person · Reporting owner
GRAZIADIO G LOUIS III
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Veritone, Inc.VERI · Entity 6925 | Director | August 18, 2022 | August 22, 2022 |
| World Point Terminals, LPWPT · Entity 174460 | Director · See Remarks | June 30, 2017 | July 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Veritone, Inc.
Report date August 18, 2022 · Filed August 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 159,554 |
Ending reported balance
After 2022-08-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-18 · Purchase · Acquired 5,000 · Balance 157,054 F1: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $7.32 to $7.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Row 2 · 2022-08-19 · Purchase · Acquired 2,500 · Balance 159,554 |
| Common StockSEC Table I · non-derivative | IndirectBy Graziadio Family Trust | 121,592 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 121,592 F2: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Graziadio Dynasty Trust II | 17,534 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,534 F3: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Son | 5,534 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,534 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 5,534 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,534 |
| Common StockSEC Table I · non-derivative | IndirectBy Ginarra | 206,508 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 206,508 F4: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 4,868 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 4,868 |
| Common StockSEC Table I · non-derivative | IndirectBy Annuity Trust | 7,134 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 7,134 F5: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his children in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Ginmarra | 16,091 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 16,091 F6: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Gino Trust | 4,517 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 4,517 F7: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Marianna Trust | 4,517 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 4,517 F8: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Foundation | 2,334 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 2,334 F9: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Boss Holdings | 59,271 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 59,271 F10: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Western Metals Corporation | 3,693 |
Reported balance
Holding disclosure · report date 2022-08-18 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 3,693 F11: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $7.32 to $7.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares.
F3: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person.
F4: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares.
F5: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his children in such shares.
F6: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares.
F7: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares.
F8: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares.
F9: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares.
F10: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares.
F11: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares.
World Point Terminals, LP
Report date June 30, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units (Limited Partner Interests)SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-30 transaction · row 1
1 source rowRow 1 · 2017-06-30 · Sale · Disposed 3,334 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ACACIA RESEARCH CORP
Report date June 20, 2018 · Filed October 26, 2018
Section 16 reporting ended · disclosed 2018-10-26. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2022 Filed Aug 22, 2022 21:01 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 2,500 | $6.93 | $17,325.00 |
DisclosureSEC source: 0001209191-22-047099 · doc4.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,554 Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:01 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 5,000 | $7.48 | $37,397.00 |
DisclosureSEC source: 0001209191-22-047099 · doc4.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,054 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $7.32 to $7.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 21:14 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 5,476 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0000899243-22-023668 · doc4.xml · derivative · entry 15 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,476 Underlying: Common Stock · 5,476 shares Expires 2032-06-17 F12 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 21:14 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 12,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023668 · doc4.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,054 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 12,196 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders. Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:30 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,000 | $7.34 | $7,342.60 |
DisclosureSEC source: 0000899243-22-019837 · doc4.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,858 Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:30 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 4,000 | $7.34 | $29,370.40 |
DisclosureSEC source: 0000899243-22-019837 · doc4.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziado Family Trust Disclosed balance after: 121,592 F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares. Read SEC document |
| March 15, 2022 Filed Mar 15, 2022 21:44 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,000 | $14.70 | $14,700.00 |
DisclosureSEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 6 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,858 Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:44 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,500 | $15.76 | $23,635.50 |
DisclosureSEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 5 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,868 Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:44 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 2,500 | $15.76 | $39,392.50 |
DisclosureSEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 4 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ginarra Disclosed balance after: 206,508 F4 · ownership.nature: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:44 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,000 | $15.76 | $15,757.00 |
DisclosureSEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 5,534 Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:44 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,000 | $15.76 | $15,757.00 |
DisclosureSEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 5,534 Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:44 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 3,000 | $15.76 | $47,271.00 |
DisclosureSEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Dynasty Trust II Disclosed balance after: 17,534 F1 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:18 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,500 | $15.45 | $23,175.00 |
DisclosureSEC source: 0000899243-22-010596 · doc4.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Dynasty Trust II Disclosed balance after: 14,534 F1 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 17:21 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 1,765 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0001593968-21-001724 · primary_01.xml · derivative · entry 15 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,765 Underlying: Common Stock · 1,765 shares Expires 2031-06-24 F12 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 17:21 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 3,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001724 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,858 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 3,575 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 1,666 | $36.40 | $60,642.40 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 14 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Dynasty Trust II Disclosed balance after: 13,034 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F11 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 596 | $36.40 | $21,694.40 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 13 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Western Metals Corporation Disclosed balance after: 3,693 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F10 · ownership.nature: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 2,135 | $36.40 | $77,714.00 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 12 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Boss Holdings, Inc. Disclosed balance after: 59,271 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F9 · ownership.nature: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 166 | $36.40 | $6,042.40 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 11 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 2,334 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F8 · ownership.nature: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 258 | $36.40 | $9,391.20 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 10 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Marianna Trust Disclosed balance after: 4,517 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F7 · ownership.nature: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 258 | $36.40 | $9,391.20 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 9 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gino Trust Disclosed balance after: 4,517 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F6 · ownership.nature: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 545 | $36.40 | $19,838.00 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 8 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ginmarra Disclosed balance after: 16,091 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F5 · ownership.nature: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 166 | $36.40 | $6,042.40 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 7 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 4,534 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 166 | $36.40 | $6,042.40 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 6 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 4,534 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 132 | $36.40 | $4,804.80 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 5 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 3,368 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 166 | $36.40 | $6,042.40 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 4 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ginarra Disclosed balance after: 6,434 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F4 · ownership.nature: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 1,066 | $36.40 | $38,802.40 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annuity Trust Disclosed balance after: 7,134 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F3 · ownership.nature: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his children in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 6,333 | $36.40 | $230,521.20 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Family Trust Disclosed balance after: 315,166 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 982 | $36.40 | $35,744.80 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,283 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. Read SEC document |
| July 24, 2020 Filed Aug 5, 2020 20:43 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 6,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001693 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,265 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 6,925 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) July 24, 2021, and (ii) the day immediately preceding the date of the issuer's 2021 annual meeting of stockholders. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 13:06 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 20,550 | $2.99 | $61,415.73 |
DisclosureSEC source: 0001593968-19-002233 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,340 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $2.92 to $3.00 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 14:47 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 41,008 | $2.77 | $113,506.04 |
DisclosureSEC source: 0001593968-19-002174 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Family Trust Disclosed balance after: 321,499 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $2.66 to $2.84 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 17:53 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 30,896 | $2.64 | $81,639.59 |
DisclosureSEC source: 0001593968-19-002163 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Family Trust Disclosed balance after: 280,491 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $2.62 to $2.68 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 14:39 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 62,023 | $2.71 | $167,871.45 |
DisclosureSEC source: 0001593968-19-002148 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Family Trust Disclosed balance after: 249,595 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $2.69 to $2.73 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 17:50 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 2,000 | $2.73 | $5,454.00 |
DisclosureSEC source: 0001593968-19-002141 · primary_01.xml · nonDerivative · entry 5 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 4,700 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $2.699 to $2.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 17:50 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 2,000 | $2.73 | $5,454.00 |
DisclosureSEC source: 0001593968-19-002141 · primary_01.xml · nonDerivative · entry 4 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 4,700 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $2.699 to $2.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 17:50 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,700 | $2.73 | $4,635.90 |
DisclosureSEC source: 0001593968-19-002141 · primary_01.xml · nonDerivative · entry 3 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 3,500 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $2.699 to $2.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 17:50 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 3,300 | $2.73 | $8,999.10 |
DisclosureSEC source: 0001593968-19-002141 · primary_01.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ginarra Disclosed balance after: 6,600 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $2.699 to $2.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 17:50 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 42,272 | $2.73 | $115,275.74 |
DisclosureSEC source: 0001593968-19-002141 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Family Trust Disclosed balance after: 187,572 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $2.699 to $2.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 17:20 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 9,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001506 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,790 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 9,482 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 25, 2020, and (ii) the day immediately preceding the date of the issuer's 2020 annual meeting of stockholders. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 18:51 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 5,900 | $10.37 | $61,180.64 |
DisclosureSEC source: 0001593968-18-001220 · primary_01.xml · nonDerivative · entry 2 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Dynasty Trust II Disclosed balance after: 14,700 F3 · price: Reflects the weighted-average purchase price for an aggregate of 5,900 shares purchased in multiple transactions at prices ranging from $10.26 to $10.50 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F4 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 18:51 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 3,100 | $10.37 | $32,145.76 |
DisclosureSEC source: 0001593968-18-001220 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Family Trust Disclosed balance after: 145,300 F1 · price: Reflects the weighted-average purchase price for an aggregate of 3,100 shares purchased in multiple transactions at prices ranging from $10.26 to $10.50 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 18:15 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 4,100 | $10.57 | $43,330.85 |
DisclosureSEC source: 0001593968-18-001213 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Dynasty Trust II Disclosed balance after: 8,800 F1 · price: Reflects the weighted-average purchase price for an aggregate of 4,100 shares purchased in multiple transactions at prices ranging from $10.47 to $10.60 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 17:21 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 5,000 | $10.10 | $50,500.00 |
DisclosureSEC source: 0001593968-18-001206 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Family Trust Disclosed balance after: 142,200 F1 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 20:47 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 5,000 | $10.44 | $52,211.50 |
DisclosureSEC source: 0001593968-18-001145 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,308 F1 · price: Reflects the weighted-average purchase price for an aggregate of 5,000 shares purchased in multiple transactions at prices ranging from $10.36 to $10.50 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:53 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 4,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001014 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,308 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 4,459 shares of the issuer's common stock. All such restricted stock units will vest on the earlier of (i) June 29, 2019, and (ii) the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| May 11, 2018 Filed May 15, 2018 16:55 UTC | Veritone, Inc. VERI · Entity 6925 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000765 · primary_01.xml · derivative · entry 15 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock. F1 · kind: Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 11, 2017. F16 · derivative.exercise_date: The restricted stock units vested on May 11, 2018. F16 · derivative.expiration_date: The restricted stock units vested on May 11, 2018. Read SEC document |
| May 11, 2018 Filed May 15, 2018 16:55 UTC | Veritone, Inc. VERI · Entity 6925 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-18-000765 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 11, 2017. F2 · price: The restricted stock units were converted into common stock on a one-for-one basis, and no purchase price was paid. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 19:36 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,700 | $14.53 | $24,695.90 |
DisclosureSEC source: 0001593968-18-000573 · primary_01.xml · nonDerivative · entry 6 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Dynasty Trust Disclosed balance after: 4,700 F8 · price: Reflects the weighted-average purchase price for an aggregate of 1,700 shares purchased in multiple transactions at prices ranging from $14.39 to $14.70 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F7 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 19:36 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 2,200 | $14.53 | $31,959.40 |
DisclosureSEC source: 0001593968-18-000573 · primary_01.xml · nonDerivative · entry 4 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Family Trust Disclosed balance after: 137,200 F5 · price: Reflects the weighted-average purchase price for an aggregate of 2,200 shares purchased in multiple transactions at prices ranging from $14.39 to $14.70 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F4 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.