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person · Reporting owner

Darling Scott

Disclosed activity across 2 companies

Tapewire entity
20764
SEC CIK
0001558259

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Stitch Fix, Inc.SFIX · Entity 5637Chief Legal Officer & Secr.September 14, 2022September 15, 2022
Upstart Holdings, Inc.UPST · Entity 4306Chief Legal OfficerAugust 20, 2026August 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Stitch Fix, Inc.

Report date September 14, 2022 · Filed September 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect286,694 Reported balance After 2022-09-14 transaction · row 1
1 source row

Row 1 · 2022-09-14 · Tax withholding · Disposed 23,574 · Balance 286,694

F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

Upstart Holdings, Inc.

Report date August 20, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect73,306 Reported balance After 2026-08-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-20 · Sale · Disposed 7,696 · Balance 73,306

F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.56. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Common StockSEC Table I · non-derivativeIndirectSee Footnote46,610 Reported balance Holding disclosure · report date 2026-08-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 46,610

F4: The shares are held by the Darling Family Trust.

F5: The number of shares held reflects the deposit of 6,184 shares of Common Stock from the Reporting Person to the Darling Family Trust.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.56. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4: The shares are held by the Darling Family Trust.

F5: The number of shares held reflects the deposit of 6,184 shares of Common Stock from the Reporting Person to the Darling Family Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2026 Filed Aug 21, 2026 22:23 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 7,696 $28.09 $216,216.04
Disclosure

SEC source: 0001558259-26-000020 · wk-form4_1787351013.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,306

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.56. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 22:14 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 814 $29.36 $23,898.06
Disclosure

SEC source: 0001558259-26-000017 · wk-form4_1787177685.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,186

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.19 to $29.53. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 20, 2026 Filed May 22, 2026 20:33 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 6,634 $28.78 $190,911.93
Disclosure

SEC source: 0001558259-26-000014 · wk-form4_1779482026.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,728

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.24 to $29.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:07 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 441 $29.99 $13,227.75
Disclosure

SEC source: 0001558259-26-000012 · wk-form4_1779138462.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,609

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.58 to $30.54. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:07 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 286 $28.84 $8,248.13
Disclosure

SEC source: 0001558259-26-000012 · wk-form4_1779138462.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,864

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.44 to $29.27. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:37 UTC Upstart Holdings, Inc. UPST · Entity 4306 GrantPerformance-based Restricted Stock Unit · Derivative 74,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001558259-26-000008 · wk-form4_1772573841.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,003

Underlying: Common Stock · 74,003 shares

Expires not disclosed

F4 · derivative.exercise_date: These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date.

F4 · derivative.expiration_date: These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:37 UTC Upstart Holdings, Inc. UPST · Entity 4306 GrantCommon Stock 24,668 $0.00 $0.00
Disclosure

SEC source: 0001558259-26-000008 · wk-form4_1772573841.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,150

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 15, 2026 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 21:46 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 390 $30.25 $11,797.50
Disclosure

SEC source: 0001558259-26-000006 · wk-form4_1771969578.xml · nonDerivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 31,637

F7 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F6 · ownership.nature: The shares are held by the Darling Family Trust.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 21:46 UTC Upstart Holdings, Inc. UPST · Entity 4306 OtherCommon Stock 6,638 Not disclosed Not disclosed
Disclosure

SEC source: 0001558259-26-000006 · wk-form4_1771969578.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 32,027

F4 · price: No consideration; change in form of ownership only.

F5 · balance_after: Includes 390 shares acquired on February 13, 2026 under the Issuer's 2020 Employee Stock Purchase Plan.

F6 · ownership.nature: The shares are held by the Darling Family Trust.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 21:46 UTC Upstart Holdings, Inc. UPST · Entity 4306 OtherCommon Stock 6,638 Not disclosed Not disclosed
Disclosure

SEC source: 0001558259-26-000006 · wk-form4_1771969578.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,482

F4 · price: No consideration; change in form of ownership only.

