Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | Director · 10% owner | May 07, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date May 07, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 9,348,016 |
Reported balance
After 2026-05-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-05-07 · Exercise / conversion · Acquired 835,075 · Balance 9,348,016 F1: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee. F2: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000,000 F3: These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 546,501 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 546,501 F4: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 546,501 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 546,501 F5: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 126,057 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 126,057 F6: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 126,057 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 126,057 F7: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020. |
| Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.83 · Expires 2026-09-20 | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-05-07 · Exercise / conversion · Disposed 835,075 · Balance 0 F8: All of the shares subject to this option are fully vested and exercisable as of the date hereof. |
| Common StockSEC Table I · non-derivative | Direct | 52,614 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 52,614 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
F2: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust.
F3: These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
F4: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
F5: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
F6: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
F7: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
F8: All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2026 Filed May 8, 2026 12:56 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 835,075 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001832805-26-000005 · wk-form4_1778244965.xml · derivative · entry 8 Girouard Dave · CIK 0001832805 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 835,075 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| May 07, 2026 Filed May 8, 2026 12:56 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 835,075 | $0.83 | $693,112.25 |
DisclosureSEC source: 0001832805-26-000005 · wk-form4_1778244965.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,348,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee. F2 · ownership.nature: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust. Read SEC document |
| May 07, 2026 Filed May 8, 2026 12:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | PurchaseCommon Stock | 300 | $29.76 | $8,928.00 |
DisclosureSEC source: 0001832805-26-000004 · wk-form4_1778244889.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 8,512,941 F2 · ownership.nature: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee. Read SEC document |
| May 07, 2026 Filed May 8, 2026 12:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | PurchaseCommon Stock | 169,940 | $29.37 | $4,990,678.96 |
DisclosureSEC source: 0001832805-26-000004 · wk-form4_1778244889.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 8,512,641 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.74 to $29.735. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 21:41 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 41,667 | $0.83 Strike: $0.83 | $34,583.61 |
DisclosureSEC source: 0001832805-25-000003 · wk-form4_1758145275.xml · derivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 835,075 Underlying: Common Stock · 41,667 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F10 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 21:41 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,842 | $65.41 | $447,561.90 |
DisclosureSEC source: 0001832805-25-000003 · wk-form4_1758145275.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,614 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.35 to $65.59. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 21:41 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 34,825 | $64.84 | $2,257,983.35 |
DisclosureSEC source: 0001832805-25-000003 · wk-form4_1758145275.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,456 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.35 to $65.345. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 21:41 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 41,667 | $0.83 | $34,583.61 |
DisclosureSEC source: 0001832805-25-000003 · wk-form4_1758145275.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 21:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 41,667 | $0.83 Strike: $0.83 | $34,583.61 |
DisclosureSEC source: 0001647639-25-000102 · wk-form4_1755640467.xml · derivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 876,742 Underlying: Common Stock · 41,667 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F10 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 21:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,890 | $63.91 | $184,691.81 |
DisclosureSEC source: 0001647639-25-000102 · wk-form4_1755640467.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,614 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.83 to $63.91. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 21:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 38,777 | $63.23 | $2,451,741.75 |
DisclosureSEC source: 0001647639-25-000102 · wk-form4_1755640467.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,504 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.725 to $63.625. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 21:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 41,667 | $0.83 | $34,583.61 |
DisclosureSEC source: 0001647639-25-000102 · wk-form4_1755640467.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 20:45 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 41,667 | $0.83 Strike: $0.83 | $34,583.61 |
DisclosureSEC source: 0001647639-25-000078 · wk-form4_1752785145.xml · derivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 918,409 Underlying: Common Stock · 41,667 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F10 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 20:45 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 9,548 | $75.54 | $721,225.37 |
DisclosureSEC source: 0001647639-25-000078 · wk-form4_1752785145.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,614 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.30 to $76.14. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 20:45 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 32,119 | $74.93 | $2,406,606.01 |
DisclosureSEC source: 0001647639-25-000078 · wk-form4_1752785145.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,162 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.30 to $75.29. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 20:45 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 41,667 | $0.83 | $34,583.61 |
DisclosureSEC source: 0001647639-25-000078 · wk-form4_1752785145.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 20:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 41,667 | $0.83 Strike: $0.83 | $34,583.61 |
DisclosureSEC source: 0001647639-25-000068 · wk-form4_1750797119.xml · derivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 960,076 Underlying: Common Stock · 41,667 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F9 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 20:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 41,667 | $60.05 | $2,501,982.52 |
DisclosureSEC source: 0001647639-25-000068 · wk-form4_1750797119.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,614 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.135. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 20:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 41,667 | $0.83 | $34,583.61 |
DisclosureSEC source: 0001647639-25-000068 · wk-form4_1750797119.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:29 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 41,667 | $0.83 Strike: $0.83 | $34,583.61 |
DisclosureSEC source: 0001647639-25-000059 · wk-form4_1749850145.xml · derivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,001,743 Underlying: Common Stock · 41,667 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F9 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:29 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 41,667 | $60.11 | $2,504,524.20 |
DisclosureSEC source: 0001647639-25-000059 · wk-form4_1749850145.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,614 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.32. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:29 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 41,667 | $0.83 | $34,583.61 |
DisclosureSEC source: 0001647639-25-000059 · wk-form4_1749850145.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 01:01 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 239,628 | $0.00 Strike: $66.67 | $0.00 |
