Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Veritone, Inc.VERI · Entity 6925 | Director · 10% owner | December 13, 2024 | December 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Veritone, Inc.
Report date December 13, 2024 · Filed December 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,861 |
Reported balance
After 2024-12-13 transaction · row 1
1 source rowRow 1 · 2024-12-13 · Sale · Disposed 504,657 · Balance 31,861 F1: Consists of a promissory note representing a principal amount equal to the purchase price of the shares bearing interest at the current market rate. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Steel Holdings, LLC | 59,229 |
Reported balance
Holding disclosure · report date 2024-12-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 59,229 F2: Reporting person is the sole manager and member of Steel Holdings, LLC. |
| Common StockSEC Table I · non-derivative | IndirectThe C&CS Family Trust dated September 7, 2012 | 59,629 |
Reported balance
Holding disclosure · report date 2024-12-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 59,629 F3: Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHeld by CSVH, LLC | 160,426 |
Reported balance
Holding disclosure · report date 2024-12-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 160,426 F4: Reporting person is the sole manager and member of CSVH, LLC. |
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse as custodian | 425,603 |
Reported balance
Holding disclosure · report date 2024-12-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 425,603 F5: Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares. Reporting person no longer has a reportable interest in 425,603 shares and 425,603 shares held by reporting person's son and daughter, respectively, which shares have been previously included in the reporting person's prior ownership reports. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a promissory note representing a principal amount equal to the purchase price of the shares bearing interest at the current market rate.
F2: Reporting person is the sole manager and member of Steel Holdings, LLC.
F3: Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F4: Reporting person is the sole manager and member of CSVH, LLC.
F5: Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares. Reporting person no longer has a reportable interest in 425,603 shares and 425,603 shares held by reporting person's son and daughter, respectively, which shares have been previously included in the reporting person's prior ownership reports.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2024 Filed Dec 17, 2024 18:47 UTC | Veritone, Inc. VERI · Entity 6925 | SaleCommon Stock | 504,657 | $2.52 | $1,269,212.36 |
DisclosureSEC source: 0001415889-24-029674 · form4-12172024_111234.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,861 F1 · price: Consists of a promissory note representing a principal amount equal to the purchase price of the shares bearing interest at the current market rate. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 17:00 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017236 · form4-06172024_050609.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 536,518 F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 30,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 13, 2025, or the day immediately preceding the date of the issuer's 2025 annual meeting of stockholders. Read SEC document |
| November 15, 2023 Filed Feb 23, 2024 16:51 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 39,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005058 · form4-02232024_090236.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Steel Holdings, LLC Disclosed balance after: 59,229 F1 · shares: Pursuant to the Independent Contractor Services Agreement, dated as of January 4, 2023, by and between the issuer and Steel Holdings, LLC, an entity affiliated with the reporting person ("Consultant"), on January 31, 2023, the Consultant was granted restricted stock units, the vesting of which was subject to both performance-based and service-based conditions ("PSUs"). The number of shares reported represents the number of PSUs that were earned as a result of the achievement of certain of the performance conditions. F2 · ownership.nature: Reporting person is the sole manager and member of Steel Holdings, LLC. Read SEC document |
| April 22, 2023 Filed Apr 25, 2023 16:05 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 19,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025515 · doc4.xml · nonDerivative · entry 3 Steelberg Chad · CIK 0001704669 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Steel Holdings, LLC Disclosed balance after: 19,743 F4 · shares: Pursuant to the Independent Contractor Services Agreement, dated as of January 4, 2023, by and between the issuer and Steel Holdings, LLC, an entity affiliated with the reporting person ("Consultant"), on January 31, 2023, the Consultant was granted restricted stock units, the vesting of which was subject to both performance-based and service-based conditions ("PSUs"). The number of shares reported represents the number of PSUs that were earned as a result of the achievement of certain of the performance conditions. F5 · ownership.nature: Reporting person is the sole manager and member of Steel Holdings, LLC. Read SEC document |
| April 22, 2023 Filed Apr 25, 2023 16:05 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 1,831 | $5.06 | $9,264.86 |
DisclosureSEC source: 0001209191-23-025515 · doc4.xml · nonDerivative · entry 2 Steelberg Chad · CIK 0001704669 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 506,518 F3 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 19:35 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 68,554 | $6.36 | $436,003.44 |
DisclosureSEC source: 0001209191-23-016523 · doc4.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,657 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| April 22, 2022 Filed Apr 25, 2023 16:05 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 3,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025515 · doc4.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 508,349 F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vested in full on April 22, 2023. F2 · balance_after: Represents the number of shares held as of April 22, 2023. Read SEC document |
