Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2019 Filed Jun 27, 2019 21:21 UTC |
Gehl Jeff PatrickDirector
|
GrantCommon Stock | 9,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001507 · primary_01.xml · nonDerivative · entry 1 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,941 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 9,482 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 25, 2020, and (ii) the day immediately preceding the date of the issuer's 2020 annual meeting of stockholders. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 21:27 UTC |
Taketa Richard HDirector
|
GrantCommon Stock | 9,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001510 · primary_01.xml · nonDerivative · entry 1 Taketa Richard H · CIK 0001772375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,369 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 9,482 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 25, 2020, and (ii) the day immediately preceding the date of the issuer's 2020 annual meeting of stockholders. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 21:25 UTC |
KURTZ KNUTE P.Director
|
GrantCommon Stock | 9,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001508 · primary_01.xml · nonDerivative · entry 1 KURTZ KNUTE P. · CIK 0001709018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,517 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 9,482 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 25, 2020, and (ii) the day immediately preceding the date of the issuer's 2020 annual meeting of stockholders. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 21:26 UTC |
Nayyar Nayaki RDirector
|
GrantCommon Stock | 9,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001509 · primary_01.xml · nonDerivative · entry 1 Nayyar Nayaki R · CIK 0001756318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,814 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 9,482 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 25, 2020, and (ii) the day immediately preceding the date of the issuer's 2020 annual meeting of stockholders. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 16:27 UTC |
Taketa Richard HDirector
|
PurchaseCommon Stock | 9,021 | $7.49 | $67,567.29 |
DisclosureSEC source: 0001593968-19-001443 · primary_01.xml · nonDerivative · entry 1 Taketa Richard H · CIK 0001772375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,887 Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 16:15 UTC |
Steelberg RyanDirector · President · 10% owner
|
PurchaseCommon Stock | 33,244 | $7.49 | $248,997.56 |
DisclosureSEC source: 0001593968-19-001441 · primary_01.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 88,821 F1 · ownership.nature: Shares are held by reporting person as trustee of a living trust. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 12:35 UTC |
Steelberg ChadDirector · CEO, Chairman of the Board · 10% owner
|
PurchaseCommon Stock | 13,300 | $7.54 | $100,325.89 |
DisclosureSEC source: 0001593968-19-001455 · primary_01.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,284 F1 · price: Reflects the weighted-average purchase price for an aggregate of 13,300 shares purchased in multiple transactions at prices ranging from $7.42 to $7.60 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 30, 2019 Filed May 31, 2019 12:54 UTC |
Steelberg RyanDirector · President · 10% owner
|
PurchaseCommon Stock | 25,201 | $9.89 | $249,237.89 |
DisclosureSEC source: 0001593968-19-001245 · primary_01.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 55,577 F1 · ownership.nature: Shares are held by reporting person as trustee of a living trust. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:53 UTC |
Taketa Richard HDirector
|
GrantCommon Stock | 866 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001218 · primary_01.xml · nonDerivative · entry 1 Taketa Richard H · CIK 0001772375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 866 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on June 24, 2019, which is the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| May 17, 2019 Filed May 20, 2019 19:24 UTC |
Steelberg RyanDirector · President · 10% owner
|
PurchaseCommon Stock | 30,376 | $8.20 | $249,083.20 |
DisclosureSEC source: 0001593968-19-001146 · primary_01.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 30,376 F1 · ownership.nature: Shares are held by reporting person as trustee of a living trust. Read SEC document |
| February 19, 2019 Filed Feb 12, 2020 22:26 UTC |
Oates Christopher J.Director
|
GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000419 · primary_01.xml · nonDerivative · entry 1 Oates Christopher J. · CIK 0001704662 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By NIO Advisors, LLC Disclosed balance after: 49,484 F1 · kind: Shares were transferred by reporting person by gift to irrevocable trusts. Reporting person no longer has any pecuniary interest in, or voting or dispositive control over, such shares. F2 · ownership.nature: Shares are held by NIO Advisors, LLC, a limited liability company. Reporting person is the sole member of NIO Advisors, LLC. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 19:05 UTC |
