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person · Reporting owner

FRADIN ROGER

Disclosed activity across 11 companies

Tapewire entity
38256
SEC CIK
0001246989

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GPGI, Inc.CMPO · Entity 4098DirectorOctober 01, 2024October 04, 2024
Janus International Group, Inc.JBI · Entity 5293DirectorJune 09, 2026June 10, 2026
Juniper II Corp.JUN · Entity 133863Director · 10% ownerNovember 03, 2021November 03, 2021
L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610DirectorMay 11, 2026May 12, 2026
PITNEY BOWES INC /DE/PBI · Entity 4392DirectorMay 03, 2019May 07, 2019
RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292DirectorJune 05, 2024June 06, 2024
Resolute Holdings Management, Inc.RHLD · Entity 4929DirectorJune 11, 2026June 15, 2026
Vertiv Holdings CoVRT · Entity 440DirectorMarch 06, 2026March 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GPGI, Inc.

Report date October 01, 2024 · Filed October 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.82 · Expires 2034-10-01Direct18,596 Reported balance After 2024-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-10-01 · Grant · Acquired 18,596 · Balance 18,596

F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.82 · Expires 2034-10-01Direct27,894 Reported balance After 2024-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-10-01 · Grant · Acquired 27,894 · Balance 27,894

F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

Janus International Group, Inc.

Report date June 09, 2026 · Filed June 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect873,640 Reported balance After 2026-06-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-09 · Grant · Acquired 38,973 · Balance 873,640

F1: In connection with the Issuer's non-employee director compensation program, the Reporting Person received restricted stock units ("RSUs") on June 9, 2026 (the "Grant Date") based on the closing price per share of the Issuer's common stock on the Grant Date. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock.

F2: Includes 38,973 RSUs.

Common StockSEC Table I · non-derivativeIndirectBy R JBI GRAT 2024 III213,239 Reported balance Holding disclosure · report date 2026-06-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 213,239

F3: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy S JBI GRAT 2024 III213,239 Reported balance Holding disclosure · report date 2026-06-09 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 213,239

F4: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy The Susan Fradin Revocable Trust752,460 Reported balance Holding disclosure · report date 2026-06-09 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 752,460

F5: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy R JBI GRAT 2024 II345,752 Reported balance Holding disclosure · report date 2026-06-09 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 345,752

F6: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectBy S JBI GRAT 2024 II345,752 Reported balance Holding disclosure · report date 2026-06-09 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 345,752

F7: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the Issuer's non-employee director compensation program, the Reporting Person received restricted stock units ("RSUs") on June 9, 2026 (the "Grant Date") based on the closing price per share of the Issuer's common stock on the Grant Date. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock.

F2: Includes 38,973 RSUs.

F3: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

F4: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

F5: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities.

F6: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

F7: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities.

Juniper II Corp.

Report date November 03, 2021 · Filed November 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityIndirectBy Juniper II Management, LLCNot disclosed Reported balance Holding disclosure · report date 2021-11-03 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-255021) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and subject to further adjustment pursuant to certain anti-dilution rights).

F2: The shares of Class B common stock beneficially owned by the reporting person include up to 975,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: The securities reported herein are held by Juniper II Management, LLC (the "Sponsor"). The reporting person is the manager and a member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-255021) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and subject to further adjustment pursuant to certain anti-dilution rights).

F2: The shares of Class B common stock beneficially owned by the reporting person include up to 975,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: The securities reported herein are held by Juniper II Management, LLC (the "Sponsor"). The reporting person is the manager and a member of the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date May 11, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect6,889.86 Reported balance After 2026-05-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-11 · Grant · Acquired 661 · Balance 6,889.86

F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2: Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Common Stock, Par Value $1.00SEC Table I · non-derivativeIndirectFradin Community Trust185 Reported balance Holding disclosure · report date 2026-05-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 185

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2: Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

PITNEY BOWES INC /DE/

Report date May 03, 2019 · Filed May 07, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect44,297.527 Reported balance After 2019-05-03 transaction · row 1
1 source row

Row 1 · 2019-05-03 · Grant · Acquired 11,351 · Balance 44,297.527

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-05-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-05-03 · Exercise / conversion · Disposed 11,351 · Balance 0

F1: The RSUs were granted on May 7, 2018 and have a one year cliff vesting.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect17,301 Reported balance After 2019-05-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-06 · Grant · Acquired 17,301 · Balance 17,301

F2: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

Filing footnotes · ownership attribution and instrument terms

F1: The RSUs were granted on May 7, 2018 and have a one year cliff vesting.

