Last 12 months
Inside the activity.
0 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 52 |
| Mar 2026 | 0 | 12 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2022 Filed Mar 7, 2022 22:34 UTC |
FRADIN ROGERDirector
|
GrantStock Options · Derivative | 38,647 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000950142-22-000945 · es220232026_4-fradin.xml · derivative · entry 1 FRADIN ROGER · CIK 0001246989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,647 Underlying: Class A Common Stock · 38,647 shares Expires 2032-03-03 F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:32 UTC |
Johnson Robert JosephDirector · Chief Executive Officer
|
SaleClass A Common Stock | 100,000 | $12.77 | $1,277,000.00 |
DisclosureSEC source: 0001628280-22-004534 · wf-form4_164617035474647.xml · nonDerivative · entry 1 Johnson Robert Joseph · CIK 0001373486 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,226.03 F1 · shares: Sold pursuant to a previously executed Rule 10b5-1 plan. There are no other Vertiv shares owned by Mr. Johnson that are covered by this plan or any other 10b5-1 plan. F2 · price: The trade was executed in a series of transactions with a price range of $12.38 to $13.22, inclusive, with a weighted average price of $12.77. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:31 UTC |
Gill Stephanie LChief Legal Officer & Sec.
|
GrantClass A Common Stock | 13.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025403 · wf-form4_164003588771939.xml · nonDerivative · entry 1 Gill Stephanie L · CIK 0001812000 · Chief Legal Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,410.12 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 16:35 UTC |
Haislet SherylChief Information Officer
|
GrantClass A Common Stock | 4.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025413 · wf-form4_164003609685974.xml · nonDerivative · entry 1 Haislet Sheryl · CIK 0001805295 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,300.56 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 16:34 UTC |
Liang StephenChief Technology Officer
|
GrantClass A Common Stock | 42.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025412 · wf-form4_164003607466025.xml · nonDerivative · entry 1 Liang Stephen · CIK 0001802752 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,177.54 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:35 UTC |
Johnson Robert JosephDirector · Chief Executive Officer
|
GrantClass A Common Stock | 243.03 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025415 · wf-form4_164003613262392.xml · nonDerivative · entry 1 Johnson Robert Joseph · CIK 0001373486 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,226.03 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:35 UTC |
Sanghi AnandPres. AU, NZ, SE Asia & India
|
GrantClass A Common Stock | 12.51 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025414 · wf-form4_164003611396730.xml · nonDerivative · entry 1 Sanghi Anand · CIK 0001843242 · Pres. AU, NZ, SE Asia & India 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,210.51 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:34 UTC |
Fallon David JosephChief Financial Officer
|
GrantClass A Common Stock | 53.16 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025411 · wf-form4_164003605067487.xml · nonDerivative · entry 1 Fallon David Joseph · CIK 0001349628 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,679.16 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:34 UTC |
Hewitt John D.President of Americas
|
GrantClass A Common Stock | 42.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025410 · wf-form4_164003603394507.xml · nonDerivative · entry 1 Hewitt John D. · CIK 0001802693 · President of Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,110.54 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:33 UTC |
Dowd ErinChief Human Resources Officer
|
GrantClass A Common Stock | 8.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025409 · wf-form4_164003601880420.xml · nonDerivative · entry 1 Dowd Erin · CIK 0001840997 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,211.94 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:33 UTC |
Niederpruem Gary JohnChief Strategy and Dev Officer
|
GrantClass A Common Stock | 37.98 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025408 · wf-form4_164003599661327.xml · nonDerivative · entry 1 Niederpruem Gary John · CIK 0001802646 · Chief Strategy and Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,540.98 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:33 UTC |
