Tapewire

Nasdaq · USD

UPST

Upstart Holdings, Inc.

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Tapewire entity
4306
SEC CIK
0001647639
Parsed reports
489

Last 12 months

Inside the activity.

6 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202527
Dec 202502
Jan 202601
Feb 202605
Mar 202601
Apr 202600
May 2026311
Jun 202601
Jul 202600
Aug 202609
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2023 Filed Mar 15, 2023 20:04 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $15.14 $48,448.00
Disclosure

SEC source: 0001628280-23-008085 · wf-form4_167891065445695.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,670

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:04 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-008085 · wf-form4_167891065445695.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:14 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-006825 · wf-form4_167823086907914.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,539

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:14 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $19.17 $61,344.00
Disclosure

SEC source: 0001628280-23-006825 · wf-form4_167823086907914.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,670

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:14 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-006825 · wf-form4_167823086907914.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:12 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 1,262 $18.23 $23,006.26
Disclosure

SEC source: 0001628280-23-005834 · wf-form4_167770510039311.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,928

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:10 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-005831 · wf-form4_167770498551583.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,739

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:10 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $18.23 $58,336.00
Disclosure

SEC source: 0001628280-23-005831 · wf-form4_167770498551583.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,670

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:10 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-005831 · wf-form4_167770498551583.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:03 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 4,654 $18.23 $84,828.92
Disclosure

SEC source: 0001628280-23-004876 · wf-form4_167718980400004.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,464

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.205 to $18.2401. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:14 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 890 $18.15 $16,150.12
Disclosure

SEC source: 0001628280-23-004884 · wf-form4_167719042514328.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,190

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.02 to $18.30. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · balance_after: Includes 757 shares acquired on February 15, 2023 under the Issuer's 2020 Employee Stock Purchase Plan.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:07 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 4,048 $18.14 $73,436.39
Disclosure

SEC source: 0001628280-23-004881 · wf-form4_167719004418795.xml · nonDerivative · entry 1

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,066

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.31. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: The number of shares held (i) includes 40 shares of Common Stock received pursuant to a pro rata distribution in April 2022 from Kleiner Perkins Caufield & Byers XV, LLC, of which theReporting Person is a member, and which acquisition was exempt pursuant to Rule 16a-9, and (ii)reflects the transfer, in April 2022, of 40 shares of Common Stock from the Reporting Person to the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the"Girouard Revocable Trust").

F4 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:05 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-004878 · wf-form4_167718992459130.xml · derivative · entry 4

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,939

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:05 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 10,672 $18.14 $193,615.69
Disclosure

SEC source: 0001628280-23-004878 · wf-form4_167718992459130.xml · nonDerivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,670

F4 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.97 to $18.33. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:05 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $17.74 $56,768.00
Disclosure

SEC source: 0001628280-23-004878 · wf-form4_167718992459130.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,342

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:05 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-004878 · wf-form4_167718992459130.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F3 · balance_after: Includes 757 shares acquired on February 15, 2023 under the Issuer's 2020 Employee Stock Purchase Plan.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:02 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 9,674 $18.14 $175,527.96
Disclosure

SEC source: 0001628280-23-004872 · wf-form4_167718970317400.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,230

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.99 to $18.31. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · balance_after: Includes 45 shares acquired on February 15, 2023 under the Issuer's 2020 Employee Stock Purchase Plan.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:54 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-003736 · wf-form4_167649806353894.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,139

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:54 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $16.21 $51,872.00
Disclosure

SEC source: 0001628280-23-003736 · wf-form4_167649806353894.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,585

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:54 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-003736 · wf-form4_167649806353894.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:43 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 2,300 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-002591 · wf-form4_167580618128747.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,339

Underlying: Common Stock · 2,300 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:43 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 2,300 $21.36 $49,128.00
Disclosure

SEC source: 0001628280-23-002591 · wf-form4_167580618128747.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,585

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:43 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 2,300 $1.35 $3,105.00
Disclosure

SEC source: 0001628280-23-002591 · wf-form4_167580618128747.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:38 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-001922 · wf-form4_167528746813139.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,639

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:38 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $18.82 $60,224.00
Disclosure

SEC source: 0001628280-23-001922 · wf-form4_167528746813139.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,585