F3 · ownership.direct: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 21:46 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 6,478 $29.85 $193,394.21
Disclosure

SEC source: 0001558259-26-000006 · wk-form4_1771969578.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,120

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.60 to $30.255. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
January 22, 2026 Filed Jan 23, 2026 22:44 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,564 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001558259-26-000004 · wk-form4_1769208293.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,963

Underlying: Common Stock · 7,564 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
January 22, 2026 Filed Jan 23, 2026 22:44 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionCommon Stock 7,564 $13.22 $99,996.08
Disclosure

SEC source: 0001558259-26-000004 · wk-form4_1769208293.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 24,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held by the Darling Family Trust.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 22:10 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 1,000 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001558259-26-000002 · wk-form4_1767823836.xml · derivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,527

Underlying: Common Stock · 1,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 22:10 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 1,000 $50.00 $50,000.00
Disclosure

SEC source: 0001558259-26-000002 · wk-form4_1767823836.xml · nonDerivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 17,435

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F4 · ownership.nature: The shares are held by the Darling Family Trust.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 22:10 UTC Upstart Holdings, Inc. UPST · Entity 4306 OtherCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001558259-26-000002 · wk-form4_1767823836.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 18,435

F3 · price: No consideration; change in form of ownership only.

F4 · ownership.nature: The shares are held by the Darling Family Trust.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 22:10 UTC Upstart Holdings, Inc. UPST · Entity 4306 OtherCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001558259-26-000002 · wk-form4_1767823836.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,598

F3 · price: No consideration; change in form of ownership only.

F2 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 22:10 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionCommon Stock 1,000 $13.22 $13,220.00
Disclosure

SEC source: 0001558259-26-000002 · wk-form4_1767823836.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F2 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:30 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 2,000 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001558259-25-000017 · wk-form4_1765920642.xml · derivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 195,527

Underlying: Common Stock · 2,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F5 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:30 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 7,392 $50.00 $369,600.00
Disclosure

SEC source: 0001558259-25-000017 · wk-form4_1765920642.xml · nonDerivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 17,435

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F4 · ownership.nature: The shares are held by the Darling Family Trust.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:30 UTC Upstart Holdings, Inc. UPST · Entity 4306 OtherCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001558259-25-000017 · wk-form4_1765920642.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 24,827

F3 · price: No consideration; change in form of ownership only.

F4 · ownership.nature: The shares are held by the Darling Family Trust.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:30 UTC Upstart Holdings, Inc. UPST · Entity 4306 OtherCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001558259-25-000017 · wk-form4_1765920642.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,598

F3 · price: No consideration; change in form of ownership only.

F2 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:30 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionCommon Stock 2,000 $13.22 $26,440.00
Disclosure

SEC source: 0001558259-25-000017 · wk-form4_1765920642.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F2 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 21:38 UTC Upstart Holdings, Inc. UPST · Entity 4306 OtherCommon Stock 5,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001558259-25-000015 · wk-form4_1764020290.xml · nonDerivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 22,827

F6 · price: No consideration; change in form of ownership only.

F7 · ownership.nature: The shares are held by the Darling Family Trust.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 21:38 UTC Upstart Holdings, Inc. UPST · Entity 4306 OtherCommon Stock 5,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001558259-25-000015 · wk-form4_1764020290.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,598

F6 · price: No consideration; change in form of ownership only.

F3 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · ownership.direct: This Form 4 reflects the reporting person's unvested RSUs as directly held, correcting prior filings that inadvertently reported such holdings as indirectly held through the Darling Family Trust. All securities remain beneficially owned by the reporting person.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 21:38 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 400 $37.03 $14,810.00
Disclosure

SEC source: 0001558259-25-000015 · wk-form4_1764020290.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,990

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.95 to $37.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · ownership.direct: This Form 4 reflects the reporting person's unvested RSUs as directly held, correcting prior filings that inadvertently reported such holdings as indirectly held through the Darling Family Trust. All securities remain beneficially owned by the reporting person.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 21:38 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 7,323 $36.55 $267,670.30
Disclosure

SEC source: 0001558259-25-000015 · wk-form4_1764020290.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,390

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.94 to $36.92. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · ownership.direct: This Form 4 reflects the reporting person's unvested RSUs as directly held, correcting prior filings that inadvertently reported such holdings as indirectly held through the Darling Family Trust. All securities remain beneficially owned by the reporting person.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 00:52 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 1,000 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001558259-25-000013 · wk-form4_1761699132.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,527

Underlying: Common Stock · 1,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F6 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 00:52 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 1,000 $55.01 $55,012.40
Disclosure

SEC source: 0001558259-25-000013 · wk-form4_1761699132.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 123,148

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.03. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · acquired: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · ownership.nature: The shares are held by the Darling Family Trust.