Forcier JasonCOO & EVP, Infra. & Solutions
|
GrantClass A Common Stock | 42.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025407 · wf-form4_164003597388633.xml · nonDerivative · entry 1 Forcier Jason · CIK 0001472300 · COO & EVP, Infra. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,320.54 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:32 UTC |
Zhu Robert JinchengPresident, Vertiv North Asia
|
GrantClass A Common Stock | 8.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025406 · wf-form4_164003595887325.xml · nonDerivative · entry 1 Zhu Robert Jincheng · CIK 0001843441 · President, Vertiv North Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,435.94 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:32 UTC |
Johnson Patrick R.EVP-Integrated Rack Solutions
|
GrantClass A Common Stock | 37.98 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025405 · wf-form4_164003592514607.xml · nonDerivative · entry 1 Johnson Patrick R. · CIK 0001802692 · EVP-Integrated Rack Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,911.98 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:32 UTC |
Albertazzi GiordanoPresident of EMEA
|
GrantClass A Common Stock | 42.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025404 · wf-form4_164003590406303.xml · nonDerivative · entry 1 Albertazzi Giordano · CIK 0001802544 · President of EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,703.54 F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash. F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| November 09, 2021 Filed Nov 9, 2021 21:07 UTC |
MONSER EDWARD LDirector
|
PurchaseClass A Common Stock | 918 | $27.15 | $24,923.70 |
DisclosureSEC source: 0001628280-21-022534 · wf-form4_163649204347679.xml · nonDerivative · entry 1 MONSER EDWARD L · CIK 0001183480 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 918 F1 · ownership.nature: Reflects securities held directly by the Reporting Person's spouse. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:08 UTC |
Forcier JasonCOO & EVP, Infra. & Solutions
|
OtherClass A Common Stock | 5,243.47 | $27.63 | $144,877.08 |
DisclosureSEC source: 0001628280-21-022539 · wf-form4_163649209715276.xml · nonDerivative · entry 1 Forcier Jason · CIK 0001472300 · COO & EVP, Infra. & Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) plan Disclosed balance after: 6,610.1 F1 · balance_after: Includes 1,366.63 shares previously acquired under the company's 401(k) plan. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:08 UTC |
Johnson Robert JosephDirector · Chief Executive Officer
|
OtherClass A Common Stock | 10,857.76 | $27.63 | $299,999.91 |
DisclosureSEC source: 0001628280-21-022538 · wf-form4_163649206822965.xml · nonDerivative · entry 1 Johnson Robert Joseph · CIK 0001373486 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) plan Disclosed balance after: 11,268.06 F1 · balance_after: Includes 410.3 shares previously acquired under the company's 401(k) plan. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 16:19 UTC |
VPE Holdings, LLCDirector · 10% owner
Vertiv JV Holdings, LLCDirector · 10% owner
PE Vertiv Holdings, LLCDirector · 10% owner
Platinum Equity Investment Holdings III, LLCDirector · 10% owner
Platinum Equity Investment Holdings III Manager, LLCDirector · 10% owner
Platinum Equity InvestCo, L.P.Director · 10% owner
Platinum Equity Investment Holdings IC (Cayman), LLCDirector · 10% owner
Platinum InvestCo (Cayman), LLCDirector · 10% owner
Platinum Equity Investment Holdings, LLCDirector · 10% owner
PLATINUM EQUITY, LLCDirector · 10% owner
|
SaleClass A common stock, par value $0.0001 | 21,925,000 | $24.83 | $544,303,472.50 |
DisclosureSEC source: 0000899243-21-043495 · doc4.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Vertiv JV Holdings, LLC · CIK 0001801997 · Director · 10% owner PE Vertiv Holdings, LLC · CIK 0001801996 · Director · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director · 10% owner Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,955,215 F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 37,955,215 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. F2 · ownership.direct: (continued from Footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. F3 · ownership.direct: (Continued From Footnote 2) Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. F4 · ownership.direct: (Continued From Footnote 3) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F5 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F6 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 16:21 UTC |