GANLEY JOHN A JREVP, Human Resources
|
GrantStock Option (right to buy) · Derivative | 26,001 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001593968-19-000443 · primary_01.xml · derivative · entry 3 GANLEY JOHN A JR · CIK 0001723379 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,001 Underlying: Common Stock · 26,001 shares Expires 2029-02-12 F4 · derivative.exercise_date: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the common stock of the issuer of $49.15 per share, $98.31 per share and $196.62 per share, respectively, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 19:05 UTC |
GANLEY JOHN A JREVP, Human Resources
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001593968-19-000443 · primary_01.xml · derivative · entry 2 GANLEY JOHN A JR · CIK 0001723379 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-02-12 F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 19:05 UTC |
GANLEY JOHN A JREVP, Human Resources
|
GrantCommon Stock | 16,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000443 · primary_01.xml · nonDerivative · entry 1 GANLEY JOHN A JR · CIK 0001723379 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,845 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 16,845 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2020, subject to the continuous service of reporting person with the issuer. F2 · balance_after: Includes a total of 2,000 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2018 and January 31, 2019. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 00:04 UTC |
COYNE JEFFREY BEVP, General Counsel & Sec
|
GrantStock Option (right to buy) · Derivative | 26,001 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001593968-19-000442 · primary_01.xml · derivative · entry 3 COYNE JEFFREY B · CIK 0001213184 · EVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,001 Underlying: Common Stock · 26,001 shares Expires 2029-02-12 F4 · derivative.exercise_date: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the common stock of the issuer of $49.15 per share, $98.31 per share and $196.62 per share, respectively, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 00:04 UTC |
COYNE JEFFREY BEVP, General Counsel & Sec
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001593968-19-000442 · primary_01.xml · derivative · entry 2 COYNE JEFFREY B · CIK 0001213184 · EVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-02-12 F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 00:04 UTC |
COYNE JEFFREY BEVP, General Counsel & Sec
|
GrantCommon Stock | 16,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000442 · primary_01.xml · nonDerivative · entry 1 COYNE JEFFREY B · CIK 0001213184 · EVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,688 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 16,845 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2020, subject to the continuous service of reporting person with the issuer. F2 · balance_after: Includes a total of 1,843 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2018 and January 31, 2019. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 19:01 UTC |
Collins Peter FEVP and CFO
|
GrantStock Option (right to buy) · Derivative | 26,001 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001593968-19-000441 · primary_01.xml · derivative · entry 4 Collins Peter F · CIK 0001219348 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,001 Underlying: Common Stock · 26,001 shares Expires 2029-02-12 F5 · derivative.exercise_date: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the common stock of the issuer of $49.15 per share, $98.31 per share and $196.62 per share, respectively, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 19:01 UTC |
Collins Peter FEVP and CFO
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001593968-19-000441 · primary_01.xml · derivative · entry 3 Collins Peter F · CIK 0001219348 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-02-12 F4 · derivative.exercise_date: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 19:01 UTC |
Collins Peter FEVP and CFO
|
GrantCommon Stock | 16,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000441 · primary_01.xml · nonDerivative · entry 1 Collins Peter F · CIK 0001219348 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,592 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 16,845 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2020, subject to the continuous service of reporting person with the issuer. F2 · balance_after: Includes a total of 1,963 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2018 and January 31, 2019. Read SEC document |
| January 11, 2019 Filed Jan 14, 2019 17:41 UTC |
ACACIA RESEARCH CORP10% owner
|
SaleVERI Common Stock | 284,748 | $4.81 | $1,370,150.43 |
