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person · Reporting owner

Terry Hilliard C. III

Disclosed activity across 5 companies

Tapewire entity
42377
SEC CIK
0001481735

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASBURY AUTOMOTIVE GROUP INCABG · Entity 4090DirectorFebruary 09, 2026February 11, 2026
COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707DirectorMay 14, 2026May 18, 2026
Electriq Power Holdings, Inc.TLGA · Entity 108160DirectorJanuary 12, 2022January 14, 2022
Upstart Holdings, Inc.UPST · Entity 4306DirectorMay 29, 2026June 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASBURY AUTOMOTIVE GROUP INC

Report date February 09, 2026 · Filed February 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,889 Reported balance After 2026-02-09 transaction · row 1
1 source row

Row 1 · 2026-02-09 · Grant · Acquired 932 · Balance 3,889

F1: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

COLUMBIA BANKING SYSTEM, INC.

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect55,514 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 3,949 · Balance 55,514

Electriq Power Holdings, Inc.

Report date January 12, 2022 · Filed January 14, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class F Common Stock, par value $0.0001SEC Table II · derivative / convertible securityDirect23,188 Reported balance After 2022-01-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-01-12 · Sale · Disposed 23,189 · Balance 23,188

F1: The reporting person owned 46,377 shares of Class F Common Stock which are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the issuer's registration statement on Form S-1 (File No. 333-252032). The shares of Class F Common Stock have no expiration date.

F2: In connection with the reporting person's resignation as a director of the issuer, TLG Acquisition Founder LLC purchased 23,189 shares of Class F Common Stock of the issuer from the reporting person for $60.00, or approximately $0.003 per share.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person owned 46,377 shares of Class F Common Stock which are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the issuer's registration statement on Form S-1 (File No. 333-252032). The shares of Class F Common Stock have no expiration date.

F2: In connection with the reporting person's resignation as a director of the issuer, TLG Acquisition Founder LLC purchased 23,189 shares of Class F Common Stock of the issuer from the reporting person for $60.00, or approximately $0.003 per share.

Upstart Holdings, Inc.

Report date May 29, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,432 Reported balance After 2026-05-29 transaction · row 1
1 source row

Row 1 · 2026-05-29 · Grant · Acquired 6,476 · Balance 37,432

F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 29, 2027 or the day prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 29, 2027 or the day prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

UMPQUA HOLDINGS CORP

Report date February 28, 2023 · Filed March 01, 2023

Section 16 reporting ended · disclosed 2023-03-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-02-28 transaction · row 1
1 source row

Row 1 · 2023-02-28 · Disposition to issuer · Disposed 66,003 · Balance 0

F1: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2026 Filed Jun 2, 2026 20:35 UTC Upstart Holdings, Inc. UPST · Entity 4306 GrantCommon Stock 6,476 $0.00 $0.00
Disclosure

SEC source: 0001481735-26-000006 · wk-form4_1780432501.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,432

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 29, 2027 or the day prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 14, 2026 Filed May 18, 2026 21:17 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantCommon Stock 3,949 $0.00 $0.00
Disclosure

SEC source: 0001481735-26-000003 · wk-form4_1779139021.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,514

Read SEC document
February 09, 2026 Filed Feb 11, 2026 22:10 UTC ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 GrantCommon Stock 932 $0.00 $0.00
Disclosure

SEC source: 0001144980-26-000019 · wk-form4_1770847830.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,889

F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

Read SEC document
May 27, 2025 Filed May 29, 2025 20:52 UTC Upstart Holdings, Inc. UPST · Entity 4306 GrantCommon Stock 4,314 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028396 · wk-form4_1748551918.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,956

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 27, 2026 or the day prior to the date of the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 15, 2025 Filed May 17, 2025 01:51 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantCommon Stock 3,382 $0.00 $0.00
Disclosure

SEC source: 0000887343-25-000187 · wk-form4_1747446692.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,565

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:18 UTC ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 GrantCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0001144980-25-000056 · wk-form4_1740172704.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,957

F1 · shares: Common stock award granted as compensation for serving as a member of the Board of Directors of the Issuer.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 20:24 UTC Upstart Holdings, Inc. UPST · Entity 4306 GrantCommon Stock 8,278 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026345 · wk-form4_1717446282.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,642

