Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Veritone, Inc.VERI · Entity 6925 | Director · PRESIDENT AND CEO | August 21, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Veritone, Inc.
Report date August 21, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThe RSS Living Trust, dated April 6, 2012 | 730,284 |
Reported balance
After 2026-08-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-21 · Purchase · Acquired 148,810 · Balance 730,284 F1: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.84 to $0.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separated price within the range set forth in this footnote. F2: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 2,200,868 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,200,868 |
| Common StockSEC Table I · non-derivative | IndirectRVH, LLC | 2,003,349 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,003,349 F3: Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.84 to $0.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separated price within the range set forth in this footnote.
F2: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F3: Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2026 Filed Aug 24, 2026 20:30 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 148,810 | $0.85 | $126,637.31 |
DisclosureSEC source: 0001705446-26-000012 · form4-08242026_080820.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Indirect · The RSS Living Trust, dated April 6, 2012 Disclosed balance after: 730,284 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.84 to $0.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separated price within the range set forth in this footnote. F2 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 14, 2026 Filed Jul 16, 2026 20:53 UTC | Veritone, Inc. VERI · Entity 6925 | GrantPerformance Stock Unit · Derivative | 925,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001705446-26-000008 · form4-07162026_080713.xml · derivative · entry 4 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 925,000 Underlying: Common Stock · 925,000 shares Expires 2036-07-14 F4 · derivative.exercise_price: Consists of performance stock units representing the contingent right to receive shares of the issuer's common stock upon vesting. Performance stock units representing shares of the issuer's common stock vest in three substantially equal installments upon the achievement of milestone stock price goals of $1.8825 per share, $3.7650 per share and $5.6475 per share (each, a "Milestone Price") within specified performance periods, as certified by the compensation committee of the issuer's board of directors. Achievement of each Milestone Price is measured using the volume-weighted average closing price of the issuer's common stock over the 90-calendar day period ending on the last day of the applicable performance period. F4 · derivative.exercise_date: Consists of performance stock units representing the contingent right to receive shares of the issuer's common stock upon vesting. Performance stock units representing shares of the issuer's common stock vest in three substantially equal installments upon the achievement of milestone stock price goals of $1.8825 per share, $3.7650 per share and $5.6475 per share (each, a "Milestone Price") within specified performance periods, as certified by the compensation committee of the issuer's board of directors. Achievement of each Milestone Price is measured using the volume-weighted average closing price of the issuer's common stock over the 90-calendar day period ending on the last day of the applicable performance period. Read SEC document |
| July 14, 2026 Filed Jul 16, 2026 20:53 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 925,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001705446-26-000008 · form4-07162026_080713.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,200,868 F1 · shares: Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of July 7, 2027, July 7, 2028 and July 7, 2029, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 23:00 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 443,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001705446-26-000004 · form4-02232026_060201.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,275,868 F1 · shares: Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2027, January 1, 2028 and January 1, 2029, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:30 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 73,538 | $4.79 | $352,247.02 |
DisclosureSEC source: 0001705446-26-000002 · form4-01062026_040103.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 832,535 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 12:59 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 366,300 | $2.73 | $999,999.00 |
DisclosureSEC source: 0001415889-25-021529 · form4-08132025_120806.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · The RSS Living Trust, dated April 6, 2012 Disclosed balance after: 581,474 F1 · kind: The shares were issued pursuant to a securities purchase agreement, dated June 30, 2025, between the Issuer and the Reporting Person, pursuant to which the Reporting Person agreed to purchase from the Issuer, and the Issuer agreed to issue and sell to the Reporting Person, shares of the Issuer's common stock for a gross aggregate offering price of $1.0 million, at a price per share equal to the greater of (i) $1.41 (representing the consolidated closing bid price of the Issuer's common stock on June 27, 2025) and (ii) the consolidated closing bid price of the Issuer's common stock on the date that is the second full trading day after the date on which the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 2025 is filed with the SEC. In accordance with SEC rules, the transaction became reportable pursuant to Section 16 of the Securities Exchange Act upon the fixing of the purchase price on August 12, 2025. F1 · shares: The shares were issued pursuant to a securities purchase agreement, dated June 30, 2025, between the Issuer and the Reporting Person, pursuant to which the Reporting Person agreed to purchase from the Issuer, and the Issuer agreed to issue and sell to the Reporting Person, shares of the Issuer's common stock for a gross aggregate offering price of $1.0 million, at a price per share equal to the greater of (i) $1.41 (representing the consolidated closing bid price of the Issuer's common stock on June 27, 2025) and (ii) the consolidated closing bid price of the Issuer's common stock on the date that is the second full trading day after the date on which the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 2025 is filed with the SEC. In accordance with SEC rules, the transaction became reportable pursuant to Section 16 of the Securities Exchange Act upon the fixing of the purchase price on August 12, 2025. F2 · price: The price is equal to the consolidated closing bid price of the Issuer's common stock on August 12, 2025. F3 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:46 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 240,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003741 · form4-02122025_090211.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 906,073 F1 · shares: Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2026, January 1, 2027 and January 1, 2028, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 01:55 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 26,703 | $3.20 | $85,449.60 |