| March 02, 2022 Filed May 11, 2022 21:38 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 182,821 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017721 · doc4.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,211 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,386 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 15 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The C&CS Family Trust dated September 7, 2012 Disclosed balance after: 5,386 Underlying: Common Stock · 5,386 shares Expires 2027-05-11 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,386 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 14 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The C&CS Family Trust dated September 7, 2012 Disclosed balance after: 5,386 Underlying: Common Stock · 5,386 shares Expires 2027-05-11 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,389 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 13 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The C&CS Family Trust dated September 7, 2012 Disclosed balance after: 5,389 Underlying: Common Stock · 5,389 shares Expires 2027-04-17 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,389 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 12 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The C&CS Family Trust dated September 7, 2012 Disclosed balance after: 5,389 Underlying: Common Stock · 5,389 shares Expires 2027-03-24 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,591 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 11 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,591 shares Expires 2027-05-11 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,591 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 10 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,591 shares Expires 2027-05-11 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,590 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 9 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,590 shares Expires 2027-04-17 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,590 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 8 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,590 shares Expires 2027-03-24 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock | 59,629 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · nonDerivative · entry 3 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The C&CS Family Trust dated September 7, 2012 Disclosed balance after: 59,629 F2 · balance_after: Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock | 215,921 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · nonDerivative · entry 2 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:48 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 89,168 | $17.23 | $1,536,364.64 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,390 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:33 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 220,292 | $19.60 | $4,317,723.20 |
DisclosureSEC source: 0000899243-22-001665 · doc4.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,607 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 07, 2022 Filed Jan 21, 2022 20:52 UTC Amendment | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 202,341 | $19.60 | $3,965,883.60 |
DisclosureSEC source: 0000899243-22-002934 · doc4a.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,558 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. This amendment is being filed to correct the number of shares withheld. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 20:01 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 179,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000472 · primary_01.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,899 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 179,845 shares of the issuer's common stock, which have been granted to reporting person pursuant to the terms of his Employment Agreement with the issuer. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 18:28 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 1,809,900 | Not disclosed Strike: $11.97 | Not disclosed |
DisclosureSEC source: 0001593968-20-001814 · primary_01.xml · derivative · entry 8 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,900 Underlying: Common Stock · 1,809,900 shares Expires 2028-05-06 F6 · price: The exercise price of the performance-based stock option granted to reporting person on May 6, 2018 has been reduced from $21.25 to $11.97 per share pursuant to an amendment approved by the issuer's Board of Directors on August 27, 2020 (which amendment was approved by the issuer's stockholders on July 24, 2020). Such amendment is deemed a cancellation of an existing option and grant of a new option, as reflected in this Form 4. F8 · derivative.exercise_date: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the common stock of the issuer of $17.50 per share, $22.50 per share and $27.50 per share, respectively, subject to the continuous service of reporting person with the issuer. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 18:28 UTC | Veritone, Inc. VERI · Entity 6925 | Disposition to issuerStock Option (right to buy) · Derivative | 1,809,900 | Not disclosed Strike: $21.25 | Not disclosed |
DisclosureSEC source: 0001593968-20-001814 · primary_01.xml · derivative · entry 7 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,809,900 shares Expires 2028-05-06 F6 · price: The exercise price of the performance-based stock option granted to reporting person on May 6, 2018 has been reduced from $21.25 to $11.97 per share pursuant to an amendment approved by the issuer's Board of Directors on August 27, 2020 (which amendment was approved by the issuer's stockholders on July 24, 2020). Such amendment is deemed a cancellation of an existing option and grant of a new option, as reflected in this Form 4. F7 · derivative.exercise_date: Stock option was to become exercisable in three equal tranches based on the achievement of stock price goals for the issuer's common stock. See explanation regarding the deemed cancellation of this option in footnote (6), and see footnote (8) for the vesting conditions applicable to the new performance-based stock option. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 18:46 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 14,695 | $13.60 | $199,881.39 |