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 30, 2025 or the day prior to the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:10 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantCommon Stock 4,183 $0.00 $0.00
Disclosure

SEC source: 0000887343-24-000223 · wk-form4_1715724640.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,183

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:44 UTC ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 GrantCommon Stock 968 $0.00 $0.00
Disclosure

SEC source: 0001144980-24-000062 · wk-form4_1708641863.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,244

F1 · shares: Common stock award granted as compensation for serving as a member of the Board of Directors of the Issuer.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 21:53 UTC Upstart Holdings, Inc. UPST · Entity 4306 GrantCommon Stock 1,465 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001263 · wk-form4_1705096399.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,364

F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:34 UTC Upstart Holdings, Inc. UPST · Entity 4306 GrantCommon Stock 9,669 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020144 · wk-form4_1685478821.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,899

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 25, 2024 or the day prior to the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 18, 2023 Filed May 19, 2023 23:03 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantCommon Stock 4,028 $0.00 $0.00
Disclosure

SEC source: 0000887343-23-000251 · wf-form4_168453740491567.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,000

Read SEC document
March 02, 2023 Filed Mar 3, 2023 23:22 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantCommon Stock 648 $0.00 $0.00
Disclosure

SEC source: 0000887343-23-000133 · wf-form4_167788574449841.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,972

Read SEC document
February 28, 2023 Filed Mar 1, 2023 19:08 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 Disposition to issuerCommon Stock 66,003 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008018 · form4.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock.

Read SEC document
February 14, 2023 Filed Feb 15, 2023 23:12 UTC Amendment ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 GrantCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0001144980-23-000057 · wf-form4a_167650275351901.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

F1 · date: The original Form 4 inadvertently listed the date of earliest transaction and transaction date as February 14, 2022 instead of February 14, 2023. This Form 4 amendment is being filed to correct this inadvertent error.

F2 · shares: Common stock award granted as compensation for serving as a member of the Board of Directors of the Issuer.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 23:13 UTC Upstart Holdings, Inc. UPST · Entity 4306 GrantCommon Stock 3,530 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000982 · wf-form4_167356519419617.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,230

F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy.

Read SEC document
May 18, 2022 Filed May 20, 2022 21:39 UTC Upstart Holdings, Inc. UPST · Entity 4306 GrantCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001647639-22-000032 · wf-form4_165308272243252.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 18, 2023 or the day prior to the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 16:29 UTC ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 GrantCommon Stock 609 $0.00 $0.00
Disclosure

SEC source: 0001144980-22-000073 · wf-form4_164563376386852.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

Read SEC document
February 14, 2022 Filed Feb 15, 2023 21:33 UTC ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 GrantCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0001144980-23-000041 · wf-form4_167649677130430.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

F1 · shares: Common stock award granted as compensation for serving as a member of the Board of Directors of the Issuer.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 19:01 UTC Electriq Power Holdings, Inc. TLGA · Entity 108160 SaleClass F Common Stock, par value $0.0001 · Derivative 23,189 $60.00 $1,391,340.00
Disclosure

SEC source: 0000899243-22-001972 · doc4.xml · derivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,188

Underlying: Class A Common Stock, par value $0.0001 · 23,189 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person owned 46,377 shares of Class F Common Stock which are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the issuer's registration statement on Form S-1 (File No. 333-252032). The shares of Class F Common Stock have no expiration date.

F2 · kind: In connection with the reporting person's resignation as a director of the issuer, TLG Acquisition Founder LLC purchased 23,189 shares of Class F Common Stock of the issuer from the reporting person for $60.00, or approximately $0.003 per share.

F2 · price: In connection with the reporting person's resignation as a director of the issuer, TLG Acquisition Founder LLC purchased 23,189 shares of Class F Common Stock of the issuer from the reporting person for $60.00, or approximately $0.003 per share.

F1 · derivative.exercise_date: The reporting person owned 46,377 shares of Class F Common Stock which are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the issuer's registration statement on Form S-1 (File No. 333-252032). The shares of Class F Common Stock have no expiration date.

