Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | See Remarks | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,875 |
Reported balance
After 2026-08-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-25 · Sale · Disposed 913 · Balance 35,875 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025. F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025.
F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2026 Filed Aug 27, 2026 22:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 913 | $30.03 | $27,417.39 |
DisclosureSEC source: 0001833851-26-000020 · wk-form4_1787868021.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,875 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 20, 2026 Filed Aug 21, 2026 22:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 586 | $28.09 | $16,460.68 |
DisclosureSEC source: 0001833851-26-000018 · wk-form4_1787350993.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,788 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.97 to $28.41. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 26, 2026 Filed May 27, 2026 20:37 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 974 | $28.99 | $28,236.26 |
DisclosureSEC source: 0001833851-26-000014 · wk-form4_1779914237.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,374 Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 526 | $28.77 | $15,134.02 |
DisclosureSEC source: 0001833851-26-000012 · wk-form4_1779481960.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,348 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.36 to $28.99. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:08 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 4,600 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001833851-26-000010 · wk-form4_1779138493.xml · derivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,600 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:08 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 4,600 | $1.35 | $6,210.00 |
DisclosureSEC source: 0001833851-26-000010 · wk-form4_1779138493.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:36 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 390 | $26.02 | $10,147.80 |
DisclosureSEC source: 0001833851-26-000006 · wk-form4_1772573785.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,274 F3 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:36 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 5,938 | $0.00 Strike: $27.23 | $0.00 |
DisclosureSEC source: 0001833851-26-000006 · wk-form4_1772573785.xml · derivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,938 Underlying: Common Stock · 5,938 shares Expires 2036-02-29 F4 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on December 15, 2026 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:36 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001833851-26-000006 · wk-form4_1772573785.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,664 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on February 15, 2027 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:45 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 866 | $28.79 | $24,932.14 |
DisclosureSEC source: 0001833851-26-000004 · wk-form4_1772228708.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,289 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 633 | $29.90 | $18,924.86 |
DisclosureSEC source: 0001833851-26-000002 · wk-form4_1771969607.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,155 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.58 to $30.26. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 390 shares acquired on February 13, 2026 under the Issuer's 2020 Employee Stock Purchase Plan. F4 · balance_after: Certain of the securities reported in Column 5 are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 21:22 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 762 | $38.91 | $29,649.42 |
DisclosureSEC source: 0001833851-25-000005 · wk-form4_1764192123.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 6,900 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001833851-25-000003 · wk-form4_1764020373.xml · derivative · entry 4 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,600 Underlying: Common Stock · 6,900 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 80 | $36.95 | $2,956.00 |
DisclosureSEC source: 0001833851-25-000003 · wk-form4_1764020373.xml · nonDerivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,160 F2 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 741 | $36.58 | $27,107.26 |
DisclosureSEC source: 0001833851-25-000003 · wk-form4_1764020373.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,240 F2 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.935 to $36.85. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 6,900 | $35.58 | $245,502.00 |
DisclosureSEC source: 0001833851-25-000003 · wk-form4_1764020373.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 21:47 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,439 | $69.21 | $99,593.19 |
DisclosureSEC source: 0001647639-25-000116 · wk-form4_1757022421.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,081 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 25, 2025 Filed Aug 26, 2025 20:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,024 | $68.00 | $69,632.00 |
DisclosureSEC source: 0001647639-25-000110 · wk-form4_1756240313.xml · nonDerivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,520 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 365 | $25.90 Strike: $25.90 | $9,453.50 |
DisclosureSEC source: 0001647639-25-000110 · wk-form4_1756240313.xml · derivative · entry 4 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,947 Underlying: Common Stock · 365 shares Expires 2032-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 365 | $70.00 | $25,551.46 |
DisclosureSEC source: 0001647639-25-000110 · wk-form4_1756240313.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,544 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.025. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 365 | $25.90 | $9,453.50 |
DisclosureSEC source: 0001647639-25-000110 · wk-form4_1756240313.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 20, 2025 Filed Aug 22, 2025 20:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,079 | $61.12 | $65,943.73 |
DisclosureSEC source: 0001647639-25-000108 · wk-form4_1755895172.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,544 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.83 to $61.51. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of the securities reported in Column 5 are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 365 | $25.90 Strike: $25.90 | $9,453.50 |
DisclosureSEC source: 0001647639-25-000096 · wk-form4_1754425837.xml · derivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,312 Underlying: Common Stock · 365 shares Expires 2032-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F4 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest on September 20, 2022 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 365 | $77.97 | $28,457.48 |
DisclosureSEC source: 0001647639-25-000096 · wk-form4_1754425837.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,623 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.88 to $78.29. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 365 | $25.90 | $9,453.50 |
DisclosureSEC source: 0001647639-25-000096 · wk-form4_1754425837.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 20:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 4,000 | $25.90 Strike: $25.90 | $103,600.00 |