DisclosureSEC source: 0001593968-20-001494 · primary_01.xml · nonDerivative · entry 2 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,054 F2 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $13.51 to $13.74 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 18:46 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001494 · primary_01.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,359 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 350,000 shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer. Read SEC document |
| April 29, 2020 Filed May 1, 2020 20:17 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 72,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001096 · primary_01.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,359 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 72,633 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2021, subject to the continuous service of reporting person with the issuer. Read SEC document |
| April 24, 2020 Filed May 1, 2020 20:17 UTC | Veritone, Inc. VERI · Entity 6925 | GiftCommon Stock | 425,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001096 · primary_01.xml · nonDerivative · entry 8 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse as custodian Disclosed balance after: 425,603 F7 · kind: Shares were transferred by reporting person, as trustee of his grantor trust, by gift to his spouse, as custodian for his minor daughter. F10 · ownership.nature: Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares. Read SEC document |
| April 24, 2020 Filed May 1, 2020 20:17 UTC | Veritone, Inc. VERI · Entity 6925 | GiftCommon Stock | 425,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001096 · primary_01.xml · nonDerivative · entry 7 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by daughter Disclosed balance after: 425,603 F6 · kind: Shares were transferred by reporting person, as trustee of his grantor trust, by gift to his daughter. F9 · ownership.nature: Shares are held by reporting person's daughter. Reporting person disclaims beneficial ownership of such shares. Read SEC document |
| April 24, 2020 Filed May 1, 2020 20:17 UTC | Veritone, Inc. VERI · Entity 6925 | GiftCommon Stock | 425,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001096 · primary_01.xml · nonDerivative · entry 6 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by son Disclosed balance after: 425,603 F5 · kind: Shares were transferred by reporting person, as trustee of his grantor trust, by gift to his son. F8 · ownership.nature: Shares are held by reporting person's son. Reporting person disclaims beneficial ownership of such shares. Read SEC document |
| April 24, 2020 Filed May 1, 2020 20:17 UTC | Veritone, Inc. VERI · Entity 6925 | GiftCommon Stock | 425,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001096 · primary_01.xml · nonDerivative · entry 5 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in family trust Disclosed balance after: 0 F7 · kind: Shares were transferred by reporting person, as trustee of his grantor trust, by gift to his spouse, as custodian for his minor daughter. F4 · ownership.nature: Shares are held by reporting person as trustee of his grantor trust. Read SEC document |
| April 24, 2020 Filed May 1, 2020 20:17 UTC | Veritone, Inc. VERI · Entity 6925 | GiftCommon Stock | 425,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001096 · primary_01.xml · nonDerivative · entry 4 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in family trust Disclosed balance after: 425,603 F6 · kind: Shares were transferred by reporting person, as trustee of his grantor trust, by gift to his daughter. F4 · ownership.nature: Shares are held by reporting person as trustee of his grantor trust. Read SEC document |
| April 24, 2020 Filed May 1, 2020 20:17 UTC | Veritone, Inc. VERI · Entity 6925 | GiftCommon Stock | 425,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001096 · primary_01.xml · nonDerivative · entry 3 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in family trust Disclosed balance after: 851,206 F5 · kind: Shares were transferred by reporting person, as trustee of his grantor trust, by gift to his son. F4 · ownership.nature: Shares are held by reporting person as trustee of his grantor trust. Read SEC document |
| April 24, 2020 Filed May 1, 2020 20:17 UTC | Veritone, Inc. VERI · Entity 6925 | GiftCommon Stock | 554,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001096 · primary_01.xml · nonDerivative · entry 2 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in family trust Disclosed balance after: 1,276,809 F2 · kind: Shares were transferred by reporting person, as trustee of his grantor trust, by gift to an irrevocable trust for the benefit of his children and to various other family members. Reporting person no longer has any pecuniary interest in, or voting or dispositive control over, such shares. F3 · balance_after: Prior to the gifts by reporting person, as trustee of his grantor trust, which are being reported voluntarily on this Form 4, 1,677,693 shares had been distributed by Newport Coast Investments, LLC ("Newport") and 294,984 shares had been distributed by NCI Investments, LLC ("NCI") to reporting person, as trustee of his grantor trust, pursuant to pro rata distributions to the members of Newport and NCI. Reporting person had previously reported the aggregate number of the shares held by Newport and NCI as indirectly owned and disclaimed beneficial ownership of such shares except to the extent of his pecuniary interest therein. While such distributions have resulted in reporting person now reporting fewer shares owned, they did not change his pecuniary interest in the shares previously held by Newport and NCI, and such distributions represented a change in form of ownership only. F4 · ownership.nature: Shares are held by reporting person as trustee of his grantor trust. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 12:35 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 13,300 | $7.54 | $100,325.89 |
DisclosureSEC source: 0001593968-19-001455 · primary_01.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,284 F1 · price: Reflects the weighted-average purchase price for an aggregate of 13,300 shares purchased in multiple transactions at prices ranging from $7.42 to $7.60 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:50 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 1,809,900 | $0.00 Strike: $21.25 | $0.00 |