VPE Holdings, LLCDirector · 10% owner
Gores TomDirector · 10% owner
|
SaleClass A common stock, par value $0.0001 | 21,925,000 | $24.83 | $544,303,472.50 |
DisclosureSEC source: 0000899243-21-043496 · doc4.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,955,215 F1 · balance_after: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 37,955,215 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. F2 · balance_after: (continued from Footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. F3 · balance_after: (Continued From Footnote 2) Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. F4 · balance_after: (Continued From Footnote 3) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F5 · balance_after: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F6 · balance_after: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| November 04, 2021 Filed Nov 9, 2021 16:05 UTC Amendment |
VPE Holdings, LLCDirector · 10% owner
Vertiv JV Holdings, LLCDirector · 10% owner
PE Vertiv Holdings, LLCDirector · 10% owner
Platinum Equity Investment Holdings III, LLCDirector · 10% owner
Platinum Equity Investment Holdings III Manager, LLCDirector · 10% owner
Platinum Equity Investment Holdings IC (Cayman), LLCDirector · 10% owner
Platinum InvestCo (Cayman), LLCDirector · 10% owner
Platinum Equity Investment Holdings, LLCDirector · 10% owner
PLATINUM EQUITY, LLCDirector · 10% owner
Gores TomDirector · 10% owner
|
SaleClass A common stock, par value $0.0001 | 21,925,000 | $24.83 | $544,303,472.50 |
DisclosureSEC source: 0000899243-21-043640 · doc4a.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Vertiv JV Holdings, LLC · CIK 0001801997 · Director · 10% owner PE Vertiv Holdings, LLC · CIK 0001801996 · Director · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director · 10% owner Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,955,215 F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 37,955,215 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. F2 · ownership.direct: (continued from Footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. F3 · ownership.direct: (Continued From Footnote 2) Platinum Equity Investment Holdings III Manager, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. F4 · ownership.direct: (Continued From Footnote 3) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F5 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F6 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 10:06 UTC |
O' Doherty PhilipManaging Director, E+I
|
OtherClass A Common Stock | 18,486,271 | $27.29 | $504,490,335.59 |
DisclosureSEC source: 0001628280-21-021068 · wf-form4_163584755641790.xml · nonDerivative · entry 1 O' Doherty Philip · CIK 0001890462 · Managing Director, E+I 10b5-1 filing: Not disclosed Ownership: Indirect · Held by affiliated entity Disclosed balance after: 18,486,271 F1 · shares: Shares of Class A common stock issued as consideration for issuer's acquisition of E+I Engineering Ireland Limited and its affiliate, Powerbar Gulf LLC. F2 · price: Calculated using a 60 day VWAP calculation as set forth in the acquisition documents. F3 · ownership.nature: Shares held by Powerbar Limited, an entity controlled by the reporting person. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:33 UTC |
Cripps ScottChief Accounting Officer
|
GrantStock Options · Derivative | 16,666 | $0.00 Strike: $27.46 | $0.00 |
DisclosureSEC source: 0001628280-21-013470 · wf-form4_162525798475743.xml · derivative · entry 2 Cripps Scott · CIK 0001827825 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666 Underlying: Class A Common Stock · 16,666 shares Expires 2031-07-01 F2 · derivative.exercise_date: The stock options will become vested and exercisable in 25% installments on each of the first four anniversaries of the grant date. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:33 UTC |
Cripps ScottChief Accounting Officer
|
GrantClass A Common Stock | 17.895 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-013470 · wf-form4_162525798475743.xml · nonDerivative · entry 1 Cripps Scott · CIK 0001827825 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 17.895 F1 · balance_after: Reflects shares acquired under the Company's 401(k) plan in transactions exempt from reporting requirements Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 16:59 UTC |