F2: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

RESIDEO TECHNOLOGIES, INC.

Report date June 05, 2024 · Filed June 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect231,002 Reported balance After 2024-06-05 transaction · row 1
1 source row

Row 1 · 2024-06-05 · Grant · Acquired 7,600 · Balance 231,002

Common StockSEC Table I · non-derivativeIndirectHeld by a limited liability company owned by Mr. Fradin8 Reported balance Holding disclosure · report date 2024-06-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 8

Resolute Holdings Management, Inc.

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $129.19 · Expires 2036-06-11Direct1,452 Reported balance After 2026-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 1,452 · Balance 1,452

F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Vertiv Holdings Co

Report date March 06, 2026 · Filed March 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $241.78 · Expires 2036-03-06Direct5,578 Reported balance After 2026-03-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-06 · Grant · Acquired 5,578 · Balance 5,578

F1: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2026.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HONEYWELL INTERNATIONAL INC

Report date February 15, 2017 · Filed February 16, 2017

Section 16 reporting ended · disclosed 2017-02-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect144,296 Ending reported balance After 2017-02-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-02-15 · Exercise / conversion · Acquired 27,561 · Balance 158,505

Row 2 · 2017-02-15 · Tax withholding · Disposed 14,209 · Balance 144,296

Restricted UnitsSEC Table II · derivative / convertible security · Expires 2017-02-15Direct0 Reported balance After 2017-02-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-02-15 · Exercise / conversion · Disposed 27,561 · Balance 0

F1: Instrument converts to common stock on a one-for-one basis.

F2: Includes the reinvestment of dividend equivalents into 1,412 additional restricted stock units.

Common StockSEC Table I · non-derivativeIndirectHeld in 401(k) plan3,973 Reported balance Holding disclosure · report date 2017-02-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,973

Filing footnotes · ownership attribution and instrument terms

F1: Instrument converts to common stock on a one-for-one basis.

F2: Includes the reinvestment of dividend equivalents into 1,412 additional restricted stock units.

Juniper Industrial Holdings, Inc.

Report date June 07, 2021 · Filed June 10, 2021

Section 16 reporting ended · disclosed 2021-06-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-06-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-07 · Conversion · Disposed 8,520,000 · Balance 0

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).

F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F4: In connection with the Business Combination, the Sponsor exchanged its shares of Class B common stock for 8,520,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").

WarrantSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2021-06-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-07 · Other · Disposed 10,150,000 · Balance 0

F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share.

F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.

F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share ("Class B common stock"), automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B common stock was exchanged on a one-for-one basis for shares of Janus Common Stock (as defined below).

F3: These securities were held by Juniper Industrial Sponsor, LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F4: In connection with the Business Combination, the Sponsor exchanged its shares of Class B common stock for 8,520,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").

F5: In connection with the Business Combination, the Sponsor exchanged each of its warrants to purchase shares of Juniper Class A Common Stock on a two-for-one basis for 5,075,000 warrants to purchase shares of Janus Common Stock at a price of $11.50 per share.

F6: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.

MSC INDUSTRIAL DIRECT CO INC

Report date January 29, 2020 · Filed February 01, 2020

Section 16 reporting ended · disclosed 2020-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect38,303 Ending reported balance After 2020-01-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-01-29 · Exercise / conversion · Acquired 717 · Balance 38,283

F1: Each RSU represents a contingent right to receive one share of Common Stock.

Row 2 · 2020-01-29 · Exercise / conversion · Acquired 20 · Balance 38,303

F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect718 Reported balance After 2020-01-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-01-29 · Exercise / conversion · Disposed 717 · Balance 718

F1: Each RSU represents a contingent right to receive one share of Common Stock.