DisclosureSEC source: 0001593968-18-001013 · primary_01.xml · derivative · entry 5 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,900 Underlying: Common Stock · 1,809,900 shares Expires 2028-05-06 F6 · date: Stock option grant was approved by a special committee of the Board of Directors of the issuer on May 6, 2018, subject to approval by stockholders, and was approved by stockholders on June 29, 2018. F7 · derivative.exercise_date: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the issuer's common stock of $49.15 per share, $98.31 per share and $196.62 per share, respectively, subject to the reporting person's continued service as the issuer's Chief Executive Officer. Read SEC document |
| May 07, 2018 Filed Jul 3, 2018 16:50 UTC | Veritone, Inc. VERI · Entity 6925 | GiftCommon Stock | 298,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001013 · primary_01.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,984 F1 · kind: Shares were transferred by reporting person by gift to an irrevocable trust. Reporting person no longer has any pecuniary interest in, or voting or dispositive control over, such shares. F2 · shares: Shares transferred by reporting person by gift consist of all shares that had been held by Steel Holdings, LLC ("Steel Holdings") and previously reported as owned indirectly by reporting person. Such shares were distributed by Steel Holdings to reporting person as its member (representing a change in form of ownership only) prior to such gift. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:32 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 4,781 | $21.21 | $101,393.06 |
DisclosureSEC source: 0001593968-18-000711 · primary_01.xml · nonDerivative · entry 2 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,984 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 Trading Plan adopted by reporting person on March 15, 2018. F3 · price: Reflects the weighted-average purchase price for an aggregate of 4,781 shares purchased in multiple transactions at prices ranging from $21.00 to $21.57 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:32 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 6,731 | $20.84 | $140,289.52 |
DisclosureSEC source: 0001593968-18-000711 · primary_01.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,203 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 Trading Plan adopted by reporting person on March 15, 2018. F2 · price: Reflects the weighted-average purchase price for an aggregate of 6,731 shares purchased in multiple transactions at prices ranging from $20.32 to $20.99 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 18:27 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 11,638 | $19.75 | $229,900.54 |
DisclosureSEC source: 0001593968-18-000706 · primary_01.xml · nonDerivative · entry 2 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,472 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 Trading Plan adopted by reporting person on March 15, 2018. F3 · price: Reflects the weighted-average purchase price for an aggregate of 11,638 shares purchased in multiple transactions at prices ranging from $19.66 to $19.94 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 18:27 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 8,276 | $19.38 | $160,421.16 |
DisclosureSEC source: 0001593968-18-000706 · primary_01.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,834 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 Trading Plan adopted by reporting person on March 15, 2018. F2 · price: Reflects the weighted-average purchase price for an aggregate of 8,276 shares purchased in multiple transactions at prices ranging from $18.66 to $19.65 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:44 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 10,251 | $18.69 | $191,631.17 |
DisclosureSEC source: 0001593968-18-000703 · primary_01.xml · nonDerivative · entry 2 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,558 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 Trading Plan adopted by reporting person on March 15, 2018. F3 · price: Reflects the weighted-average purchase price for an aggregate of 10,251 shares purchased in multiple transactions at prices ranging from $18.50 to $18.85 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:44 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 9,749 | $18.09 | $176,363.31 |
DisclosureSEC source: 0001593968-18-000703 · primary_01.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,307 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 Trading Plan adopted by reporting person on March 15, 2018. F2 · price: Reflects the weighted-average purchase price for an aggregate of 9,749 shares purchased in multiple transactions at prices ranging from $17.57 to $18.47 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:27 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 136,029 | $0.00 Strike: $15.14 | $0.00 |
DisclosureSEC source: 0001593968-18-000607 · primary_01.xml · derivative · entry 6 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,029 Underlying: Common Stock · 136,029 shares Expires 2028-03-15 F8 · derivative.exercise_date: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:00 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 5,215 | $23.97 | $124,982.69 |
DisclosureSEC source: 0000898432-18-000003 · form4.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,807 F1 · shares: Represents shares automatically issued to reporting person on the last trading day of the fourth calendar quarter of 2017 pursuant to the Employment Agreement between reporting person and the issuer, under the issuer's 2017 Stock Incentive Plan. Pursuant to the terms of such Employment Agreement, the number of shares was determined by dividing $125,000 by the average closing price of the issuer's common stock for the last five trading days of the calendar quarter, which was $23.966. F1 · price: Represents shares automatically issued to reporting person on the last trading day of the fourth calendar quarter of 2017 pursuant to the Employment Agreement between reporting person and the issuer, under the issuer's 2017 Stock Incentive Plan. Pursuant to the terms of such Employment Agreement, the number of shares was determined by dividing $125,000 by the average closing price of the issuer's common stock for the last five trading days of the calendar quarter, which was $23.966. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:53 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 2,471 | $50.57 | $124,958.47 |