Haislet SherylChief Information Officer
|
Tax withholdingClass A Common Stock | 1,712 | $21.49 | $36,790.88 |
DisclosureSEC source: 0000950142-21-001268 · es210143638_4-haislet.xml · nonDerivative · entry 1 Haislet Sheryl · CIK 0001805295 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,296 F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 21:00 UTC |
Niederpruem Gary JohnChief Strategy & Dev. Officer
|
Tax withholdingClass A Common Stock | 14,180 | $21.49 | $304,728.20 |
DisclosureSEC source: 0000950142-21-001272 · es210143644_4-niederpruem.xml · nonDerivative · entry 1 Niederpruem Gary John · CIK 0001802646 · Chief Strategy & Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,503 F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 21:00 UTC |
Johnson Robert JosephDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 94,550 | $21.49 | $2,031,879.50 |
DisclosureSEC source: 0000950142-21-001271 · es210143643_4-johnsonrob.xml · nonDerivative · entry 1 Johnson Robert Joseph · CIK 0001373486 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,983 F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 20:59 UTC |
Johnson Patrick R.EVP-Integrated Rack Systems
|
Tax withholdingClass A Common Stock | 13,993 | $21.49 | $300,709.57 |
DisclosureSEC source: 0000950142-21-001270 · es210143642_4-johnsonpat.xml · nonDerivative · entry 1 Johnson Patrick R. · CIK 0001802692 · EVP-Integrated Rack Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,874 F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 20:59 UTC |
Hewitt John D.President of Americas
|
Tax withholdingClass A Common Stock | 15,655 | $21.49 | $336,425.95 |
DisclosureSEC source: 0000950142-21-001269 · es210143639_4-hewitt.xml · nonDerivative · entry 1 Hewitt John D. · CIK 0001802693 · President of Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,068 F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 20:58 UTC |
Forcier JasonCOO & EVP, Infra. & Solutions
|
Tax withholdingClass A Common Stock | 15,270 | $21.49 | $328,152.30 |
DisclosureSEC source: 0000950142-21-001267 · es210143637_4-forcier.xml · nonDerivative · entry 1 Forcier Jason · CIK 0001472300 · COO & EVP, Infra. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,278 F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 20:58 UTC |
Fallon David JosephChief Financial Officer
|
Tax withholdingClass A Common Stock | 19,852 | $21.49 | $426,619.48 |
DisclosureSEC source: 0000950142-21-001266 · es210143636_4-fallon.xml · nonDerivative · entry 1 Fallon David Joseph · CIK 0001349628 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,626 F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 20:57 UTC |
Dowd ErinChief Human Resources Officer
|
Tax withholdingClass A Common Stock | 3,224 | $21.49 | $69,283.76 |
DisclosureSEC source: 0000950142-21-001265 · es210143635_4-dowd.xml · nonDerivative · entry 1 Dowd Erin · CIK 0001840997 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,203 F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 20:57 UTC |
Albertazzi GiordanoPresident of EMEA
|
Tax withholdingClass A Common Stock | 7,271 | $21.49 | $156,253.79 |
DisclosureSEC source: 0000950142-21-001264 · es210143634_4-albertazzi.xml · nonDerivative · entry 1 Albertazzi Giordano · CIK 0001802544 · President of EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,661 F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). F2 · balance_after: Includes shares, RSUs and DSUs. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:15 UTC |
VPE Holdings, LLCDirector · 10% owner
Vertiv JV Holdings, LLCDirector · 10% owner
PE Vertiv Holdings, LLCDirector · 10% owner
Platinum Equity Investment Holdings III, LLCDirector · 10% owner
Platinum Equity Investment Holdings III Manager, LLCDirector · 10% owner
Platinum Equity InvestCo, L.P.Director · 10% owner
Platinum Equity Investment Holdings IC (Cayman), LLCDirector · 10% owner
Platinum InvestCo (Cayman), LLCDirector · 10% owner
Platinum Equity Investment Holdings, LLCDirector · 10% owner
PLATINUM EQUITY, LLCDirector · 10% owner
|
SaleClass A common stock, par value $0.0001 | 17,381,740 | $20.15 | $350,156,890.47 |
