Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Veritone, Inc.VERI · Entity 6925 | EVP, Human Resources | February 12, 2019 | February 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Veritone, Inc.
Report date February 12, 2019 · Filed February 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,845 |
Reported balance
After 2019-02-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-02-12 · Grant · Acquired 16,845 · Balance 19,845 F1: Consists of restricted stock units representing the right to receive upon vesting a total of 16,845 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2020, subject to the continuous service of reporting person with the issuer. F2: Includes a total of 2,000 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2018 and January 31, 2019. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.65 · Expires 2029-02-12 | Direct | 15,000 |
Reported balance
After 2019-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-12 · Grant · Acquired 15,000 · Balance 15,000 F3: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.65 · Expires 2029-02-12 | Direct | 26,001 |
Reported balance
After 2019-02-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-12 · Grant · Acquired 26,001 · Balance 26,001 F4: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the common stock of the issuer of $49.15 per share, $98.31 per share and $196.62 per share, respectively, subject to the continuous service of reporting person with the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units representing the right to receive upon vesting a total of 16,845 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2020, subject to the continuous service of reporting person with the issuer.
F2: Includes a total of 2,000 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2018 and January 31, 2019.
F3: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer.
F4: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the common stock of the issuer of $49.15 per share, $98.31 per share and $196.62 per share, respectively, subject to the continuous service of reporting person with the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2019 Filed Feb 13, 2019 19:05 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 26,001 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001593968-19-000443 · primary_01.xml · derivative · entry 3 GANLEY JOHN A JR · CIK 0001723379 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,001 Underlying: Common Stock · 26,001 shares Expires 2029-02-12 F4 · derivative.exercise_date: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the common stock of the issuer of $49.15 per share, $98.31 per share and $196.62 per share, respectively, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 19:05 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001593968-19-000443 · primary_01.xml · derivative · entry 2 GANLEY JOHN A JR · CIK 0001723379 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-02-12 F3 · derivative.exercise_date: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 19:05 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 16,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000443 · primary_01.xml · nonDerivative · entry 1 GANLEY JOHN A JR · CIK 0001723379 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,845 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 16,845 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2020, subject to the continuous service of reporting person with the issuer. F2 · balance_after: Includes a total of 2,000 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2018 and January 31, 2019. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:57 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 37,099 | $0.00 Strike: $15.14 | $0.00 |
DisclosureSEC source: 0001593968-18-000602 · primary_01.xml · derivative · entry 2 GANLEY JOHN A JR · CIK 0001723379 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,099 Underlying: Common Stock · 37,099 shares Expires 2028-03-15 F2 · derivative.exercise_date: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.