DisclosureSEC source: 0001415889-25-000252 · form4-01032025_010117.xml · nonDerivative · entry 2 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 684,921 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| January 02, 2025 Filed Jan 16, 2025 02:02 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 18,848 | $3.20 | $60,313.60 |
DisclosureSEC source: 0001415889-25-001515 · form4-01162025_020100.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,073 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 01:55 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 5,040 | $3.28 | $16,531.20 |
DisclosureSEC source: 0001415889-25-000252 · form4-01032025_010117.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 711,624 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:00 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 5,040 | $2.64 | $13,305.60 |
DisclosureSEC source: 0001415889-24-028123 · form4-12032024_051206.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 716,664 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 21:11 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 5,040 | $3.25 | $16,380.00 |
DisclosureSEC source: 0001415889-24-025964 · form4-11042024_091103.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 721,704 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 21:06 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 5,040 | $3.59 | $18,093.60 |
DisclosureSEC source: 0001415889-24-024206 · form4-10012024_091037.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 726,744 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| August 31, 2024 Filed Sep 3, 2024 20:31 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 5,040 | $3.10 | $15,624.00 |
DisclosureSEC source: 0001415889-24-022692 · form4-09032024_080933.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 731,784 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 21:26 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 5,040 | $2.63 | $13,255.20 |
DisclosureSEC source: 0001415889-24-020537 · form4-08012024_090840.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 736,824 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 20:45 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 4,997 | $2.26 | $11,293.22 |
DisclosureSEC source: 0001415889-24-018928 · form4-07022024_080742.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 741,864 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| May 31, 2024 Filed Jun 3, 2024 22:46 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 5,034 | $2.95 | $14,850.30 |
DisclosureSEC source: 0001415889-24-015214 · form4-06032024_100633.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 746,861 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| April 30, 2024 Filed May 2, 2024 22:58 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 20,205 | $3.27 | $66,070.35 |
DisclosureSEC source: 0001415889-24-012087 · form4-05022024_100553.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 751,895 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 20:49 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 21,086 | $3.78 | $79,705.08 |
DisclosureSEC source: 0001415889-24-011240 · form4-04192024_080436.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,100 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 22:16 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010666 · form4-04102024_100448.xml · nonDerivative · entry 3 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 793,186 F2 · shares: Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2025, January 1, 2026 and January 1, 2027, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 22:16 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 122,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010666 · form4-04102024_100448.xml · nonDerivative · entry 2 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 593,186 F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vest monthly over a period of one year measured from January 1, 2024, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 22:16 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 47,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010666 · form4-04102024_100448.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,787 F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vest monthly over a period of one year measured from January 1, 2024, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 22:48 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 49,752 | $2.05 | $101,991.60 |
DisclosureSEC source: 0001209191-23-056107 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 215,174 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $1.99 to $2.11 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| April 22, 2023 Filed Apr 25, 2023 20:07 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 1,277 | $5.06 | $6,461.62 |
DisclosureSEC source: 0001209191-23-025518 · doc4.xml · nonDerivative · entry 2 Steelberg Ryan · CIK 0001705446 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,711 F3 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 00:36 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 44,295 | $6.36 | $281,716.20 |
DisclosureSEC source: 0001209191-23-016524 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,296 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 22:53 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 158,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004316 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,591 F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2024, January 1, 2025 and January 1, 2026, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 23:11 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 15,420 | $6.98 | $107,631.60 |
DisclosureSEC source: 0001209191-22-050410 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 165,422 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $6.97 to $7.02 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 00:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 21,288 | $6.88 | $146,461.44 |
DisclosureSEC source: 0001209191-22-050174 · doc4.xml · nonDerivative · entry 2 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 150,002 F3 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $6.80 to $6.96 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 00:28 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 35,367 | $6.82 | $241,202.94 |
DisclosureSEC source: 0001209191-22-050174 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 128,714 F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $6.72 to $6.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| April 22, 2022 Filed Apr 25, 2023 20:07 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 3,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025518 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 424,988 F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vested in full on April 22, 2023. F2 · balance_after: Represents the number of shares held as of April 22, 2023. Read SEC document |