DisclosureSEC source: 0000899243-21-009375 · doc4.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Vertiv JV Holdings, LLC · CIK 0001801997 · Director · 10% owner PE Vertiv Holdings, LLC · CIK 0001801996 · Director · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director · 10% owner Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,880,215 F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 59,880,215 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. F2 · ownership.direct: (Continued From Footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. F3 · ownership.direct: (Continued From Footnote 2) Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. F4 · ownership.direct: (Continued From Footnote 3) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F5 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F6 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:20 UTC |
VPE Holdings, LLCDirector · 10% owner
Gores TomDirector · 10% owner
|
SaleClass A common stock, par value $0.0001 | 17,381,740 | $20.15 | $350,156,890.47 |
DisclosureSEC source: 0000899243-21-009383 · doc4.xml · nonDerivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,880,215 F1 · ownership.direct: VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 59,880,215 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. F2 · ownership.direct: (Continued From Footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. F3 · ownership.direct: (Continued From Footnote 2) Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. F4 · ownership.direct: (Continued From Footnote 3) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F5 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F6 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:03 UTC |
Haislet SherylChief Information Officer
|
GrantStock Options · Derivative | 67,365 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000820 · es210135134_4-haislet.xml · derivative · entry 3 Haislet Sheryl · CIK 0001805295 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,365 Underlying: Class A Common Stock · 67,365 shares Expires 2031-02-26 F4 · derivative.exercise_date: The stock options will vest as to 16,841 on each of February 26, 2022, February 26, 2023, and February 26, 2024, and as to 16,842 on February 26, 2025. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:04 UTC |
Liang StephenChief Technology Officer
|
GrantStock Options · Derivative | 134,730 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000822 · es210135136_4-liang.xml · derivative · entry 2 Liang Stephen · CIK 0001802752 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,730 Underlying: Class A Common Stock · 134,730 shares Expires 2031-02-26 F3 · derivative.exercise_date: The stock options will vest as to 33,682 on each of February 26, 2022 and February 26, 2023 and as to 33,683 on each of February 26, 2024 and February 26, 2025. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:06 UTC |
Zhu Robert JinchengPresident Vertiv North Asia
|
GrantStock Options · Derivative | 52,395 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000827 · es210135143_4-zhu.xml · derivative · entry 1 Zhu Robert Jincheng · CIK 0001843441 · President Vertiv North Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,395 Underlying: Class A Common Stock · 52,395 shares Expires 2031-02-26 F1 · derivative.exercise_date: The stock options will vest as to 13,098 on February 26, 2022 and 13,099 on each of February 26, 2023, February 26, 2024, and February 26, 2025. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:05 UTC |
Sanghi AnandPres. AU, NZ, SE Asia & India
|
GrantStock Options · Derivative | 41,167 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000826 · es210135141_4-sanghi.xml · derivative · entry 1 Sanghi Anand · CIK 0001843242 · Pres. AU, NZ, SE Asia & India 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,167 Underlying: Class A Common Stock · 41,167 shares Expires 2031-02-26 F1 · derivative.exercise_date: The stock options will vest as to 10,291 on February 26, 2022 and 10,292 on each of February 26, 2023, February 26, 2024, and February 26, 2025. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:05 UTC |
Niederpruem Gary JohnChief Strategy & Dev. Officer
|
GrantStock Options · Derivative | 74,850 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000825 · es210135138_4-niederpruem.xml · derivative · entry 2 Niederpruem Gary John · CIK 0001802646 · Chief Strategy & Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,850 Underlying: Class A Common Stock · 74,850 shares Expires 2031-02-26 F3 · derivative.exercise_date: The stock options will vest as to 18,712 on each of February 26, 2022 and February 26, 2023 and as to 18,713 on each of February 26, 2024 and February 26, 2025. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:05 UTC |
Johnson Patrick R.Ex VP-Integrated Rack Systems
