Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | President, Capital& Enterprise | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 592,578 |
Reported balance
After 2026-09-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-08 · Exercise / conversion · Acquired 300,000 · Balance 592,578 |
| Common StockSEC Table I · non-derivative | Direct | 476,578 |
Reported balance
After 2026-09-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-08 · Sale · Disposed 116,000 · Balance 476,578 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.92 to $27.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2026-12-28 | Direct | 302,607 |
Reported balance
After 2026-09-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-08 · Exercise / conversion · Disposed 300,000 · Balance 302,607 F3: All of the shares subject to this option are fully vested and exercisable as of the date hereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.92 to $27.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3: All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2026 Filed Sep 10, 2026 23:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 300,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001832808-26-000020 · wk-form4_1789081939.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · President, Capital& Enterprise 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,607 Underlying: Common Stock · 300,000 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| September 08, 2026 Filed Sep 10, 2026 23:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 116,000 | $27.29 | $3,166,196.80 |
DisclosureSEC source: 0001832808-26-000020 · wk-form4_1789081939.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · President, Capital& Enterprise 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 476,578 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.92 to $27.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 08, 2026 Filed Sep 10, 2026 23:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 300,000 | $1.35 | $405,000.00 |
DisclosureSEC source: 0001832808-26-000020 · wk-form4_1789081939.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · President, Capital& Enterprise 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 592,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2026 Filed Aug 21, 2026 22:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,945 | $28.09 | $251,298.15 |
DisclosureSEC source: 0001832808-26-000018 · wk-form4_1787351032.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · President, Capital& Enterprise 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,578 F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.98 to $28.475. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2026 Filed Aug 21, 2026 22:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 10,000 | $31.46 | $314,633.00 |
DisclosureSEC source: 0001832808-26-000018 · wk-form4_1787351032.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · President, Capital& Enterprise 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,523 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.415 to $31.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 22:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,033 | $29.36 | $59,682.98 |
DisclosureSEC source: 0001832808-26-000015 · wk-form4_1787178025.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · President, Capital& Enterprise 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,523 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.17 to $29.52. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 09, 2026 Filed Jun 11, 2026 20:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 15,000 | $30.41 | $456,115.50 |
DisclosureSEC source: 0001832808-26-000012 · wk-form4_1781208871.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · President, Capital& Enterprise 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,556 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.09 to $30.62. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,985 | $28.77 | $229,739.63 |
DisclosureSEC source: 0001832808-26-000010 · wk-form4_1779481999.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · President, Capital& Enterprise 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,556 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.26 to $29.045. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:07 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,011 | $30.03 | $30,363.77 |
DisclosureSEC source: 0001832808-26-000008 · wk-form4_1779138435.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · President, Capital& Enterprise 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,541 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.65 to $30.55. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:07 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 806 | $28.96 | $23,343.29 |
DisclosureSEC source: 0001832808-26-000008 · wk-form4_1779138435.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · President, Capital& Enterprise 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,552 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.43 to $29.41. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:36 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantPerformance-based Restricted Stock Unit · Derivative | 185,008 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001832808-26-000004 · wk-form4_1772573813.xml · derivative · entry 2 Datta Sanjay · CIK 0001832808 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,008 Underlying: Common Stock · 185,008 shares Expires not disclosed F3 · derivative.exercise_date: These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date. F3 · derivative.expiration_date: These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:36 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 61,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001832808-26-000004 · wk-form4_1772573813.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,358 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 15, 2026 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:47 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,982 | $29.86 | $238,375.25 |
DisclosureSEC source: 0001832808-26-000002 · wk-form4_1771969634.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,688 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.585 to $30.30. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 390 shares acquired on February 13, 2026 under the Issuer's 2020 Employee Stock Purchase Plan. F4 · balance_after: Certain of the securities reported in Column 5 are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:36 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $36.99 | $36,992.00 |
DisclosureSEC source: 0001832808-25-000003 · wk-form4_1764020211.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,280 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.90 to $37.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of the securities reported in Column 5 are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:36 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 12,624 | $36.54 | $461,331.46 |
DisclosureSEC source: 0001832808-25-000003 · wk-form4_1764020211.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,280 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.895 to $36.875. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of the securities reported in Column 5 are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 20, 2025 Filed Aug 22, 2025 20:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 13,473 | $61.12 | $823,452.25 |
DisclosureSEC source: 0001647639-25-000104 · wk-form4_1755894844.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,904 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.74 to $61.52. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 21 shares acquired on August 15, 2025 under the Issuer's 2020 Employee Stock Purchase Plan. F4 · balance_after: Certain of the securities reported in Column 5 are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 20, 2025 Filed May 22, 2025 21:58 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 13,512 | $46.97 | $634,673.50 |
DisclosureSEC source: 0001628280-25-027359 · wk-form4_1747951075.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,356 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.695 to $47.53. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 00:58 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 55,728 | $0.00 Strike: $66.67 | $0.00 |