DisclosureSEC source: 0001628280-25-010173 · wk-form4_1741136464.xml · derivative · entry 7 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,628 Underlying: Common Stock · 239,628 shares Expires 2035-02-27 F7 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on March 20, 2025 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 22:18 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 100 | $79.58 | $7,958.00 |
DisclosureSEC source: 0001628280-25-007445 · wk-form4_1740435497.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,614 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 22:18 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,424 | $79.00 | $349,486.27 |
DisclosureSEC source: 0001628280-25-007445 · wk-form4_1740435497.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,714 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.52 to $79.4301. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 41,667 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001628280-25-006760 · wk-form4_1740086420.xml · derivative · entry 11 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,043,410 Underlying: Common Stock · 41,667 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F12 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,760 | $85.40 | $748,120.64 |
DisclosureSEC source: 0001628280-25-006760 · wk-form4_1740086420.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,138 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.19 to $85.81. F2 · balance_after: Certain of these securities are Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 22,394 | $84.73 | $1,897,396.59 |
DisclosureSEC source: 0001628280-25-006760 · wk-form4_1740086420.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,898 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.19 to $85.18. F2 · balance_after: Certain of these securities are Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 10,513 | $83.84 | $881,391.00 |
DisclosureSEC source: 0001628280-25-006760 · wk-form4_1740086420.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,292 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.19 to $84.175. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4. F2 · balance_after: Certain of these securities are Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 41,667 | $0.83 | $34,583.61 |
DisclosureSEC source: 0001628280-25-006760 · wk-form4_1740086420.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F2 · balance_after: Certain of these securities are Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 21:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 41,667 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001628280-25-001824 · wk-form4_1737147836.xml · derivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,085,077 Underlying: Common Stock · 41,667 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F11 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 21:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,575 | $63.09 | $351,731.77 |
DisclosureSEC source: 0001628280-25-001824 · wk-form4_1737147836.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,138 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.30. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 21:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 36,092 | $62.52 | $2,256,504.32 |
DisclosureSEC source: 0001628280-25-001824 · wk-form4_1737147836.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,713 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.99. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 21:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 41,667 | $0.83 | $34,583.61 |
DisclosureSEC source: 0001628280-25-001824 · wk-form4_1737147836.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:15 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 41,667 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001628280-24-051876 · wk-form4_1734556501.xml · derivative · entry 12 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,126,744 Underlying: Common Stock · 41,667 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F13 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:15 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,736 | $84.70 | $231,745.49 |
DisclosureSEC source: 0001628280-24-051876 · wk-form4_1734556501.xml · nonDerivative · entry 5 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,138 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.4150 to $85.00. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:15 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 14,123 | $83.80 | $1,183,573.78 |
DisclosureSEC source: 0001628280-24-051876 · wk-form4_1734556501.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,874 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.38 to $84.37. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:15 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 21,434 | $83.01 | $1,779,240.63 |
DisclosureSEC source: 0001628280-24-051876 · wk-form4_1734556501.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 73,997 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.37 to $83.35. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:15 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,374 | $81.70 | $275,668.28 |
DisclosureSEC source: 0001628280-24-051876 · wk-form4_1734556501.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 95,431 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.2650 to $82.20. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:15 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 41,667 | $0.83 | $34,583.61 |
DisclosureSEC source: 0001628280-24-051876 · wk-form4_1734556501.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:29 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,115 | $70.43 | $78,527.89 |
DisclosureSEC source: 0001628280-24-049037 · wk-form4_1732314539.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,138 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.015 to $70.72. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:29 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,259 | $69.57 | $226,720.48 |
DisclosureSEC source: 0001628280-24-049037 · wk-form4_1732314539.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,253 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.09 to $70.01. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:13 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 41,667 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001628280-24-048429 · wk-form4_1732050776.xml · derivative · entry 11 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,168,411 Underlying: Common Stock · 41,667 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023. F12 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:13 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,631 | $66.94 | $309,984.32 |
DisclosureSEC source: 0001628280-24-048429 · wk-form4_1732050776.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,512 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.685 to $67.5001. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:13 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,552 | $66.06 | $564,975.91 |
DisclosureSEC source: 0001628280-24-048429 · wk-form4_1732050776.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,143 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.67 to $66.62. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:13 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 28,484 | $64.97 | $1,850,463.06 |
DisclosureSEC source: 0001628280-24-048429 · wk-form4_1732050776.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 74,695 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.62 to $65.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:13 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 41,667 | $0.83 | $34,583.61 |
DisclosureSEC source: 0001628280-24-048429 · wk-form4_1732050776.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 103,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 21:28 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 41,667 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001628280-24-047194 · wk-form4_1731446898.xml · derivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,210,078 Underlying: Common Stock · 41,667 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023. F10 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 21:28 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 41,667 | $65.15 | $2,714,455.05 |
DisclosureSEC source: 0001628280-24-047194 · wk-form4_1731446898.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,512 F1 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.655 to $65.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 21:28 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 41,667 | $0.83 | $34,583.61 |
DisclosureSEC source: 0001628280-24-047194 · wk-form4_1731446898.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 103,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.