp_24365.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,132

F1 · shares: Represents 50% of the 2016-2017 Growth Plan award payout to Mr. Cote in Common Stock.

F2 · balance_after: Reflects a transfer of 163,301 shares on January 19, 2018 exempt from reporting pursuant to Rule 16a-12 of the Securities Exchange Act of 1934.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 23:42 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Exercise / conversionDeferred Stock Units · Derivative 380,365 $158.61 $60,329,692.65
Disclosure

SEC source: 0000950117-18-000020 · cfp_24337.xml · derivative · entry 18

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 380,365 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: All deferred stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 23:42 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Exercise / conversionDeferred Stock Units · Derivative 148,221 $158.61 $23,509,332.81
Disclosure

SEC source: 0000950117-18-000020 · cfp_24337.xml · derivative · entry 17

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 148,221 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 17,861 additional deferred stock units.

F3 · shares: All deferred stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 23:42 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Exercise / conversionDeferred Stock Units · Derivative 317,005 $158.61 $50,280,163.05
Disclosure

SEC source: 0000950117-18-000020 · cfp_24337.xml · derivative · entry 16

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 317,005 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: All deferred stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 23:42 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Exercise / conversionDeferred Stock Units · Derivative 7,003 $158.61 $1,110,745.83
Disclosure

SEC source: 0000950117-18-000020 · cfp_24337.xml · derivative · entry 15

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,003 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: All deferred stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 23:42 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Exercise / conversionDeferred Stock Units · Derivative 14,218 $158.61 $2,255,116.98
Disclosure

SEC source: 0000950117-18-000020 · cfp_24337.xml · derivative · entry 14

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,218 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: All deferred stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 23:42 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Tax withholdingCommon Stock 174,854 $158.61 $27,733,592.94
Disclosure

SEC source: 0000950117-18-000020 · cfp_24337.xml · nonDerivative · entry 10

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,362

Read SEC document
January 15, 2018 Filed Jan 17, 2018 23:42 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Exercise / conversionCommon Stock 380,365 $158.61 $60,329,692.65
Disclosure

SEC source: 0000950117-18-000020 · cfp_24337.xml · nonDerivative · entry 9

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 23:42 UTC HONEYWELL INTERNATIONAL INC HON · Entity 2988 Tax withholdingCommon Stock 68,138 $158.61 $10,807,368.18
Disclosure

SEC source: 0000950117-18-000020 · cfp_24337.xml · nonDerivative · entry 8

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,851

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.