F3: 717 of these RSUs vested on January 29, 2020.

Dividend Equivalent UnitSEC Table II · derivative / convertible securityDirect21 Reported balance After 2020-01-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-01-29 · Exercise / conversion · Disposed 20 · Balance 21

F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of Common Stock.

F2: The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock.

F3: 717 of these RSUs vested on January 29, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 15, 2026 23:06 UTC Resolute Holdings Management, Inc. RHLD · Entity 4929 GrantStock Option (Right to Buy) · Derivative 1,452 $0.00 Strike: $129.19 $0.00
Disclosure

SEC source: 0000950142-26-001793 · es260793644_4-fradin.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,452

Underlying: Common Stock · 1,452 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 20:17 UTC Janus International Group, Inc. JBI · Entity 5293 GrantCommon Stock 38,973 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-072350 · tm2617518-4_4seq1.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 873,640

F1 · shares: In connection with the Issuer's non-employee director compensation program, the Reporting Person received restricted stock units ("RSUs") on June 9, 2026 (the "Grant Date") based on the closing price per share of the Issuer's common stock on the Grant Date. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of the Issuer's common stock.

F2 · balance_after: Includes 38,973 RSUs.

Read SEC document
May 11, 2026 Filed May 12, 2026 21:17 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 661 $0.00 $0.00
Disclosure

SEC source: 0001246989-26-000002 · wk-form4_1778620663.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,889.86

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2 · balance_after: Includes 15.08 phantom stock units acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 20:29 UTC Vertiv Holdings Co VRT · Entity 440 GrantStock Options · Derivative 5,578 $0.00 Strike: $241.78 $0.00
Disclosure

SEC source: 0001628280-26-016478 · wk-form4_1773174587.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Class A Common Stock · 5,578 shares

Expires 2036-03-06

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 530 $252.02 $133,570.60
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 20

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2024 II

Disclosed balance after: 30,000

F12 · price: The trade was executed in a series of transactions with a price range of $252.00 to $252.09, inclusive, with a weighted average price of $252.02.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 9,470 $251.53 $2,381,989.10
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 19

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2024 II

Disclosed balance after: 30,530

F11 · price: The trade was executed in a series of transactions with a price range of $251.00 to $251.98, inclusive, with a weighted average price of $251.53.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 200 $254.09 $50,818.00
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 14

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2025

Disclosed balance after: 0

F10 · price: The trade was executed in a series of transactions with a price range of $254.08 to $254.10, inclusive, with a weighted average price of $254.09.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 16,181 $253.49 $4,101,721.69
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 13

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2025

Disclosed balance after: 200

F9 · price: The trade was executed in a series of transactions with a price range of $253.08 to $254.04, inclusive, with a weighted average price of $253.49.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 17,293 $252.29 $4,362,850.97
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 12

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2025

Disclosed balance after: 16,381

F8 · price: The trade was executed in a series of transactions with a price range of $252.03 to $252.60, inclusive, with a weighted average price of $252.29.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 20,909 $251.62 $5,261,122.58
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 11

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2025

Disclosed balance after: 33,674

F7 · price: The trade was executed in a series of transactions with a price range of $251.03 to $252.02, inclusive, with a weighted average price of $251.62.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 16,275 $252.26 $4,105,531.50
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 6

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2025

Disclosed balance after: 35,000

F6 · price: The trade was executed in a series of transactions with a price range of $252.01 to $252.60, inclusive, with a weighted average price of $252.26.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 20,808 $251.61 $5,235,500.88
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2025

Disclosed balance after: 51,275

F5 · price: The trade was executed in a series of transactions with a price range of $251.01 to $252.00, inclusive, with a weighted average price of $251.61.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 339 $255.24 $86,526.36
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 18

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2024 II

Disclosed balance after: 40,000

F4 · price: The trade was executed in a series of transactions with a price range of $255.15 to $255.48, inclusive, with a weighted average price of $255.24.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 2,210 $254.70 $562,887.00
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 17

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2024 II

Disclosed balance after: 40,339

F3 · price: The trade was executed in a series of transactions with a price range of $254.15 to $255.145, inclusive, with a weighted average price of $254.70.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 2,448 $253.67 $620,984.16
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 16