|
GrantStock Options · Derivative | 82,335 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000824 · es210135137_4-johnsonp.xml · derivative · entry 2 Johnson Patrick R. · CIK 0001802692 · Ex VP-Integrated Rack Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,335 Underlying: Class A Common Stock · 82,335 shares Expires 2031-02-26 F3 · derivative.exercise_date: The stock options will vest as to 20,583 on February 26, 2022 and 20,584 on each of February 26, 2023, February 26, 2024, and February 26, 2025. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:04 UTC |
Johnson Robert JosephDirector · Chief Executive Officer
|
GrantStock Options · Derivative | 598,802 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000823 · es210135137_4-johnsonr.xml · derivative · entry 2 Johnson Robert Joseph · CIK 0001373486 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,802 Underlying: Class A Common Stock · 598,802 shares Expires 2031-02-26 F3 · derivative.exercise_date: The stock options will vest as to 149,700 on each of February 26, 2022 and February 26, 2023 and as to 149,701 on each of February 26, 2024, and February 26, 2025. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:03 UTC |
Hewitt John D.President of Americas
|
GrantStock Options · Derivative | 114,520 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000821 · es210135135_4-hewitt.xml · derivative · entry 3 Hewitt John D. · CIK 0001802693 · President of Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,520 Underlying: Class A Common Stock · 114,520 shares Expires 2031-02-26 F4 · derivative.exercise_date: The stock options will vest as to 28,630 on each of February 26, 2022, February 26, 2023, February 26, 2024, and February 26, 2025. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:02 UTC |
Forcier JasonCOO & EVP, Infra. & Solutions
|
GrantStock Options · Derivative | 158,982 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000819 · es210135133_4-forcier.xml · derivative · entry 3 Forcier Jason · CIK 0001472300 · COO & EVP, Infra. & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,982 Underlying: Class A Common Stock · 158,982 shares Expires 2031-02-26 F4 · derivative.exercise_date: The stock options will vest as to 39,745 on each of February 26, 2022 and February 26, 2023 and 39,746 on each of February 26, 2024 and February 26, 2025. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:02 UTC |
Fallon David JosephChief Financial Officer
|
GrantStock Options · Derivative | 230,838 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000818 · es210135132_4-fallon.xml · derivative · entry 2 Fallon David Joseph · CIK 0001349628 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,838 Underlying: Class A Common Stock · 230,838 shares Expires 2031-02-26 F3 · derivative.exercise_date: The stock options will vest as to 57,709 on each of February 26, 2022 and February 26, 2023 and as to 57,710 on each of February 26, 2024 and February 26, 2025. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:01 UTC |
Cripps ScottChief Accounting Officer
|
GrantStock Options · Derivative | 30,688 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000817 · es210135131_4-cripps.xml · derivative · entry 1 Cripps Scott · CIK 0001827825 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,688 Underlying: Class A Common Stock · 30,688 shares Expires 2031-02-26 F1 · derivative.exercise_date: The stock options will vest as to 7,672 on February 26, 2022, February 26, 2023, February 26, 2024, and February 26, 2025. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:01 UTC |
Albertazzi GiordanoPresident of EMEA
|
GrantStock Options · Derivative | 89,820 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000950142-21-000816 · es210135130_4-albertazzi.xml · derivative · entry 2 Albertazzi Giordano · CIK 0001802544 · President of EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,820 Underlying: Class A Common Stock · 89,820 shares Expires 2031-02-26 F3 · derivative.exercise_date: The stock options will vest as to 22,455 on each of February 26, 2022, February 26, 2023, February 26, 2024 and February 26, 2025. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 17:15 UTC |
COTE DAVID MDirector · Executive Chairman
|
GrantStock Options · Derivative | 115,942 | $0.00 Strike: $20.56 | $0.00 |
DisclosureSEC source: 0000950142-21-000440 · es210130279_4-cote.xml · derivative · entry 1 COTE DAVID M · CIK 0001136538 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,942 Underlying: Class A Common Stock · 115,942 shares Expires 2031-02-04 F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 17:51 UTC |