| March 02, 2022 Filed May 12, 2022 01:39 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 128,910 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017723 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,566 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,387 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 12 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 5,387 Underlying: Common Stock · 5,387 shares Expires 2027-05-11 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,387 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 11 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 5,387 Underlying: Common Stock · 5,387 shares Expires 2027-05-11 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,388 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 10 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 5,388 Underlying: Common Stock · 5,388 shares Expires 2027-04-17 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,388 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 9 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 5,388 Underlying: Common Stock · 5,388 shares Expires 2027-03-24 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,591 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 8 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,591 shares Expires 2027-05-11 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,591 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 7 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,591 shares Expires 2027-05-11 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,590 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 6 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,590 shares Expires 2027-04-17 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,590 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 5 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,590 shares Expires 2027-03-24 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock | 58,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · nonDerivative · entry 3 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 93,347 F2 · balance_after: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC | Veritone, Inc. VERI · Entity 6925 | OtherCommon Stock | 215,921 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · nonDerivative · entry 2 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Read SEC document |
| February 11, 2022 Filed Feb 16, 2022 02:48 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 63,176 | $17.23 | $1,088,522.48 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,656 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 02:28 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 114,400 | $19.60 | $2,242,240.00 |
DisclosureSEC source: 0000899243-22-001662 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,655 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 07, 2022 Filed Jan 22, 2022 01:49 UTC Amendment | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 98,223 | $19.60 | $1,925,170.80 |
DisclosureSEC source: 0000899243-22-002932 · doc4a.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,832 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. This amendment is being filed to correct the number of shares withheld. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 01:30 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 2,763 | $28.47 | $78,651.83 |
DisclosureSEC source: 0000899243-21-045900 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Living Trust Disclosed balance after: 34,860 F1 · ownership.nature: Shares are held by reporting person as trustee of a living trust. Read SEC document |
| February 11, 2021 Filed Feb 13, 2021 01:04 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 127,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000473 · primary_01.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,055 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 127,422 shares of the issuer's common stock, which have been granted to reporting person pursuant to the terms of his Employment Agreement with the issuer. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer. Read SEC document |
| December 08, 2020 Filed Feb 12, 2021 23:29 UTC | Veritone, Inc. VERI · Entity 6925 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000465 · primary_01.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Living Trust Disclosed balance after: 32,097 F1 · kind: Shares were transferred by reporting person, as trustee of his living trust, by gift to an irrevocable trust for the benefit of his children. Reporting person no longer has any pecuniary interest in, or voting or dispositive control over, such shares. F2 · ownership.nature: Shares are held by reporting person as trustee of a living trust. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 22:31 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 1,357,425 | Not disclosed Strike: $11.97 | Not disclosed |
DisclosureSEC source: 0001593968-20-001815 · primary_01.xml · derivative · entry 6 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357,425 Underlying: Common Stock · 1,357,425 shares Expires 2028-05-06 F4 · price: The exercise price of the performance-based stock option granted to reporting person on May 6, 2018 has been reduced from $21.25 to $11.97 per share pursuant to an amendment approved by the issuer's Board of Directors on August 27, 2020 (which amendment was approved by the issuer's stockholders on July 24, 2020). Such amendment is deemed a cancellation of an existing option and grant of a new option, as reflected in this Form 4. F6 · derivative.exercise_date: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the common stock of the issuer of $17.50 per share, $22.50 per share and $27.50 per share, respectively, subject to the continuous service of reporting person with the issuer. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 22:31 UTC | Veritone, Inc. VERI · Entity 6925 | Disposition to issuerStock Option (right to buy) · Derivative | 1,357,425 | Not disclosed Strike: $21.25 | Not disclosed |
DisclosureSEC source: 0001593968-20-001815 · primary_01.xml · derivative · entry 5 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,357,425 shares Expires 2028-05-06 F4 · price: The exercise price of the performance-based stock option granted to reporting person on May 6, 2018 has been reduced from $21.25 to $11.97 per share pursuant to an amendment approved by the issuer's Board of Directors on August 27, 2020 (which amendment was approved by the issuer's stockholders on July 24, 2020). Such amendment is deemed a cancellation of an existing option and grant of a new option, as reflected in this Form 4. F5 · derivative.exercise_date: Stock option was to become exercisable in three equal tranches based on the achievement of stock price goals for the issuer's common stock. See explanation regarding the deemed cancellation of this option in footnote (4), and see footnote (6) for the vesting conditions applicable to the new performance-based stock option. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 22:49 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 14,695 | $13.53 | $198,752.81 |
DisclosureSEC source: 0001593968-20-001495 · primary_01.xml · nonDerivative · entry 2 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Living Trust Disclosed balance after: 132,097 F2 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $13.49 to $13.55 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Shares are held by reporting person as trustee of a living trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.