DisclosureSEC source: 0001628280-25-010168 · wk-form4_1741136304.xml · derivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,728 Underlying: Common Stock · 55,728 shares Expires 2035-02-27 F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on March 20, 2025 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 00:58 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 29,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010168 · wk-form4_1741136304.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,868 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 20, 2025 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 22:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 242 | $79.59 | $19,261.26 |
DisclosureSEC source: 0001628280-25-007437 · wk-form4_1740435140.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,537 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.58 to $79.60. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 22:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 15,828 | $79.01 | $1,250,603.52 |
DisclosureSEC source: 0001628280-25-007437 · wk-form4_1740435140.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,779 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.50 to $79.465. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (5) to this Form 4. F3 · balance_after: Includes 633 shares acquired on February 15, 2025 under the Issuer's 2020 Employee Stock Purchase Plan. F4 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,678 | $70.50 | $329,799.94 |
DisclosureSEC source: 0001628280-24-049042 · wk-form4_1732314659.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,974 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.115 to $70.815. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 13,941 | $69.59 | $970,201.59 |
DisclosureSEC source: 0001628280-24-049042 · wk-form4_1732314659.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,652 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.085 to $70.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 21:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $68.56 | $102,840.00 |
DisclosureSEC source: 0001628280-24-048668 · wk-form4_1732137826.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 329,593 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 22:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $79.54 | $119,310.00 |
DisclosureSEC source: 0001628280-24-047688 · wk-form4_1731537224.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 331,093 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 21:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $48.66 | $72,990.00 |
DisclosureSEC source: 0001628280-24-045770 · wk-form4_1730929180.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 332,593 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 20:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $51.70 | $77,550.00 |
DisclosureSEC source: 0001628280-24-044310 · wk-form4_1730318789.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 334,093 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 21, 2024 Filed Oct 23, 2024 21:43 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $53.81 | $80,715.00 |
DisclosureSEC source: 0001628280-24-043473 · wk-form4_1729719803.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 335,593 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:25 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $48.68 | $73,020.00 |
DisclosureSEC source: 0001628280-24-042873 · wk-form4_1729027518.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 337,093 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 20:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $41.29 | $61,935.00 |
DisclosureSEC source: 0001628280-24-042605 · wk-form4_1728504750.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 338,593 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $40.32 | $60,480.00 |
DisclosureSEC source: 0001628280-24-041881 · wk-form4_1727900077.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 340,093 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 20:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $40.00 | $60,000.00 |
DisclosureSEC source: 0001628280-24-041305 · wk-form4_1727296313.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 341,593 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 20:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $34.42 | $51,630.00 |
DisclosureSEC source: 0001628280-24-040808 · wk-form4_1726693022.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 343,093 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 23:37 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $34.85 | $52,275.00 |
DisclosureSEC source: 0001628280-24-040171 · wk-form4_1726097859.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 344,593 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $41.77 | $62,655.00 |
DisclosureSEC source: 0001628280-24-039586 · wk-form4_1725581035.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 346,093 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 20:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $42.44 | $63,660.00 |
DisclosureSEC source: 0001628280-24-038663 · wk-form4_1724875944.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 347,593 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:01 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $38.93 | $7,786.00 |
DisclosureSEC source: 0001628280-24-038060 · wk-form4_1724277664.xml · nonDerivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 349,093 F3 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:01 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 19,105 | $38.32 | $732,086.41 |
DisclosureSEC source: 0001628280-24-038060 · wk-form4_1724277664.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 349,293 F3 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.93 to $38.91. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:01 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $37.00 | $55,500.00 |
DisclosureSEC source: 0001628280-24-038060 · wk-form4_1724277664.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 368,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 20:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $35.39 | $53,085.00 |
DisclosureSEC source: 0001628280-24-037239 · wk-form4_1723667589.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 369,898 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 05, 2024 Filed Aug 7, 2024 20:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $20.98 | $20,980.00 |
DisclosureSEC source: 0001628280-24-035622 · wk-form4_1723061488.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 371,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 20:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $26.31 | $26,310.00 |
DisclosureSEC source: 0001628280-24-033753 · wk-form4_1722457016.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 372,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 20:19 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $28.15 | $28,150.00 |
DisclosureSEC source: 0001628280-24-032825 · wk-form4_1721852344.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 373,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| July 15, 2024 Filed Jul 17, 2024 20:08 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $27.80 | $27,800.00 |
DisclosureSEC source: 0001628280-24-032076 · wk-form4_1721246916.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 374,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $23.41 | $23,410.00 |
DisclosureSEC source: 0001628280-24-031616 · wk-form4_1720645786.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 375,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:01 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $23.63 | $23,630.00 |
DisclosureSEC source: 0001628280-24-031164 · wk-form4_1720040499.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 376,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 20:25 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $21.68 | $21,680.00 |
DisclosureSEC source: 0001628280-24-030149 · wk-form4_1719433499.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 377,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $22.22 | $22,220.00 |
DisclosureSEC source: 0001628280-24-029110 · wk-form4_1718914173.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 378,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:59 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $24.00 | $24,000.00 |
DisclosureSEC source: 0001628280-24-027855 · wk-form4_1718225980.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 379,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 23:55 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $25.49 | $25,490.00 |
DisclosureSEC source: 0001628280-24-026943 · wk-form4_1717631717.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 380,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.