Read SEC document
October 24, 2025 Filed Oct 29, 2025 00:52 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionCommon Stock 1,000 $13.22 $13,220.00
Disclosure

SEC source: 0001558259-25-000013 · wk-form4_1761699132.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 124,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F3 · balance_after: The number of shares held reflects the transfer of 124,148 shares of Common Stock from the Reporting Person to the Darling Family Trust, under agreement dated September 18, 2025, of which the Reporting Person and his spouse are co-trustees (the "Darling Family Trust").

F4 · ownership.nature: The shares are held by the Darling Family Trust.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:39 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 1,000 $13.22 Strike: $13.22 $13,220.00
Disclosure

SEC source: 0001558259-25-000005 · wk-form4_1759523963.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,527

Underlying: Common Stock · 1,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F3 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:39 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 1,000 $54.64 $54,640.00
Disclosure

SEC source: 0001558259-25-000005 · wk-form4_1759523963.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,898

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:39 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionCommon Stock 1,000 $13.22 $13,220.00
Disclosure

SEC source: 0001558259-25-000005 · wk-form4_1759523963.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:44 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 1,000 $13.22 Strike: $13.22 $13,220.00
Disclosure

SEC source: 0001558259-25-000003 · wk-form4_1758314651.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 199,527

Underlying: Common Stock · 1,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F4 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:44 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 1,000 $70.01 $70,009.50
Disclosure

SEC source: 0001558259-25-000003 · wk-form4_1758314651.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,898

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.01. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:44 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionCommon Stock 1,000 $13.22 $13,220.00
Disclosure

SEC source: 0001558259-25-000003 · wk-form4_1758314651.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 20:37 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 4,000 $13.22 Strike: $13.22 $52,880.00
Disclosure

SEC source: 0001647639-25-000120 · wk-form4_1757104654.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,527

Underlying: Common Stock · 4,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F4 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 20:37 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 4,000 $69.41 $277,653.60
Disclosure

SEC source: 0001647639-25-000120 · wk-form4_1757104654.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,898

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.12 to $69.64. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 20:37 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionCommon Stock 4,000 $13.22 $52,880.00
Disclosure

SEC source: 0001647639-25-000120 · wk-form4_1757104654.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.

F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:38 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 6,402 $68.00 $435,336.00
Disclosure

SEC source: 0001647639-25-000112 · wk-form4_1756327119.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,898

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024.

F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 20:38 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 139 $63.31 $8,800.09
Disclosure

SEC source: 0001647639-25-000106 · wk-form4_1755895080.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,300

F5 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 20:38 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 1 $61.80 $61.80
Disclosure

SEC source: 0001647639-25-000106 · wk-form4_1755895080.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,439

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

Read SEC document
August 20, 2025 Filed Aug 22, 2025 20:38 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 6,713 $61.12 $410,296.55
Disclosure

SEC source: 0001647639-25-000106 · wk-form4_1755895080.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,440

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.77 to $61.47. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 139 shares acquired on August 15, 2025 under the Issuer's 2020 Employee Stock Purchase Plan.

F4 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:30 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 4,000 $13.22 Strike: $13.22 $52,880.00
Disclosure

SEC source: 0001647639-25-000095 · wk-form4_1754425813.xml · derivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,527

Underlying: Common Stock · 4,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024.

F5 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:30 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 1,000 $80.00 $80,003.00
Disclosure

SEC source: 0001647639-25-000095 · wk-form4_1754425813.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,014

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.01. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:30 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 3,000 $77.93 $233,803.50
Disclosure

SEC source: 0001647639-25-000095 · wk-form4_1754425813.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,014

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.75 to $78.115. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:30 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionCommon Stock 4,000 $13.22 $52,880.00
Disclosure

SEC source: 0001647639-25-000095 · wk-form4_1754425813.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024.

F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
July 08, 2025 Filed Jul 10, 2025 20:32 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 5,000 $13.22 Strike: $13.22 $66,100.00
Disclosure

SEC source: 0001647639-25-000074 · wk-form4_1752179532.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 208,527

Underlying: Common Stock · 5,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024.

F4 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
July 08, 2025 Filed Jul 10, 2025 20:32 UTC Upstart Holdings, Inc. UPST · Entity 4306 SaleCommon Stock 5,000 $80.04 $400,209.50
Disclosure

SEC source: 0001647639-25-000074 · wk-form4_1752179532.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,014

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 08, 2025 Filed Jul 10, 2025 20:32 UTC Upstart Holdings, Inc. UPST · Entity 4306 Exercise / conversionCommon Stock 5,000 $13.22 $66,100.00
Disclosure

SEC source: 0001647639-25-000074 · wk-form4_1752179532.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024.

F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.