VPE Holdings, LLCDirector · 10% owner
Vertiv JV Holdings, LLCDirector · 10% owner
PE Vertiv Holdings, LLCDirector · 10% owner
Platinum Equity Investment Holdings III, LLCDirector · 10% owner
Platinum Equity Investment Holdings III Manager, LLCDirector · 10% owner
Platinum Equity InvestCo, L.P.Director · 10% owner
Platinum Equity Investment Holdings IC (Cayman), LLCDirector · 10% owner
Platinum InvestCo (Cayman), LLCDirector · 10% owner
Platinum Equity Investment Holdings, LLCDirector · 10% owner
PLATINUM EQUITY, LLCDirector · 10% owner
|
GrantStock Options · Derivative | 77,294 | $0.00 Strike: $20.56 | $0.00 |
DisclosureSEC source: 0000899243-21-005216 · doc4.xml · derivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Vertiv JV Holdings, LLC · CIK 0001801997 · Director · 10% owner PE Vertiv Holdings, LLC · CIK 0001801996 · Director · 10% owner Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director · 10% owner Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · Director · 10% owner Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner Platinum Equity Investment Holdings, LLC · CIK 0001634372 · Director · 10% owner PLATINUM EQUITY LLC · CIK 0001228754 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 77,294 Underlying: Class A Common Stock · 77,294 shares Expires 2031-02-03 F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co (the "Issuer"), subject to vesting in equal or nearly equal installments on February 4 of each of 2022, 2023, 2024 and 2025, granted to Jacob Kotzubei and Matthew Louie, assuming continued board service through the applicable vesting date. Options to purchase 38,647 shares of Class A common stock of the Issuer were granted to each of Messrs. Kotzubei and Louie. F2 · ownership.nature: Pursuant to a contractual agreement between Messrs. Kotzubei and Louie, on the one hand, and VPE Holdings, LLC ("VPE"), on the other hand, the shares of Class A common stock of the Issuer issuable to Messrs. Kotzubei and Louie upon exercise of such stock options will be immediately transferred to VPE in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F3 · ownership.nature: Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the shares of Class A common stock beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. F4 · ownership.nature: (Continued from footnote 3) Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, F5 · ownership.nature: (Continued from footnote 4) as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F6 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 17:54 UTC |
VPE Holdings, LLCDirector · 10% owner
Gores TomDirector · 10% owner
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GrantStock Options · Derivative | 77,294 | $0.00 Strike: $20.56 | $0.00 |
DisclosureSEC source: 0000899243-21-005218 · doc4.xml · derivative · entry 1 VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner Gores Tom · CIK 0001471783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 77,294 Underlying: Class A Common Stock · 77,294 shares Expires 2031-02-03 F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co (the "Issuer"), subject to vesting in equal or nearly equal installments on February 4 of each of 2022, 2023, 2024 and 2025, granted to Jacob Kotzubei and Matthew Louie, assuming continued board service through the applicable vesting date. Options to purchase 38,647 shares of Class A common stock of the Issuer were granted to each of Messrs. Kotzubei and Louie. F2 · ownership.nature: Pursuant to a contractual agreement between Messrs. Kotzubei and Louie, on the one hand, and VPE Holdings, LLC ("VPE"), on the other hand, the shares of Class A common stock of the Issuer issuable to Messrs. Kotzubei and Louie upon exercise of such stock options will be immediately transferred to VPE in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. F3 · ownership.nature: Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the shares of Class A common stock beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. F4 · ownership.nature: (Continued from footnote 3) Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings Manager III, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, F5 · ownership.nature: (Continued from footnote 4) as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE. F6 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.