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:38 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-001922 · wf-form4_167528746813139.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:52 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 15,000 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-001747 · wf-form4_167511553414073.xml · derivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,607

Underlying: Common Stock · 15,000 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:52 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 15,000 $1.35 $20,250.00
Disclosure

SEC source: 0001628280-23-001747 · wf-form4_167511553414073.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 23:54 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-001564 · wf-form4_167469087168429.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,839

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 23:54 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $17.48 $55,936.00
Disclosure

SEC source: 0001628280-23-001564 · wf-form4_167469087168429.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,585

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 23:54 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-001564 · wf-form4_167469087168429.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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January 17, 2023 Filed Jan 19, 2023 23:23 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-001283 · wf-form4_167417056196487.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,039

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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January 17, 2023 Filed Jan 19, 2023 23:23 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $17.02 $54,448.00
Disclosure

SEC source: 0001628280-23-001283 · wf-form4_167417056196487.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,585

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

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January 17, 2023 Filed Jan 19, 2023 23:23 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-001283 · wf-form4_167417056196487.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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January 10, 2023 Filed Jan 12, 2023 23:16 UTC
Hentges MaryDirector
GrantCommon Stock 2,888 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000986 · wf-form4_167356537487323.xml · nonDerivative · entry 1

Hentges Mary · CIK 0001829575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,588

F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy.

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January 10, 2023 Filed Jan 12, 2023 23:05 UTC GrantCommon Stock 3,149 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000978 · wf-form4_167356470880033.xml · nonDerivative · entry 1

Cooper Kerry Whorton · CIK 0001817263 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,917

F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy.

F2 · ownership.nature: These shares are held by the Edward and Kerry Cooper Living Trust, for which the Reporting Person and her spouse serve as co-trustees.

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January 10, 2023 Filed Jan 12, 2023 23:13 UTC GrantCommon Stock 3,530 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000982 · wf-form4_167356519419617.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,230

F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy.

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January 10, 2023 Filed Jan 12, 2023 18:11 UTC GrantCommon Stock 4,391 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000980 · wf-form4_167356508372222.xml · nonDerivative · entry 1

Singh Cassidy Sukhinder · CIK 0001470176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,525

F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy.

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January 10, 2023 Filed Jan 12, 2023 23:15 UTC
Huber JeffDirector
GrantCommon Stock 2,503 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000984 · wf-form4_167356530118282.xml · nonDerivative · entry 1

Huber Jeff · CIK 0001463740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,830

F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy.

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January 10, 2023 Filed Jan 12, 2023 23:03 UTC GrantCommon Stock 3,401 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000976 · wf-form4_167356461058873.xml · nonDerivative · entry 1

O'Kelly Ciaran · CIK 0001833761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,403

F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy.

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January 09, 2023 Filed Jan 11, 2023 23:35 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-000916 · wf-form4_167348008801200.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,239

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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January 09, 2023 Filed Jan 11, 2023 23:35 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $13.48 $43,136.00
Disclosure

SEC source: 0001628280-23-000916 · wf-form4_167348008801200.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,585

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 23:35 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-000916 · wf-form4_167348008801200.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:41 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-000523 · wf-form4_167295844420451.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,439

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:41 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $13.58 $43,456.00
Disclosure

SEC source: 0001628280-23-000523 · wf-form4_167295844420451.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,585

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:41 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-000523 · wf-form4_167295844420451.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:11 UTC
Darling ScottChief Legal Officer
GrantEmployee Stock Option (Right to buy) · Derivative 435,860 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001628280-23-000222 · wf-form4_167286667345344.xml · derivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,860

Underlying: Common Stock · 435,860 shares

Expires 2032-12-31

F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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December 31, 2022 Filed Jan 4, 2023 21:11 UTC
Darling ScottChief Legal Officer
GrantCommon Stock 198,118 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000222 · wf-form4_167286667345344.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,118

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/12th of the RSUs shall vest on February 20, 2023 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: These securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 21:53 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-22-032643 · wf-form4_167226440292719.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,639

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 21:53 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $12.99 $41,568.00
Disclosure

SEC source: 0001628280-22-032643 · wf-form4_167226440292719.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,585

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.