Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Akili, Inc.AKLI · Entity 89130 | Director | May 02, 2023 | May 04, 2023 |
| BROADWAY FINANCIAL CORP DEBYFC · Entity 6703 | Director | March 02, 2026 | March 04, 2026 |
| SOUNDTHINKING, INC.SSTI · Entity 361 | Interim CFO | October 26, 2020 | November 04, 2020 |
| Upstart Holdings, Inc.UPST · Entity 4306 | Director | May 29, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Akili, Inc.
Report date May 02, 2023 · Filed May 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.09 · Expires 2033-05-02 | Direct | 22,000 |
Reported balance
After 2023-05-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-02 · Grant · Acquired 22,000 · Balance 22,000 F1: The shares underlying this option shall vest in full upon the earlier of (i) May 2, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service at such time. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying this option shall vest in full upon the earlier of (i) May 2, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service at such time.
BROADWAY FINANCIAL CORP DE
Report date March 02, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,675 |
Reported balance
After 2026-03-02 transaction · row 1
1 source rowRow 1 · 2026-03-02 · Grant · Acquired 2,675 · Balance 2,675 F1: Represents Award of Unrestricted stock issued on March 02, 2026 pursuant to the Amended and Restated 2018 Long Term Incentive Plan of Broadway Financial Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Award of Unrestricted stock issued on March 02, 2026 pursuant to the Amended and Restated 2018 Long Term Incentive Plan of Broadway Financial Corporation.
SOUNDTHINKING, INC.
Report date October 26, 2020 · Filed November 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities owned.SEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-10-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Upstart Holdings, Inc.
Report date May 29, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,149 |
Reported balance
After 2026-05-29 transaction · row 1
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 6,476 · Balance 37,149 F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 29, 2027 or the day prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 29, 2027 or the day prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2026 Filed Jun 2, 2026 20:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 6,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001829575-26-000004 · wk-form4_1780432466.xml · nonDerivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,149 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 29, 2027 or the day prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:20 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | GrantCommon Stock | 2,675 | $7.85 | $20,998.75 |
DisclosureSEC source: 0001140361-26-007875 · form4.xml · nonDerivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,675 F1 · shares: Represents Award of Unrestricted stock issued on March 02, 2026 pursuant to the Amended and Restated 2018 Long Term Incentive Plan of Broadway Financial Corporation. Read SEC document |
| May 27, 2025 Filed May 29, 2025 20:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 4,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-028389 · wk-form4_1748551766.xml · nonDerivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,673 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 27, 2026 or the day prior to the date of the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 21:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 626 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001494 · wk-form4_1736888696.xml · nonDerivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,359 F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 20:29 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 8,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026362 · wk-form4_1717446573.xml · nonDerivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,733 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 30, 2025 or the day prior to the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 21:59 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 1,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-001273 · wk-form4_1705096762.xml · nonDerivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,455 F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 9,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-020135 · wk-form4_1685478386.xml · nonDerivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,257 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 25, 2024 or the day prior to the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| May 02, 2023 Filed May 4, 2023 16:20 UTC | Akili, Inc. AKLI · Entity 89130 | GrantStock Option (Right to Buy) · Derivative | 22,000 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0000899243-23-012256 · doc4.xml · derivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2033-05-02 F1 · derivative.exercise_date: The shares underlying this option shall vest in full upon the earlier of (i) May 2, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 23:16 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 2,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000986 · wf-form4_167356537487323.xml · nonDerivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,588 F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 18:54 UTC | Akili, Inc. AKLI · Entity 89130 | GrantStock Option (Right to Buy) · Derivative | 44,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000899243-22-035237 · doc4.xml · derivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2032-11-02 F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in three (3) equal annual installments on each of the first three anniversaries of November 2, 2022, the date of grant, subject to the reporting person's continued service on each such vesting date. Read SEC document |
| May 18, 2022 Filed May 20, 2022 21:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001647639-22-000033 · wf-form4_165308275224063.xml · nonDerivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 18, 2023 or the day prior to the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionStock Option (Right to buy) · Derivative | 30,000 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · derivative · entry 22 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,295 Underlying: Common Stock · 30,000 shares Expires 2029-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F21 · derivative.exercise_date: This option, originally for 128,295 shares, of which 30,000 shares have been exercised, vested as to one twenty-fourth of the shares on February 1, 2020 and one twenty-fourth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 160 | $261.58 | $41,852.80 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 21 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 297 | $260.00 | $77,220.00 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 20 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 514 | $258.46 | $132,849.98 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 19 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,948 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.45 to $259.38. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 201 | $257.61 | $51,780.13 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 18 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,462 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.245 to $258.13. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 330 | $256.04 | $84,492.44 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 17 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,663 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.505 to $256.375. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 755 | $254.51 | $192,158.37 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 16 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,993 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.11 to $255.05. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,798 | $253.61 | $455,987.18 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 15 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,748 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.09 to $253.99. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 900 | $252.45 | $227,202.21 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 14 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,546 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.08 to $253.04. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,944 | $251.21 | $488,350.88 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 13 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,446 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.90 to $251.75. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,486 | $250.28 | $622,184.15 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 12 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,390 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.90 to $250.85. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 903 | $249.45 | $225,255.25 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 11 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,876 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.85 to $249.84. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,609 | $248.33 | $399,563.77 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 10 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,779 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.85 to $248.80. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,017 | $247.43 | $499,056.63 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 9 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,388 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.83 to $247.80. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,052 | $246.27 | $505,346.66 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 8 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,405 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.765 to $246.75. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,025 | $243.69 | $249,781.94 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 7 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,457 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.34 to $244.26. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 896 | $242.11 | $216,930.02 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 6 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,482 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.805 to $242.49. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,893 | $241.06 | $456,326.39 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 5 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,378 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.695 to $241.63. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,012 | $240.05 | $1,923,296.62 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 4 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,271 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.47 to $240.445. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,569 | $238.93 | $374,881.95 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 3 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,283 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.47 to $239.435. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 639 | $237.94 | $152,044.49 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 2 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,852 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.47 to $238.42. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (20) to this Form 4. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 01:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 30,000 | $3.89 | $116,700.00 |
DisclosureSEC source: 0001628280-21-023759 · wf-form4_163719720329750.xml · nonDerivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 . F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 1,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036845 · doc4.xml · nonDerivative · entry 1 Hentges Mary · CIK 0001829575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 27, 2022 or the day prior to the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.