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2024 II

Disclosed balance after: 42,549

F2 · price: The trade was executed in a series of transactions with a price range of $253.15 to $254.14, inclusive, with a weighted average price of $253.67.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 5,003 $252.61 $1,263,807.83
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 15

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2024 II

Disclosed balance after: 44,997

F1 · price: The trade was executed in a series of transactions with a price range of $252.15 to $253.14, inclusive, with a weighted average price of $252.61. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and in footnotes 2 through 12, inclusive.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 1,844 $255.24 $470,662.56
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 10

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2025

Disclosed balance after: 54,583

F4 · price: The trade was executed in a series of transactions with a price range of $255.15 to $255.48, inclusive, with a weighted average price of $255.24.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 12,098 $254.70 $3,081,360.60
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 9

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2025

Disclosed balance after: 56,427

F3 · price: The trade was executed in a series of transactions with a price range of $254.15 to $255.145, inclusive, with a weighted average price of $254.70.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 13,287 $253.67 $3,370,513.29
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 8

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2025

Disclosed balance after: 68,525

F2 · price: The trade was executed in a series of transactions with a price range of $253.15 to $254.14, inclusive, with a weighted average price of $253.67.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 27,354 $252.61 $6,909,893.94
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 7

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2025

Disclosed balance after: 81,812

F1 · price: The trade was executed in a series of transactions with a price range of $252.15 to $253.14, inclusive, with a weighted average price of $252.61. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and in footnotes 2 through 12, inclusive.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 1,251 $255.24 $319,305.24
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2025

Disclosed balance after: 72,083

F4 · price: The trade was executed in a series of transactions with a price range of $255.15 to $255.48, inclusive, with a weighted average price of $255.24.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 8,216 $254.70 $2,092,615.20
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2025

Disclosed balance after: 73,334

F3 · price: The trade was executed in a series of transactions with a price range of $254.15 to $255.145, inclusive, with a weighted average price of $254.70.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 9,056 $253.67 $2,297,235.52
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2025

Disclosed balance after: 81,550

F2 · price: The trade was executed in a series of transactions with a price range of $253.15 to $254.14, inclusive, with a weighted average price of $253.67.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:02 UTC Vertiv Holdings Co VRT · Entity 440 SaleClass A Common Stock 18,561 $252.61 $4,688,694.21
Disclosure

SEC source: 0000950142-26-000578 · es260745123_4-fradin.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2025

Disclosed balance after: 90,606

F1 · price: The trade was executed in a series of transactions with a price range of $252.15 to $253.14, inclusive, with a weighted average price of $252.61. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and in footnotes 2 through 12, inclusive.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 01:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 18,313 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-003260 · es250718982_4-fradin.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2025 II

Disclosed balance after: 18,313

F2 · shares: The Reporting Person?s spouse previously directly beneficially owned these shares of Class A Common Stock. On December 19, 2025, the Reporting Person?s spouse gifted the Class A Common Stock to the S VRT GRAT 2025 II, of which the Reporting Person's spouse is the trustee and annuitant and which is for the benefit of the Reporting Person's spouse and the Reporting Person's children, and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these securities have not been sold and remain held by the S VRT GRAT 2025 II.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 01:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 18,313 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-003260 · es250718982_4-fradin.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

F2 · shares: The Reporting Person?s spouse previously directly beneficially owned these shares of Class A Common Stock. On December 19, 2025, the Reporting Person?s spouse gifted the Class A Common Stock to the S VRT GRAT 2025 II, of which the Reporting Person's spouse is the trustee and annuitant and which is for the benefit of the Reporting Person's spouse and the Reporting Person's children, and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these securities have not been sold and remain held by the S VRT GRAT 2025 II.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 01:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 18,313 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-003260 · es250718982_4-fradin.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2025 II

Disclosed balance after: 18,313

F1 · shares: The Reporting Person previously directly beneficially owned these shares of Class A Common Stock. On December 19, 2025, the Reporting Person gifted the Class A Common Stock to the R VRT GRAT 2025 II, of which the Reporting Person is the trustee and annuitant and which is for the benefit of the Reporting Person and the Reporting Person's children, and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these securities have not been sold and remain held by the R VRT GRAT 2025 II.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 01:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 18,313 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-003260 · es250718982_4-fradin.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The Reporting Person previously directly beneficially owned these shares of Class A Common Stock. On December 19, 2025, the Reporting Person gifted the Class A Common Stock to the R VRT GRAT 2025 II, of which the Reporting Person is the trustee and annuitant and which is for the benefit of the Reporting Person and the Reporting Person's children, and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these securities have not been sold and remain held by the R VRT GRAT 2025 II.