DisclosureSEC source: 0001140361-17-037426 · doc1.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,592 F1 · price: Represents quarterly shares automatically issued to reporting person pursuant to his Employment Agreement under the Issuer's 2017 Stock Incentive Plan. The number of shares issued at the end of each quarter during the term of such agreement is determined by dividing $125,000 by the average closing price of the Company's Common Stock during the last five trading days of the calendar quarter. Read SEC document |
| June 30, 2017 Filed Aug 22, 2017 20:24 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 10,121 | $12.35 | $124,994.35 |
DisclosureSEC source: 0001140361-17-033044 · doc1.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,121 F1 · price: Represents quarterly shares automatically issued to reporting person pursuant to his Employment Agreement under the Issuer's 2017 Stock Incentive Plan. The number of shares issued at the end of each quarter during the term of such agreement is determined by dividing $125,000 by the average closing price of the Company's Common Stock during the last five trading days of the calendar quarter. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:55 UTC | Veritone, Inc. VERI · Entity 6925 | ConversionSeries B Convertible Preferred Stock · Derivative | 103,093 | $0.00 Strike: $8.80 | $0.00 |
DisclosureSEC source: 0001140361-17-021640 · doc1.xml · derivative · entry 6 Steelberg Chad · CIK 0001704669 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By VIF I, LLC Disclosed balance after: 0 Underlying: Common Stock · 76,970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The 3,205,917 shares of Veritone Series A convertible preferred stock had no expiration date but automatically converted into 2,393,613 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017. F2 · shares: The 103,093 shares of Veritone Series B convertible preferred stock had no expiration date but automatically converted into 76,970 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017. F2 · derivative.expiration_date: The 103,093 shares of Veritone Series B convertible preferred stock had no expiration date but automatically converted into 76,970 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017. F2 · derivative.underlying_shares: The 103,093 shares of Veritone Series B convertible preferred stock had no expiration date but automatically converted into 76,970 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017. F6 · ownership.nature: The reporting person is the Manager of VIF I, LLC, and as such, may be deemed a beneficial owner of shares of common stock directly held by VIF I, LLC. This filing shall not be deemed an admission that the reporting person is, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of all of the securities held by such entity. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:55 UTC | Veritone, Inc. VERI · Entity 6925 | ConversionSeries A Convertible Preferred Stock · Derivative | 3,205,917 | $0.00 Strike: $2.94 | $0.00 |
DisclosureSEC source: 0001140361-17-021640 · doc1.xml · derivative · entry 5 Steelberg Chad · CIK 0001704669 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Newport Coast Investments, LLC Disclosed balance after: 0 Underlying: Common Stock · 2,393,613 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The 3,205,917 shares of Veritone Series A convertible preferred stock had no expiration date but automatically converted into 2,393,613 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017. F1 · shares: The 3,205,917 shares of Veritone Series A convertible preferred stock had no expiration date but automatically converted into 2,393,613 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017. F1 · derivative.expiration_date: The 3,205,917 shares of Veritone Series A convertible preferred stock had no expiration date but automatically converted into 2,393,613 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017. F1 · derivative.underlying_shares: The 3,205,917 shares of Veritone Series A convertible preferred stock had no expiration date but automatically converted into 2,393,613 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017. F3 · ownership.nature: Mr. Steelberg is a trustee of his grantor trust, which is one of the managing members of Newport Coast Investments, LLC ("Newport"), and as such, Mr. Steelberg may be deemed a beneficial owner of shares of common stock directly held by Newport. This filing shall not be deemed an admission that the reporting person is, for the purposes of Section 16 of the Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owner of all of the securities held by such entity. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:55 UTC | Veritone, Inc. VERI · Entity 6925 | ConversionCommon Stock | 76,970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021640 · doc1.xml · nonDerivative · entry 2 Steelberg Chad · CIK 0001704669 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By VIF I, LLC Disclosed balance after: 3,432,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The 103,093 shares of Veritone Series B convertible preferred stock had no expiration date but automatically converted into 76,970 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017. F2 · price: The 103,093 shares of Veritone Series B convertible preferred stock had no expiration date but automatically converted into 76,970 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017. F2 · balance_after: The 103,093 shares of Veritone Series B convertible preferred stock had no expiration date but automatically converted into 76,970 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017. F6 · ownership.nature: The reporting person is the Manager of VIF I, LLC, and as such, may be deemed a beneficial owner of shares of common stock directly held by VIF I, LLC. This filing shall not be deemed an admission that the reporting person is, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of all of the securities held by such entity. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.