DisclosureSEC source: 0000934549-19-000003 · wf-form4_154748764508404.xml · nonDerivative · entry 2 ACACIA RESEARCH CORP · CIK 0000934549 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,772 F1 · security: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.60 to $5.090, inclusive. Acacia Research Corporation undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 19:49 UTC Amendment |
ACACIA RESEARCH CORPFormer 10% Owner
|
SaleVERI Common Stock | 284,748 | $4.81 | $1,370,150.43 |
DisclosureSEC source: 0000934549-19-000006 · wf-form4a_154758177963417.xml · nonDerivative · entry 2 ACACIA RESEARCH CORP · CIK 0000934549 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,772 F1 · security: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.60 to $5.090, inclusive. Acacia Research Corporation undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form. Read SEC document |
| January 10, 2019 Filed Jan 14, 2019 17:41 UTC |
ACACIA RESEARCH CORP10% owner
|
SaleVERI Common Stock | 250,000 | $5.21 | $1,302,400.00 |
DisclosureSEC source: 0000934549-19-000003 · wf-form4_154748764508404.xml · nonDerivative · entry 1 ACACIA RESEARCH CORP · CIK 0000934549 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,520 Read SEC document |
| January 10, 2019 Filed Jan 15, 2019 19:49 UTC Amendment |
ACACIA RESEARCH CORPFormer 10% Owner
|
SaleVERI Common Stock | 250,000 | $5.21 | $1,302,400.00 |
DisclosureSEC source: 0000934549-19-000006 · wf-form4a_154758177963417.xml · nonDerivative · entry 1 ACACIA RESEARCH CORP · CIK 0000934549 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,520 Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:40 UTC |
ACACIA RESEARCH CORP10% owner
|
SaleCommon Stock | 117,725 | $6.11 | $719,488.11 |
DisclosureSEC source: 0000934549-18-000096 · edgar.xml · nonDerivative · entry 2 ACACIA RESEARCH CORP · CIK 0000934549 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,520 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to $6.50, inclusive. Acacia Research Corporation undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exhange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 22:40 UTC |
ACACIA RESEARCH CORP10% owner
|
SaleCommon Stock | 82,275 | $6.37 | $524,050.61 |
DisclosureSEC source: 0000934549-18-000096 · edgar.xml · nonDerivative · entry 1 ACACIA RESEARCH CORP · CIK 0000934549 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,537,245 Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 22:30 UTC |
ACACIA RESEARCH CORP10% owner
|
SaleCommon Stock | 1,500,000 | $5.01 | $7,510,050.00 |
DisclosureSEC source: 0000934549-18-000094 · edgar.xml · nonDerivative · entry 1 ACACIA RESEARCH CORP · CIK 0000934549 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,619,520 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.00 to $6.06, inclusive. Acacia Research Corporation undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exhange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| October 15, 2018 Filed Oct 18, 2018 00:20 UTC |
Nayyar Nayaki RDirector
|
GrantCommon Stock | 6,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001343 · primary_01.xml · nonDerivative · entry 1 Nayyar Nayaki R · CIK 0001756318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,332 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 6,332 shares of the issuer's common stock. All such restricted stock units will vest on the earlier of (i) October 15, 2019, and (ii) the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 18:51 UTC |
GRAZIADIO G LOUIS IIIDirector
|
PurchaseCommon Stock | 5,900 | $10.37 | $61,180.64 |
DisclosureSEC source: 0001593968-18-001220 · primary_01.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Dynasty Trust II Disclosed balance after: 14,700 F3 · price: Reflects the weighted-average purchase price for an aggregate of 5,900 shares purchased in multiple transactions at prices ranging from $10.26 to $10.50 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F4 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 18:51 UTC |
GRAZIADIO G LOUIS IIIDirector
|
PurchaseCommon Stock | 3,100 | $10.37 | $32,145.76 |
DisclosureSEC source: 0001593968-18-001220 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Family Trust Disclosed balance after: 145,300 F1 · price: Reflects the weighted-average purchase price for an aggregate of 3,100 shares purchased in multiple transactions at prices ranging from $10.26 to $10.50 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:15 UTC |
GRAZIADIO G LOUIS IIIDirector
|
PurchaseCommon Stock | 4,100 | $10.57 | $43,330.85 |
DisclosureSEC source: 0001593968-18-001213 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Dynasty Trust II Disclosed balance after: 8,800 F1 · price: Reflects the weighted-average purchase price for an aggregate of 4,100 shares purchased in multiple transactions at prices ranging from $10.47 to $10.60 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 17:21 UTC |
GRAZIADIO G LOUIS IIIDirector
|
PurchaseCommon Stock | 5,000 | $10.10 | $50,500.00 |