F1 · derivative.expiration_date: The reporting person owned 46,377 shares of Class F Common Stock which are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the issuer's registration statement on Form S-1 (File No. 333-252032). The shares of Class F Common Stock have no expiration date.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionStock Option (Right to buy) · Derivative 60,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · derivative · entry 20

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,295

Underlying: Common Stock · 60,000 shares

Expires 2029-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F21 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 1,101 $265.46 $292,271.68
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 19

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.25 to $265.70.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 950 $264.76 $251,525.99
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 18

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.24 to $265.00.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 1,867 $263.76 $492,446.64
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 17

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,542

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.24 to $264.19.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 500 $262.35 $131,174.85
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 16

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,409

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.11 to $262.56.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 800 $261.20 $208,958.64
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 15

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,909

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.00 to $261.76.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 800 $260.48 $208,387.84
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 14

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,709

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.00 to $260.98.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 200 $258.78 $51,756.00
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 13

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,509

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.56 to $259.00.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 1,000 $257.61 $257,614.00
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 12

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,709

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.10 to $258.05.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 300 $255.81 $76,743.99
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 11

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,709

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.64 to $255.90.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 700 $254.77 $178,339.91
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 10

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,009

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.50 to $255.05.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 1,600 $253.21 $405,134.56
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 9

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,709

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.92 to $253.72.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 4,148 $252.36 $1,046,800.06
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 8

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,309

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.92 to $252.91.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 4,605 $251.27 $1,157,113.09
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 7

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,457

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.80 to $251.775.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 6,863 $250.20 $1,717,102.01
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 6

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,062

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.795 to $250.79.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 15,300 $249.21 $3,812,917.59
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 5

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,925

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.79 to $249.785.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 15,484 $248.37 $3,845,697.60
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 4

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,225

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.79 to $248.78.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 3,482 $247.41 $861,467.00
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 3

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,709

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.79 to $247.735.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 300 $245.80 $73,740.99
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 2

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,191

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.72 to $245.97. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (20) to this Form 4.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionCommon Stock 60,000 $3.80 $228,000.00
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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May 27, 2021 Filed Jun 1, 2021 20:35 UTC Upstart Holdings, Inc. UPST · Entity 4306 GrantCommon Stock 1,491 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036848 · doc4.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 27, 2022 or the day prior to the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

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April 20, 2021 Filed Apr 22, 2021 12:30 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 6,551 $17.47 $114,445.97
Disclosure

SEC source: 0001127602-21-014217 · form4.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,003

F1 · shares: RSA granted April 20, 2021, vests 100% on the day before the 2022 annual meeting of shareholders.

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April 22, 2020 Filed Apr 22, 2020 18:06 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 10,879 $10.52 $114,447.08
Disclosure

SEC source: 0001127602-20-014323 · form4.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,452

F1 · shares: RSA granted April 22, 2020, vests 100% on the day before the 2021 annual meeting of shareholders.

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November 12, 2019 Filed Nov 14, 2019 17:30 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 978 $16.74 $16,371.72
Disclosure

SEC source: 0001127602-19-032776 · form4.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,573

F1 · shares: Quarterly payment of equity portion of director compensation retainer under 2013 Incentive Plan.

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August 10, 2019 Filed Aug 13, 2019 15:16 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 999 $16.38 $16,363.62
Disclosure

SEC source: 0001127602-19-026513 · form4.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,595

F1 · shares: Quarterly payment of equity portion of director compensation retainer under 2013 Incentive Plan.

Read SEC document
May 10, 2019 Filed May 13, 2019 17:31 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 956 $17.12 $16,366.72
Disclosure

SEC source: 0001127602-19-018368 · form4.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,596

F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan.

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April 18, 2019 Filed Apr 22, 2019 17:27 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 3,509 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016016 · form4.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,640

F1 · shares: RSA granted 4/18/19 to directors on the Issuer's board of directors. The grant vests 100% on the day before the 2020 Annual Meeting.

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February 11, 2019 Filed Feb 13, 2019 16:40 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 871 $17.70 $15,416.70
Disclosure

SEC source: 0001127602-19-005687 · form4.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,131

F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan.

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November 13, 2018 Filed Nov 15, 2018 13:24 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 711 $0.00 $0.00
Disclosure

SEC source: 0001077771-18-000150 · edgardoc.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,260

F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 13:43 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 658 $0.00 $0.00
Disclosure

SEC source: 0001077771-18-000125 · edgardoc.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,549

F1 · security: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.