Read SEC document
December 12, 2025 Filed Dec 15, 2025 22:43 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 272,797 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-121260 · tm2533568-1_4seq1.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Susan Fradin Revocable Trust

Disclosed balance after: 752,460

F4 · kind: Reflects an annuity payment on December 12, 2025 of 272,797 shares of the issuer's Common stock from the S JBI GRAT 2024 III to The Susan Fradin Revocable Trust. The reporting person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act.

F6 · ownership.nature: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities.

Read SEC document
December 12, 2025 Filed Dec 15, 2025 22:43 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 272,797 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-121260 · tm2533568-1_4seq1.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S JBI GRAT 2024 III

Disclosed balance after: 213,239

F4 · kind: Reflects an annuity payment on December 12, 2025 of 272,797 shares of the issuer's Common stock from the S JBI GRAT 2024 III to The Susan Fradin Revocable Trust. The reporting person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act.

F5 · ownership.nature: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Read SEC document
December 12, 2025 Filed Dec 15, 2025 22:43 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 272,797 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-121260 · tm2533568-1_4seq1.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 834,667

F1 · kind: Reflects an annuity payment on December 12, 2025 of 272,797 shares of the issuer's Common stock from the R JBI GRAT 2024 III to the reporting person. The reporting person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act.

F3 · balance_after: Includes 35,924 restricted stock units which will fully vest on June 9, 2026.

Read SEC document
December 12, 2025 Filed Dec 15, 2025 22:43 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 272,797 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-121260 · tm2533568-1_4seq1.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R JBI GRAT 2024 III

Disclosed balance after: 213,239

F1 · kind: Reflects an annuity payment on December 12, 2025 of 272,797 shares of the issuer's Common stock from the R JBI GRAT 2024 III to the reporting person. The reporting person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act.

F2 · ownership.nature: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Read SEC document
November 28, 2025 Filed Dec 2, 2025 21:05 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 479,663 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-117705 · tm2532517-1_4seq1.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Susan Fradin Revocable Trust

Disclosed balance after: 479,663

F4 · kind: Reflects an annuity payment on November 28, 2025 of 479,663 shares of the issuer's Common stock from the R JBI GRAT 2024 II to the reporting person's spouse. The reporting person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act.

F8 · ownership.nature: The Susan Fradin Revocable Trust, a revocable trust of which the reporting person's spouse is the trustee and sole beneficiary. The reporting person maintains indirect beneficial ownership of such securities.

Read SEC document
November 28, 2025 Filed Dec 2, 2025 21:05 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 479,663 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-117705 · tm2532517-1_4seq1.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S JBI GRAT 2024 II

Disclosed balance after: 345,752

F4 · kind: Reflects an annuity payment on November 28, 2025 of 479,663 shares of the issuer's Common stock from the R JBI GRAT 2024 II to the reporting person's spouse. The reporting person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act.

F5 · ownership.nature: The S JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities.

Read SEC document
November 28, 2025 Filed Dec 2, 2025 21:05 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 479,663 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-117705 · tm2532517-1_4seq1.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,870

F1 · kind: Reflects an annuity payment on November 28, 2025 of 479,663 shares of the issuer's Common stock from the R JBI GRAT 2024 II to the reporting person. The reporting person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act.

F3 · balance_after: Includes 35,924 restricted stock units which will fully vest on June 9, 2026.

Read SEC document
November 28, 2025 Filed Dec 2, 2025 21:05 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 479,663 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-117705 · tm2532517-1_4seq1.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R JBI GRAT 2024 II

Disclosed balance after: 345,752

F1 · kind: Reflects an annuity payment on November 28, 2025 of 479,663 shares of the issuer's Common stock from the R JBI GRAT 2024 II to the reporting person. The reporting person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act.