DisclosureSEC source: 0001593968-18-001206 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Family Trust Disclosed balance after: 142,200 F1 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 20:47 UTC |
GRAZIADIO G LOUIS IIIDirector
|
PurchaseCommon Stock | 5,000 | $10.44 | $52,211.50 |
DisclosureSEC source: 0001593968-18-001145 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,308 F1 · price: Reflects the weighted-average purchase price for an aggregate of 5,000 shares purchased in multiple transactions at prices ranging from $10.36 to $10.50 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 21:11 UTC |
Krieger Paul ADirector
|
GrantCommon Stock | 6,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001142 · primary_01.xml · nonDerivative · entry 1 Krieger Paul A · CIK 0001751047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,116 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 6,116 shares of the issuer's common stock. All such restricted stock units will vest on the earlier of (i) August 27, 2019, and (ii) the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 20:57 UTC |
ACACIA RESEARCH CORP10% owner
|
SaleCommon Stock | 1,000,000 | $10.50 | $10,500,000.00 |
DisclosureSEC source: 0000934549-18-000086 · edgar.xml · nonDerivative · entry 1 ACACIA RESEARCH CORP · CIK 0000934549 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,119,520 Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:53 UTC |
GRAZIADIO G LOUIS IIIDirector
|
GrantCommon Stock | 4,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001014 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,308 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 4,459 shares of the issuer's common stock. All such restricted stock units will vest on the earlier of (i) June 29, 2019, and (ii) the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:50 UTC |
Steelberg ChadDirector · CEO, Chairman of the Board · 10% owner
|
GrantStock Option (right to buy) · Derivative | 1,809,900 | $0.00 Strike: $21.25 | $0.00 |
DisclosureSEC source: 0001593968-18-001013 · primary_01.xml · derivative · entry 5 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,900 Underlying: Common Stock · 1,809,900 shares Expires 2028-05-06 F6 · date: Stock option grant was approved by a special committee of the Board of Directors of the issuer on May 6, 2018, subject to approval by stockholders, and was approved by stockholders on June 29, 2018. F7 · derivative.exercise_date: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the issuer's common stock of $49.15 per share, $98.31 per share and $196.62 per share, respectively, subject to the reporting person's continued service as the issuer's Chief Executive Officer. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:59 UTC |
Walsh Frank E. IIIDirector
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GrantCommon Stock | 4,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001019 · primary_01.xml · nonDerivative · entry 1 Walsh Frank E. III · CIK 0001252869 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,959 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 4,459 shares of the issuer's common stock. All such restricted stock units will vest on the earlier of (i) June 29, 2019, and (ii) the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:57 UTC |
Treska Edward JosephDirector
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GrantCommon Stock | 4,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001017 · primary_01.xml · nonDerivative · entry 1 Treska Edward Joseph · CIK 0001394784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,459 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 4,459 shares of the issuer's common stock. All such restricted stock units will vest on the earlier of (i) June 29, 2019, and (ii) the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:58 UTC |
Oates Christopher J.Director
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GrantCommon Stock | 4,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001018 · primary_01.xml · nonDerivative · entry 1 Oates Christopher J. · CIK 0001704662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,459 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 4,459 shares of the issuer's common stock. All such restricted stock units will vest on the earlier of (i) June 29, 2019, and (ii) the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:55 UTC |
Gehl Jeff PatrickDirector
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GrantCommon Stock | 4,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001015 · primary_01.xml · nonDerivative · entry 1 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,459 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 4,459 shares of the issuer's common stock. All such restricted stock units will vest on the earlier of (i) June 29, 2019, and (ii) the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:56 UTC |
KURTZ KNUTE P.Director