DisclosureSEC source: 0001647639-25-000076 · wk-form4_1752179692.xml · derivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,677 Underlying: Common Stock · 4,000 shares Expires 2032-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F4 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest on September 20, 2022 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 20:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,000 | $80.07 | $320,270.00 |
DisclosureSEC source: 0001647639-25-000076 · wk-form4_1752179692.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,623 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 20:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 4,000 | $25.90 | $103,600.00 |
DisclosureSEC source: 0001647639-25-000076 · wk-form4_1752179692.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 20:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,073 | $15.23 Strike: $15.23 | $16,341.79 |
DisclosureSEC source: 0001647639-25-000072 · wk-form4_1751920526.xml · derivative · entry 5 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,073 shares Expires 2033-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 20:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 5,460 | $25.90 Strike: $25.90 | $141,414.00 |
DisclosureSEC source: 0001647639-25-000072 · wk-form4_1751920526.xml · derivative · entry 4 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,677 Underlying: Common Stock · 5,460 shares Expires 2032-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest on September 20, 2022 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 20:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,533 | $70.06 | $457,674.54 |
DisclosureSEC source: 0001647639-25-000072 · wk-form4_1751920526.xml · nonDerivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,623 F1 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 20:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 1,073 | $15.23 | $16,341.79 |
DisclosureSEC source: 0001647639-25-000072 · wk-form4_1751920526.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 20:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 5,460 | $25.90 | $141,414.00 |
DisclosureSEC source: 0001647639-25-000072 · wk-form4_1751920526.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,340 | $44.19 | $59,214.60 |
DisclosureSEC source: 0001628280-25-028165 · wk-form4_1748464001.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,623 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 20, 2025 Filed May 22, 2025 21:58 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 764 | $46.96 | $35,874.15 |
DisclosureSEC source: 0001628280-25-027361 · wk-form4_1747951132.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,963 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.71 to $47.44. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:18 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 3,799 | $0.00 Strike: $46.03 | $0.00 |
DisclosureSEC source: 0001628280-25-016194 · wk-form4_1743625099.xml · derivative · entry 4 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,799 Underlying: Common Stock · 3,799 shares Expires 2035-03-30 F5 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on December 20, 2025 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:18 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 616 | $0.00 Strike: $46.03 | $0.00 |
DisclosureSEC source: 0001628280-25-016194 · wk-form4_1743625099.xml · derivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 616 Underlying: Common Stock · 616 shares Expires 2035-03-30 F4 · derivative.exercise_date: 1/3rd of the shares subject to the option shall vest on September 20, 2025 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:18 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 5,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-016194 · wk-form4_1743625099.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,727 F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on February 20, 2026 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:18 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 972 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-016194 · wk-form4_1743625099.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,729 F1 · shares: These securities are restricted stock units (RSUs). Each RSUsrepresents a contingent right to receive one share of Common Stock. These RSUs shall vest on November 20, 2025, subject to the Reporting Person continuing as a service provider through such date. F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 21:19 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,309 | $69.00 | $90,321.00 |
DisclosureSEC source: 0001628280-25-008677 · wk-form4_1740691187.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,757 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F3 · balance_after: The amount of securities beneficially owned reflects a reduction in the number of shares held by the Reporting Person, reflecting the cancellation for no value of 919 RSU shares. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 22:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 50 | $79.52 | $3,976.00 |
DisclosureSEC source: 0001628280-25-007424 · wk-form4_1740434544.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,985 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 22:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 744 | $78.99 | $58,769.75 |
DisclosureSEC source: 0001628280-25-007424 · wk-form4_1740434544.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,035 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.52 to $79.465. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 683 shares acquired on February 15, 2025 under the Issuer's 2020 Employee Stock Purchase Plan. F4 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 26, 2024 Filed Dec 27, 2024 21:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,500 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-24-052498 · wk-form4_1735333398.xml · derivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,500 Underlying: Common Stock · 3,500 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| December 26, 2024 Filed Dec 27, 2024 21:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,500 | $1.35 | $4,725.00 |
DisclosureSEC source: 0001628280-24-052498 · wk-form4_1735333398.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:48 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,411 | $77.37 | $109,162.02 |
DisclosureSEC source: 0001628280-24-049412 · wk-form4_1732744075.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,596 F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 408 | $70.49 | $28,758.25 |
DisclosureSEC source: 0001628280-24-049031 · wk-form4_1732314405.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,007 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.30 to $70.72. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,103 | $69.62 | $76,787.44 |
DisclosureSEC source: 0001628280-24-049031 · wk-form4_1732314405.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,415 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.17 to $70.00. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,000 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · derivative · entry 6 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F4 · derivative.exercise_date: All of the shares subject to this option were fully vested and exercisable as of the transaction date Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,000 | $50.00 | $150,000.00 |
DisclosureSEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · nonDerivative · entry 4 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,518 F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,000 | $1.17 | $3,510.00 |
DisclosureSEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · nonDerivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.