F2 · ownership.nature: The R JBI GRAT 2024 II, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 20:21 UTC Janus International Group, Inc. JBI · Entity 5293 GrantCommon Stock 35,924 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-058158 · tm2517583-5_4seq1.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,207

F1 · shares: The Reporting Person received restricted stock units ("RSUs") on June 9, 2025 having a value equal to approximately $305,000.00 based on the closing price per share of the Issuer's common stock on June 9, 2025. The RSUs will fully vest on the first anniversary of the grant date, subject to continued service on the Board of Directors, and will be settled by delivery of shares of common stock.

F6 · balance_after: Includes 35,924 RSUs.

Read SEC document
May 28, 2025 Filed May 30, 2025 23:03 UTC Resolute Holdings Management, Inc. RHLD · Entity 4929 GrantStock Option (Right to Buy) · Derivative 5,603 $0.00 Strike: $33.92 $0.00
Disclosure

SEC source: 0000950142-25-001535 · es250635065_4-fradin.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,603

Underlying: Common Stock · 5,603 shares

Expires 2035-05-28

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on May 28, 2026 and on the first, second and third anniversaries thereof.

Read SEC document
April 21, 2025 Filed Apr 22, 2025 22:10 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 887 $0.00 $0.00
Disclosure

SEC source: 0000202058-25-000075 · wk-form4_1745359809.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,213.78

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/21/2026, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2 · balance_after: Includes 19.47 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:16 UTC Vertiv Holdings Co VRT · Entity 440 GrantStock Options · Derivative 15,000 $0.00 Strike: $85.04 $0.00
Disclosure

SEC source: 0001628280-25-011994 · wk-form4_1741724166.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2035-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2025

Read SEC document
February 28, 2025 Filed Mar 5, 2025 02:17 UTC Resolute Holdings Management, Inc. RHLD · Entity 4929 GrantStock Option (Right to Buy) · Derivative 2,064 $0.00 Strike: $46.82 $0.00
Disclosure

SEC source: 0000950142-25-000621 · es250598056_4-fradin.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Common Stock · 2,064 shares

Expires 2035-02-28

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on February 28, 2026 and on the first, second and third anniversaries thereof.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:30 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 109,166 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-000613 · es250598792_4-fradin.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2025

Disclosed balance after: 109,166

F2 · shares: The Reporting Person previously directly beneficially owned these shares of Class A Common Stock. On February 28, 2025, the Reporting Person gifted the Class A Common Stock to the S VRT GRAT 2025, of which the Reporting Person's spouse is the trustee and annuitant and which is for the benefit of the Reporting Person's spouse and the Reporting Person's children, and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these securities have not been sold and remain held by the S VRT GRAT 2025.

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February 28, 2025 Filed Mar 4, 2025 21:30 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 109,167 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-000613 · es250598792_4-fradin.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2025

Disclosed balance after: 109,167

F1 · shares: The Reporting Person previously directly beneficially owned these shares of Class A Common Stock. On February 28, 2025, the Reporting Person gifted the Class A Common Stock to the R VRT GRAT 2025, of which the Reporting Person is the trustee and annuitant and which is for the benefit of the Reporting Person and the Reporting Person's children, and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these securities have not been sold and remain held by the R VRT GRAT 2025.

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February 28, 2025 Filed Mar 4, 2025 21:30 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 218,333 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-000613 · es250598792_4-fradin.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

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December 12, 2024 Filed Dec 13, 2024 21:15 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 486,036 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-128434 · tm2430421-5_4seq1.xml · nonDerivative · entry 6

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S JBI GRAT 2024 III

Disclosed balance after: 486,036

F8 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On December 12, 2024, the reporting person and the reporting person's spouse entered into a transmutation agreement pursuant to which the reporting person and the reporting person's spouse agreed that 486,036 shares of JBI Common Stock owned by the reporting person and the reporting person's spouse as community property would be deemed to be the separate property of the reporting person's spouse (the "Spouse GRAT Shares").