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GrantCommon Stock | 4,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001016 · primary_01.xml · nonDerivative · entry 1 KURTZ KNUTE P. · CIK 0001709018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,035 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 4,459 shares of the issuer's common stock. All such restricted stock units will vest on the earlier of (i) June 29, 2019, and (ii) the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:49 UTC |
Steelberg RyanDirector · President · 10% owner
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GrantStock Option (right to buy) · Derivative | 1,357,425 | $0.00 Strike: $21.25 | $0.00 |
DisclosureSEC source: 0001593968-18-001012 · primary_01.xml · derivative · entry 5 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357,425 Underlying: Common Stock · 1,357,425 shares Expires 2028-05-06 F5 · date: Stock option grant was approved by a special committee of the Board of Directors of the issuer on May 6, 2018, subject to approval by stockholders, and was approved by stockholders on June 29, 2018. F6 · derivative.exercise_date: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the issuer's common stock of $49.15 per share, $98.31 per share and $196.62 per share, respectively, subject to the reporting person's continued service as the issuer's President, or in such other position as may be approved by the Compensation Committee of the issuer's Board of Directors. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:48 UTC |
Checketts Nathaniel L.Director
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GrantCommon Stock | 4,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001011 · primary_01.xml · nonDerivative · entry 1 Checketts Nathaniel L. · CIK 0001706664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,459 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 4,459 shares of the issuer's common stock. All such restricted stock units will vest on the earlier of (i) June 29, 2019, and (ii) the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 21:49 UTC |
KURTZ KNUTE P.Director
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Exercise / conversionRestricted Stock Units · Derivative | 5,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000897 · primary_01.xml · derivative · entry 2 KURTZ KNUTE P. · CIK 0001709018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock. F4 · derivative.exercise_date: The restricted stock units vested on June 8, 2018. F4 · derivative.expiration_date: The restricted stock units vested on June 8, 2018. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 21:49 UTC |
KURTZ KNUTE P.Director
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Exercise / conversionCommon Stock | 5,576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-18-000897 · primary_01.xml · nonDerivative · entry 1 KURTZ KNUTE P. · CIK 0001709018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on June 8, 2017. F2 · price: The restricted stock units were converted into common stock on a one-for-one basis, and no purchase price was paid. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:37 UTC |
Treska Edward JosephDirector
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Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000810 · primary_01.xml · derivative · entry 2 Treska Edward Joseph · CIK 0001394784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock. F1 · kind: Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 17, 2017. F4 · derivative.exercise_date: The restricted stock units vested on May 17, 2018. F4 · derivative.expiration_date: The restricted stock units vested on May 17, 2018. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:37 UTC |
Treska Edward JosephDirector
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Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-18-000810 · primary_01.xml · nonDerivative · entry 1 Treska Edward Joseph · CIK 0001394784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 17, 2017. F2 · price: The restricted stock units were converted into common stock on a one-for-one basis, and no purchase price was paid. Read SEC document |
| May 17, 2018 Filed May 19, 2018 00:34 UTC |
Gehl Jeff PatrickDirector
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Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000809 · primary_01.xml · derivative · entry 4 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock. F1 · kind: Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 17, 2017. F6 · derivative.exercise_date: The restricted stock units vested on May 17, 2018. F6 · derivative.expiration_date: The restricted stock units vested on May 17, 2018. Read SEC document |
| May 17, 2018 Filed May 19, 2018 00:34 UTC |
Gehl Jeff PatrickDirector
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Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-18-000809 · primary_01.xml · nonDerivative · entry 1 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 17, 2017. F2 · price: The restricted stock units were converted into common stock on a one-for-one basis, and no purchase price was paid. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.