Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Veritone, Inc.VERI · Entity 6925 | EVP and CFO | April 29, 2020 | May 01, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Veritone, Inc.
Report date April 29, 2020 · Filed May 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 127,225 |
Reported balance
After 2020-04-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-29 · Grant · Acquired 72,633 · Balance 127,225 F1: Consists of restricted stock units representing the right to receive upon vesting a total of 72,633 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2021, subject to the continuous service of reporting person with the issuer. F2: Includes a total of 2,000 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2019 and January 31, 2020. |
| Common StockSEC Table I · non-derivative | IndirectHeld by family trust | 10,000 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,000 F3: Shares are held by reporting person and his spouse as trustees of a family trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units representing the right to receive upon vesting a total of 72,633 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2021, subject to the continuous service of reporting person with the issuer.
F2: Includes a total of 2,000 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2019 and January 31, 2020.
F3: Shares are held by reporting person and his spouse as trustees of a family trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2020 Filed May 1, 2020 20:13 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 72,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001094 · primary_01.xml · nonDerivative · entry 1 Collins Peter F · CIK 0001219348 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,225 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 72,633 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2021, subject to the continuous service of reporting person with the issuer. F2 · balance_after: Includes a total of 2,000 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2019 and January 31, 2020. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 19:01 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 26,001 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001593968-19-000441 · primary_01.xml · derivative · entry 4 Collins Peter F · CIK 0001219348 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,001 Underlying: Common Stock · 26,001 shares Expires 2029-02-12 F5 · derivative.exercise_date: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the common stock of the issuer of $49.15 per share, $98.31 per share and $196.62 per share, respectively, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 19:01 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001593968-19-000441 · primary_01.xml · derivative · entry 3 Collins Peter F · CIK 0001219348 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-02-12 F4 · derivative.exercise_date: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 19:01 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 16,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000441 · primary_01.xml · nonDerivative · entry 1 Collins Peter F · CIK 0001219348 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,592 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 16,845 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2020, subject to the continuous service of reporting person with the issuer. F2 · balance_after: Includes a total of 1,963 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2018 and January 31, 2019. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:02 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 37,099 | $0.00 Strike: $15.14 | $0.00 |
DisclosureSEC source: 0001593968-18-000604 · primary_01.xml · derivative · entry 3 Collins Peter F · CIK 0001219348 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,099 Underlying: Common Stock · 37,099 shares Expires 2028-03-15 F2 · derivative.exercise_date: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 19:36 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 1,988 | $14.59 | $29,008.10 |
DisclosureSEC source: 0001593968-18-000545 · primary_01.xml · nonDerivative · entry 2 Collins Peter F · CIK 0001219348 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by family trust Disclosed balance after: 10,000 F3 · price: Reflects the weighted-average purchase price for an aggregate of 1,988 shares purchased in multiple transactions at prices ranging from $14.46 to $14.71 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Shares are held by reporting person and his spouse as trustees of a family trust. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 19:36 UTC | Veritone, Inc. VERI · Entity 6925 | PurchaseCommon Stock | 8,012 | $14.05 | $112,595.84 |
DisclosureSEC source: 0001593968-18-000545 · primary_01.xml · nonDerivative · entry 1 Collins Peter F · CIK 0001219348 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by family trust Disclosed balance after: 8,012 F1 · price: Reflects the weighted-average purchase price for an aggregate of 8,012 shares purchased in multiple transactions at prices ranging from $13.46 to $14.44 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Shares are held by reporting person and his spouse as trustees of a family trust. Read SEC document |
| May 11, 2017 Filed May 15, 2017 21:01 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (Right to Purchase) · Derivative | 12,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001140361-17-020884 · doc1.xml · derivative · entry 1 Collins Peter F · CIK 0001219348 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2027-05-10 F1 · derivative.exercise_date: 25% of the shares of common stock subject to the option will vest upon completion of 12 months of continuous service by the Reporting Person, and 1/48 of the shares subject to the option will vest for each full month of continuous service thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.