F9 · shares: After the transmutation agreement discussed in note 8 and also on December 12, 2024, the reporting person's spouse contributed the Spouse GRAT Shares to S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant, and that is for the benefit of the reporting person's spouse and the reporting person's children, and the reporting person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the trust.

F10 · ownership.nature: The S JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person's spouse is the trustee and annuitant and that is for the benefit of the reporting person's spouse and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

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December 12, 2024 Filed Dec 13, 2024 21:15 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 486,036 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-128434 · tm2430421-5_4seq1.xml · nonDerivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R JBI GRAT 2024 III

Disclosed balance after: 486,036

F5 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On December 12, 2024, the reporting person and the reporting person's spouse entered into a transmutation agreement pursuant to which the reporting person and the reporting person's spouse agreed that 486,036 shares of JBI Common Stock owned by the reporting person and the reporting person's spouse as community property would be deemed to be the separate property of the reporting person (the "Reporting Person GRAT Shares").

F6 · shares: After the transmutation agreement discussed in note 5 and also on December 12, 2024, the reporting person contributed the Reporting Person GRAT Shares to R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by the trust.

F7 · ownership.nature: The R JBI GRAT 2024 III, a grantor retained annuity trust of which the reporting person is the trustee and annuitant and that is for the benefit of the reporting person and the reporting person's children. The reporting person maintains indirect beneficial ownership of such securities.

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December 12, 2024 Filed Dec 13, 2024 21:15 UTC Janus International Group, Inc. JBI · Entity 5293 GiftCommon Stock 972,072 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-128434 · tm2430421-5_4seq1.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Fradin Community Property Revocable Trust

Disclosed balance after: 0

F5 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On December 12, 2024, the reporting person and the reporting person's spouse entered into a transmutation agreement pursuant to which the reporting person and the reporting person's spouse agreed that 486,036 shares of JBI Common Stock owned by the reporting person and the reporting person's spouse as community property would be deemed to be the separate property of the reporting person (the "Reporting Person GRAT Shares").

F8 · shares: The reporting person previously indirectly beneficially owned these shares of JBI Common Stock through The Fradin Community Property Revocable Trust. On December 12, 2024, the reporting person and the reporting person's spouse entered into a transmutation agreement pursuant to which the reporting person and the reporting person's spouse agreed that 486,036 shares of JBI Common Stock owned by the reporting person and the reporting person's spouse as community property would be deemed to be the separate property of the reporting person's spouse (the "Spouse GRAT Shares").

F2 · ownership.nature: The shares of JBI Common Stock are held directly by The Fradin Community Property Revocable Trust, for which the reporting person serves as trustee.

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December 12, 2024 Filed Dec 17, 2024 01:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950142-24-002955 · es240569145_4-fradin.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By S VRT GRAT 2024 II

Disclosed balance after: 50,000

F2 · shares: The Reporting Person previously indirectly beneficially owned these shares of Class A Common Stock through the Fradin Community Property Trust. On December 12, 2024, the Reporting Person gifted the Class A Common Stock to the S VRT GRAT 2024 II, of which the Reporting Person's spouse is the trustee and annuitant and which is for the benefit of the Reporting Person's spouse and the Reporting Person's children, and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these securities have not been sold and remain held by the S VRT GRAT 2024 II.

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December 12, 2024 Filed Dec 17, 2024 01:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950142-24-002955 · es240569145_4-fradin.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By R VRT GRAT 2024 II

Disclosed balance after: 50,000

F1 · shares: The Reporting Person previously indirectly beneficially owned these shares of Class A Common Stock through the Fradin Community Property Trust. On December 12, 2024, the Reporting Person gifted the Class A Common Stock to the R VRT GRAT 2024 II, of which the Reporting Person is the trustee and annuitant and which is for the benefit of the Reporting Person and the Reporting Person's children, and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these securities have not been sold and remain held by the R VRT GRAT 2024 II.

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December 12, 2024 Filed Dec 17, 2024 01:00 UTC Vertiv Holdings Co VRT · Entity 440 GiftClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000950142-24-002955 · es240569145_4-fradin.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fradin Community Property Trust

Disclosed balance after: 0

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.